0001354488-12-004855.txt : 20120913 0001354488-12-004855.hdr.sgml : 20120913 20120913142029 ACCESSION NUMBER: 0001354488-12-004855 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120911 FILED AS OF DATE: 20120913 DATE AS OF CHANGE: 20120913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chen Benjamin Frank CENTRAL INDEX KEY: 0001555257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35620 FILM NUMBER: 121089846 MAIL ADDRESS: STREET 1: 7040 AVENIDA ENCINAS, SUITE 104, #110 CITY: CARLSBAD STATE: CA ZIP: 92011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Viggle Inc. CENTRAL INDEX KEY: 0000725876 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330637631 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 150 FIFTH AVENUE STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-231-0092 MAIL ADDRESS: STREET 1: 150 FIFTH AVENUE STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: FUNCTION (X) INC. DATE OF NAME CHANGE: 20110216 FORMER COMPANY: FORMER CONFORMED NAME: GATEWAY INDUSTRIES INC /DE/ DATE OF NAME CHANGE: 19980629 FORMER COMPANY: FORMER CONFORMED NAME: GATEWAY COMMUNICATIONS INC DATE OF NAME CHANGE: 19920703 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2012-09-11 0 0000725876 Viggle Inc. VGGL 0001555257 Chen Benjamin Frank C/O VIGGLE INC. 902 BROADWAY NEW YORK NY 10010 1 1 Office of the Chairman Option (right to buy) 0.80 2012-09-11 4 A 0 300000 0.80 A 2012-09-11 2017-09-11 Common Stock 300000 300000 D Option (right to buy) 0.80 2012-09-11 4 A 0 300000 0.80 A 2013-03-11 2018-03-11 Common Stock 300000 300000 D Provided that the consulting agreement between the Reporting Person and Viggle Inc. has not been terminated. If the closing price of the Company?s common stock is Three Dollars ($3.00) or greater (subject to adjustment for stock dividends, subdivisions, reclassifications, recapitalizations and other similar events affecting all of the shares of Company common stock) for twenty (20) consecutive trading days during which the average reported sales trading volume per day on any national exchange or the OTC Bulletin Board exceeds Seven Thousand Five Hundred (7,500) shares, then all options for the Company common stock granted shall vest immediately (unless the agreement has previously been terminated). /s/ Benjamin Chen 2012-09-12