0001752724-22-298100.txt : 20221230
0001752724-22-298100.hdr.sgml : 20221230
20221230122248
ACCESSION NUMBER: 0001752724-22-298100
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221031
FILED AS OF DATE: 20221230
DATE AS OF CHANGE: 20221230
PERIOD START: 20230430
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
CENTRAL INDEX KEY: 0000725781
IRS NUMBER: 840933032
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-03826
FILM NUMBER: 221501140
BUSINESS ADDRESS:
STREET 1: 11 GREENWAY PLAZA
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 7136261919
MAIL ADDRESS:
STREET 1: 11 GREENWAY PLAZA
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77046
FORMER COMPANY:
FORMER CONFORMED NAME: AIM SECTOR FUNDS
DATE OF NAME CHANGE: 20031126
FORMER COMPANY:
FORMER CONFORMED NAME: AIM SECTOR FUNDS INC
DATE OF NAME CHANGE: 20031001
FORMER COMPANY:
FORMER CONFORMED NAME: INVESCO SECTOR FUNDS INC
DATE OF NAME CHANGE: 19990330
0000725781
S000064611
Invesco Gold & Special Minerals Fund
C000209135
Class C
C000209136
Class R
C000209137
Class Y
C000209138
Class R5
C000209139
Class R6
C000209140
Class A
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000725781
XXXXXXXX
S000064611
C000209136
C000209140
C000209137
C000209135
C000209138
C000209139
AIM Sector Funds (Invesco Sector Funds)
811-03826
0000725781
C791731MUP758KD8DB31
11 Greenway Plaza
Suite 1000
Houston
77046-1173
800-959-4246
Invesco Gold & Special Minerals Fund
S000064611
549300I32CQZQZLQAH71
2023-04-30
2022-10-31
N
1550731090.37
17578577.38
1533152512.99
0.00000000
53211.26000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
2616012.40000000
N
Philadelphia Gold & Silver Index
100% PHLX-Gold & Silver
N/A
N/A
Sibanye Stillwater Ltd. Option
N/A
-2000.00000000
NC
USD
-250000.00000000
-0.01630627076
N/A
DE
N/A
N
1
BNP PARIBAS SECURITIES CORP.
RCNB6OTYUAMMP879YW96
Put
Written
Sibanye Stillwater Ltd
Sibanye Stillwater Ltd.
100.00000000
10.00000000
USD
2023-01-20
XXXX
45934.78000000
N
N
N
Invesco Treasury Portfolio
5493004B3TM8ZIDDDC39
Invesco Treasury Portfolio, Institutional Class
825252406
7207071.54000000
NS
USD
7207071.54000000
0.470081839799
Long
STIV
RF
US
N
1
N
N
N
N/A
N/A
Tronox Holdings PLC Option
N/A
-2000.00000000
NC
USD
-490000.00000000
-0.03196029069
N/A
DE
N/A
N
1
BOFA SECURITIES, INC.
549300HN4UKV1E2R3U73
Put
Written
Tronox Holdings PLC
Tronox Holdings PLC
100.00000000
14.00000000
USD
2023-01-20
XXXX
-263053.65000000
N
N
N
N/A
N/A
Alamos Gold Inc. Option
N/A
-2000.00000000
NC
USD
-20000.00000000
-0.00130450166
N/A
DE
N/A
N
1
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
Call
Written
Alamos Gold Inc
Alamos Gold Inc.
100.00000000
10.00000000
USD
2022-12-16
XXXX
49941.33000000
N
N
N
New Gold Inc.
5493005G0GNCHP0H6L96
New Gold Inc.
644535106
4991276.00000000
NS
USD
4463199.00000000
0.291112525478
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
Agnico Eagle Mines Ltd. Option
N/A
-4000.00000000
NC
USD
-130000.00000000
-0.00847926079
N/A
DE
N/A
N
1
BMO CAPITAL MARKETS CORP.
549300HN4UKV1E2R3U73
Call
Written
Agnico Eagle Mines Ltd
Agnico Eagle Mines Ltd.
100.00000000
55.00000000
USD
2022-12-16
XXXX
338872.46000000
N
N
N
N/A
N/A
Ivanhoe Mines Ltd. Option
N/A
-4000.00000000
NC
-127720.48000000
-0.00833057891
N/A
DE
N/A
N
1
MORGAN STANLEY AND CO. INTERNATIONAL PLC
9R7GPTSO7KV3UQJZQ078
Call
Written
Ivanhoe Mines Ltd
Ivanhoe Mines Ltd.
100.00000000
12.00000000
CAD
2023-03-17
XXXX
14621.19000000
N
N
N
Triple Flag Precious Metals Corp.
254900R7NJ1TEYIM4E61
Triple Flag Precious Metals Corp.
89679M104
288766.00000000
NS
3234535.30000000
0.210972833595
Long
EC
CORP
CA
N
1
N
N
N
Nickel Industries Ltd.
54930007K0WX53TSIK16
Nickel Industries Ltd.
N/A
29231112.00000000
NS
13577414.04000000
0.885587958468
Long
EC
CORP
AU
N
2
N
N
N
Zijin Mining Group Co. Ltd.
529900ABI5CBFXD01Q05
Zijin Mining Group Co. Ltd., H Shares
N/A
26830000.00000000
NS
25541818.88000000
1.665967257894
Long
EC
CORP
CN
N
2
N
N
N
Rupert Resources Ltd.
529900EEVS5CSPMXKZ88
Rupert Resources Ltd.
78165J105
3183812.00000000
NS
8880600.14000000
0.579237881734
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
Cameco Corp. Option
N/A
-2000.00000000
NC
USD
-308000.00000000
-0.02008932558
N/A
DE
N/A
N
1
BNP PARIBAS SECURITIES CORP.
RCNB6OTYUAMMP879YW96
Put
Written
Cameco Corp
Cameco Corp.
100.00000000
23.00000000
USD
2022-12-16
XXXX
-12176.88000000
N
N
N
N/A
N/A
Ormat Technologies, Inc.
N/A
-180.00000000
NC
USD
-49500.00000000
-0.00322864161
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Call
Written
Ormat Technologies Inc
Ormat Technologies, Inc.
100.00000000
95.00000000
USD
2022-12-16
XXXX
-4505.48000000
N
N
N
N/A
N/A
Lithium Americas Corp. Option
N/A
-1500.00000000
NC
USD
-228750.00000000
-0.01492023774
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Put
Written
Lithium Americas Corp
Lithium Americas Corp.
100.00000000
22.50000000
USD
2022-12-16
XXXX
15510.36000000
N
N
N
Maverix Metals Inc.
549300CPYYBEBU8HQN80
Maverix Metals Inc.
57776F405
1508100.00000000
NS
4782171.98000000
0.311917564592
Long
EC
CORP
CA
N
1
N
N
N
Hudbay Minerals Inc.
549300WI524AL577IX21
Hudbay Minerals Inc.
443628102
3980000.00000000
NS
USD
15124000.00000000
0.986464156165
Long
EC
CORP
CA
N
1
N
N
N
Dundee Precious Metals Inc.
549300LATVTU0EIUMD45
Dundee Precious Metals Inc.
265269209
1040000.00000000
NS
4717730.39000000
0.307714356531
Long
EC
CORP
CA
N
1
N
N
N
Gold Road Resources Ltd.
213800HJWH96TDEMNY83
Gold Road Resources Ltd.
N/A
27413275.00000000
NS
23606465.55000000
1.539733676199
Long
EC
CORP
AU
N
2
N
N
N
Aya Gold & Silver Inc.
549300BWX8KJOTUL4M51
Aya Gold & Silver Inc.
05466C109
2895082.00000000
NS
16788011.74000000
1.094999460116
Long
EC
CORP
CA
N
1
N
N
N
Barrick Gold Corp.
0O4KBQCJZX82UKGCBV73
Barrick Gold Corp.
067901108
5691499.05000000
NS
USD
85543230.72000000
5.579564328741
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
Gold Fields Limited
N/A
-2000.00000000
NC
USD
-130000.00000000
-0.00847926079
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Put
Written
Gold Fields Ltd
Gold Fields Ltd.
100.00000000
7.00000000
USD
2023-04-21
XXXX
11938.40000000
N
N
N
Lundin Gold Inc.
549300ZOV16K515FC525
Lundin Gold Inc.
550371108
4378815.00000000
NS
31627364.19000000
2.062897456191
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
MAG Silver Corp. Option
N/A
-2000.00000000
NC
USD
-380000.00000000
-0.02478553156
N/A
DE
N/A
N
1
BARCLAYS CAPITAL INC.
AC28XWWI3WIBK2824319
Put
Written
MAG Silver Corp
MAG Silver Corp.
100.00000000
15.00000000
USD
2022-11-18
XXXX
22939.61000000
N
N
N
Perseus Mining Ltd.
54930054ZDGKBCW3SM26
Perseus Mining Ltd.
N/A
13670000.00000000
NS
15872005.37000000
1.035252868551
Long
EC
CORP
AU
N
2
N
N
N
Sibanye Stillwater Ltd.
378900F238434B74D281
Sibanye Stillwater Ltd., ADR
82575P107
2202587.00000000
NS
USD
20682291.93000000
1.349004208959
Long
EC
CORP
ZA
N
1
N
N
N
N/A
N/A
Royal Gold, Inc. Option
N/A
-1000.00000000
NC
USD
-170000.00000000
-0.01108826411
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Call
Written
Royal Gold Inc
Royal Gold, Inc.
100.00000000
130.00000000
USD
2023-04-21
XXXX
71965.23000000
N
N
N
Invesco Government & Agency Portfolio
5493007T1J7WZ5QI1A47
Invesco Government & Agency Portfolio, Institutional Class
825252885
6306187.63000000
NS
USD
6306187.63000000
0.411321611944
Long
STIV
RF
US
N
1
N
N
N
Alamos Gold Inc.
549300TDOX73YGYXE959
Alamos Gold Inc.
011532108
3341108.00000000
NS
USD
26361342.12000000
1.719420729291
Long
EC
CORP
CA
N
1
N
N
N
Arizona Metals Corp.
N/A
Arizona Metals Corp., Class C
040518102
3795300.00000000
NS
9750467.94000000
0.635975081238
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
Torex Gold Resources Inc.
N/A
-1000.00000000
NC
-82577.90000000
-0.00538615038
N/A
DE
N/A
N
1
MORGAN STANLEY AND CO. INTERNATIONAL PLC
9R7GPTSO7KV3UQJZQ078
Put
Written
Torex Gold Resources Inc
Torex Gold Resources Inc.
100.00000000
9.50000000
CAD
2023-03-17
XXXX
-28735.15000000
N
N
N
N/A
N/A
Endeavour Mining PLC Option
N/A
-6000.00000000
NC
-59456.09000000
-0.00387802840
N/A
DE
N/A
N
1
RBC Capital Markets, LLC
549300LCO2FLSSVFFR64
Call
Written
Endeavour Mining PLC
Endeavour Mining PLC
100.00000000
27.00000000
CAD
2022-11-18
XXXX
548166.22000000
N
N
N
N/A
N/A
Cameco Corp. Option
N/A
-6800.00000000
NC
USD
-214200.00000000
-0.01397121279
N/A
DE
N/A
N
1
BOFA SECURITIES, INC.
549300HN4UKV1E2R3U73
Call
Written
Cameco Corp
Cameco Corp.
100.00000000
30.00000000
USD
2022-12-16
XXXX
857187.43000000
N
N
N
Wheaton Precious Metals Corp.
549300XSFG5ZCGVYD886
Wheaton Precious Metals Corp.
962879102
1152035.00000000
NS
USD
37660024.15000000
2.456378203141
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
Ero Copper Corp.
N/A
-1000.00000000
NC
-16148.57000000
-0.00105329181
N/A
DE
N/A
N
1
RBC Capital Markets, LLC
549300LCO2FLSSVFFR64
Put
Written
ERO Copper Corp
Ero Copper Corp.
100.00000000
12.50000000
CAD
2022-12-16
XXXX
61717.89000000
N
N
N
Ormat Technologies, Inc.
5493000TSHHWY24VHM09
Ormat Technologies, Inc.
686688102
18000.00000000
NS
USD
1628100.00000000
0.106192957726
Long
EC
CORP
US
N
1
N
N
N
Jervois Global Ltd.
52990001DIVURT3JB972
Jervois Global Ltd.
N/A
20550000.00000000
NS
6417505.17000000
0.418582307736
Long
EC
CORP
AU
N
2
N
N
N
Evolution Mining Ltd.
254900BCFW5QO5LW8F27
Evolution Mining Ltd.
N/A
31728806.00000000
NS
41949047.22000000
2.736130089118
Long
EC
CORP
AU
N
2
N
N
N
PT Merdeka Copper Gold Tbk
894500DF5TJXCOE26L58
PT Merdeka Copper Gold Tbk
N/A
1500000.00000000
NS
361701.38000000
0.023592002552
Long
EC
CORP
ID
N
2
N
N
N
N/A
N/A
Freeport-McMoran Inc. Option
N/A
-5500.00000000
NC
USD
-420750.00000000
-0.02744345369
N/A
DE
N/A
N
1
Credit Suisse International
E58DKGMJYYYJLN8C3868
Call
Written
Freeport-McMoRan Inc
Freeport-McMoRan Inc.
100.00000000
40.00000000
USD
2023-01-20
XXXX
224647.19000000
N
N
N
N/A
N/A
Endeavour Mining PLC Option
N/A
-2000.00000000
NC
-67530.37000000
-0.00440467399
N/A
DE
N/A
N
1
RBC Capital Markets, LLC
549300LCO2FLSSVFFR64
Put
Written
Endeavour Mining PLC
Endeavour Mining PLC
100.00000000
23.00000000
CAD
2022-11-18
XXXX
71097.07000000
N
N
N
N/A
N/A
First Quantum Minerals Ltd. Option
N/A
-3000.00000000
NC
-118912.17000000
-0.00775605616
N/A
DE
N/A
N
1
MORGAN STANLEY AND CO. INTERNATIONAL PLC
9R7GPTSO7KV3UQJZQ078
Call
Written
First Quantum Minerals Ltd
First Quantum Minerals Ltd.
100.00000000
31.00000000
CAD
2023-01-20
XXXX
151999.20000000
N
N
N
N/A
N/A
Piedmont Lithium, Inc. Option
N/A
-1000.00000000
NC
USD
-117500.00000000
-0.00766394725
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Put
Written
Piedmont Lithium Inc
Piedmont Lithium, Inc.
100.00000000
45.00000000
USD
2022-12-16
XXXX
71466.45000000
N
N
N
SPDR Gold Shares
N/A
SPDR Gold Shares
78463V107
61000.00000000
NS
USD
9266510.00000000
0.604408884405
Long
EC
RF
US
N
1
N
N
N
Adriatic Metals PLC
549300OHAH2GL1DP0L61
Adriatic Metals PLC, Class CDI
N/A
2890000.00000000
NS
4460834.34000000
0.290958290333
Long
EC
CORP
GB
N
2
N
N
N
MAG Silver Corp.
254900LGL904N7F3EL14
MAG Silver Corp.
55903Q104
1318522.00000000
NS
USD
17523157.38000000
1.142949395544
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
Wesdome Gold Mines Ltd.
N/A
-7000.00000000
NC
-10276.36000000
-0.00067027643
N/A
DE
N/A
N
1
BMO CAPITAL MARKETS CORP.
549300LCO2FLSSVFFR64
Call
Written
Wesdome Gold Mines Ltd
Wesdome Gold Mines Ltd.
100.00000000
11.00000000
CAD
2022-11-18
XXXX
398604.27000000
N
N
N
Newmont Corp.
549300VSP3RIX7FGDZ51
Newmont Corp.
651639106
1880914.00000000
NS
USD
79600280.48000000
5.191934905729
Long
EC
CORP
US
N
1
N
N
N
B2Gold Corp.
549300F7OK456M5NLM05
B2Gold Corp.
11777Q209
10122000.00000000
NS
USD
31074540.00000000
2.026839452481
Long
EC
CORP
CA
N
1
N
N
N
Tronox Holdings PLC
549300NRVC84SGJSXV06
Tronox Holdings PLC
G9087Q102
1244000.00000000
NS
USD
14928000.00000000
0.973680039886
Long
EC
CORP
GB
N
1
N
N
N
N/A
N/A
Franco-Nevada Corp. Option
N/A
-600.00000000
NC
USD
-72000.00000000
-0.00469620598
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Call
Written
Franco-Nevada Corp
Franco-Nevada Corp.
100.00000000
155.00000000
USD
2023-01-20
XXXX
20982.03000000
N
N
N
Pan American Silver Corp.
549300MKTF5851TYIB83
Pan American Silver Corp., Rts., 2029-02-22
697900132
2300100.00000000
NS
USD
1380060.00000000
0.090014528124
Long
EC
CORP
CA
N
1
N
N
N
SilverCrest Metals Inc.
549300M4CUMXUHSXYQ10
SilverCrest Metals Inc.
828363101
3276667.00000000
NS
16427229.13000000
1.071467384413
Long
EC
CORP
CA
N
1
N
N
N
Artemis Gold Inc.
N/A
Artemis Gold Inc.
04302L100
4574889.00000000
NS
12559243.12000000
0.819177675644
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
Mineral Resources Limited
N/A
-500.00000000
NC
-25905.82000000
-0.00168970926
N/A
DE
N/A
N
1
MORGAN STANLEY AND CO. INTERNATIONAL PLC
9R7GPTSO7KV3UQJZQ078
Call
Written
Mineral Resources Ltd
Mineral Resources Ltd.
100.00000000
83.00000000
AUD
2022-11-17
XXXX
34775.68000000
N
N
N
Gold Fields Ltd.
5299003KXIBJQYCBBD72
Gold Fields Ltd., ADR
38059T106
3306241.00000000
NS
USD
26053179.08000000
1.699320769411
Long
EC
CORP
ZA
N
1
N
N
N
Bellevue Gold Ltd.
N/A
Bellevue Gold Ltd.
N/A
28133252.00000000
NS
13241022.47000000
0.863646790375
Long
EC
CORP
AU
N
2
N
N
N
Franco-Nevada Corp.
N/A
Franco-Nevada Corp.
351858105
137302.00000000
NS
USD
16967781.16000000
1.106724935467
Long
EC
CORP
CA
N
1
N
N
N
Osisko Gold Royalties Ltd.
549300TJZTXZMPQ6K004
Osisko Gold Royalties Ltd.
68827L101
2585339.00000000
NS
USD
27766540.86000000
1.811074933820
Long
EC
CORP
CA
N
1
N
N
N
i-80 Gold Corp.
549300LFFIWIGUEXPK11
i-80 Gold Corp.
44955L106
1060000.00000000
NS
1773993.47000000
0.115708871424
Long
EC
CORP
CA
N
1
N
N
N
Freeport-McMoRan Inc.
549300IRDTHJQ1PVET45
Freeport-McMoRan Inc.
35671D857
644000.00000000
NS
USD
20408360.00000000
1.331136976072
Long
EC
CORP
US
N
1
N
N
N
Newcrest Mining Ltd.
5299006MN50OZJUJI655
Newcrest Mining Ltd.
N/A
120000.00000000
NS
1325208.34000000
0.086436824045
Long
EC
CORP
AU
N
2
N
N
N
Royal Gold, Inc.
5493001NGRU6SFL04184
Royal Gold, Inc.
780287108
301600.00000000
NS
USD
28639936.00000000
1.868042204369
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
Newcrest Mining Limited
N/A
-1000.00000000
NC
-37739.35000000
-0.00246155223
N/A
DE
N/A
N
1
MORGAN STANLEY AND CO. INTERNATIONAL PLC
9R7GPTSO7KV3UQJZQ078
Call
Written
Newcrest Mining Ltd
Newcrest Mining Ltd.
100.00000000
19.00000000
AUD
2023-01-19
XXXX
14275.73000000
N
N
N
Skeena Resources Ltd.
549300DCWSQFVVZ21289
Skeena Resources Ltd.
83056P715
2074336.00000000
NS
9348862.66000000
0.609780343494
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
Mineral Resources Limited
N/A
-1000.00000000
NC
-89551.00000000
-0.00584097141
N/A
DE
N/A
N
1
MORGAN STANLEY AND CO. INTERNATIONAL PLC
9R7GPTSO7KV3UQJZQ078
Put
Written
Mineral Resources Ltd
Mineral Resources Ltd.
100.00000000
67.00000000
AUD
2022-11-17
XXXX
20286.37000000
N
N
N
N/A
N/A
Franco-Nevada Corp. Option
N/A
-300.00000000
NC
USD
-36000.00000000
-0.00234810299
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Put
Written
Franco-Nevada Corp
Franco-Nevada Corp.
100.00000000
100.00000000
USD
2023-01-20
XXXX
-1209.57000000
N
N
N
Kinross Gold Corp.
549300UEBMAQDN0K0R06
Kinross Gold Corp.
496902404
6215925.00000000
NS
USD
22563807.75000000
1.471726234593
Long
EC
CORP
CA
N
1
N
N
N
Agnico Eagle Mines Ltd.
YGE0EUBRF7IJOB3QRX76
Agnico Eagle Mines Ltd.
008474108
1433595.00000000
NS
USD
63020836.20000000
4.110539275515
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
Eldorado Gold Corporation
N/A
-2000.00000000
NC
USD
-50000.00000000
-0.00326125415
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Call
Written
Eldorado Gold Corp
Eldorado Gold Corp.
100.00000000
8.00000000
USD
2023-04-21
XXXX
35939.68000000
N
N
N
N/A
N/A
Wesdome Gold Mines Ltd.
N/A
-2000.00000000
NC
-139464.90000000
-0.00909660968
N/A
DE
N/A
N
1
RBC Capital Markets, LLC
549300LCO2FLSSVFFR64
Put
Written
Wesdome Gold Mines Ltd
Wesdome Gold Mines Ltd.
100.00000000
9.00000000
CAD
2022-11-18
XXXX
-10427.69000000
N
N
N
N/A
N/A
K92 Mining Inc.
N/A
-10000.00000000
NC
-22020.77000000
-0.00143630655
N/A
DE
N/A
N
1
BMO CAPITAL MARKETS CORP.
2IGI19DL77OX0HC3ZE78
Call
Written
K92 Mining Inc
K92 Mining Inc.
100.00000000
9.00000000
CAD
2022-12-16
XXXX
413905.76000000
N
N
N
Lithium Americas Corp.
529900Q9ENG7EHHZ5R75
Lithium Americas Corp.
53680Q207
350000.00000000
NS
USD
8708000.00000000
0.567980023267
Long
EC
CORP
CA
N
1
N
N
N
Wesdome Gold Mines Ltd.
529900DCBALMLHZPLR10
Wesdome Gold Mines Ltd.
95083R100
4610000.00000000
NS
27646126.18000000
1.803220876316
Long
EC
CORP
CA
N
1
N
N
N
Ramelius Resources Ltd.
254900E44AIGW7KKNR98
Ramelius Resources Ltd.
N/A
25568612.00000000
NS
11952746.12000000
0.779618858445
Long
EC
CORP
AU
N
2
N
N
N
N/A
N/A
Agnico Eagle Mines Ltd. Option
N/A
-1000.00000000
NC
-3303.12000000
-0.00021544627
N/A
DE
N/A
N
1
RBC Capital Markets, LLC
549300LCO2FLSSVFFR64
Put
Written
Agnico Eagle Mines Ltd
Agnico Eagle Mines Ltd.
100.00000000
46.00000000
CAD
2022-11-18
XXXX
83342.77000000
N
N
N
K92 Mining Inc.
254900EA8H0X9FEVZU11
K92 Mining Inc.
499113108
7482630.00000000
NS
33998223.44000000
2.217536947690
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
SSR Mining Inc. Option
N/A
-4000.00000000
NC
USD
-20000.00000000
-0.00130450166
N/A
DE
N/A
N
1
BOFA SECURITIES, INC.
549300HN4UKV1E2R3U73
Call
Written
SSR Mining Inc
SSR Mining Inc.
100.00000000
19.00000000
USD
2022-12-16
XXXX
437192.63000000
N
N
N
N/A
N/A
AngloGold Ashanti Ltd. Option
N/A
-2000.00000000
NC
USD
-110000.00000000
-0.00717475913
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Call
Written
AngloGold Ashanti Ltd
AngloGold Ashanti Ltd.
100.00000000
18.00000000
USD
2023-04-21
XXXX
31938.40000000
N
N
N
N/A
N/A
SPDR Gold Shares
N/A
-600.00000000
NC
USD
-47100.00000000
-0.00307210141
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Call
Written
SPDR Gold Shares
SPDR Gold Shares
100.00000000
163.00000000
USD
2022-12-16
XXXX
54280.14000000
N
N
N
Karora Resources Inc.
549300S6PWY0YYVHMC70
Karora Resources Inc.
48575L206
10583332.00000000
NS
22140049.33000000
1.444086556452
Long
EC
CORP
CA
N
1
N
N
N
Coppernico Metals Inc.
N/A
Coppernico Metals Inc.
217661107
3028200.00000000
NS
USD
1438395.00000000
0.093819433344
Long
EC
CORP
CA
N
3
N
N
N
N/A
N/A
SilverCrest Metals Inc.
N/A
-2000.00000000
NC
-289940.18000000
-0.01891137232
N/A
DE
N/A
N
1
Canadian Imperial Bank of Commerce
2IGI19DL77OX0HC3ZE78
Put
Written
SilverCrest Metals Inc
SilverCrest Metals Inc.
100.00000000
8.75000000
CAD
2022-12-16
XXXX
-98824.00000000
N
N
N
Victoria Gold Corp.
549300VUIN6RQ5764L78
Victoria Gold Corp.
92625W507
1553000.00000000
NS
7831401.62000000
0.510803821123
Long
EC
CORP
CA
N
1
N
N
N
Mineral Resources Ltd.
5299007V1ACKFFX2P066
Mineral Resources Ltd.
N/A
100000.00000000
NS
4634687.45000000
0.302297873873
Long
EC
CORP
AU
N
2
N
N
N
Westgold Resources Ltd.
2549003AMX9BL7CKBQ74
Westgold Resources Ltd.
N/A
22224853.00000000
NS
10384027.70000000
0.677299069206
Long
EC
CORP
AU
N
2
N
N
N
Minera Alamos Inc.
254900I6L38EFNS8Z440
Minera Alamos Inc.
60283L105
14141948.00000000
NS
3996513.36000000
0.260672915847
Long
EC
CORP
CA
N
1
N
N
N
Sandstorm Gold Ltd.
549300QWJPV45VQF1B33
Sandstorm Gold Ltd.
80013R206
4079055.00000000
NS
USD
20191322.25000000
1.316980670802
Long
EC
CORP
CA
N
1
N
N
N
De Grey Mining Ltd.
529900MOX6JOKGFAYY28
De Grey Mining Ltd.
N/A
62537305.00000000
NS
42176574.08000000
2.750970547460
Long
EC
CORP
AU
N
2
N
N
N
AngloGold Ashanti Ltd.
378900EF3BA9A5F42A59
AngloGold Ashanti Ltd., ADR
035128206
1048100.00000000
NS
USD
13677705.00000000
0.892129444664
Long
EC
CORP
ZA
N
1
N
N
N
Allkem Ltd.
2138006SR6M416DVKM86
Allkem Ltd.
N/A
1148000.00000000
NS
10502375.03000000
0.685018283635
Long
EC
CORP
AU
N
2
N
N
N
Ganfeng Lithium Group Co. Ltd.
3003006BE6UOHWEOOR42
Ganfeng Lithium Group Co. Ltd., H Shares
Y2690M105
5232320.00000000
NS
35413978.05000000
2.309879659717
Long
EC
CORP
CN
N
2
N
N
N
Northern Star Resources Ltd.
254900XFXCRYYZAX6M78
Northern Star Resources Ltd.
N/A
16548895.00000000
NS
91921828.64000000
5.995608907866
Long
EC
CORP
AU
N
2
N
N
N
Ivanhoe Mines Ltd.
5299006XZISURYIA4G32
Ivanhoe Mines Ltd.
46579R104
9765346.00000000
NS
67737747.05000000
4.418200177482
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
First Quantum Minerals Ltd. Option
N/A
-1000.00000000
NC
-97992.44000000
-0.00639156503
N/A
DE
N/A
N
1
BMO CAPITAL MARKETS CORP.
RUC0QBLBRPRCU4W1NE59
Put
Written
First Quantum Minerals Ltd
First Quantum Minerals Ltd.
100.00000000
21.50000000
CAD
2023-01-20
XXXX
18492.94000000
N
N
N
N/A
N/A
Northern Star Resources Ltd
N/A
-4000.00000000
NC
-61406.40000000
-0.00400523754
N/A
DE
N/A
N
1
MORGAN STANLEY AND CO. INTERNATIONAL PLC
9R7GPTSO7KV3UQJZQ078
Call
Written
Northern Star Resources Ltd
Northern Star Resources Ltd.
100.00000000
9.50000000
AUD
2022-12-15
XXXX
22593.11000000
N
N
N
N/A
N/A
AngloGold Ashanti Ltd. Option
N/A
-1000.00000000
NC
USD
-122500.00000000
-0.00799007267
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Put
Written
AngloGold Ashanti Ltd
AngloGold Ashanti Ltd.
100.00000000
12.00000000
USD
2023-04-21
XXXX
-15531.67000000
N
N
N
Silver Lake Resources Ltd.
254900Z1BWS584OIKJ61
Silver Lake Resources Ltd.
N/A
19731900.00000000
NS
13910228.74000000
0.907295824919
Long
EC
CORP
AU
N
2
N
N
N
N/A
N/A
Barrick Gold Corp. Option
N/A
-1000.00000000
NC
USD
-52500.00000000
-0.00342431686
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Call
Written
Barrick Gold Corp
Barrick Gold Corp.
100.00000000
18.00000000
USD
2023-03-17
XXXX
17591.22000000
N
N
N
Lynas Rare Earths Ltd.
529900SGT9M1FJPXXI35
Lynas Rare Earths Ltd.
N/A
2620000.00000000
NS
13834546.20000000
0.902359424961
Long
EC
CORP
AU
N
2
N
N
N
Agnico Eagle Mines Ltd.
YGE0EUBRF7IJOB3QRX76
Agnico Eagle Mines Ltd.
008474108
507774.00000000
NS
22337061.56000000
1.456936695517
Long
EC
CORP
CA
N
1
N
N
N
Aura Minerals Inc.
549300YIRI8PSDM2FV20
Aura Minerals Inc.
G06973112
294907.00000000
NS
2223140.08000000
0.145004496367
Long
EC
CORP
VG
N
1
N
N
N
N/A
N/A
SPDR Gold Shares
N/A
-100.00000000
NC
USD
-8450.00000000
-0.00055115195
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Put
Written
SPDR Gold Shares
SPDR Gold Shares
100.00000000
148.00000000
USD
2022-11-18
XXXX
1346.84000000
N
N
N
Novagold Resources Inc.
529900587LVZTJ2BHS60
Novagold Resources Inc.
66987E206
280000.00000000
NS
USD
1296400.00000000
0.084557797676
Long
EC
CORP
CA
N
1
N
N
N
SolGold PLC
213800HGFADQBMIEVI76
SolGold PLC
G8255T104
19800000.00000000
NS
3634173.48000000
0.237039267079
Long
EC
CORP
GB
N
2
N
N
N
N/A
N/A
Sibanye Stillwater Ltd. Option
N/A
-2000.00000000
NC
USD
-45000.00000000
-0.00293512873
N/A
DE
N/A
N
1
BARCLAYS CAPITAL INC.
AC28XWWI3WIBK2824319
Call
Written
Sibanye Stillwater Ltd
Sibanye Stillwater Ltd.
100.00000000
12.50000000
USD
2023-01-20
XXXX
70968.99000000
N
N
N
Invesco Liquid Assets Portfolio
549300DC1W0JSX3QRC47
Invesco Liquid Assets Portfolio
825252729
4503762.30200000
NS
USD
4504663.05000000
0.293817021583
Long
STIV
RF
US
N
1
N
N
N
N/A
N/A
Hecla Mining Company
N/A
-10000.00000000
NC
USD
-315000.00000000
-0.02054590116
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Call
Written
Hecla Mining Co
Hecla Mining Co.
100.00000000
6.00000000
USD
2023-03-17
XXXX
90698.95000000
N
N
N
N/A
N/A
Newmont Corp. Option
N/A
-1000.00000000
NC
USD
-48500.00000000
-0.00316341652
N/A
DE
N/A
N
1
BOFA SECURITIES, INC.
549300HN4UKV1E2R3U73
Put
Written
Newmont Corp
Newmont Corp.
100.00000000
35.00000000
USD
2022-12-16
XXXX
53468.44000000
N
N
N
SSR Mining Inc.
549300JD2KR7AB9DYJ38
SSR Mining Inc.
784730103
2085333.00000000
NS
USD
28777595.40000000
1.877021050167
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
SPDR Gold Shares
N/A
-200.00000000
NC
USD
-30800.00000000
-0.00200893255
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Put
Written
SPDR Gold Shares
SPDR Gold Shares
100.00000000
147.00000000
USD
2022-12-16
XXXX
-3006.49000000
N
N
N
N/A
N/A
Allkem Limited
N/A
-2000.00000000
NC
-88271.70000000
-0.00575752896
N/A
DE
N/A
N
1
MORGAN STANLEY AND CO. INTERNATIONAL PLC
9R7GPTSO7KV3UQJZQ078
Put
Written
Allkem Ltd
Allkem Ltd.
100.00000000
14.00000000
AUD
2022-11-17
XXXX
-1980.66000000
N
N
N
Orla Mining Ltd.
529900DU63EUQ1UZKL30
Orla Mining Ltd.
68634K106
5091621.00000000
NS
16070738.28000000
1.048215239112
Long
EC
CORP
CA
N
1
N
N
N
First Quantum Minerals Ltd.
549300I7UVBGWRYMYZ18
First Quantum Minerals Ltd.
335934105
613000.00000000
NS
10812485.78000000
0.705245283061
Long
EC
CORP
CA
N
1
N
N
N
Firefinch Ltd.
52990065EGEF8FEI8S51
Firefinch Ltd.
N/A
12910104.00000000
NS
495476.87000000
0.032317519998
Long
EC
CORP
AU
N
2
N
N
N
N/A
N/A
Newcrest Mining Limited
N/A
-1000.00000000
NC
-63325.35000000
-0.00413040121
N/A
DE
N/A
N
1
MORGAN STANLEY AND CO. INTERNATIONAL PLC
9R7GPTSO7KV3UQJZQ078
Put
Written
Newcrest Mining Ltd
Newcrest Mining Ltd.
100.00000000
17.00000000
AUD
2023-01-19
XXXX
-13894.87000000
N
N
N
N/A
N/A
Ormat Technologies, Inc.
N/A
-1000.00000000
NC
USD
-72500.00000000
-0.00472881852
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Put
Written
Ormat Technologies Inc
Ormat Technologies, Inc.
100.00000000
75.00000000
USD
2022-12-16
XXXX
81337.85000000
N
N
N
N/A
N/A
Agnico Eagle Mines Ltd. Option
N/A
-2000.00000000
NC
USD
-75000.00000000
-0.00489188122
N/A
DE
N/A
N
1
Credit Suisse International
E58DKGMJYYYJLN8C3868
Put
Written
Agnico Eagle Mines Ltd
Agnico Eagle Mines Ltd.
100.00000000
35.00000000
USD
2022-12-16
XXXX
261173.85000000
N
N
N
Equinox Gold Corp.
5493005IN4V1SNP9PN75
Equinox Gold Corp.
29446Y502
1017278.00000000
NS
USD
3377362.96000000
0.220288779582
Long
EC
CORP
CA
N
1
N
N
N
OceanaGold Corp.
549300CBMSE8I9N3E232
OceanaGold Corp.
675222103
14160300.00000000
NS
20580169.56000000
1.342343268893
Long
EC
CORP
CA
N
1
N
N
N
Cameco Corp.
N4BHALMXL3GMZKCUON55
Cameco Corp.
13321L108
688000.00000000
NS
USD
16319360.00000000
1.064431611449
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
New Gold Inc.
N/A
-5000.00000000
NC
USD
-12500.00000000
-0.00081531353
N/A
DE
N/A
N
1
BARCLAYS CAPITAL INC.
AC28XWWI3WIBK2824319
Call
Written
New Gold Inc
New Gold Inc.
100.00000000
2.00000000
USD
2022-11-18
XXXX
142353.45000000
N
N
N
Ero Copper Corp.
549300KL8A21SEIO8I47
Ero Copper Corp.
296006109
120000.00000000
NS
1366168.75000000
0.089108470189
Long
EC
CORP
CA
N
1
N
N
N
Chalice Mining Ltd.
5299008IXHWMQDOE1437
Chalice Mining Ltd.
N/A
11781692.00000000
NS
31952108.77000000
2.084078948394
Long
EC
CORP
AU
N
2
N
N
N
N/A
N/A
MAG Silver Corp. Option
N/A
-7000.00000000
NC
USD
-157500.00000000
-0.01027295058
N/A
DE
N/A
N
1
BNP PARIBAS SECURITIES CORP.
RCNB6OTYUAMMP879YW96
Call
Written
MAG Silver Corp
MAG Silver Corp.
100.00000000
15.00000000
USD
2022-11-18
XXXX
524399.95000000
N
N
N
Alkane Resources Ltd.
529900R65IIVLPW4ZS42
Alkane Resources Ltd.
N/A
11730000.00000000
NS
5109592.22000000
0.333273576940
Long
EC
CORP
AU
N
2
N
N
N
Hecla Mining Co.
5493009Y6HOBZD1QD537
Hecla Mining Co.
422704106
2375304.00000000
NS
USD
10855139.28000000
0.708027361141
Long
EC
CORP
US
N
1
N
N
N
Aris Mining Corp.
5493001GJ5TILX6L1F82
Aris Mining Corp.
04040Y109
1779685.00000000
NS
3736117.08000000
0.243688546856
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
Ero Copper Corp.
N/A
-1000.00000000
NC
-62392.19000000
-0.00406953577
N/A
DE
N/A
N
1
MORGAN STANLEY AND CO. INTERNATIONAL PLC
9R7GPTSO7KV3UQJZQ078
Call
Written
ERO Copper Corp
Ero Copper Corp.
100.00000000
19.00000000
CAD
2023-03-17
XXXX
20931.93000000
N
N
N
Predictive Discovery Ltd.
N/A
Predictive Discovery Ltd.
N/A
29373029.00000000
NS
2813327.26000000
0.183499504202
Long
EC
CORP
AU
N
2
N
N
N
N/A
N/A
Lithium Americas Corp. Option
N/A
-3500.00000000
NC
USD
-96250.00000000
-0.00627791424
N/A
DE
N/A
N
1
Credit Suisse International
E58DKGMJYYYJLN8C3868
Call
Written
Lithium Americas Corp
Lithium Americas Corp.
100.00000000
30.00000000
USD
2022-11-18
XXXX
386825.44000000
N
N
N
Calibre Mining Corp.
9845005U3E61362A1O58
Calibre Mining Corp., Class C
13000C205
18203168.00000000
NS
9219500.07000000
0.601342657816
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
Agnico Eagle Mines Ltd. Option
N/A
-5000.00000000
NC
-293610.31000000
-0.01915075685
N/A
DE
N/A
N
1
BMO CAPITAL MARKETS CORP.
RUC0QBLBRPRCU4W1NE59
Call
Written
Agnico Eagle Mines Ltd
Agnico Eagle Mines Ltd.
100.00000000
64.00000000
CAD
2022-11-18
XXXX
377340.14000000
N
N
N
N/A
N/A
Barrick Gold Corp. Option
N/A
-1000.00000000
NC
USD
-151500.00000000
-0.00988160008
N/A
DE
N/A
N
1
UBS AG
BFM8T61CT2L1QCEMIK50
Put
Written
Barrick Gold Corp
Barrick Gold Corp.
100.00000000
15.00000000
USD
2023-03-17
XXXX
-24532.13000000
N
N
N
N/A
N/A
Equinox Gold Corp. Option
N/A
-4000.00000000
NC
USD
-30000.00000000
-0.00195675249
N/A
DE
N/A
N
1
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
Call
Written
Equinox Gold Corp
Equinox Gold Corp.
100.00000000
5.00000000
USD
2023-01-20
XXXX
137882.52000000
N
N
N
N/A
N/A
Tronox Holdings PLC Option
N/A
-3000.00000000
NC
USD
-52500.00000000
-0.00342431686
N/A
DE
N/A
N
1
Credit Suisse International
E58DKGMJYYYJLN8C3868
Call
Written
Tronox Holdings PLC
Tronox Holdings PLC
100.00000000
19.00000000
USD
2022-11-18
XXXX
187426.97000000
N
N
N
Solaris Resources Inc.
N/A
Solaris Resources Inc.
83419D201
1291200.00000000
NS
4596704.22000000
0.299820414541
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
Freeport-McMoran Inc. Option
N/A
-1000.00000000
NC
USD
-36000.00000000
-0.00234810299
N/A
DE
N/A
N
1
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
Put
Written
Freeport-McMoRan Inc
Freeport-McMoRan Inc.
100.00000000
22.00000000
USD
2023-01-20
XXXX
73018.28000000
N
N
N
Endeavour Mining PLC
529900NI5MXQ91GHXR07
Endeavour Mining PLC
G3042J105
1462966.00000000
NS
26019500.26000000
1.697124065580
Long
EC
CORP
GB
N
1
N
N
N
Torex Gold Resources Inc.
549300QL07027186GQ85
Torex Gold Resources Inc.
891054603
101000.00000000
NS
687987.67000000
0.044874052918
Long
EC
CORP
CA
N
1
N
N
N
Pan American Silver Corp.
549300MKTF5851TYIB83
Pan American Silver Corp.
697900108
1016682.00000000
NS
USD
16246578.36000000
1.059684422935
Long
EC
CORP
CA
N
1
N
N
N
Ivanhoe Electric Inc.
N/A
Ivanhoe Electric Inc.
46578C108
127381.00000000
NS
USD
1332405.26000000
0.086906243750
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SSR Mining Inc. Option
N/A
-1000.00000000
NC
USD
-172500.00000000
-0.01125132682
N/A
DE
N/A
N
1
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
Put
Written
SSR Mining Inc
SSR Mining Inc.
100.00000000
15.00000000
USD
2022-12-16
XXXX
-47532.09000000
N
N
N
Lake Resources NL
529900M65BIM9RDPDF56
Lake Resources NL
N/A
1850000.00000000
NS
1242881.02000000
0.081067017760
Long
EC
CORP
AU
N
2
N
N
N
Filo Mining Corp.
54930049JO3VWJU1B514
Filo Mining Corp.
31730E101
125000.00000000
NS
1497412.56000000
0.097668858597
Long
EC
CORP
CA
N
1
N
N
N
Eldorado Gold Corp.
5493004PWQ01YDD1IH62
Eldorado Gold Corp.
284902509
3091502.00000000
NS
USD
17281496.18000000
1.127187023703
Long
EC
CORP
CA
N
1
N
N
N
2022-11-30
AIM Sector Funds (Invesco Sector Funds)
Sheri Morris
Sheri Morris
President