0001354488-15-002777.txt : 20150529 0001354488-15-002777.hdr.sgml : 20150529 20150529161204 ACCESSION NUMBER: 0001354488-15-002777 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150527 FILED AS OF DATE: 20150529 DATE AS OF CHANGE: 20150529 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Viggle Inc. CENTRAL INDEX KEY: 0000725876 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330637631 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 902 BROADWAY STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-231-0092 MAIL ADDRESS: STREET 1: 902 BROADWAY STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: FUNCTION (X) INC. DATE OF NAME CHANGE: 20110216 FORMER COMPANY: FORMER CONFORMED NAME: GATEWAY INDUSTRIES INC /DE/ DATE OF NAME CHANGE: 19980629 FORMER COMPANY: FORMER CONFORMED NAME: GATEWAY COMMUNICATIONS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arrix Kevin CENTRAL INDEX KEY: 0001555185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35620 FILM NUMBER: 15899680 MAIL ADDRESS: STREET 1: 971 WEST ROAD CITY: NEW CANNAN STATE: CT ZIP: 06840 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2015-05-27 0 0000725876 Viggle Inc. VGGL 0001555185 Arrix Kevin C/O VIGGLE INC. 902 BROADWAY, 11TH FLOOR NEW YORK NY 10010 1 Chief Revenue Officer Common Stock 2015-05-27 4 S 0 15000 2.30 D 176539 D Restricted Stock Units Common Stock 124072 124072 D Restricted Stock Units Common Stock 20000 20000 D Restricted Stock Units Common Stock 312 312 D Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. Restricted stock units in respect of 155,090 shares of Common Stock granted pursuant to the Company?s 2011 Executive Incentive Plan. These restricted stock units vested as to 31,018 shares on May 1, 2015 and an additional 31,018 shares will vest on each of May 1, 2016, May 1, 2017, May 1, 208 and May 1, 2019. This restricted stock unit award was granted September 29, 2014 and vested as to 40,000 units on December 4, 2014,vested as to 20,000 units on March 5, 2015, and will vest as to 20,000 units on June 4, 2015. This restricted stock unit award was granted on December 31, 2011. It vested as to 521 units previously and will vest as to 208 units on December 31, 2015 and as to 104 units on December 31, 2016. The grant and the vesting of these restricted stock units are exempt from the provisions of Section 16(b) pursuant to Rule 16b-3 promulgated thereunder. The acquisition of these shares was exempt from the provisions of Section 16(b) pursuant to Rule 16b-3 promulgated thereunder. /s/ Kevin Arrix 2015-05-29