-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OhJDwTqAgMnokFDTX3b/x/beEGBvJbfmoc7M/Ns5kx7JTBwcGsuHaao331vyaOpl gDYIY3Za71cXKv5/U2mp/A== 0000726514-04-000031.txt : 20040930 0000726514-04-000031.hdr.sgml : 20040930 20040930151845 ACCESSION NUMBER: 0000726514-04-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040713 FILED AS OF DATE: 20040930 DATE AS OF CHANGE: 20040930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DODSON J MICHAEL CENTRAL INDEX KEY: 0001231559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 041055175 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-07-13 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001231559 DODSON J MICHAEL 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 0 1 0 0 Senior VP, CFO & Secretary Common Stock 599 D Incentive Stock Option (right to buy) 25.5 2004-07-13 4 A 0 3921 A 2014-07-12 Common Stock 3921 3921 D Non-Qualified Stock Option (right to buy) 25.5 2004-07-13 4 A 0 12255 A 2014-07-12 Common Stock 12255 12255 D Performance Restricted Stock Units Grant 0 2004-07-13 4 A 0 8403 0 A 2007-07-12 2007-07-12 Common Stock 8403 8403 D Incentive Stock Option (right to buy) 13.91 2004-05-05 2013-05-04 Common Stock 28756 28756 D Non-Qualified Stock Option (right to buy) 13.91 2004-05-05 2013-05-04 Common Stock 41244 41244 D Non-Qualified Stock Option (right to buy) 24.52 2004-10-29 2013-10-28 Common Stock 10000 10000 D The ISO and NQ granted on this date vest together for 25% of the total shares on the first four anniversaries of the grant date. No purchase price is paid upon grant of option. Performance-Based Restricted Stock Units cliff vest after three years following grant date if certain levels of performance are achieved vs. a peer group of companies. Options become exercisable for 25% of the shares on the first four anniversaries of the grant date. J. Michael Dodson 2004-09-29 -----END PRIVACY-ENHANCED MESSAGE-----