-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GQH2T4bPhFMzAieONOyMzF1KL07FcasSwCa1JT688bKIBh1CuucVur3TGpU2tz+B egJ3UTYmS3o3m2sCEa+YjQ== 0000726514-05-000008.txt : 20050404 0000726514-05-000008.hdr.sgml : 20050404 20050404154035 ACCESSION NUMBER: 0000726514-05-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050401 FILED AS OF DATE: 20050404 DATE AS OF CHANGE: 20050404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KONIDARIS NICHOLAS CENTRAL INDEX KEY: 0001229494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 05729717 BUSINESS ADDRESS: STREET 1: C/O ULTRATECH STEPPER STREET 2: 3050 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-04-01 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001229494 KONIDARIS NICHOLAS 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 1 1 0 0 President and CEO Common Stock 2005-04-01 2005-04-01 4 F 0 3504 19.39 D 17918 D Incentive Stock Option (right to buy) 25.5 2014-07-12 Common Stock 15684 15684 D Non-Qualified Stock Option (right to buy) 25.5 2014-07-12 Common Stock 24316 24316 D Non-Qualified Stock Option (right to buy) 25.71 2014-01-06 Common Stock 420000 420000 D Performance Restricted Stock Units Grant 0 2007-07-12 2007-07-12 Common Stock 20000 20000 D Time-Based Restricted Stock Units Grant 0 2009-07-22 2009-07-22 Common Stock 20000 20000 D Payment of tax liability by delivering 3504 shares incident to the vesting of restricted stock in accordance with Rule 16b-3. The ISO and NQ granted on this date vest together for 25% of the total shares on the first four anniversaries of the grant date. Effective January 25, 2005 the vesting of the option was accelerated to be 100% vested on January 25, 2005, however exercisability is restricted to the original vesting schedule. Options become exercisable for 25% of the shares on the first four anniversaries of the grant date. Effective January 25, 2005 the vesting of the option was accelerated to be 100% vested on August 26, 2005, however exercisability is restricted to the original vesting schedule. Performance-Based Restricted Stock Units cliff vest after three years following grant date if certain levels of performance are achieved vs. a peer group of companies. Time-Based Restricted Stock Units cliff vest on July 22, 2009. Nicholas Konidaris 2005-04-04 -----END PRIVACY-ENHANCED MESSAGE-----