0001354488-15-002243.txt : 20150511
0001354488-15-002243.hdr.sgml : 20150511
20150511070630
ACCESSION NUMBER: 0001354488-15-002243
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150508
FILED AS OF DATE: 20150511
DATE AS OF CHANGE: 20150511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Viggle Inc.
CENTRAL INDEX KEY: 0000725876
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 330637631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 902 BROADWAY
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-231-0092
MAIL ADDRESS:
STREET 1: 902 BROADWAY
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER COMPANY:
FORMER CONFORMED NAME: FUNCTION (X) INC.
DATE OF NAME CHANGE: 20110216
FORMER COMPANY:
FORMER CONFORMED NAME: GATEWAY INDUSTRIES INC /DE/
DATE OF NAME CHANGE: 19980629
FORMER COMPANY:
FORMER CONFORMED NAME: GATEWAY COMMUNICATIONS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Small John C
CENTRAL INDEX KEY: 0001555267
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35620
FILM NUMBER: 15848846
MAIL ADDRESS:
STREET 1: 25 ROCK SHELTER ROAD
CITY: NEW YORK
STATE: NY
ZIP: 10597
4
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0306
4
2015-05-08
0
0000725876
Viggle Inc.
VGGL
0001555267
Small John C
C/O VIGGLE INC.
902 BROADWAY, 11TH FLOOR
NEW YORK
NY
10010
1
Chief Financial Officer
Restricted Stock Units
2015-05-08
4
M
0
17250
A
108268
D
Restricted Stock Units
2015-05-01
4
A
0
17250
A
Common Stock
17250
17250
D
Restricted Stock Units
2015-05-01
4
M
0
17250
D
Common Stock
17250
0
D
Restricted Stock Units
Common Stock
124072
124072
D
Restricted Stock Units
Common Stock
20000
20000
D
Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
Restricted stock units in respect of 17,250 shares of Common Stock granted pursuant to the Company?s 2011 Executive Incentive Plan. These restricted stock units vested immediately upon grant.
Restricted stock units in respect of 155,090 shares of Common Stock granted pursuant to the Company?s 2011 Executive Incentive Plan. These restricted stock units vested as to 31,018 shares on May 1, 2015 and an additional 31,018 shares will vest on each of May 1, 2016, May 1, 2017, May 1, 208 and May 1, 2019.
This restricted stock unit award was granted September 29, 2014 and vests as to 40,000 units on December 4, 2014, to 20,000 units on March 5, 2015, and to 20,000 units on June 4, 2015.
The grant and the vesting of these restricted stock units are exempt from the provisions of Section 16(b) pursuant to Rule 16b-3 promulgated thereunder.
/s/ John Small
2015-03-06