0001354488-15-002089.txt : 20150505
0001354488-15-002089.hdr.sgml : 20150505
20150505160014
ACCESSION NUMBER: 0001354488-15-002089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150501
FILED AS OF DATE: 20150505
DATE AS OF CHANGE: 20150505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Viggle Inc.
CENTRAL INDEX KEY: 0000725876
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 330637631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 902 BROADWAY
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-231-0092
MAIL ADDRESS:
STREET 1: 902 BROADWAY
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER COMPANY:
FORMER CONFORMED NAME: FUNCTION (X) INC.
DATE OF NAME CHANGE: 20110216
FORMER COMPANY:
FORMER CONFORMED NAME: GATEWAY INDUSTRIES INC /DE/
DATE OF NAME CHANGE: 19980629
FORMER COMPANY:
FORMER CONFORMED NAME: GATEWAY COMMUNICATIONS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arrix Kevin
CENTRAL INDEX KEY: 0001555185
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35620
FILM NUMBER: 15832822
MAIL ADDRESS:
STREET 1: 971 WEST ROAD
CITY: NEW CANNAN
STATE: CT
ZIP: 06840
4
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0306
4
2015-05-01
0
0000725876
Viggle Inc.
VGGL
0001555185
Arrix Kevin
C/O VIGGLE INC.
902 BROADWAY, 11TH FLOOR
NEW YORK
NY
10010
1
Chief Revenue Officer
Restricted Stock Units
2015-05-01
4
M
0
31080
A
141539
D
Restricted Stock Units
2015-05-01
4
M
0
31080
D
Common Stock
31080
124072
D
Restricted Stock Units
Common Stock
20000
20000
D
Restricted Stock Units
Common Stock
50000
50000
D
Restricted Stock Units
Common Stock
312
312
D
Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
Restricted stock units in respect of 155,090 shares of Common Stock granted pursuant to the Company?s 2011 Executive Incentive Plan. These restricted stock units vested as to 31,018 shares on May 1, 2015 and an additional 31,018 shares will vest on each of May 1, 2016, May 1, 2017, May 1, 208 and May 1, 2019.
This restricted stock unit award was granted September 29, 2014 and vested as to 40,000 units on December 4, 2014,vested as to 20,000 units on March 5, 2015, and will vest as to 20,000 units on June 4, 2015.
This restricted stock unit award was granted on January 22, 2015. It vested as to 50,000 units on February 15, 2015 and will vest as to 50,000 units on May 15, 2015.
This restricted stock unit award was granted on December 31, 2011. It vested as to 521 units previously and will vest as to 208 units on December 31, 2015 and as to 104 units on December 31, 2016.
The grant and the vesting of these restricted stock units are exempt from the provisions of Section 16(b) pursuant to Rule 16b-3 promulgated thereunder.
/s/ Kevin Arrix
2015-05-05