0001354488-13-005311.txt : 20130918 0001354488-13-005311.hdr.sgml : 20130918 20130918170825 ACCESSION NUMBER: 0001354488-13-005311 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130916 FILED AS OF DATE: 20130918 DATE AS OF CHANGE: 20130918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Viggle Inc. CENTRAL INDEX KEY: 0000725876 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330637631 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 150 FIFTH AVENUE STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-231-0092 MAIL ADDRESS: STREET 1: 150 FIFTH AVENUE STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: FUNCTION (X) INC. DATE OF NAME CHANGE: 20110216 FORMER COMPANY: FORMER CONFORMED NAME: GATEWAY INDUSTRIES INC /DE/ DATE OF NAME CHANGE: 19980629 FORMER COMPANY: FORMER CONFORMED NAME: GATEWAY COMMUNICATIONS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sillerman Investment Co II, LLC CENTRAL INDEX KEY: 0001569800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35620 FILM NUMBER: 131104082 BUSINESS ADDRESS: STREET 1: 430 PARK AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-561-6400 MAIL ADDRESS: STREET 1: 430 PARK AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2013-09-16 0 0000725876 Viggle Inc. VGGL 0001569800 Sillerman Investment Co II, LLC C/O VIGGLE, INC. 902 BROADWAY, 11TH FLOOR NEW YORK NY 10010 1 Common Stock 2013-09-16 4 D 0 5000000 D 5000000 D Warrants (right to buy) .69 2013-09-16 4 A 0 5000000 A 2013-09-16 2018-09-16 Common Stock 5000000 14000000 D In a transaction exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3 promulgated thereunder, the Reporting Person and the Company entered into a Rescission Agreement as of September 16, 2013. Such agreement provided for the rescission of the issuance of 5,000,000 shares that the Reporting Person had previously received in connection with agreeing to enter into a line of credit with the Company in February of 2013. In a transaction exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3 promulgated thereunder, the Company issued the Reporting Person this warrant. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. All of the transactions reported on this Form 4 are exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3 promulgated thereunder. The Reporting Person is a director by deputization of the Issuer (as defined below) for purposes of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). /s/ Robert F.X. Sillerman 2013-09-18