0001752724-22-298100.txt : 20221230 0001752724-22-298100.hdr.sgml : 20221230 20221230122248 ACCESSION NUMBER: 0001752724-22-298100 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221031 FILED AS OF DATE: 20221230 DATE AS OF CHANGE: 20221230 PERIOD START: 20230430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) CENTRAL INDEX KEY: 0000725781 IRS NUMBER: 840933032 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-03826 FILM NUMBER: 221501140 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM SECTOR FUNDS DATE OF NAME CHANGE: 20031126 FORMER COMPANY: FORMER CONFORMED NAME: AIM SECTOR FUNDS INC DATE OF NAME CHANGE: 20031001 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO SECTOR FUNDS INC DATE OF NAME CHANGE: 19990330 0000725781 S000064611 Invesco Gold & Special Minerals Fund C000209135 Class C C000209136 Class R C000209137 Class Y C000209138 Class R5 C000209139 Class R6 C000209140 Class A NPORT-P 1 primary_doc.xml NPORT-P false 0000725781 XXXXXXXX S000064611 C000209136 C000209140 C000209137 C000209135 C000209138 C000209139 AIM Sector Funds (Invesco Sector Funds) 811-03826 0000725781 C791731MUP758KD8DB31 11 Greenway Plaza Suite 1000 Houston 77046-1173 800-959-4246 Invesco Gold & Special Minerals Fund S000064611 549300I32CQZQZLQAH71 2023-04-30 2022-10-31 N 1550731090.37 17578577.38 1533152512.99 0.00000000 53211.26000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 2616012.40000000 N Philadelphia Gold & Silver Index 100% PHLX-Gold & Silver N/A N/A Sibanye Stillwater Ltd. 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INTERNATIONAL PLC 9R7GPTSO7KV3UQJZQ078 Call Written Ivanhoe Mines Ltd Ivanhoe Mines Ltd. 100.00000000 12.00000000 CAD 2023-03-17 XXXX 14621.19000000 N N N Triple Flag Precious Metals Corp. 254900R7NJ1TEYIM4E61 Triple Flag Precious Metals Corp. 89679M104 288766.00000000 NS 3234535.30000000 0.210972833595 Long EC CORP CA N 1 N N N Nickel Industries Ltd. 54930007K0WX53TSIK16 Nickel Industries Ltd. N/A 29231112.00000000 NS 13577414.04000000 0.885587958468 Long EC CORP AU N 2 N N N Zijin Mining Group Co. Ltd. 529900ABI5CBFXD01Q05 Zijin Mining Group Co. Ltd., H Shares N/A 26830000.00000000 NS 25541818.88000000 1.665967257894 Long EC CORP CN N 2 N N N Rupert Resources Ltd. 529900EEVS5CSPMXKZ88 Rupert Resources Ltd. 78165J105 3183812.00000000 NS 8880600.14000000 0.579237881734 Long EC CORP CA N 1 N N N N/A N/A Cameco Corp. Option N/A -2000.00000000 NC USD -308000.00000000 -0.02008932558 N/A DE N/A N 1 BNP PARIBAS SECURITIES CORP. 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N/A 27413275.00000000 NS 23606465.55000000 1.539733676199 Long EC CORP AU N 2 N N N Aya Gold & Silver Inc. 549300BWX8KJOTUL4M51 Aya Gold & Silver Inc. 05466C109 2895082.00000000 NS 16788011.74000000 1.094999460116 Long EC CORP CA N 1 N N N Barrick Gold Corp. 0O4KBQCJZX82UKGCBV73 Barrick Gold Corp. 067901108 5691499.05000000 NS USD 85543230.72000000 5.579564328741 Long EC CORP CA N 1 N N N N/A N/A Gold Fields Limited N/A -2000.00000000 NC USD -130000.00000000 -0.00847926079 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Gold Fields Ltd Gold Fields Ltd. 100.00000000 7.00000000 USD 2023-04-21 XXXX 11938.40000000 N N N Lundin Gold Inc. 549300ZOV16K515FC525 Lundin Gold Inc. 550371108 4378815.00000000 NS 31627364.19000000 2.062897456191 Long EC CORP CA N 1 N N N N/A N/A MAG Silver Corp. Option N/A -2000.00000000 NC USD -380000.00000000 -0.02478553156 N/A DE N/A N 1 BARCLAYS CAPITAL INC. 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N/A -1000.00000000 NC -16148.57000000 -0.00105329181 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Put Written ERO Copper Corp Ero Copper Corp. 100.00000000 12.50000000 CAD 2022-12-16 XXXX 61717.89000000 N N N Ormat Technologies, Inc. 5493000TSHHWY24VHM09 Ormat Technologies, Inc. 686688102 18000.00000000 NS USD 1628100.00000000 0.106192957726 Long EC CORP US N 1 N N N Jervois Global Ltd. 52990001DIVURT3JB972 Jervois Global Ltd. N/A 20550000.00000000 NS 6417505.17000000 0.418582307736 Long EC CORP AU N 2 N N N Evolution Mining Ltd. 254900BCFW5QO5LW8F27 Evolution Mining Ltd. N/A 31728806.00000000 NS 41949047.22000000 2.736130089118 Long EC CORP AU N 2 N N N PT Merdeka Copper Gold Tbk 894500DF5TJXCOE26L58 PT Merdeka Copper Gold Tbk N/A 1500000.00000000 NS 361701.38000000 0.023592002552 Long EC CORP ID N 2 N N N N/A N/A Freeport-McMoran Inc. Option N/A -5500.00000000 NC USD -420750.00000000 -0.02744345369 N/A DE N/A N 1 Credit Suisse International E58DKGMJYYYJLN8C3868 Call Written Freeport-McMoRan Inc Freeport-McMoRan Inc. 100.00000000 40.00000000 USD 2023-01-20 XXXX 224647.19000000 N N N N/A N/A Endeavour Mining PLC Option N/A -2000.00000000 NC -67530.37000000 -0.00440467399 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Put Written Endeavour Mining PLC Endeavour Mining PLC 100.00000000 23.00000000 CAD 2022-11-18 XXXX 71097.07000000 N N N N/A N/A First Quantum Minerals Ltd. Option N/A -3000.00000000 NC -118912.17000000 -0.00775605616 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 9R7GPTSO7KV3UQJZQ078 Call Written First Quantum Minerals Ltd First Quantum Minerals Ltd. 100.00000000 31.00000000 CAD 2023-01-20 XXXX 151999.20000000 N N N N/A N/A Piedmont Lithium, Inc. Option N/A -1000.00000000 NC USD -117500.00000000 -0.00766394725 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Piedmont Lithium Inc Piedmont Lithium, Inc. 100.00000000 45.00000000 USD 2022-12-16 XXXX 71466.45000000 N N N SPDR Gold Shares N/A SPDR Gold Shares 78463V107 61000.00000000 NS USD 9266510.00000000 0.604408884405 Long EC RF US N 1 N N N Adriatic Metals PLC 549300OHAH2GL1DP0L61 Adriatic Metals PLC, Class CDI N/A 2890000.00000000 NS 4460834.34000000 0.290958290333 Long EC CORP GB N 2 N N N MAG Silver Corp. 254900LGL904N7F3EL14 MAG Silver Corp. 55903Q104 1318522.00000000 NS USD 17523157.38000000 1.142949395544 Long EC CORP CA N 1 N N N N/A N/A Wesdome Gold Mines Ltd. N/A -7000.00000000 NC -10276.36000000 -0.00067027643 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 549300LCO2FLSSVFFR64 Call Written Wesdome Gold Mines Ltd Wesdome Gold Mines Ltd. 100.00000000 11.00000000 CAD 2022-11-18 XXXX 398604.27000000 N N N Newmont Corp. 549300VSP3RIX7FGDZ51 Newmont Corp. 651639106 1880914.00000000 NS USD 79600280.48000000 5.191934905729 Long EC CORP US N 1 N N N B2Gold Corp. 549300F7OK456M5NLM05 B2Gold Corp. 11777Q209 10122000.00000000 NS USD 31074540.00000000 2.026839452481 Long EC CORP CA N 1 N N N Tronox Holdings PLC 549300NRVC84SGJSXV06 Tronox Holdings PLC G9087Q102 1244000.00000000 NS USD 14928000.00000000 0.973680039886 Long EC CORP GB N 1 N N N N/A N/A Franco-Nevada Corp. Option N/A -600.00000000 NC USD -72000.00000000 -0.00469620598 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Franco-Nevada Corp Franco-Nevada Corp. 100.00000000 155.00000000 USD 2023-01-20 XXXX 20982.03000000 N N N Pan American Silver Corp. 549300MKTF5851TYIB83 Pan American Silver Corp., Rts., 2029-02-22 697900132 2300100.00000000 NS USD 1380060.00000000 0.090014528124 Long EC CORP CA N 1 N N N SilverCrest Metals Inc. 549300M4CUMXUHSXYQ10 SilverCrest Metals Inc. 828363101 3276667.00000000 NS 16427229.13000000 1.071467384413 Long EC CORP CA N 1 N N N Artemis Gold Inc. N/A Artemis Gold Inc. 04302L100 4574889.00000000 NS 12559243.12000000 0.819177675644 Long EC CORP CA N 1 N N N N/A N/A Mineral Resources Limited N/A -500.00000000 NC -25905.82000000 -0.00168970926 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 9R7GPTSO7KV3UQJZQ078 Call Written Mineral Resources Ltd Mineral Resources Ltd. 100.00000000 83.00000000 AUD 2022-11-17 XXXX 34775.68000000 N N N Gold Fields Ltd. 5299003KXIBJQYCBBD72 Gold Fields Ltd., ADR 38059T106 3306241.00000000 NS USD 26053179.08000000 1.699320769411 Long EC CORP ZA N 1 N N N Bellevue Gold Ltd. N/A Bellevue Gold Ltd. N/A 28133252.00000000 NS 13241022.47000000 0.863646790375 Long EC CORP AU N 2 N N N Franco-Nevada Corp. N/A Franco-Nevada Corp. 351858105 137302.00000000 NS USD 16967781.16000000 1.106724935467 Long EC CORP CA N 1 N N N Osisko Gold Royalties Ltd. 549300TJZTXZMPQ6K004 Osisko Gold Royalties Ltd. 68827L101 2585339.00000000 NS USD 27766540.86000000 1.811074933820 Long EC CORP CA N 1 N N N i-80 Gold Corp. 549300LFFIWIGUEXPK11 i-80 Gold Corp. 44955L106 1060000.00000000 NS 1773993.47000000 0.115708871424 Long EC CORP CA N 1 N N N Freeport-McMoRan Inc. 549300IRDTHJQ1PVET45 Freeport-McMoRan Inc. 35671D857 644000.00000000 NS USD 20408360.00000000 1.331136976072 Long EC CORP US N 1 N N N Newcrest Mining Ltd. 5299006MN50OZJUJI655 Newcrest Mining Ltd. N/A 120000.00000000 NS 1325208.34000000 0.086436824045 Long EC CORP AU N 2 N N N Royal Gold, Inc. 5493001NGRU6SFL04184 Royal Gold, Inc. 780287108 301600.00000000 NS USD 28639936.00000000 1.868042204369 Long EC CORP US N 1 N N N N/A N/A Newcrest Mining Limited N/A -1000.00000000 NC -37739.35000000 -0.00246155223 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 9R7GPTSO7KV3UQJZQ078 Call Written Newcrest Mining Ltd Newcrest Mining Ltd. 100.00000000 19.00000000 AUD 2023-01-19 XXXX 14275.73000000 N N N Skeena Resources Ltd. 549300DCWSQFVVZ21289 Skeena Resources Ltd. 83056P715 2074336.00000000 NS 9348862.66000000 0.609780343494 Long EC CORP CA N 1 N N N N/A N/A Mineral Resources Limited N/A -1000.00000000 NC -89551.00000000 -0.00584097141 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 9R7GPTSO7KV3UQJZQ078 Put Written Mineral Resources Ltd Mineral Resources Ltd. 100.00000000 67.00000000 AUD 2022-11-17 XXXX 20286.37000000 N N N N/A N/A Franco-Nevada Corp. Option N/A -300.00000000 NC USD -36000.00000000 -0.00234810299 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Franco-Nevada Corp Franco-Nevada Corp. 100.00000000 100.00000000 USD 2023-01-20 XXXX -1209.57000000 N N N Kinross Gold Corp. 549300UEBMAQDN0K0R06 Kinross Gold Corp. 496902404 6215925.00000000 NS USD 22563807.75000000 1.471726234593 Long EC CORP CA N 1 N N N Agnico Eagle Mines Ltd. YGE0EUBRF7IJOB3QRX76 Agnico Eagle Mines Ltd. 008474108 1433595.00000000 NS USD 63020836.20000000 4.110539275515 Long EC CORP CA N 1 N N N N/A N/A Eldorado Gold Corporation N/A -2000.00000000 NC USD -50000.00000000 -0.00326125415 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Eldorado Gold Corp Eldorado Gold Corp. 100.00000000 8.00000000 USD 2023-04-21 XXXX 35939.68000000 N N N N/A N/A Wesdome Gold Mines Ltd. N/A -2000.00000000 NC -139464.90000000 -0.00909660968 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Put Written Wesdome Gold Mines Ltd Wesdome Gold Mines Ltd. 100.00000000 9.00000000 CAD 2022-11-18 XXXX -10427.69000000 N N N N/A N/A K92 Mining Inc. N/A -10000.00000000 NC -22020.77000000 -0.00143630655 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 2IGI19DL77OX0HC3ZE78 Call Written K92 Mining Inc K92 Mining Inc. 100.00000000 9.00000000 CAD 2022-12-16 XXXX 413905.76000000 N N N Lithium Americas Corp. 529900Q9ENG7EHHZ5R75 Lithium Americas Corp. 53680Q207 350000.00000000 NS USD 8708000.00000000 0.567980023267 Long EC CORP CA N 1 N N N Wesdome Gold Mines Ltd. 529900DCBALMLHZPLR10 Wesdome Gold Mines Ltd. 95083R100 4610000.00000000 NS 27646126.18000000 1.803220876316 Long EC CORP CA N 1 N N N Ramelius Resources Ltd. 254900E44AIGW7KKNR98 Ramelius Resources Ltd. N/A 25568612.00000000 NS 11952746.12000000 0.779618858445 Long EC CORP AU N 2 N N N N/A N/A Agnico Eagle Mines Ltd. Option N/A -1000.00000000 NC -3303.12000000 -0.00021544627 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Put Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 46.00000000 CAD 2022-11-18 XXXX 83342.77000000 N N N K92 Mining Inc. 254900EA8H0X9FEVZU11 K92 Mining Inc. 499113108 7482630.00000000 NS 33998223.44000000 2.217536947690 Long EC CORP CA N 1 N N N N/A N/A SSR Mining Inc. Option N/A -4000.00000000 NC USD -20000.00000000 -0.00130450166 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written SSR Mining Inc SSR Mining Inc. 100.00000000 19.00000000 USD 2022-12-16 XXXX 437192.63000000 N N N N/A N/A AngloGold Ashanti Ltd. Option N/A -2000.00000000 NC USD -110000.00000000 -0.00717475913 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written AngloGold Ashanti Ltd AngloGold Ashanti Ltd. 100.00000000 18.00000000 USD 2023-04-21 XXXX 31938.40000000 N N N N/A N/A SPDR Gold Shares N/A -600.00000000 NC USD -47100.00000000 -0.00307210141 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written SPDR Gold Shares SPDR Gold Shares 100.00000000 163.00000000 USD 2022-12-16 XXXX 54280.14000000 N N N Karora Resources Inc. 549300S6PWY0YYVHMC70 Karora Resources Inc. 48575L206 10583332.00000000 NS 22140049.33000000 1.444086556452 Long EC CORP CA N 1 N N N Coppernico Metals Inc. N/A Coppernico Metals Inc. 217661107 3028200.00000000 NS USD 1438395.00000000 0.093819433344 Long EC CORP CA N 3 N N N N/A N/A SilverCrest Metals Inc. N/A -2000.00000000 NC -289940.18000000 -0.01891137232 N/A DE N/A N 1 Canadian Imperial Bank of Commerce 2IGI19DL77OX0HC3ZE78 Put Written SilverCrest Metals Inc SilverCrest Metals Inc. 100.00000000 8.75000000 CAD 2022-12-16 XXXX -98824.00000000 N N N Victoria Gold Corp. 549300VUIN6RQ5764L78 Victoria Gold Corp. 92625W507 1553000.00000000 NS 7831401.62000000 0.510803821123 Long EC CORP CA N 1 N N N Mineral Resources Ltd. 5299007V1ACKFFX2P066 Mineral Resources Ltd. N/A 100000.00000000 NS 4634687.45000000 0.302297873873 Long EC CORP AU N 2 N N N Westgold Resources Ltd. 2549003AMX9BL7CKBQ74 Westgold Resources Ltd. N/A 22224853.00000000 NS 10384027.70000000 0.677299069206 Long EC CORP AU N 2 N N N Minera Alamos Inc. 254900I6L38EFNS8Z440 Minera Alamos Inc. 60283L105 14141948.00000000 NS 3996513.36000000 0.260672915847 Long EC CORP CA N 1 N N N Sandstorm Gold Ltd. 549300QWJPV45VQF1B33 Sandstorm Gold Ltd. 80013R206 4079055.00000000 NS USD 20191322.25000000 1.316980670802 Long EC CORP CA N 1 N N N De Grey Mining Ltd. 529900MOX6JOKGFAYY28 De Grey Mining Ltd. N/A 62537305.00000000 NS 42176574.08000000 2.750970547460 Long EC CORP AU N 2 N N N AngloGold Ashanti Ltd. 378900EF3BA9A5F42A59 AngloGold Ashanti Ltd., ADR 035128206 1048100.00000000 NS USD 13677705.00000000 0.892129444664 Long EC CORP ZA N 1 N N N Allkem Ltd. 2138006SR6M416DVKM86 Allkem Ltd. N/A 1148000.00000000 NS 10502375.03000000 0.685018283635 Long EC CORP AU N 2 N N N Ganfeng Lithium Group Co. Ltd. 3003006BE6UOHWEOOR42 Ganfeng Lithium Group Co. Ltd., H Shares Y2690M105 5232320.00000000 NS 35413978.05000000 2.309879659717 Long EC CORP CN N 2 N N N Northern Star Resources Ltd. 254900XFXCRYYZAX6M78 Northern Star Resources Ltd. N/A 16548895.00000000 NS 91921828.64000000 5.995608907866 Long EC CORP AU N 2 N N N Ivanhoe Mines Ltd. 5299006XZISURYIA4G32 Ivanhoe Mines Ltd. 46579R104 9765346.00000000 NS 67737747.05000000 4.418200177482 Long EC CORP CA N 1 N N N N/A N/A First Quantum Minerals Ltd. Option N/A -1000.00000000 NC -97992.44000000 -0.00639156503 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. RUC0QBLBRPRCU4W1NE59 Put Written First Quantum Minerals Ltd First Quantum Minerals Ltd. 100.00000000 21.50000000 CAD 2023-01-20 XXXX 18492.94000000 N N N N/A N/A Northern Star Resources Ltd N/A -4000.00000000 NC -61406.40000000 -0.00400523754 N/A DE N/A N 1 MORGAN STANLEY AND CO. 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N/A -1000.00000000 NC USD -72500.00000000 -0.00472881852 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Ormat Technologies Inc Ormat Technologies, Inc. 100.00000000 75.00000000 USD 2022-12-16 XXXX 81337.85000000 N N N N/A N/A Agnico Eagle Mines Ltd. Option N/A -2000.00000000 NC USD -75000.00000000 -0.00489188122 N/A DE N/A N 1 Credit Suisse International E58DKGMJYYYJLN8C3868 Put Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 35.00000000 USD 2022-12-16 XXXX 261173.85000000 N N N Equinox Gold Corp. 5493005IN4V1SNP9PN75 Equinox Gold Corp. 29446Y502 1017278.00000000 NS USD 3377362.96000000 0.220288779582 Long EC CORP CA N 1 N N N OceanaGold Corp. 549300CBMSE8I9N3E232 OceanaGold Corp. 675222103 14160300.00000000 NS 20580169.56000000 1.342343268893 Long EC CORP CA N 1 N N N Cameco Corp. N4BHALMXL3GMZKCUON55 Cameco Corp. 13321L108 688000.00000000 NS USD 16319360.00000000 1.064431611449 Long EC CORP CA N 1 N N N N/A N/A New Gold Inc. N/A -5000.00000000 NC USD -12500.00000000 -0.00081531353 N/A DE N/A N 1 BARCLAYS CAPITAL INC. AC28XWWI3WIBK2824319 Call Written New Gold Inc New Gold Inc. 100.00000000 2.00000000 USD 2022-11-18 XXXX 142353.45000000 N N N Ero Copper Corp. 549300KL8A21SEIO8I47 Ero Copper Corp. 296006109 120000.00000000 NS 1366168.75000000 0.089108470189 Long EC CORP CA N 1 N N N Chalice Mining Ltd. 5299008IXHWMQDOE1437 Chalice Mining Ltd. N/A 11781692.00000000 NS 31952108.77000000 2.084078948394 Long EC CORP AU N 2 N N N N/A N/A MAG Silver Corp. Option N/A -7000.00000000 NC USD -157500.00000000 -0.01027295058 N/A DE N/A N 1 BNP PARIBAS SECURITIES CORP. RCNB6OTYUAMMP879YW96 Call Written MAG Silver Corp MAG Silver Corp. 100.00000000 15.00000000 USD 2022-11-18 XXXX 524399.95000000 N N N Alkane Resources Ltd. 529900R65IIVLPW4ZS42 Alkane Resources Ltd. N/A 11730000.00000000 NS 5109592.22000000 0.333273576940 Long EC CORP AU N 2 N N N Hecla Mining Co. 5493009Y6HOBZD1QD537 Hecla Mining Co. 422704106 2375304.00000000 NS USD 10855139.28000000 0.708027361141 Long EC CORP US N 1 N N N Aris Mining Corp. 5493001GJ5TILX6L1F82 Aris Mining Corp. 04040Y109 1779685.00000000 NS 3736117.08000000 0.243688546856 Long EC CORP CA N 1 N N N N/A N/A Ero Copper Corp. N/A -1000.00000000 NC -62392.19000000 -0.00406953577 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 9R7GPTSO7KV3UQJZQ078 Call Written ERO Copper Corp Ero Copper Corp. 100.00000000 19.00000000 CAD 2023-03-17 XXXX 20931.93000000 N N N Predictive Discovery Ltd. N/A Predictive Discovery Ltd. N/A 29373029.00000000 NS 2813327.26000000 0.183499504202 Long EC CORP AU N 2 N N N N/A N/A Lithium Americas Corp. Option N/A -3500.00000000 NC USD -96250.00000000 -0.00627791424 N/A DE N/A N 1 Credit Suisse International E58DKGMJYYYJLN8C3868 Call Written Lithium Americas Corp Lithium Americas Corp. 100.00000000 30.00000000 USD 2022-11-18 XXXX 386825.44000000 N N N Calibre Mining Corp. 9845005U3E61362A1O58 Calibre Mining Corp., Class C 13000C205 18203168.00000000 NS 9219500.07000000 0.601342657816 Long EC CORP CA N 1 N N N N/A N/A Agnico Eagle Mines Ltd. Option N/A -5000.00000000 NC -293610.31000000 -0.01915075685 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. RUC0QBLBRPRCU4W1NE59 Call Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 64.00000000 CAD 2022-11-18 XXXX 377340.14000000 N N N N/A N/A Barrick Gold Corp. Option N/A -1000.00000000 NC USD -151500.00000000 -0.00988160008 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Barrick Gold Corp Barrick Gold Corp. 100.00000000 15.00000000 USD 2023-03-17 XXXX -24532.13000000 N N N N/A N/A Equinox Gold Corp. Option N/A -4000.00000000 NC USD -30000.00000000 -0.00195675249 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Call Written Equinox Gold Corp Equinox Gold Corp. 100.00000000 5.00000000 USD 2023-01-20 XXXX 137882.52000000 N N N N/A N/A Tronox Holdings PLC Option N/A -3000.00000000 NC USD -52500.00000000 -0.00342431686 N/A DE N/A N 1 Credit Suisse International E58DKGMJYYYJLN8C3868 Call Written Tronox Holdings PLC Tronox Holdings PLC 100.00000000 19.00000000 USD 2022-11-18 XXXX 187426.97000000 N N N Solaris Resources Inc. N/A Solaris Resources Inc. 83419D201 1291200.00000000 NS 4596704.22000000 0.299820414541 Long EC CORP CA N 1 N N N N/A N/A Freeport-McMoran Inc. Option N/A -1000.00000000 NC USD -36000.00000000 -0.00234810299 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written Freeport-McMoRan Inc Freeport-McMoRan Inc. 100.00000000 22.00000000 USD 2023-01-20 XXXX 73018.28000000 N N N Endeavour Mining PLC 529900NI5MXQ91GHXR07 Endeavour Mining PLC G3042J105 1462966.00000000 NS 26019500.26000000 1.697124065580 Long EC CORP GB N 1 N N N Torex Gold Resources Inc. 549300QL07027186GQ85 Torex Gold Resources Inc. 891054603 101000.00000000 NS 687987.67000000 0.044874052918 Long EC CORP CA N 1 N N N Pan American Silver Corp. 549300MKTF5851TYIB83 Pan American Silver Corp. 697900108 1016682.00000000 NS USD 16246578.36000000 1.059684422935 Long EC CORP CA N 1 N N N Ivanhoe Electric Inc. N/A Ivanhoe Electric Inc. 46578C108 127381.00000000 NS USD 1332405.26000000 0.086906243750 Long EC CORP US N 1 N N N N/A N/A SSR Mining Inc. Option N/A -1000.00000000 NC USD -172500.00000000 -0.01125132682 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written SSR Mining Inc SSR Mining Inc. 100.00000000 15.00000000 USD 2022-12-16 XXXX -47532.09000000 N N N Lake Resources NL 529900M65BIM9RDPDF56 Lake Resources NL N/A 1850000.00000000 NS 1242881.02000000 0.081067017760 Long EC CORP AU N 2 N N N Filo Mining Corp. 54930049JO3VWJU1B514 Filo Mining Corp. 31730E101 125000.00000000 NS 1497412.56000000 0.097668858597 Long EC CORP CA N 1 N N N Eldorado Gold Corp. 5493004PWQ01YDD1IH62 Eldorado Gold Corp. 284902509 3091502.00000000 NS USD 17281496.18000000 1.127187023703 Long EC CORP CA N 1 N N N 2022-11-30 AIM Sector Funds (Invesco Sector Funds) Sheri Morris Sheri Morris President