0001354488-14-004917.txt : 20141001 0001354488-14-004917.hdr.sgml : 20141001 20141001161318 ACCESSION NUMBER: 0001354488-14-004917 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140929 FILED AS OF DATE: 20141001 DATE AS OF CHANGE: 20141001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Viggle Inc. CENTRAL INDEX KEY: 0000725876 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330637631 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 902 BROADWAY STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-231-0092 MAIL ADDRESS: STREET 1: 902 BROADWAY STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: FUNCTION (X) INC. DATE OF NAME CHANGE: 20110216 FORMER COMPANY: FORMER CONFORMED NAME: GATEWAY INDUSTRIES INC /DE/ DATE OF NAME CHANGE: 19980629 FORMER COMPANY: FORMER CONFORMED NAME: GATEWAY COMMUNICATIONS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Small John C CENTRAL INDEX KEY: 0001555267 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35620 FILM NUMBER: 141133188 MAIL ADDRESS: STREET 1: 25 ROCK SHELTER ROAD CITY: NEW YORK STATE: NY ZIP: 10597 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2014-09-29 0 0000725876 Viggle Inc. VGGL 0001555267 Small John C C/O VIGGLE INC. 902 BROADWAY, 11TH FLOOR NEW YORK NY 10010 1 Chief Financial Officer Restricted Stock Units 2014-09-29 4 A 0 80000 A Common Stock 80000 80000 D Restricted Stock Units 2014-09-29 4 A 0 155090 A Common Stock 155090 155090 D Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This restricted stock unit award vests as to 40,000 units on December 4, 2014, to 20,000 units on March 5, 2015, and to 20,000 units on June 4, 2015. This restricted stock unit award vests as to 38,772 units on each of May 1, 2015, May 1, 2016, May 1, 2017, May 1, 2018 and May 1, 2019. All grants reported in this Form 4 are exempt from the provisions of Section 16(b) of the exchange Act pursuant to Rule 16b-3 thereunder. /s/ John Small 2014-10-01