0001622181-17-000003.txt : 20170302 0001622181-17-000003.hdr.sgml : 20170302 20170302173904 ACCESSION NUMBER: 0001622181-17-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Function(x) Inc. CENTRAL INDEX KEY: 0000725876 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330637631 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 902 BROADWAY STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-231-0092 MAIL ADDRESS: STREET 1: 902 BROADWAY STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: DraftDay Fantasy Sports, Inc. DATE OF NAME CHANGE: 20160208 FORMER COMPANY: FORMER CONFORMED NAME: Viggle Inc. DATE OF NAME CHANGE: 20120607 FORMER COMPANY: FORMER CONFORMED NAME: FUNCTION (X) INC. DATE OF NAME CHANGE: 20110216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sillerman Investment Co VI LLC CENTRAL INDEX KEY: 0001683666 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35620 FILM NUMBER: 17660323 BUSINESS ADDRESS: STREET 1: 902 BROADWAY STREET 2: FLOOR 11 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2122310092 MAIL ADDRESS: STREET 1: 902 BROADWAY STREET 2: FLOOR 11 CITY: NEW YORK STATE: NY ZIP: 10010 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-02-28 0 0000725876 Function(x) Inc. FNCX 0001683666 Sillerman Investment Co VI LLC 902 BROADWAY FLOOR 11 NEW YORK NY 10010 1 1 1 0 Chairman & CEO Common Stock 2017-02-28 4 M 0 1709489 2.34 A 1709489 D Series C Preferred Stock 2.34 2017-02-28 4 M 0 3761 1000 D Common Stock 1709489 0 D The Series C Preferred Shares were exchangeable for shares of Common Stock pursuant to an Exchange Agreement, which was amended to provide the pricing at the time of the exchange. Shares of Series C Preferred Stock were exchanged for Common Stock pursuant to the Exchange Agreement (as amended). The shares of Common Stock were acquired in a transaction exempt from the provisions of Section 16(b) pursuant to the provisions of Rule 16b-3 promulgated thereunder. Robert F.X. Sillerman 2017-03-02