0001354488-15-002509.txt : 20150515 0001354488-15-002509.hdr.sgml : 20150515 20150515160207 ACCESSION NUMBER: 0001354488-15-002509 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Viggle Inc. CENTRAL INDEX KEY: 0000725876 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330637631 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-35620 FILM NUMBER: 15868888 BUSINESS ADDRESS: STREET 1: 902 BROADWAY STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-231-0092 MAIL ADDRESS: STREET 1: 902 BROADWAY STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: FUNCTION (X) INC. DATE OF NAME CHANGE: 20110216 FORMER COMPANY: FORMER CONFORMED NAME: GATEWAY INDUSTRIES INC /DE/ DATE OF NAME CHANGE: 19980629 FORMER COMPANY: FORMER CONFORMED NAME: GATEWAY COMMUNICATIONS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Seitler Harriet CENTRAL INDEX KEY: 0001555211 RELATIONSHIP: OTHER FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 312 PROSPECT CITY: HIGHLAND PARK STATE: IL ZIP: 60035 144 1 vggl_144.htm 144 vggl_144.htm
UNITED STATES
OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION
OMB Number: 3235-0101
Washington, D.C. 20549
Expires: May 31, 2017
 
Estimated average burden
hours per response ........... 1.00
FORM 144
SEC USE ONLY
DOCUMENT SEQUENCE NO.
 
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
CUSIP NUMBER
 
ATTENTION:Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
WORK LOCATION
 
1 (a) NAME OF ISSUER (Please type or print)
(b) IRS IDENT. NO.
(c) S.E.C. FILE NO.
Viggle Inc.  33-0637631  0-13803
1 (d) ADDRESS OF ISSUER (Street, City, State, Zip Code)
(e) TELEPHONE NO.
902 Broadway, 11th Floor New York NY 10010
AREA CODE
NUMBER
 212  231-0092
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
(b) IRS IDENT. NO.
(c) RELATIONSHIP TO ISSUER
(d) ADDRESS (Street. City, State, Zip Code)
Harriet Seitler   Former Director
902 Broadway, 11th Floor New York NY 10010
 
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
 
3 (a)
Title of the Class of Securities To be sold
(b)
Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities
SEC USE ONLY
(c)
Number of Shares or Other Units To Be Sold
 
(See instr. 3(c))
(d)
Aggregate
Market
Value
 
(See instr. 3(d))
(e)
Number of Shares or Other Units Outstanding
 
(See instr. 3(e))
(f)
Approximate
Date of Sale
 
(See instr. 3(f))
(MO. DAY YR.)
(g)
Name of Each Securities Exchange
 
(See instr. 3(g))
 
Broker-Dealer
File Number
Common Stock  Morgan Stanley, III S. Pfingsten Road, Suite 200, Deerfield, IL 60015    7,000  $23,660  17,253,822  5/15/2015 NASDAQ Capital Market
               
               
               
               
               
               
INSTRUCTIONS:
1(a)Name of issuer
(b)Issuer’s I.R.S. Identification Number
(c)Issuer’s S.E.C. file number, if any
(d)Issuer’s address, including zip code
(e)Issuer’s telephone number, including area code
2.(a)Name of person for whose account the securities are to be sold
(b)Such person’s I.R.S. identification number, if such person is an entity
(c)Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
(d)Such person’s address, including zip code
3.(a)Title of the class of securities to be sold
(b)Name and address of each broker through whom the securities are intended to be sold
(c)Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
(d)Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
(e)Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
(f)Approximate date on which the securities are to be sold
(g)Name of each securities exchange, if any, on which the securities are intended to be sold
 
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
SEC 1147 (01-07)
 
 
 
TABLE I –– SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
 
Title of
the Class
Date you
Acquired
 
Name of Acquisition Transaction
Name of Person from Whom Acquired
(If gift, also give date donor acquired)
Amount of
Securities Acquired
Date of
Payment
 
Nature of Payment
 Common Stock    10/28/2014  Pursuant to the issuers 2011 Executive Equity Incentive Plan. Shares were registered under S-8.  From Viggle Inc.  14,000  10/28/2014 RSU Grant
             
             
             
             
             
             
             
INSTRUCTIONS:
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
  
   

TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS
 
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
 
 
Name and Address of Seller
 
Title of Securities Sold
 
Date of Sale
Amount of
Securities Sold
 
Gross Proceeds
  NONE        
         
         
         
         
         
         
         
REMARKS:
 
 
  
INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.
  May 15, 2015      /s/ Harriet Seitler  
 
DATE OF NOTICE
    
(SIGNATURE)
  
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
 
SEC 1147 (01-07)