-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GNF0ykKKF4nLzkKof4J8qlqfruavZNKM8SK6NJtIT2FzGw4XAiyIr6eaWBnTj/EP F4bncuGItAy7c5/nVKaUxQ== 0000726514-04-000034.txt : 20040930 0000726514-04-000034.hdr.sgml : 20040930 20040930152827 ACCESSION NUMBER: 0000726514-04-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040713 FILED AS OF DATE: 20040930 DATE AS OF CHANGE: 20040930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KONIDARIS NICHOLAS CENTRAL INDEX KEY: 0001229494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 041055208 BUSINESS ADDRESS: STREET 1: C/O ULTRATECH STEPPER STREET 2: 3050 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-07-13 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001229494 KONIDARIS NICHOLAS 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 1 1 0 0 President and CEO Common Stock 20927 D Incentive Stock Option (right to buy) 25.5 2004-07-13 4 A 0 15684 A 2014-07-12 Common Stock 15684 15684 D Non-Qualified Stock Option (right to buy) 25.5 2004-07-13 4 A 0 24316 A 2014-07-12 Common Stock 24316 24316 D Performance Restricted Stock Units Grant 0 2004-07-13 4 A 0 20000 0 A 2007-07-12 2007-07-12 Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy) 25.71 2014-01-06 Common Stock 420000 420000 D The ISO and NQ granted on this date vest together for 25% of the total shares on the first four anniversaries of the grant date. No purchase price is paid upon grant of option. Performance-Based Restricted Stock Units cliff vest after three years following grant date if certain levels of performance are achieved vs. a peer group of companies. Options become exercisable for 25% of the shares on the first four anniversaries of the grant date. Nicholas Konidaris 2004-09-29 -----END PRIVACY-ENHANCED MESSAGE-----