0001354488-13-005113.txt : 20130909
0001354488-13-005113.hdr.sgml : 20130909
20130909155309
ACCESSION NUMBER: 0001354488-13-005113
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130906
FILED AS OF DATE: 20130909
DATE AS OF CHANGE: 20130909
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Viggle Inc.
CENTRAL INDEX KEY: 0000725876
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 330637631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 150 FIFTH AVENUE
STREET 2: SUITE 900
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-231-0092
MAIL ADDRESS:
STREET 1: 150 FIFTH AVENUE
STREET 2: SUITE 900
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: FUNCTION (X) INC.
DATE OF NAME CHANGE: 20110216
FORMER COMPANY:
FORMER CONFORMED NAME: GATEWAY INDUSTRIES INC /DE/
DATE OF NAME CHANGE: 19980629
FORMER COMPANY:
FORMER CONFORMED NAME: GATEWAY COMMUNICATIONS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sillerman Investment Co II, LLC
CENTRAL INDEX KEY: 0001569800
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35620
FILM NUMBER: 131085623
BUSINESS ADDRESS:
STREET 1: 430 PARK AVENUE
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-561-6400
MAIL ADDRESS:
STREET 1: 430 PARK AVENUE
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0306
4
2013-09-06
0
0000725876
Viggle Inc.
VGGL
0001569800
Sillerman Investment Co II, LLC
C/O VIGGLE, INC.
902 BROADWAY, 11TH FLOOR
NEW YORK
NY
10010
1
Warrants (right to buy)
1.00
2013-09-06
2013-09-06
4
P
0
2000000
1.00
A
2013-09-06
2018-09-06
Common Stock
2000000
2000000
D
Warrants to purchase 2,000,000 shares of common stock, par value $0.001 per share of the Issuer at an exercise price of $1.00 per share (as adjusted in the event of stock splits and combination, reclassification, or merger or consolidation) issued to Sillerman Investment Company II, LLC in connection with funding provided to the Issuer by Sillerman Investment Company II, LLC in the amount of $2,000,000.
The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
The Reporting Person is a director by deputization of the Issuer (as defined below) for purposes of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Accordingly, the acquisition reported herein was exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3 promulgated thereunder.
/s/ Robert F.X. Sillerman
2013-09-09