0001354488-14-005342.txt : 20141031 0001354488-14-005342.hdr.sgml : 20141031 20141031161408 ACCESSION NUMBER: 0001354488-14-005342 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141028 FILED AS OF DATE: 20141031 DATE AS OF CHANGE: 20141031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Viggle Inc. CENTRAL INDEX KEY: 0000725876 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330637631 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 902 BROADWAY STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-231-0092 MAIL ADDRESS: STREET 1: 902 BROADWAY STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: FUNCTION (X) INC. DATE OF NAME CHANGE: 20110216 FORMER COMPANY: FORMER CONFORMED NAME: GATEWAY INDUSTRIES INC /DE/ DATE OF NAME CHANGE: 19980629 FORMER COMPANY: FORMER CONFORMED NAME: GATEWAY COMMUNICATIONS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sillerman Investment Co III, LLC CENTRAL INDEX KEY: 0001622181 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35620 FILM NUMBER: 141186759 BUSINESS ADDRESS: STREET 1: 430 PARK AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 6465616395 MAIL ADDRESS: STREET 1: 430 PARK AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0206 3 2014-10-28 0 0000725876 Viggle Inc. VGGL 0001622181 Sillerman Investment Co III, LLC C/O VIGGLE INC. 902 BROADWAY, 11TH FLOOR NEW YORK NY 10010 1 1 Common Stock 8230522 D Warrants (right to buy) 3.51 Common Stock 225000 D Warrants to purchase 225,000 shares of common stock, par value $0.001 per share of the Issuer at an exercise price of $3.51 per share (as adjusted in the event of stock splits and combination, reclassification, or merger or consolidation) issued to Sillerman Investment Company II, LLC in connection with a commitment to by Sillerman Investment Company III, LLC to provide funding to the Issuer in the amount of up to $20,000,000. The warrants will be exercisable only after stockholder approval has been given, and shall expire after ten (10) years. This represents the warrants issued in connection with the advance of $4,500,000 of such loan. Additional warrants will be issued if, as, and when additional advances have been made. /s/ Robert F.X. Sillerman 2014-10-31