0001752724-23-149119.txt : 20230629 0001752724-23-149119.hdr.sgml : 20230629 20230629095859 ACCESSION NUMBER: 0001752724-23-149119 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230430 FILED AS OF DATE: 20230629 DATE AS OF CHANGE: 20230629 PERIOD START: 20230430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) CENTRAL INDEX KEY: 0000725781 IRS NUMBER: 840933032 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-03826 FILM NUMBER: 231055066 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM SECTOR FUNDS DATE OF NAME CHANGE: 20031126 FORMER COMPANY: FORMER CONFORMED NAME: AIM SECTOR FUNDS INC DATE OF NAME CHANGE: 20031001 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO SECTOR FUNDS INC DATE OF NAME CHANGE: 19990330 0000725781 S000064611 Invesco Gold & Special Minerals Fund C000209135 Class C C000209136 Class R C000209137 Class Y C000209138 Class R5 C000209139 Class R6 C000209140 Class A NPORT-P 1 primary_doc.xml NPORT-P false 0000725781 XXXXXXXX S000064611 C000209136 C000209140 C000209137 C000209135 C000209138 C000209139 AIM Sector Funds (Invesco Sector Funds) 811-03826 0000725781 C791731MUP758KD8DB31 11 Greenway Plaza Suite 1000 Houston 77046-1173 800-959-4246 Invesco Gold & Special Minerals Fund S000064611 549300I32CQZQZLQAH71 2023-04-30 2023-04-30 N 2097221050.96 28895106.28 2068325944.68 0.00000000 51851.02 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 8079597.75000000 N Philadelphia Gold & Silver Index 100% PHLX-Gold & Silver Invesco Treasury Portfolio 5493004B3TM8ZIDDDC39 Invesco Treasury Portfolio, Institutional Class 825252406 18233223.62000000 NS USD 18233223.62000000 0.881544984091 Long STIV RF US N 1 N N N N/A N/A Filo Mining Corp. N/A -1000.00000000 NC -84880.25000000 -0.00410381401 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Call Written Filo Mining Corp Filo Mining Corp. 100.00000000 28.00000000 CAD 2023-08-18 XXXX 8173.41000000 N N N N/A N/A Mineral Resources Limited N/A -2000.00000000 NC -6617.00000000 -0.00031992056 N/A DE N/A N 1 MORGAN STANLEY & CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Call Written Mineral Resources Ltd Mineral Resources Ltd. 100.00000000 95.00000000 AUD 2023-05-18 XXXX 342027.03000000 N N N N/A N/A Ormat Technologies, Inc. N/A -1500.00000000 NC USD -30000.00000000 -0.00145044837 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Ormat Technologies Inc Ormat Technologies, Inc. 100.00000000 100.00000000 USD 2023-06-16 XXXX 310965.49000000 N N N Triple Flag Precious Metals Corp. 254900R7NJ1TEYIM4E61 Triple Flag Precious Metals Corp. 89679M104 1226682.00000000 NS 19837327.10000000 0.959100626814 Long EC CORP CA N 1 N N N Nickel Industries Ltd. 54930007K0WX53TSIK16 Nickel Industries Ltd. N/A 34488858.00000000 NS 21794500.68000000 1.053726601266 Long EC CORP AU N 2 N N N N/A N/A Eldorado Gold Corporation N/A -2000.00000000 NC USD -120000.00000000 -0.00580179348 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Eldorado Gold Corp Eldorado Gold Corp. 100.00000000 12.00000000 USD 2023-07-21 XXXX -10059.00000000 N N N Zijin Mining Group Co. Ltd. 836800JRNL2393Z2I561 Zijin Mining Group Co. Ltd., H Shares N/A 26930000.00000000 NS 45233466.39000000 2.186960256740 Long EC CORP CN N 2 N N N Rupert Resources Ltd. 529900EEVS5CSPMXKZ88 Rupert Resources Ltd. 78165J105 3203812.00000000 NS 10759378.97000000 0.520197457159 Long EC CORP CA N 1 N N N N/A N/A Allkem Limited N/A -2000.00000000 NC -9925.50000000 -0.00047988084 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Call Written Allkem Ltd Allkem Ltd. 100.00000000 13.75000000 AUD 2023-05-18 XXXX 39656.18000000 N N N Capstone Copper Corp. 549300III6KGKKC42W63 Capstone Copper Corp. 14071L108 1550000.00000000 NS 7287522.60000000 0.352339176460 Long EC CORP CA N 1 N N N N/A N/A Ivanhoe Mines Ltd. Option N/A -4000.00000000 NC -107761.01000000 -0.00521005938 N/A DE N/A N 1 Canadian Imperial Bank of Commerce 2IGI19DL77OX0HC3ZE78 Put Written Ivanhoe Mines Ltd Ivanhoe Mines Ltd. 100.00000000 9.50000000 CAD 2023-08-18 XXXX 55181.55000000 N N N Hudbay Minerals Inc. 549300WI524AL577IX21 Hudbay Minerals Inc. 443628102 40000.00000000 NS USD 200400.00000000 0.009688995127 Long EC CORP CA N 1 N N N Dundee Precious Metals Inc. 549300LATVTU0EIUMD45 Dundee Precious Metals Inc. 265269209 1080000.00000000 NS 7923533.97000000 0.383089231674 Long EC CORP CA N 1 N N N Gold Road Resources Ltd. 213800HJWH96TDEMNY83 Gold Road Resources Ltd. N/A 27913275.00000000 NS 34439299.80000000 1.665080878020 Long EC CORP AU N 2 N N N Aya Gold & Silver Inc. 549300BWX8KJOTUL4M51 Aya Gold & Silver Inc. 05466C109 2615082.00000000 NS 20807162.39000000 1.005990494076 Long EC CORP CA N 1 N N N Barrick Gold Corp. 0O4KBQCJZX82UKGCBV73 Barrick Gold Corp. 067901108 5241499.05000000 NS USD 99798141.91000000 4.825068416643 Long EC CORP CA N 1 N N N N/A N/A Agnico Eagle Mines Ltd. Option N/A -1000.00000000 NC USD -162500.00000000 -0.00785659535 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 45.00000000 USD 2023-11-17 XXXX 26469.41000000 N N N Lundin Gold Inc. 549300ZOV16K515FC525 Lundin Gold Inc. 550371108 3508815.00000000 NS 44493074.29000000 2.151163572861 Long EC CORP CA N 1 N N N N/A N/A Lithium Americas Corp. Option N/A -3000.00000000 NC USD -7500.00000000 -0.00036261209 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Lithium Americas Corp Lithium Americas Corp. 100.00000000 32.50000000 USD 2023-05-19 XXXX 360421.83000000 N N N N/A N/A Lithium Americas Corp. Option N/A -1000.00000000 NC USD -30000.00000000 -0.00145044837 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 BNP PARIBAS SECURITIES CORP. RCNB6OTYUAMMP879YW96 Put Written Lithium Americas Corp Lithium Americas Corp. 100.00000000 17.50000000 USD 2023-05-19 XXXX 72979.42000000 N N N N/A N/A Newmont Corp. Option N/A -1000.00000000 NC USD -74500.00000000 -0.00360194679 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Newmont Corp Newmont Corp. 100.00000000 37.50000000 USD 2023-09-15 XXXX 45469.96000000 N N N N/A N/A Barrick Gold Corp. Option N/A -2000.00000000 NC USD -91000.00000000 -0.00439969339 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Credit Suisse International E58DKGMJYYYJLN8C3868 Put Written Barrick Gold Corp Barrick Gold Corp. 100.00000000 16.00000000 USD 2023-09-15 XXXX 130938.21000000 N N N N/A N/A Barrick Gold Corp. Option N/A -4000.00000000 NC USD -358000.00000000 -0.01730868391 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Barrick Gold Corp Barrick Gold Corp. 100.00000000 21.00000000 USD 2023-09-15 XXXX 119879.87000000 N N N Perseus Mining Ltd. 54930054ZDGKBCW3SM26 Perseus Mining Ltd. N/A 9870000.00000000 NS 14512970.56000000 0.701677150902 Long EC CORP AU N 2 N N N Sibanye Stillwater Ltd. 378900F238434B74D281 Sibanye Stillwater Ltd., ADR 82575P107 3052587.00000000 NS USD 27320653.65000000 1.320906587294 Long EC CORP ZA N 1 N N N N/A N/A Freeport-McMoran Inc. Option N/A -8000.00000000 NC USD -596000.00000000 -0.02881557433 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Freeport-McMoRan Inc Freeport-McMoRan Inc. 100.00000000 47.00000000 USD 2023-08-18 XXXX 844255.85000000 N N N N/A N/A Lundin Gold Inc. N/A -3000.00000000 NC -548031.15000000 -0.02649636298 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Call Written Lundin Gold Inc Lundin Gold Inc. 100.00000000 15.00000000 CAD 2023-06-16 XXXX -396327.23000000 N N N N/A N/A Piedmont Lithium, Inc. Option N/A -1600.00000000 NC USD -20000.00000000 -0.00096696558 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 BNP PARIBAS SECURITIES CORP. 549300HN4UKV1E2R3U73 Call Written Piedmont Lithium Inc Piedmont Lithium, Inc. 100.00000000 80.00000000 USD 2023-05-19 XXXX 532408.07000000 N N N Invesco Government & Agency Portfolio 5493007T1J7WZ5QI1A47 Invesco Government & Agency Portfolio, Institutional Class 825252885 15954070.66000000 NS USD 15954070.66000000 0.771351860717 Long STIV RF US N 1 N N N N/A N/A Teck Resources Limited N/A -1000.00000000 NC USD -5500.00000000 -0.00026591553 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Teck Resources Ltd Teck Resources Ltd. 100.00000000 35.00000000 USD 2023-05-19 XXXX 161477.95000000 N N N Alamos Gold Inc. 549300TDOX73YGYXE959 Alamos Gold Inc. 011532108 3341108.00000000 NS USD 43200526.44000000 2.088671108686 Long EC CORP CA N 1 N N N Arizona Metals Corp. N/A Arizona Metals Corp. 040518102 3795300.00000000 NS 11093027.27000000 0.536328778282 Long EC CORP CA N 1 N N N N/A N/A Alcoa Corporation N/A -2000.00000000 NC USD -490000.00000000 -0.02369065674 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Alcoa Corp Alcoa Corp. 100.00000000 35.00000000 USD 2023-07-21 XXXX -92052.49000000 N N N N/A N/A Northern Star Resources Ltd N/A -6000.00000000 NC -422826.27000000 -0.02044292250 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Call Written Northern Star Resources Ltd Northern Star Resources Ltd. 100.00000000 13.00000000 AUD 2023-06-15 XXXX -193724.72000000 N N N Wheaton Precious Metals Corp. 549300XSFG5ZCGVYD886 Wheaton Precious Metals Corp. 962879102 890035.00000000 NS USD 43949928.30000000 2.124903398956 Long EC CORP CA N 1 N N N Ormat Technologies, Inc. 5493000TSHHWY24VHM09 Ormat Technologies, Inc. 686688102 181500.00000000 NS USD 15574515.00000000 0.753000997742 Long EC CORP US N 1 N N N Evolution Mining Ltd. 254900BCFW5QO5LW8F27 Evolution Mining Ltd. N/A 25728806.00000000 NS 60269367.00000000 2.913920175638 Long EC CORP AU N 2 N N N N/A N/A Evolution Mining Limited N/A -5000.00000000 NC -330.85000000 -0.00001599602 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Put Written Evolution Mining Ltd Evolution Mining Ltd. 100.00000000 2.80000000 AUD 2023-05-18 XXXX 53833.14000000 N N N SPDR Gold Shares N/A SPDR Gold Shares 78463V107 1000.00000000 NS USD 184800.00000000 0.008934761973 Long EC RF US N 1 N N N Adriatic Metals PLC 549300OHAH2GL1DP0L61 Adriatic Metals PLC N/A 3750000.00000000 NS 9032554.15000000 0.436708448841 Long EC CORP GB N 2 N N N MAG Silver Corp. 254900LGL904N7F3EL14 MAG Silver Corp. 55903Q104 998522.00000000 NS USD 12960815.56000000 0.626633127788 Long EC CORP CA N 1 N N N Newmont Corp. 549300VSP3RIX7FGDZ51 Newmont Corp. 651639106 1523914.00000000 NS USD 72233523.60000000 3.492366557881 Long EC CORP US N 1 N N N B2Gold Corp. 549300F7OK456M5NLM05 B2Gold Corp. 11777Q209 10122000.00000000 NS USD 39880680.00000000 1.928162246505 Long EC CORP CA N 1 N N N Tronox Holdings PLC 549300NRVC84SGJSXV06 Tronox Holdings PLC G9087Q102 1244000.00000000 NS USD 17030360.00000000 0.823388598098 Long EC CORP GB N 1 N N N N/A N/A SSR Mining Inc. Option N/A -6000.00000000 NC USD -45000.00000000 -0.00217567255 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 BNP PARIBAS SECURITIES CORP. 549300HN4UKV1E2R3U73 Call Written SSR Mining Inc SSR Mining Inc. 100.00000000 18.00000000 USD 2023-06-16 XXXX 751872.40000000 N N N Tianqi Lithium Corp. 300300IZ1J0MQ8YVEG66 Tianqi Lithium Corp. N/A 390000.00000000 NS 2444443.53000000 0.118184637981 Long EC CORP CN N 2 N N N N/A N/A First Quantum Minerals Ltd. Option N/A -2000.00000000 NC -8118.98000000 -0.00039253871 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Put Written First Quantum Minerals Ltd First Quantum Minerals Ltd. 100.00000000 23.50000000 CAD 2023-05-19 XXXX 135506.80000000 N N N N/A N/A Cameco Corp. Option N/A -1000.00000000 NC USD -29000.00000000 -0.00140210009 N/A DE N/A N 1 Goldman Sachs International W22LROWP2IHZNBB6K528 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Cameco Corp Cameco Corp. 100.00000000 24.00000000 USD 2023-06-16 XXXX 81968.33000000 N N N Pan American Silver Corp. 549300MKTF5851TYIB83 Pan American Silver Corp., Rts., 2029-02-22 697900132 2300100.00000000 NS USD 1265055.00000000 0.061163232190 Long EC CORP CA N 1 N N N N/A N/A Alamos Gold Inc. Option N/A -5000.00000000 NC USD -487500.00000000 -0.02356978605 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Alamos Gold Inc Alamos Gold Inc. 100.00000000 12.50000000 USD 2023-06-16 XXXX -138592.55000000 N N N N/A N/A Freeport-McMoran Inc. Option N/A -2000.00000000 NC USD -17000.00000000 -0.00082192074 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Freeport-McMoRan Inc Freeport-McMoRan Inc. 100.00000000 32.00000000 USD 2023-05-19 XXXX 185940.22000000 N N N N/A N/A Franco-Nevada Corp. Option N/A -1000.00000000 NC USD -37500.00000000 -0.00181306046 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written Franco-Nevada Corp Franco-Nevada Corp. 100.00000000 115.00000000 USD 2023-07-21 XXXX 174476.92000000 N N N SilverCrest Metals Inc. 549300M4CUMXUHSXYQ10 SilverCrest Metals Inc. 828363101 4476667.00000000 NS 29308068.27000000 1.416994663988 Long EC CORP CA N 1 N N N Artemis Gold Inc. N/A Artemis Gold Inc. 04302L100 4764241.00000000 NS 15999776.03000000 0.773561636702 Long EC CORP CA N 1 N N N Gold Fields Ltd. 5299003KXIBJQYCBBD72 Gold Fields Ltd., ADR 38059T106 2596241.00000000 NS USD 40397509.96000000 1.953150085648 Long EC CORP ZA N 1 N N N Bellevue Gold Ltd. N/A Bellevue Gold Ltd. N/A 41183252.00000000 NS 38382753.04000000 1.855740055803 Long EC CORP AU N 2 N N N Franco-Nevada Corp. N/A Franco-Nevada Corp. 351858105 223302.00000000 NS USD 33892777.56000000 1.638657468237 Long EC CORP CA N 1 N N N Osisko Gold Royalties Ltd. 549300TJZTXZMPQ6K004 Osisko Gold Royalties Ltd. 68827L101 2285339.00000000 NS USD 37159612.14000000 1.796603298217 Long EC CORP CA N 1 N N N i-80 Gold Corp. 549300LFFIWIGUEXPK11 i-80 Gold Corp. 44955L106 2550000.00000000 NS 6399232.39000000 0.309391873483 Long EC CORP CA N 1 N N N N/A N/A Franco-Nevada Corp. Option N/A -1600.00000000 NC USD -228000.00000000 -0.01102340763 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Call Written Franco-Nevada Corp Franco-Nevada Corp. 100.00000000 180.00000000 USD 2023-07-21 XXXX 194361.80000000 N N N N/A N/A Northern Star Resources Ltd N/A -3000.00000000 NC -5955.30000000 -0.00028792850 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Put Written Northern Star Resources Ltd Northern Star Resources Ltd. 100.00000000 10.00000000 AUD 2023-06-15 XXXX 64993.57000000 N N N N/A N/A MAG Silver Corp. Option N/A -2000.00000000 NC USD -410000.00000000 -0.01982279442 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 UBS AG BFM8T61CT2L1QCEMIK50 Put Written MAG Silver Corp MAG Silver Corp. 100.00000000 15.00000000 USD 2023-05-19 XXXX -136042.72000000 N N N Freeport-McMoRan Inc. 549300IRDTHJQ1PVET45 Freeport-McMoRan Inc. 35671D857 2003000.00000000 NS USD 75933730.00000000 3.671265169559 Long EC CORP US N 1 N N N N/A N/A AngloGold Ashanti Ltd. Option N/A -2000.00000000 NC USD -20000.00000000 -0.00096696558 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 UBS AG BFM8T61CT2L1QCEMIK50 Put Written AngloGold Ashanti Ltd AngloGold Ashanti Ltd. 100.00000000 17.00000000 USD 2023-07-21 XXXX 254895.46000000 N N N N/A N/A Pan American Silver Corp. Option N/A -5000.00000000 NC USD -275000.00000000 -0.01329577674 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Pan American Silver Corp Pan American Silver Corp. 100.00000000 21.00000000 USD 2023-07-21 XXXX 288040.11000000 N N N N/A N/A Tronox Holdings PLC Option N/A -1000.00000000 NC USD -72500.00000000 -0.00350525023 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Put Written Tronox Holdings PLC Tronox Holdings PLC 100.00000000 13.00000000 USD 2023-08-18 XXXX 17468.86000000 N N N Royal Gold, Inc. 5493001NGRU6SFL04184 Royal Gold, Inc. 780287108 65100.00000000 NS USD 8621844.00000000 0.416851319888 Long EC CORP US N 1 N N N Skeena Resources Ltd. 549300DCWSQFVVZ21289 Skeena Resources Ltd. 83056P715 2094336.00000000 NS 14097755.71000000 0.681602227456 Long EC CORP CA N 1 N N N Kinross Gold Corp. 549300UEBMAQDN0K0R06 Kinross Gold Corp. 496902404 5405925.00000000 NS USD 27299921.25000000 1.319904211433 Long EC CORP CA N 1 N N N Agnico Eagle Mines Ltd. YGE0EUBRF7IJOB3QRX76 Agnico Eagle Mines Ltd. 008474108 1533395.00000000 NS USD 86989498.35000000 4.205792543179 Long EC CORP CA N 1 N N N N/A N/A Agnico Eagle Mines Ltd. Option N/A -4000.00000000 NC USD -930000.00000000 -0.04496389954 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 70.00000000 USD 2023-11-17 XXXX -87103.36000000 N N N Lithium Americas Corp. 529900Q9ENG7EHHZ5R75 Lithium Americas Corp. 53680Q207 817000.00000000 NS USD 16323660.00000000 0.789220869272 Long EC CORP CA N 1 N N N Wesdome Gold Mines Ltd. 254900D63U62QS84H719 Wesdome Gold Mines Ltd. 95083R100 3000000.00000000 NS 18754843.71000000 0.906764417776 Long EC CORP CA N 1 N N N Ramelius Resources Ltd. 254900E44AIGW7KKNR98 Ramelius Resources Ltd. N/A 27368612.00000000 NS 23677452.60000000 1.144764086187 Long EC CORP AU N 2 N N N N/A N/A Cameco Corp. Option N/A -7000.00000000 NC USD -1218000.00000000 -0.05888820391 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Cameco Corp Cameco Corp. 100.00000000 30.00000000 USD 2023-09-15 XXXX -198211.70000000 N N N K92 Mining Inc. 254900EA8H0X9FEVZU11 K92 Mining Inc. 499113108 7652630.00000000 NS 36375198.14000000 1.758678231231 Long EC CORP CA N 1 N N N N/A N/A MP Materials Corp. Option N/A -1000.00000000 NC USD -7500.00000000 -0.00036261209 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Call Written MP Materials Corp MP Materials Corp. 100.00000000 45.00000000 USD 2023-09-15 XXXX 160526.18000000 N N N N/A N/A MAG Silver Corp. Option N/A -3000.00000000 NC USD -7500.00000000 -0.00036261209 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 UBS AG BFM8T61CT2L1QCEMIK50 Call Written MAG Silver Corp MAG Silver Corp. 100.00000000 17.50000000 USD 2023-05-19 XXXX 415435.65000000 N N N N/A N/A Sibanye Stillwater Ltd. Option N/A -2000.00000000 NC USD -15000.00000000 -0.00072522418 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 BNP PARIBAS SECURITIES CORP. RCNB6OTYUAMMP879YW96 Call Written Sibanye Stillwater Ltd Sibanye Stillwater Ltd. 100.00000000 12.50000000 USD 2023-07-21 XXXX 170959.39000000 N N N N/A N/A Gold Fields Limited N/A -7000.00000000 NC USD -2485000.00000000 -0.12014547351 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Gold Fields Ltd Gold Fields Ltd. 100.00000000 13.00000000 USD 2023-10-20 XXXX -1294713.06000000 N N N N/A N/A K92 Mining Inc. N/A -3000.00000000 NC -5535.67000000 -0.00026764011 N/A DE N/A N 1 Canadian Imperial Bank of Commerce 2IGI19DL77OX0HC3ZE78 Call Written K92 Mining Inc K92 Mining Inc. 100.00000000 8.25000000 CAD 2023-05-19 XXXX 104891.01000000 N N N N/A N/A Ivanhoe Mines Ltd. Option N/A -5000.00000000 NC -208510.17000000 -0.01008110788 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Call Written Ivanhoe Mines Ltd Ivanhoe Mines Ltd. 100.00000000 14.00000000 CAD 2023-08-18 XXXX 68052.07000000 N N N Karora Resources Inc. 549300S6PWY0YYVHMC70 Karora Resources Inc. 48575L206 11573332.00000000 NS 41429427.76000000 2.003041535429 Long EC CORP CA N 1 N N N Coppernico Metals Inc. N/A Coppernico Metals Inc. 217661107 3028200.00000000 NS USD 719197.50000000 0.034771961443 Long EC CORP CA N 3 N N N Mineral Resources Ltd. 5299007V1ACKFFX2P066 Mineral Resources Ltd. N/A 419195.00000000 NS 20500034.31000000 0.991141379951 Long EC CORP AU N 2 N N N N/A N/A SSR Mining Inc. Option N/A -2000.00000000 NC USD -240000.00000000 -0.01160358697 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 BNP PARIBAS SECURITIES CORP. RCNB6OTYUAMMP879YW96 Put Written SSR Mining Inc SSR Mining Inc. 100.00000000 15.00000000 USD 2023-06-16 XXXX 33946.38000000 N N N Sandstorm Gold Ltd. 549300QWJPV45VQF1B33 Sandstorm Gold Ltd. 80013R206 4099055.00000000 NS USD 23569566.25000000 1.139547966829 Long EC CORP CA N 1 N N N De Grey Mining Ltd. 529900MOX6JOKGFAYY28 De Grey Mining Ltd. N/A 59937305.00000000 NS 63781162.12000000 3.083709426169 Long EC CORP AU N 2 N N N AngloGold Ashanti Ltd. 378900EF3BA9A5F42A59 AngloGold Ashanti Ltd., ADR 035128206 248100.00000000 NS USD 6594498.00000000 0.318832629690 Long EC CORP ZA N 1 N N N Allkem Ltd. 2138006SR6M416DVKM86 Allkem Ltd. N/A 4639765.00000000 NS 37814616.34000000 1.828271624076 Long EC CORP AU N 2 N N N Ganfeng Lithium Group Co., Ltd. 3003006BE6UOHWEOOR42 Ganfeng Lithium Group Co., Ltd., H Shares Y2690M105 5332320.00000000 NS 35141753.30000000 1.699043295878 Long EC CORP CN N 2 N N N Northern Star Resources Ltd. 254900XFXCRYYZAX6M78 Northern Star Resources Ltd. N/A 10368895.00000000 NS 91896830.15000000 4.443053590579 Long EC CORP AU N 2 N N N Ivanhoe Mines Ltd. 5299006XZISURYIA4G32 Ivanhoe Mines Ltd. 46579R104 7545365.00000000 NS 65437530.91000000 3.163792006686 Long EC CORP CA N 1 N N N N/A N/A Agnico Eagle Mines Ltd. Option N/A -4000.00000000 NC -321806.84000000 -0.01555880690 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Call Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 80.00000000 CAD 2023-05-19 XXXX 38388.66000000 N N N N/A N/A AngloGold Ashanti Ltd. Option N/A -2000.00000000 NC USD -740000.00000000 -0.03577772651 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written AngloGold Ashanti Ltd AngloGold Ashanti Ltd. 100.00000000 24.00000000 USD 2023-07-21 XXXX -516059.94000000 N N N N/A N/A Alcoa Corporation N/A -1000.00000000 NC USD -54500.00000000 -0.00263498120 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Alcoa Corp Alcoa Corp. 100.00000000 50.00000000 USD 2023-07-21 XXXX 92469.75000000 N N N GrafTech International Ltd. 549300GY32W00XP57351 GrafTech International Ltd. 384313508 300000.00000000 NS USD 1413000.00000000 0.068316118338 Long EC CORP US N 1 N N N Silver Lake Resources Ltd. 254900Z1BWS584OIKJ61 Silver Lake Resources Ltd. N/A 23231900.00000000 NS 19390715.56000000 0.937507727438 Long EC CORP AU N 2 N N N N/A N/A Ormat Technologies, Inc. N/A -1000.00000000 NC USD -82500.00000000 -0.00398873302 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Ormat Technologies Inc Ormat Technologies, Inc. 100.00000000 75.00000000 USD 2023-06-16 XXXX 95477.70000000 N N N N/A N/A First Quantum Minerals Ltd. Option N/A -9000.00000000 NC -993098.87000000 -0.04801462131 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Call Written First Quantum Minerals Ltd First Quantum Minerals Ltd. 100.00000000 38.00000000 CAD 2023-08-18 XXXX 362347.65000000 N N N N/A N/A Filo Mining Corp. N/A -1000.00000000 NC -114403.81000000 -0.00553122733 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Put Written Filo Mining Corp Filo Mining Corp. 100.00000000 20.00000000 CAD 2023-08-18 XXXX -21350.15000000 N N N Lynas Rare Earths Ltd. 529900SGT9M1FJPXXI35 Lynas Rare Earths Ltd. N/A 2990000.00000000 NS 12806699.65000000 0.619181888760 Long EC CORP AU N 2 N N N N/A N/A Endeavour Mining PLC Option N/A -3000.00000000 NC -417389.38000000 -0.02018005822 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Call Written Endeavour Mining PLC Endeavour Mining PLC 100.00000000 36.00000000 CAD 2023-08-18 XXXX -32185.11000000 N N N Agnico Eagle Mines Ltd. YGE0EUBRF7IJOB3QRX76 Agnico Eagle Mines Ltd. 008474108 406574.00000000 NS 23064750.81000000 1.115141009052 Long EC CORP CA N 1 N N N Aura Minerals Inc. 549300YIRI8PSDM2FV20 Aura Minerals Inc. G06973112 1675735.00000000 NS 13543416.80000000 0.654800895131 Long EC CORP VG N 1 N N N N/A N/A Sibanye Stillwater Ltd. Option N/A -2000.00000000 NC USD -270000.00000000 -0.01305403535 N/A DE N/A N 1 BNP PARIBAS SECURITIES CORP. RCNB6OTYUAMMP879YW96 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Sibanye Stillwater Ltd Sibanye Stillwater Ltd. 100.00000000 10.00000000 USD 2023-07-21 XXXX -100040.24000000 N N N Alcoa Corp. 549300T12EZ1F6PWWU29 Alcoa Corp. 013872106 165000.00000000 NS USD 6128100.00000000 0.296283089024 Long EC CORP US N 1 N N N N/A N/A Wheaton Precious Metals Corp. Option N/A -1000.00000000 NC USD -20000.00000000 -0.00096696558 N/A DE N/A N 1 Nomura International PLC DGQCSV2PHVF7I2743539 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Wheaton Precious Metals Corp Wheaton Precious Metals Corp. 100.00000000 39.00000000 USD 2023-06-16 XXXX 95968.22000000 N N N N/A N/A Wheaton Precious Metals Corp. Option N/A -3000.00000000 NC USD -645000.00000000 -0.03118464000 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Wheaton Precious Metals Corp Wheaton Precious Metals Corp. 100.00000000 50.00000000 USD 2023-06-16 XXXX -4092.36000000 N N N Invesco Liquid Assets Portfolio 549300DC1W0JSX3QRC47 Invesco Liquid Assets Portfolio 825252729 11392464.61600000 NS USD 11395882.36000000 0.550971300694 Long STIV RF US N 1 N N N N/A N/A Kinross Gold Corp. Option N/A -5000.00000000 NC USD -32500.00000000 -0.00157131907 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Call Written Kinross Gold Corp Kinross Gold Corp. 100.00000000 5.50000000 USD 2023-05-19 XXXX 92406.27000000 N N N N/A N/A Piedmont Lithium, Inc. Option N/A -1000.00000000 NC USD -52500.00000000 -0.00253828465 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 BMO CAPITAL MARKETS CORP. RUC0QBLBRPRCU4W1NE59 Put Written Piedmont Lithium Inc Piedmont Lithium, Inc. 100.00000000 45.00000000 USD 2023-05-19 XXXX 76467.92000000 N N N SSR Mining Inc. 549300JD2KR7AB9DYJ38 SSR Mining Inc. 784730103 2413133.00000000 NS USD 34556064.56000000 1.670726253223 Long EC CORP CA N 1 N N N N/A N/A GrafTech International Ltd. N/A -3000.00000000 NC USD -180000.00000000 -0.00870269023 N/A DE N/A N 1 Credit Suisse International E58DKGMJYYYJLN8C3868 UBS AG BFM8T61CT2L1QCEMIK50 Put Written GrafTech International Ltd GrafTech International Ltd. 100.00000000 5.00000000 USD 2023-07-21 XXXX -60089.97000000 N N N N/A N/A Hudbay Minerals Inc. Option N/A -3000.00000000 NC USD -135000.00000000 -0.00652701767 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Hudbay Minerals Inc Hudbay Minerals Inc. 100.00000000 5.00000000 USD 2023-07-21 XXXX 2909.62000000 N N N Orla Mining Ltd. 529900DU63EUQ1UZKL30 Orla Mining Ltd. 68634K106 5351621.00000000 NS 24173835.13000000 1.168763327278 Long EC CORP CA N 1 N N N N/A N/A MP Materials Corp. Option N/A -1000.00000000 NC USD -380000.00000000 -0.01837234605 N/A DE N/A N 1 BNP PARIBAS SECURITIES CORP. RCNB6OTYUAMMP879YW96 UBS AG BFM8T61CT2L1QCEMIK50 Put Written MP Materials Corp MP Materials Corp. 100.00000000 25.00000000 USD 2023-06-16 XXXX -267031.71000000 N N N First Quantum Minerals Ltd. 549300I7UVBGWRYMYZ18 First Quantum Minerals Ltd. 335934105 945000.00000000 NS 22961508.65000000 1.110149428288 Long EC CORP CA N 1 N N N Firefinch Ltd. 52990065EGEF8FEI8S51 Firefinch Ltd. N/A 12910104.00000000 NS 512556.91000000 0.024781244528 Long EC CORP AU N 2 N N N N/A N/A Tronox Holdings PLC Option N/A -12000.00000000 NC USD -30000.00000000 -0.00145044837 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Tronox Holdings PLC Tronox Holdings PLC 100.00000000 16.00000000 USD 2023-05-19 XXXX 1817468.19000000 N N N N/A N/A Allkem Limited N/A -2000.00000000 NC -15219.10000000 -0.00073581729 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Put Written Allkem Ltd Allkem Ltd. 100.00000000 11.00000000 AUD 2023-05-18 XXXX 33679.12000000 N N N N/A N/A Royal Gold, Inc. Option N/A -1000.00000000 NC USD -135000.00000000 -0.00652701767 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Royal Gold Inc Royal Gold, Inc. 100.00000000 110.00000000 USD 2023-07-21 XXXX 17969.70000000 N N N OceanaGold Corp. 549300CBMSE8I9N3E232 OceanaGold Corp. 675222103 14190300.00000000 NS 32468487.29000000 1.569795484774 Long EC CORP CA N 1 N N N Cameco Corp. N4BHALMXL3GMZKCUON55 Cameco Corp. 13321L108 1262000.00000000 NS USD 34692380.00000000 1.677316870159 Long EC CORP CA N 1 N N N Chalice Mining Ltd. 5299008IXHWMQDOE1437 Chalice Mining Ltd. N/A 11781692.00000000 NS 62025333.37000000 2.998818127749 Long EC CORP AU N 2 N N N N/A N/A Newmont Corp. Option N/A -6000.00000000 NC USD -420000.00000000 -0.02030627721 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Newmont Corp Newmont Corp. 100.00000000 60.00000000 USD 2023-09-15 XXXX 594077.41000000 N N N Hecla Mining Co. 5493009Y6HOBZD1QD537 Hecla Mining Co. 422704106 1275304.00000000 NS USD 7715589.20000000 0.373035459901 Long EC CORP US N 1 N N N Aris Mining Corp. 5493001GJ5TILX6L1F82 Aris Mining Corp. 04040Y109 2808423.00000000 NS 7959806.86000000 0.384842963483 Long EC CORP CA N 1 N N N Orezone Gold Corp. 529900ZRY6WGGRC9Z698 Orezone Gold Corp. 68616T109 920000.00000000 NS 1025353.36000000 0.049574070404 Long EC CORP CA N 1 N N N Calibre Mining Corp. 9845005U3E61362A1O58 Calibre Mining Corp., Class C 13000C205 18303168.00000000 NS 20939521.28000000 1.012389818628 Long EC CORP CA N 1 N N N Piedmont Lithium, Inc. 254900QJ73581MY1JN11 Piedmont Lithium, Inc. 72016P105 263000.00000000 NS USD 15122500.00000000 0.731146850374 Long EC CORP US N 1 N N N N/A N/A Mineral Resources Limited N/A -1000.00000000 NC -252769.38000000 -0.01222096452 N/A DE N/A N 1 MORGAN STANLEY & CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Put Written Mineral Resources Ltd Mineral Resources Ltd. 100.00000000 76.00000000 AUD 2023-05-18 XXXX -73565.41000000 N N N Solaris Resources Inc. N/A Solaris Resources Inc. 83419D201 1431200.00000000 NS 7362781.12000000 0.355977796388 Long EC CORP CA N 1 N N N MP Materials Corp. N/A MP Materials Corp. 553368101 266000.00000000 NS USD 5764220.00000000 0.278690117233 Long EC CORP US N 1 N N N Endeavour Mining PLC 529900NI5MXQ91GHXR07 Endeavour Mining PLC G3042J105 1512966.00000000 NS 38950624.85000000 1.883195680554 Long EC CORP GB N 1 N N N Torex Gold Resources Inc. 549300QL07027186GQ85 Torex Gold Resources Inc. 891054603 21000.00000000 NS 344562.13000000 0.016658986021 Long EC CORP CA N 1 N N N Pan American Silver Corp. 549300MKTF5851TYIB83 Pan American Silver Corp. 697900108 1116682.00000000 NS USD 19888106.42000000 0.961555719549 Long EC CORP CA N 1 N N N N/A N/A Pan American Silver Corp. Option N/A -2000.00000000 NC USD -125000.00000000 -0.00604353488 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Pan American Silver Corp Pan American Silver Corp. 100.00000000 16.00000000 USD 2023-07-21 XXXX 85438.30000000 N N N Ivanhoe Electric Inc. N/A Ivanhoe Electric Inc. 46578C108 918101.00000000 NS USD 10934582.91000000 0.528668266146 Long EC CORP US N 1 N N N Filo Mining Corp. 54930049JO3VWJU1B514 Filo Mining Corp. 31730E101 160000.00000000 NS 2661844.48000000 0.128695599784 Long EC CORP CA N 1 N N N N/A N/A Hecla Mining Company N/A -6000.00000000 NC USD -267000.00000000 -0.01290899051 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Hecla Mining Co Hecla Mining Co. 100.00000000 7.00000000 USD 2023-09-15 XXXX 41823.17000000 N N N N/A N/A Endeavour Mining PLC Option N/A -2000.00000000 NC -19190.32000000 -0.00092781894 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. RUC0QBLBRPRCU4W1NE59 Put Written Endeavour Mining PLC Endeavour Mining PLC 100.00000000 29.00000000 CAD 2023-05-19 XXXX 163966.71000000 N N N N/A N/A Wesdome Gold Mines Ltd. N/A -2000.00000000 NC -1476.18000000 -0.00007137076 N/A DE N/A N 1 Canadian Imperial Bank of Commerce 2IGI19DL77OX0HC3ZE78 Put Written Wesdome Gold Mines Ltd Wesdome Gold Mines Ltd. 100.00000000 6.00000000 CAD 2023-05-19 XXXX 44453.15000000 N N N Eldorado Gold Corp. 5493004PWQ01YDD1IH62 Eldorado Gold Corp. 284902509 2591502.00000000 NS USD 28636097.10000000 1.384506014327 Long EC CORP CA N 1 N N N 2023-05-30 AIM Sector Funds (Invesco Sector Funds) Sheri Morris Sheri Morris President