-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SSXALMqNuPazoSO8F/ZwyEf3GbglqMTh1E/7Uems+zack8IxM65QZ9llgL8wD1K7 NyTqrvveoJUYuDsO8RWKqQ== 0000726514-04-000054.txt : 20041020 0000726514-04-000054.hdr.sgml : 20041020 20041020181048 ACCESSION NUMBER: 0000726514-04-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041015 FILED AS OF DATE: 20041020 DATE AS OF CHANGE: 20041020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANSEN LARRY L CENTRAL INDEX KEY: 0001184233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 041088228 BUSINESS ADDRESS: STREET 1: 1849 FORTURE DR CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4089440800 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-10-15 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001184233 HANSEN LARRY L 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 1 0 0 0 Common Stock 19974 D Non-Qualified Stock Option (right to buy) 8.25 2004-10-15 4 D 0 6000 D 2006-07-31 Common Stock 6000 0 D Non-Qualified Stock Option (right to buy) 8.25 2004-10-15 4 A 0 6000 A 2006-07-31 Common Stock 6000 6000 D Non-Qualified Stock Option (right to buy) 12.125 2004-10-15 4 D 0 6000 D 2008-07-31 Common Stock 6000 0 D Non-Qualified Stock Option (right to buy) 12.125 2004-10-15 4 A 0 6000 A 2008-07-31 Common Stock 6000 6000 D Non-Qualified Stock Option (right to buy) 17.17 2004-10-15 4 D 0 6000 D 2013-07-30 Common Stock 6000 0 D Non-Qualified Stock Option (right to buy) 17.17 2004-10-15 4 A 0 6000 A 2013-07-30 Common Stock 6000 6000 D Non-Qualified Stock Option (right to buy) 17.96 2004-10-15 4 D 0 6000 D 2012-07-30 Common Stock 6000 0 D Non-Qualified Stock Option (right to buy) 17.96 2004-10-15 4 A 0 6000 A 2012-07-30 Common Stock 6000 6000 D Non-Qualified Stock Option (right to buy) 18.5 2004-10-15 4 D 0 2000 D 2005-07-31 Common Stock 2000 0 D Non-Qualified Stock Option (right to buy) 18.5 2004-10-15 4 A 0 2000 A 2005-07-31 Common Stock 2000 2000 D Non-Qualified Stock Option (right to buy) 19.0625 2004-10-15 4 D 0 6000 D 2009-07-31 Common Stock 6000 0 D Non-Qualified Stock Option (right to buy) 19.0625 2004-10-15 4 A 0 6000 A 2009-07-31 Common Stock 6000 6000 D Non-Qualified Stock Option (right to buy) 25 2004-10-15 4 D 0 6000 D 2007-07-31 Common Stock 6000 0 D Non-Qualified Stock Option (right to buy) 25 2004-10-15 4 A 0 6000 A 2007-07-31 Common Stock 6000 6000 D Non-Qualified Stock Option (right to buy) 25.75 2004-10-15 4 D 0 10000 D 2014-07-30 Common Stock 10000 0 D Non-Qualified Stock Option (right to buy) 25.75 2004-10-15 4 A 0 10000 A 2014-07-30 Common Stock 10000 10000 D Non-Qualified Stock Option (right to buy) 32.15 2004-10-15 4 D 0 6000 D 2011-07-30 Common Stock 6000 0 D Non-Qualified Stock Option (right to buy) 32.15 2004-10-15 4 A 0 6000 A 2011-07-30 Common Stock 6000 6000 D Non-Qualified Stock Option (right to buy) 45.438 2004-10-15 4 D 0 6000 D 2010-07-30 Common Stock 6000 0 D Non-Qualified Stock Option (right to buy) 45.438 2004-10-15 4 A 0 6000 A 2010-07-30 Common Stock 6000 6000 D Amendment to outstanding option (deemed cancellation and regrant) with respect to the period of exercise and continued vesting after retiring as a Director and being appointed Director Emeritus for a term of three years. Option will continue to become exercisable in accordance with their respective terms and will be exercisable until the earlier of the second anniversary of the date he ceases to be Director Emeritus and the expiration date of the option, but only to the extent such options were exercisable on his last date of service as Director Emeritus. Option was originally granted on 7/31/96 and provides for vesting in 4 annual installments (25% annually) commencing on 7/31/97. No value was received upon amendment. No purchase price is paid upon grant of option. Option was originally granted on 7/31/98 and provides for vesting in 4 annual installments (25% annually) commencing on 7/31/99. Option was originally granted on 7/31/03 and provides for vesting in 4 annual installments (25% annually) commencing on 7/31/04. Option was originally granted on 7/31/02 and provides for vesting in 4 annual installments (25% annually) commencing on 7/31/03. Option was originally granted on 7/31/95 and provides for vesting in 4 annual installments (25% annually) commencing on 7/31/96. Option was originally granted on 7/31/99 and provides for vesting in 4 annual installments (25% annually) commencing on 7/31/00. Option was originally granted on 7/31/97 and provides for vesting in 4 annual installments (25% annually) commencing on 7/31/98. Option vests 1/12th of the shares monthly, becoming fully vested on the first anniversary of grant date. Option was originally granted on 7/31/01 and provides for vesting in 4 annual installments (25% annually) commencing on 7/31/02. Option was originally granted on 7/31/00 and provides for vesting in 4 annual installments (25% annually) commencing on 7/31/01. By: J. Michael Dodson For: Larry L Hansen 2004-10-19 -----END PRIVACY-ENHANCED MESSAGE-----