0001354488-14-005278.txt : 20141028 0001354488-14-005278.hdr.sgml : 20141028 20141028160629 ACCESSION NUMBER: 0001354488-14-005278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141024 FILED AS OF DATE: 20141028 DATE AS OF CHANGE: 20141028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Viggle Inc. CENTRAL INDEX KEY: 0000725876 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330637631 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 902 BROADWAY STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-231-0092 MAIL ADDRESS: STREET 1: 902 BROADWAY STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: FUNCTION (X) INC. DATE OF NAME CHANGE: 20110216 FORMER COMPANY: FORMER CONFORMED NAME: GATEWAY INDUSTRIES INC /DE/ DATE OF NAME CHANGE: 19980629 FORMER COMPANY: FORMER CONFORMED NAME: GATEWAY COMMUNICATIONS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SILLERMAN ROBERT F X CENTRAL INDEX KEY: 0000940128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35620 FILM NUMBER: 141177188 MAIL ADDRESS: STREET 1: 150 EAST 58TH STREET CITY: NEW YORK STATE: NY ZIP: 10155 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2014-10-24 0 0000725876 Viggle Inc. VGGL 0000940128 SILLERMAN ROBERT F X C/O VIGGLE INC. 902 BROADWAY, 11TH FLOOR NEW YORK NY 10010 1 1 1 Chairman and CEO Common Stock 2014-10-24 4 G 0 8230622 0.00 A 8230622 I See footnote Warrants (right to buy) 3.51 2014-10-24 4 A 0 225000 A Common Stock 225000 225000 I See footnote Mr. Sillerman is the manager and sole member of Sillerman Investment Company III LLC. Mr. Sillerman transferred 8,230,622 shares held personally to Sillerman Investment Company III LLC on September 30, 2014 and remains the sole beneficial owner of such shares. This transfer is exempt from the provisions of Section 16 of the Exchange Act pursuant to Rule 16a-13 and is being voluntarily reported. Warrants to purchase 225,000 shares of common stock, par value $0.001 per share of the Issuer at an exercise price of $3.51 per share (as adjusted in the event of stock splits and combination, reclassification, or merger or consolidation) issued to Sillerman Investment Company II, LLC in connection with a commitment to by Sillerman Investment Company III, LLC to provide funding to the Issuer in the amount of up to $20,000,000. The warrants will be exercisable only after stockholder approval has been given, and shall expire after ten (10) years. This represents the warrants issued in connection with the advance of $4,500,000 of such loan. Additional warrants will be issued if, as, and when additional advances have been made. The warrants were issued in a transaction exempt from the provisions of Section 16(b) of the Exchange Act pursuant to Rule 16b-3 thereunder. /s/ Robert F.X. Sillerman 2014-10-28