0001752724-21-214636.txt : 20210929 0001752724-21-214636.hdr.sgml : 20210929 20210929165830 ACCESSION NUMBER: 0001752724-21-214636 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210731 FILED AS OF DATE: 20210929 PERIOD START: 20220430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) CENTRAL INDEX KEY: 0000725781 IRS NUMBER: 840933032 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-03826 FILM NUMBER: 211292467 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM SECTOR FUNDS DATE OF NAME CHANGE: 20031126 FORMER COMPANY: FORMER CONFORMED NAME: AIM SECTOR FUNDS INC DATE OF NAME CHANGE: 20031001 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO SECTOR FUNDS INC DATE OF NAME CHANGE: 19990330 0000725781 S000064611 Invesco Gold & Special Minerals Fund C000209135 Class C C000209136 Class R C000209137 Class Y C000209138 Class R5 C000209139 Class R6 C000209140 Class A NPORT-P 1 primary_doc.xml NPORT-P false 0000725781 XXXXXXXX S000064611 C000209136 C000209140 C000209137 C000209135 C000209138 C000209139 AIM Sector Funds (Invesco Sector Funds) 811-03826 0000725781 C791731MUP758KD8DB31 11 Greenway Plaza Suite 1000 Houston 77046-1173 800-959-4246 Invesco Gold & Special Minerals Fund S000064611 549300I32CQZQZLQAH71 2022-04-30 2021-07-31 N 2346087110.35 26072177.81 2320014932.54 0.00000000 61040.66000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 3109283.55000000 N Invesco Treasury Portfolio 5493004B3TM8ZIDDDC39 Invesco Treasury Portfolio, Institutional Class 825252406 1040282.19000000 NS USD 1040282.19000000 0.044839460962 Long STIV RF US N 1 N N N N/A N/A Torex Gold Resources, Inc. Option N/A -1000.00000000 NC -84161.59000000 -0.00362763139 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Put Written Torex Gold Resources Inc Torex Gold Resources, Inc. 100.00000000 13.00000000 CAD 2022-01-21 XXXX 982.39000000 N N N N/A N/A Barrick Gold Corp. Option N/A -2000.00000000 NC USD -146000.00000000 -0.00629306294 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Barrick Gold Corp Barrick Gold Corp. 100.00000000 19.00000000 USD 2021-12-17 XXXX 79927.40000000 N N N New Gold, Inc. 5493005G0GNCHP0H6L96 New Gold, Inc. 644535106 7625500.00000000 NS USD 12505820.00000000 0.539040496015 Long EC CORP CA N 1 N N N N/A N/A Victoria Gold Corp. Option N/A -1000.00000000 NC -24046.17000000 -0.00103646617 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Put Written Victoria Gold Corp Victoria Gold Corp. 100.00000000 15.00000000 CAD 2021-10-15 XXXX 40600.96000000 N N N N/A N/A Alamos Gold, Inc. Option N/A -3000.00000000 NC USD -112500.00000000 -0.00484910672 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Alamos Gold Inc Alamos Gold, Inc. 100.00000000 10.00000000 USD 2021-12-17 XXXX -8357.07000000 N N N N/A N/A Dundee Precious Metals, Inc. Option N/A -2000.00000000 NC -48092.34000000 -0.00207293234 N/A DE N/A N 1 Canadian Imperial Bank of Commerce 2IGI19DL77OX0HC3ZE78 Put Written Dundee Precious Metals Inc Dundee Precious Metals, Inc. 100.00000000 7.00000000 CAD 2021-10-15 XXXX 29377.00000000 N N N Triple Flag Precious Metals Corp. 254900R7NJ1TEYIM4E61 Triple Flag Precious Metals Corp. 89679M104 30000.00000000 NS 353238.22000000 0.015225687345 Long EC CORP CA N 1 N N N Nickel Mines Ltd. 54930007K0WX53TSIK16 Nickel Mines Ltd. N/A 22781112.00000000 NS 18481947.72000000 0.796630550121 Long EC CORP AU N 2 N N N Zijin Mining Group Co. Ltd. 529900ABI5CBFXD01Q05 Zijin Mining Group Co. Ltd., H Shares N/A 10900000.00000000 NS 15551309.54000000 0.670310751964 Long EC CORP CN N 2 N N N N/A N/A Novagold Resources, Inc. Option N/A -1000.00000000 NC USD -32500.00000000 -0.00140085305 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 J.P. Morgan Securities PLC K6Q0W1PS1L1O4IQL9C32 Call Written Novagold Resources Inc Novagold Resources, Inc. 100.00000000 10.00000000 USD 2022-01-21 XXXX 31463.96000000 N N N Harmony Gold Mining Co. Ltd. 378900986D05F0C29811 Harmony Gold Mining Co. Ltd., ADR 413216300 600000.00000000 NS USD 2460000.00000000 0.106033800278 Long EC CORP ZA N 1 N N N Rupert Resources Ltd. 529900EEVS5CSPMXKZ88 Rupert Resources Ltd. 78165J105 2887867.00000000 NS 13448627.18000000 0.579678474968 Long EC CORP CA N 1 N N N Anaconda Mining, Inc. 529900PSO7V74TAUXV95 Anaconda Mining, Inc. 03240P207 1420000.00000000 NS 921930.11000000 0.039738111038 Long EC CORP CA N 1 N N N N/A N/A FRANCO-NEVADA CORP FNV US 10/15/21 C185 N/A -700.00000000 NC USD -98000.00000000 -0.00422411074 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Franco-Nevada Corp Franco-Nevada Corp. 100.00000000 185.00000000 USD 2021-10-15 XXXX 4873.39000000 N N N N/A N/A Lion One Metals Ltd., Wts., expiring August 21, 2021 536216120 109710.00000000 NS 0.09000000 0.000000003879 N/A DE N/A N 2 Lion One Metals Ltd 5299006ERIP38PI1WO61 Call Purchased Lion One Metals Ltd Lion One Metals Ltd. 1.00000000 2.35000000 CAD 2021-08-18 XXXX 0.09000000 N N N N/A N/A K92 Mining, Inc. Option N/A -7000.00000000 NC -406781.02000000 -0.01753355180 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 549300LCO2FLSSVFFR64 Call Written K92 Mining Inc K92 Mining, Inc. 100.00000000 9.50000000 CAD 2021-12-17 XXXX -65807.35000000 N N N N/A N/A Wheaton Precious Metals Corp. Option N/A -1000.00000000 NC USD -29000.00000000 -0.00124999195 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Call Written Wheaton Precious Metals Corp Wheaton Precious Metals Corp. 100.00000000 55.00000000 USD 2021-09-17 XXXX 120733.52000000 N N N Legend Mining Ltd. N/A Legend Mining Ltd. N/A 39500000.00000000 NS 2543616.38000000 0.109637931391 Long EC CORP AU N 2 N N N Maverix Metals, Inc. 549300CPYYBEBU8HQN80 Maverix Metals, Inc. 57776F405 1458100.00000000 NS 6977281.98000000 0.300742977217 Long EC CORP CA N 1 N N N Dundee Precious Metals, Inc. 549300LATVTU0EIUMD45 Dundee Precious Metals, Inc. 265269209 2620000.00000000 NS 15855242.06000000 0.683411207299 Long EC CORP CA N 1 N N N N/A N/A Torex Gold Resources, Inc. Option N/A -8000.00000000 NC -57710.80000000 -0.00248751847 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 2IGI19DL77OX0HC3ZE78 Call Written Torex Gold Resources Inc Torex Gold Resources, Inc. 100.00000000 20.00000000 CAD 2021-10-15 XXXX 573125.00000000 N N N Gold Road Resources Ltd. 213800HJWH96TDEMNY83 Gold Road Resources Ltd. N/A 24943275.00000000 NS 24314639.22000000 1.048038048331 Long EC CORP AU N 2 N N N N/A N/A Ivanhoe Mines Ltd. Option N/A -4000.00000000 NC -184353.96000000 -0.00794624023 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 2IGI19DL77OX0HC3ZE78 Put Written Ivanhoe Mines Ltd Ivanhoe Mines Ltd. 100.00000000 8.00000000 CAD 2021-12-17 XXXX 67994.51000000 N N N Aya Gold & Silver, Inc. 549300BWX8KJOTUL4M51 Aya Gold & Silver, Inc. 05466C109 736733.00000000 NS 6070547.64000000 0.261659852049 Long EC CORP CA N 1 N N N Kirkland Lake Gold Ltd. 529900G32H6145TBDT30 Kirkland Lake Gold Ltd. 49741E100 2061233.00000000 NS 88142658.34000000 3.799228061153 Long EC CORP CA N 1 N N N Barrick Gold Corp. 0O4KBQCJZX82UKGCBV73 Barrick Gold Corp. 067901108 4081499.05000000 NS USD 88854234.32000000 3.829899242188 Long EC CORP CA N 1 N N N N/A N/A Pan American Silver Corp. Option N/A -2000.00000000 NC USD -34000.00000000 -0.00146550780 N/A DE N/A N 1 SUSQUEHANNA SECURITIES, LLC 549300RX9GZX8Y9IGJ81 Call Written Pan American Silver Corp Pan American Silver Corp. 100.00000000 44.00000000 USD 2021-10-15 XXXX 279926.96000000 N N N N/A N/A Kirkland Lake Gold Ltd. Option N/A -2000.00000000 NC -100192.37000000 -0.00431860884 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Put Written Kirkland Lake Gold Ltd Kirkland Lake Gold Ltd. 100.00000000 40.00000000 CAD 2021-12-17 XXXX 130655.73000000 N N N Lundin Gold, Inc. 549300ZOV16K515FC525 Lundin Gold, Inc. 550371108 4368815.00000000 NS 39605079.87000000 1.707104523962 Long EC CORP CA N 1 N N N N/A N/A AngloGold Ashanti Ltd. Option N/A -4000.00000000 NC USD -90000.00000000 -0.00387928537 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written AngloGold Ashanti Ltd AngloGold Ashanti Ltd. 100.00000000 32.00000000 USD 2022-01-21 XXXX 536715.42000000 N N N N/A N/A MP Materials Corp. Option N/A -5200.00000000 NC USD -416000.00000000 -0.01793091907 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written MP Materials Corp MP Materials Corp. 100.00000000 50.00000000 USD 2021-09-17 XXXX 426339.95000000 N N N Turquoise Hill Resources Ltd. 549300R80B2163QFEC16 Turquoise Hill Resources Ltd. 900435207 841343.00000000 NS USD 14050428.10000000 0.605618002838 Long EC CORP CA N 1 N N N Liberty Gold Corp. 549300DY25855R7ZV117 Liberty Gold Corp. 53056H104 12868000.00000000 NS 13305322.22000000 0.573501576795 Long EC CORP CA N 1 N N N N/A N/A Piedmont Lithium, Inc. Option N/A -160.00000000 NC USD -2800.00000000 -0.00012068887 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Call Written Piedmont Lithium Inc Piedmont Lithium, Inc. 100.00000000 95.00000000 USD 2021-08-20 XXXX 45514.20000000 N N N Perseus Mining Ltd. 54930054ZDGKBCW3SM26 Perseus Mining Ltd. N/A 10610000.00000000 NS 13112351.88000000 0.565183943262 Long EC CORP AU N 2 N N N Marathon Gold Corp. 52990063E8H31CA3UR10 Marathon Gold Corp. 56580Q102 1810000.00000000 NS 4787592.18000000 0.206360403670 Long EC CORP CA N 1 N N N Sibanye Stillwater Ltd. 378900F238434B74D281 Sibanye Stillwater Ltd., ADR 82575P107 2232587.00000000 NS USD 38757710.32000000 1.670580209480 Long EC CORP ZA N 1 N N N Musgrave Minerals Ltd. 5299001RYHV722EQ4I17 Musgrave Minerals Ltd. N/A 20570000.00000000 NS 4697581.19000000 0.202480644590 Long EC CORP AU N 2 N N N N/A N/A Ivanhoe Mines Ltd. Option N/A -6000.00000000 NC -132253.93000000 -0.00570056373 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 2IGI19DL77OX0HC3ZE78 Call Written Ivanhoe Mines Ltd Ivanhoe Mines Ltd. 100.00000000 12.00000000 CAD 2021-12-17 XXXX 46789.30000000 N N N Invesco Government & Agency Portfolio 5493007T1J7WZ5QI1A47 Invesco Government & Agency Portfolio, Institutional Class 825252885 910246.92000000 NS USD 910246.92000000 0.039234528503 Long STIV RF US N 1 N N N N/A N/A Gold Fields Ltd. Option N/A -10000.00000000 NC USD -100000.00000000 -0.00431031708 N/A DE N/A N 1 BOFA SECURITIES, INC. 2IGI19DL77OX0HC3ZE78 Call Written Gold Fields Ltd Gold Fields Ltd. 100.00000000 13.00000000 USD 2021-10-15 XXXX 477791.65000000 N N N Alamos Gold, Inc. 549300TDOX73YGYXE959 Alamos Gold, Inc., Class A 011532108 3071108.00000000 NS USD 24937396.96000000 1.074880881594 Long EC CORP CA N 1 N N N Arizona Metals Corp. N/A Arizona Metals Corp. 040518102 1800000.00000000 NS 7055145.88000000 0.304099158201 Long EC CORP CA N 1 N N N N/A N/A SilverCrest Metals, Inc. Option N/A -2000.00000000 NC -108207.76000000 -0.00466409756 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. RUC0QBLBRPRCU4W1NE59 BMO CAPITAL MARKETS CORP. 549300LCO2FLSSVFFR64 Put Written SilverCrest Metals Inc SilverCrest Metals, Inc. 100.00000000 10.00000000 CAD 2021-10-15 XXXX 60662.81000000 N N N N/A N/A Gatos Silver, Inc. Option N/A -1500.00000000 NC USD -22500.00000000 -0.00096982134 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Call Written Gatos Silver Inc Gatos Silver, Inc. 100.00000000 17.50000000 USD 2021-08-20 XXXX 222605.17000000 N N N N/A N/A Endeavour Mining Corp. Option N/A -3000.00000000 NC -90173.13000000 -0.00388674782 N/A DE N/A N 1 Canadian Imperial Bank of Commerce 2IGI19DL77OX0HC3ZE78 Put Written Endeavour Mining PLC Endeavour Mining PLC 100.00000000 22.00000000 CAD 2021-10-15 XXXX 111996.48000000 N N N N/A N/A MAG Silver Corp. Option N/A -3000.00000000 NC USD -367500.00000000 -0.01584041528 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written MAG Silver Corp MAG Silver Corp. 100.00000000 17.50000000 USD 2021-11-19 XXXX 65800.63000000 N N N N/A N/A Harmony Gold Mining Co. Ltd. Option N/A -4000.00000000 NC USD -180000.00000000 -0.00775857075 N/A DE N/A N 1 J.P. Morgan Securities PLC K6Q0W1PS1L1O4IQL9C32 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Harmony Gold Mining Co Ltd Harmony Gold Mining Co. Ltd. 100.00000000 4.00000000 USD 2021-11-19 XXXX 71735.87000000 N N N N/A N/A MP Materials Corp. Option N/A -2000.00000000 NC USD -185000.00000000 -0.00797408660 N/A DE N/A N 1 J.P. Morgan Securities PLC K6Q0W1PS1L1O4IQL9C32 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written MP Materials Corp MP Materials Corp. 100.00000000 22.50000000 USD 2021-12-17 XXXX 216526.51000000 N N N N/A N/A Pretium Resources, Inc. Option N/A -1000.00000000 NC -92176.98000000 -0.00397312011 N/A DE N/A N 1 Canadian Imperial Bank of Commerce 2IGI19DL77OX0HC3ZE78 Put Written Pretium Resources Inc Pretium Resources, Inc. 100.00000000 11.00000000 CAD 2022-01-21 XXXX -9310.78000000 N N N Wheaton Precious Metals Corp. 549300XSFG5ZCGVYD886 Wheaton Precious Metals Corp. 962879102 882035.00000000 NS USD 40705915.25000000 1.754554019418 Long EC CORP CA N 1 N N N Jervois Mining Ltd. 52990001DIVURT3JB972 Jervois Mining Ltd. N/A 1650000.00000000 NS 588946.68000000 0.025385469366 Long EC CORP AU N 2 N N N Evolution Mining Ltd. 254900BCFW5QO5LW8F27 Evolution Mining Ltd. N/A 27078806.00000000 NS 83438430.49000000 3.596460924441 Long EC CORP AU N 2 N N N Argonaut Gold, Inc. 54930043XCKI4E8EQR38 Argonaut Gold, Inc. 04016A101 3300769.00000000 NS 8889534.98000000 0.383167144974 Long EC CORP CA N 1 N N N N/A N/A New Gold, Inc. Option N/A -1000.00000000 NC USD -5000.00000000 -0.00021551585 N/A DE N/A N 1 Nomura International PLC DGQCSV2PHVF7I2743539 Call Written New Gold Inc New Gold, Inc. 100.00000000 3.00000000 USD 2021-11-19 XXXX 11965.30000000 N N N MAG Silver Corp. 254900LGL904N7F3EL14 MAG Silver Corp. 55903Q104 73522.00000000 NS USD 1461617.36000000 0.063000342777 Long EC CORP CA N 1 N N N N/A N/A WESDOME GOLD MINES LTD WDO CN 01/21/22 C14 N/A -2000.00000000 NC -96184.67000000 -0.00414586426 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Call Written Wesdome Gold Mines Ltd Wesdome Gold Mines Ltd. 100.00000000 14.00000000 CAD 2022-01-21 XXXX 17095.64000000 N N N Sombrero Resources I N/A Sombrero Resources I 83445U102 3028200.00000000 NS USD 1438395.00000000 0.061999385427 Long EC CORP CA N 3 N N N N/A N/A Victoria Gold Corp. Option N/A -8000.00000000 NC -496954.15000000 -0.02142029962 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 2IGI19DL77OX0HC3ZE78 Call Written Victoria Gold Corp Victoria Gold Corp. 100.00000000 20.00000000 CAD 2021-10-15 XXXX 410104.37000000 N N N N/A N/A Harmony Gold Mining Co. Ltd. Option N/A -5000.00000000 NC USD -12500.00000000 -0.00053878963 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Call Written Harmony Gold Mining Co Ltd Harmony Gold Mining Co. Ltd. 100.00000000 8.00000000 USD 2021-08-20 XXXX 236665.87000000 N N N N/A N/A Karora Resources, Inc., Wts., expiring September 21, 2021 48575L115 2500000.00000000 NS 681308.11000000 0.029366539863 N/A DE N/A N 1 Karora Resources Inc 549300S6PWY0YYVHMC70 Call Purchased Karora Resources Inc Karora Resources, Inc. 1.00000000 0.50000000 CAD 2021-09-21 XXXX 681308.10000000 N N N Newmont Goldcorp Corp. 549300VSP3RIX7FGDZ51 Newmont Goldcorp Corp. 651639106 1940614.00000000 NS USD 121909371.48000000 5.254680466497 Long EC CORP US N 1 N N N B2Gold Corp. 549300F7OK456M5NLM05 B2Gold Corp. 11777Q209 9792000.00000000 NS USD 41028480.00000000 1.768457582946 Long EC CORP CA N 1 N N N Danimer Scientific, Inc. N/A Danimer Scientific, Inc. 236272100 123000.00000000 NS USD 2051640.00000000 0.088432189432 Long EC CORP US N 1 N N N Pan American Silver Corp. 549300MKTF5851TYIB83 Pan American Silver Corp., Rts. Expiring 02/22/2029 697900132 2300100.00000000 NS USD 1909083.00000000 0.082287530706 Long EC CORP CA N 1 N N N N/A N/A Wesdome Gold Mines Ltd. Option N/A -1000.00000000 NC -36069.25000000 -0.00155469904 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 BMO CAPITAL MARKETS CORP. RUC0QBLBRPRCU4W1NE59 Put Written Wesdome Gold Mines Ltd Wesdome Gold Mines Ltd. 100.00000000 11.00000000 CAD 2022-01-21 XXXX 13350.27000000 N N N SilverCrest Metals, Inc. 549300M4CUMXUHSXYQ10 SilverCrest Metals, Inc. 828363101 3016667.00000000 NS 26114142.03000000 1.125602325387 Long EC CORP CA N 1 N N N Artemis Gold, Inc. N/A Artemis Gold, Inc. 04302L100 4034889.00000000 NS 20213254.45000000 0.871255359889 Long EC CORP CA N 1 N N N N/A N/A Turquoise Hill Resources Ltd. Option N/A -8000.00000000 NC USD -600000.00000000 -0.02586190250 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Turquoise Hill Resources Ltd Turquoise Hill Resources Ltd. 100.00000000 23.00000000 USD 2021-12-17 XXXX 303626.45000000 N N N Gold Fields Ltd. 5299003KXIBJQYCBBD72 Gold Fields Ltd., ADR 38059T106 10082241.00000000 NS USD 99007606.62000000 4.267541783086 Long EC CORP ZA N 1 N N N Bellevue Gold Ltd. N/A Bellevue Gold Ltd. N/A 22733252.00000000 NS 16654573.31000000 0.717864918729 Long EC CORP AU N 2 N N N Franco-Nevada Corp. N/A Franco-Nevada Corp. 351858105 71000.00000000 NS USD 11353610.00000000 0.489376591536 Long EC CORP CA N 1 N N N Auteco Minerals Ltd. N/A Auteco Minerals Ltd. N/A 16500000.00000000 NS 1335279.99000000 0.057554801534 Long EC CORP AU N 2 N N N N/A N/A MAG Silver Corp. Option N/A -500.00000000 NC USD -18750.00000000 -0.00080818445 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Call Written MAG Silver Corp MAG Silver Corp. 100.00000000 30.00000000 USD 2021-11-19 XXXX 56491.75000000 N N N Osisko Gold Royalties Ltd. 549300TJZTXZMPQ6K004 Osisko Gold Royalties Ltd. 68827L101 2285339.00000000 NS USD 31172023.96000000 1.343613074329 Long EC CORP CA N 1 N N N N/A N/A Sibanye Stillwater Ltd. Option N/A -4000.00000000 NC USD -300000.00000000 -0.01293095125 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Sibanye Stillwater Ltd Sibanye Stillwater Ltd. 100.00000000 15.00000000 USD 2021-10-15 XXXX 204096.15000000 N N N Tudor Gold Corp. 549300SP8HCGINJ2B815 Tudor Gold Corp. 89901P107 2169068.00000000 NS 3842289.42000000 0.165614857305 Long EC CORP CA N 1 N N N Freeport-McMoRan, Inc. 549300IRDTHJQ1PVET45 Freeport-McMoRan, Inc. 35671D857 1000.00000000 NS USD 38100.00000000 0.001642230809 Long EC CORP US N 1 N N N Aeris Resources Ltd. N/A Aeris Resources Ltd. N/A 6400000.00000000 NS 1035942.81000000 0.044652419924 Long EC CORP AU N 2 N N N Ascot Resources Ltd. 98450093855CEDA61B27 Ascot Resources Ltd. 04364G106 6154053.00000000 NS 6017910.12000000 0.259391008031 Long EC CORP CA N 1 N N N Invesco Private Government Fund N/A Invesco Private Government Fund N/A 76610.52000000 NS USD 76610.52000000 0.003302156332 Long STIV PF US N 2 N N Newcrest Mining Ltd. 5299006MN50OZJUJI655 Newcrest Mining Ltd. N/A 500000.00000000 NS 9747089.92000000 0.420130482062 Long EC CORP AU N 2 N N N Rumble Resources Ltd. N/A Rumble Resources Ltd. N/A 13410000.00000000 NS 4864765.65000000 0.209686824932 Long EC CORP AU N 2 N N N Royal Gold, Inc. 5493001NGRU6SFL04184 Royal Gold, Inc. 780287108 267000.00000000 NS USD 32445840.00000000 1.398518584726 Long EC CORP US N 1 N N N Red 5 Ltd. 5299008TF8KHQ8CIQG34 Red 5 Ltd. N/A 38348043.00000000 NS 5530832.44000000 0.238396415575 Long EC CORP AU N 2 N N N Skeena Resources Ltd. 549300DCWSQFVVZ21289 Skeena Resources Ltd. 83056P715 1599336.00000000 NS 21100569.54000000 0.909501453807 Long EC CORP CA N 1 N N N Perpetua Resources Corp. 529900BQBMS383SEPY05 Perpetua Resources Corp. 714266103 40000.00000000 NS 227316.45000000 0.009798059780 Long EC CORP CA N 1 N N N N/A N/A AGNICO EAGLE MINES LTD AEM US 01/21/22 C85 N/A -2000.00000000 NC USD -215000.00000000 -0.00926718173 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 85.00000000 USD 2022-01-21 XXXX -72.54000000 N N N Wallbridge Mining Co. Ltd. 529900673NYHGC8RMA88 Wallbridge Mining Co. Ltd. 932397102 18814800.00000000 NS 8746861.17000000 0.377017451367 Long EC CORP CA N 1 N N N Centerra Gold, Inc. 549300K0HXTMP5JJ0E62 Centerra Gold, Inc. 152006102 520000.00000000 NS 4180506.57000000 0.180193088904 Long EC CORP CA N 1 N N N Osino Resources Corp. 549300S6BIXSU8JYBB24 Osino Resources Corp. 68828L100 7911551.00000000 NS 8117012.89000000 0.349868993347 Long EC CORP CA N 1 N N N N/A N/A Freeport-McMoRan, Inc. Option N/A -1000.00000000 NC USD -31000.00000000 -0.00133619829 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 J.P. Morgan Securities PLC K6Q0W1PS1L1O4IQL9C32 Put Written Freeport-McMoRan Inc Freeport-McMoRan, Inc. 100.00000000 30.00000000 USD 2021-09-17 XXXX 84463.69000000 N N N Kinross Gold Corp. 549300UEBMAQDN0K0R06 Kinross Gold Corp. 496902404 5135925.00000000 NS USD 33691668.00000000 1.452217721853 Long EC CORP CA N 1 N N N Agnico Eagle Mines Ltd. YGE0EUBRF7IJOB3QRX76 Agnico Eagle Mines Ltd. 008474108 1366595.00000000 NS USD 88391364.60000000 3.809948089567 Long EC CORP CA N 1 N N N N/A N/A Gatos Silver, Inc. Option N/A -200.00000000 NC USD -2500.00000000 -0.00010775792 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Gatos Silver Inc Gatos Silver, Inc. 100.00000000 10.00000000 USD 2021-08-20 XXXX 8950.36000000 N N N Gran Colombia Gold Corp. 5493001GJ5TILX6L1F82 Gran Colombia Gold Corp. 38501D808 1070000.00000000 NS 4073821.74000000 0.175594634450 Long EC CORP CA N 1 N N N N/A N/A Alamos Gold, Inc. Option N/A -3000.00000000 NC USD -172500.00000000 -0.00743529697 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 J.P. Morgan Securities PLC K6Q0W1PS1L1O4IQL9C32 Put Written Alamos Gold Inc Alamos Gold, Inc. 100.00000000 7.50000000 USD 2021-12-17 XXXX 56401.70000000 N N N N/A N/A Coeur Mining, Inc. Option N/A -2000.00000000 NC USD -10000.00000000 -0.00043103170 N/A DE N/A N 1 BOFA SECURITIES, INC. 2IGI19DL77OX0HC3ZE78 Call Written Coeur Mining Inc Coeur Mining, Inc. 100.00000000 14.00000000 USD 2021-09-17 XXXX 88001.58000000 N N N IAMGOLD Corp. 254900E7II30XAB9LA72 IAMGOLD Corp. 450913108 5589000.00000000 NS USD 15313860.00000000 0.660075923874 Long EC CORP CA N 1 N N N Coeur Mining, Inc. 5493003AVK173D48DR70 Coeur Mining, Inc. 192108504 1610000.00000000 NS USD 12139400.00000000 0.523246632154 Long EC CORP US N 1 N N N Wesdome Gold Mines Ltd. 529900DCBALMLHZPLR10 Wesdome Gold Mines Ltd. 95083R100 5145800.00000000 NS 52051936.52000000 2.243603512629 Long EC CORP CA N 1 N N N N/A N/A Lion One Metals Ltd., Wts., expiring August 21, 2021 536216138 715515.00000000 NS 0.58000000 0.000000024999 N/A DE N/A N 2 Lion One Metals Ltd 5299006ERIP38PI1WO61 Call Purchased Lion One Metals Ltd Lion One Metals Ltd. 1.00000000 2.75000000 CAD 2021-08-21 XXXX 0.58000000 N N N Ramelius Resources Ltd. 254900E44AIGW7KKNR98 Ramelius Resources Ltd. N/A 25268612.00000000 NS 31735762.36000000 1.367911986896 Long EC CORP AU N 2 N N N N/A N/A Hecla Mining Co. Option N/A -3000.00000000 NC USD -331500.00000000 -0.01428870113 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Hecla Mining Co Hecla Mining Co. 100.00000000 7.00000000 USD 2021-12-17 XXXX -35108.65000000 N N N N/A N/A McEwen Mining, Inc. Option N/A -3000.00000000 NC USD -255000.00000000 -0.01099130856 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written McEwen Mining Inc McEwen Mining, Inc. 100.00000000 2.00000000 USD 2021-11-19 XXXX -38888.23000000 N N N N/A N/A Royal Gold, Inc. Option N/A -1000.00000000 NC USD -32500.00000000 -0.00140085305 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Royal Gold Inc Royal Gold, Inc. 100.00000000 100.00000000 USD 2021-09-17 XXXX 204463.07000000 N N N N/A N/A IAMGOLD Corp. Option N/A -3000.00000000 NC USD -30000.00000000 -0.00129309512 N/A DE N/A N 1 Canadian Imperial Bank of Commerce 2IGI19DL77OX0HC3ZE78 Call Written IAMGOLD Corp IAMGOLD Corp. 100.00000000 4.00000000 USD 2021-12-17 XXXX 41892.51000000 N N N Fiore Gold Ltd. 5493003BOSCBIVH8MV21 Fiore Gold Ltd. 31810L108 3277482.00000000 NS 2942273.04000000 0.126821297515 Long EC CORP CA N 1 N N N N/A N/A Barrick Gold Corp. Option N/A -5000.00000000 NC USD -217500.00000000 -0.00937493965 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Barrick Gold Corp Barrick Gold Corp. 100.00000000 27.00000000 USD 2021-12-17 XXXX 394318.30000000 N N N Fury Gold Mines Ltd. 549300J7HGQZCNNOU191 Fury Gold Mines Ltd. 36117T100 3138522.00000000 NS USD 3112786.12000000 0.134170951934 Long EC CORP CA N 1 N N N K92 Mining, Inc. 254900EA8H0X9FEVZU11 K92 Mining, Inc. 499113108 7663030.00000000 NS 55279953.51000000 2.382741280439 Long EC CORP CA N 1 N N N N/A N/A Danimer Scientific, Inc. Option N/A -700.00000000 NC USD -1750.00000000 -0.00007543054 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Danimer Scientific Inc Danimer Scientific, Inc. 100.00000000 40.00000000 USD 2021-08-20 XXXX 109086.48000000 N N N N/A N/A Gatos Silver, Inc. Option N/A -4000.00000000 NC USD -650000.00000000 -0.02801706104 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Gatos Silver Inc Gatos Silver, Inc. 100.00000000 12.50000000 USD 2021-11-19 XXXX -23146.10000000 N N N Americas Gold & Silver Corp. 5493005AKGOT669Z4P51 Americas Gold & Silver Corp. 03062D100 4789400.00000000 NS 6526114.14000000 0.281296212729 Long EC CORP CA N 1 N N N N/A N/A First Quantum Minerals Ltd. Option N/A -2000.00000000 NC -153093.94000000 -0.00659883425 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 549300LCO2FLSSVFFR64 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Put Written First Quantum Minerals Ltd First Quantum Minerals Ltd. 100.00000000 21.50000000 CAD 2021-11-19 XXXX 129724.87000000 N N N N/A N/A Pan American Silver Corp. Option N/A -3000.00000000 NC USD -414000.00000000 -0.01784471272 N/A DE N/A N 1 Nomura International PLC DGQCSV2PHVF7I2743539 Put Written Pan American Silver Corp Pan American Silver Corp. 100.00000000 26.00000000 USD 2021-10-15 XXXX 122790.10000000 N N N N/A N/A Piedmont Lithium Ltd. Option N/A -1000.00000000 NC USD -2500.00000000 -0.00010775792 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Piedmont Lithium Inc Piedmont Lithium, Inc. 100.00000000 35.00000000 USD 2021-08-20 XXXX 280390.63000000 N N N N/A N/A IAMGOLD Corp. Option N/A -2000.00000000 NC USD -110000.00000000 -0.00474134879 N/A DE N/A N 1 Canadian Imperial Bank of Commerce 2IGI19DL77OX0HC3ZE78 Put Written IAMGOLD Corp IAMGOLD Corp. 100.00000000 3.00000000 USD 2021-12-17 XXXX -31871.81000000 N N N Alexco Resource Corp. 529900K3MN63IDNCWX87 Alexco Resource Corp. 01535P106 4830905.00000000 NS USD 10724609.10000000 0.462264658282 Long EC CORP CA N 1 N N N Invesco Private Prime Fund N/A Invesco Private Prime Fund N/A 178686.39000000 NS USD 178757.87000000 0.007705031010 Long STIV PF US N 2 N N Karora Resources, Inc. 549300S6PWY0YYVHMC70 Karora Resources, Inc. 48575L206 7947777.00000000 NS 24335129.96000000 1.048921264198 Long EC CORP CA N 1 N N N Victoria Gold Corp. 549300VUIN6RQ5764L78 Victoria Gold Corp. 92625W507 853000.00000000 NS 12853799.29000000 0.554039506802 Long EC CORP CA N 1 N N N Westgold Resources Ltd. 2549003AMX9BL7CKBQ74 Westgold Resources Ltd. N/A 21604853.00000000 NS 27807776.27000000 1.198603331382 Long EC CORP AU N 2 N N N Minera Alamos, Inc. N/A Minera Alamos, Inc. 60283L105 12658743.00000000 NS 6493744.41000000 0.279900974727 Long EC CORP CA N 1 N N N Sandstorm Gold Ltd. 549300QWJPV45VQF1B33 Sandstorm Gold Ltd. 80013R206 3999055.00000000 NS USD 31432572.30000000 1.354843533941 Long EC CORP CA N 1 N N N De Grey Mining Ltd. 529900MOX6JOKGFAYY28 De Grey Mining Ltd. N/A 61637305.00000000 NS 57411273.45000000 2.474607927938 Long EC CORP AU N 2 N N N AngloGold Ashanti Ltd. 378900EF3BA9A5F42A59 AngloGold Ashanti Ltd., ADR 035128206 5185100.00000000 NS USD 103961255.00000000 4.481059735515 Long EC CORP ZA N 1 N N N N/A N/A Gatos Silver, Inc. Option N/A -2000.00000000 NC USD -225000.00000000 -0.00969821344 N/A DE N/A N 1 J.P. Morgan Securities PLC K6Q0W1PS1L1O4IQL9C32 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Gatos Silver Inc Gatos Silver, Inc. 100.00000000 17.50000000 USD 2021-11-19 XXXX 18927.32000000 N N N Lion One Metals Ltd. 5299006ERIP38PI1WO61 Lion One Metals Ltd. 536216104 7535842.00000000 NS 7610741.36000000 0.328047085096 Long EC CORP CA N 1 N N N Northern Star Resources Ltd. 254900XFXCRYYZAX6M78 Northern Star Resources Ltd. N/A 13908895.00000000 NS 104730853.14000000 4.514231855625 Long EC CORP AU N 2 N N N Ivanhoe Mines Ltd. 5299006XZISURYIA4G32 Ivanhoe Mines Ltd., Class A 46579R104 6705346.00000000 NS 49768759.19000000 2.145191330105 Long EC CORP CA N 1 N N N Adventus Mining Corp. 984500FDE0C970CA3F46 Adventus Mining Corp. 00791E102 3192475.00000000 NS 2430948.42000000 0.104781585062 Long EC CORP CA N 1 N N N N/A N/A Wheaton Precious Metals Corp. Option N/A -1000.00000000 NC USD -36500.00000000 -0.00157326573 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written Wheaton Precious Metals Corp Wheaton Precious Metals Corp. 100.00000000 40.00000000 USD 2021-09-17 XXXX 66463.75000000 N N N Silver Lake Resources Ltd. 254900Z1BWS584OIKJ61 Silver Lake Resources Ltd. N/A 18931900.00000000 NS 21420112.58000000 0.923274772052 Long EC CORP AU N 2 N N N Canada Silver Cobalt Works, Inc. 529900SYS42RULVPDW30 Canada Silver Cobalt Works, Inc. 134852102 500000.00000000 NS 144277.01000000 0.006218796611 Long EC CORP CA N 2 N N N N/A N/A SilverCrest Metals, Inc. Option N/A -1000.00000000 NC -22042.32000000 -0.00095009388 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Call Written SilverCrest Metals Inc SilverCrest Metals, Inc. 100.00000000 14.00000000 CAD 2021-10-15 XXXX 52538.16000000 N N N N/A N/A Endeavour Mining Corp. Option N/A -13000.00000000 NC -1094100.67000000 -0.04715920810 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 2IGI19DL77OX0HC3ZE78 Call Written Endeavour Mining PLC Endeavour Mining PLC 100.00000000 32.00000000 CAD 2021-10-15 XXXX 514240.69000000 N N N Pure Gold Mining, Inc. 529900OFY0IOQSQ5B077 Pure Gold Mining, Inc. 74624E100 22184712.00000000 NS 23294303.24000000 1.004058332266 Long EC CORP CA N 1 N N N Lynas Corp. Ltd. 529900SGT9M1FJPXXI35 Lynas Corp. Ltd. N/A 2820000.00000000 NS 15392206.48000000 0.663452905587 Long EC CORP AU N 2 N N N N/A N/A Gold Fields Ltd. Option N/A -4000.00000000 NC USD -180000.00000000 -0.00775857075 N/A DE N/A N 1 J.P. Morgan Securities PLC K6Q0W1PS1L1O4IQL9C32 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written Gold Fields Ltd Gold Fields Ltd. 100.00000000 9.00000000 USD 2021-10-15 XXXX 130295.57000000 N N N Sierra Metals, Inc. 9676001YCHZE7AT8VA50 Sierra Metals, Inc. 82639W106 3990618.00000000 NS 11099266.16000000 0.478413565547 Long EC CORP CA N 1 N N N Canada Nickel Co., Inc. 98450085D4996CQE9B17 Canada Nickel Co., Inc. 13515Q103 760000.00000000 NS 2052901.57000000 0.088486567099 Long EC CORP CA N 1 N N N Novagold Resources, Inc. 529900587LVZTJ2BHS60 Novagold Resources, Inc. 66987E206 310000.00000000 NS USD 2424200.00000000 0.104490706762 Long EC CORP CA N 1 N N N Novo Resources Corp. N/A Novo Resources Corp. 67010B102 1210000.00000000 NS 2133696.70000000 0.091969093391 Long EC CORP CA N 1 N N N SolGold PLC 213800HGFADQBMIEVI76 SolGold PLC N/A 19800000.00000000 NS 7547885.81000000 0.325337811586 Long EC CORP GB N 2 N N N N/A N/A Pretium Resources, Inc. Option N/A -2000.00000000 NC -64123.12000000 -0.00276390979 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 2IGI19DL77OX0HC3ZE78 Call Written Pretium Resources Inc Pretium Resources, Inc. 100.00000000 16.00000000 CAD 2022-01-21 XXXX 108705.58000000 N N N Freegold Ventures Ltd. 5493007YVOKHJP7J0X86 Freegold Ventures Ltd. 356455204 3700000.00000000 NS 1927701.19000000 0.083090033730 Long EC CORP CA N 1 N N N N/A N/A Novagold Resources, Inc. Option N/A -1000.00000000 NC USD -52500.00000000 -0.00226291646 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 J.P. Morgan Securities PLC K6Q0W1PS1L1O4IQL9C32 Put Written Novagold Resources Inc Novagold Resources, Inc. 100.00000000 7.00000000 USD 2022-01-21 XXXX -13535.91000000 N N N Invesco Liquid Assets Portfolio 549300DC1W0JSX3QRC47 Invesco Liquid Assets Portfolio, Institutional Class 825252729 767354.81900000 NS USD 767661.76000000 0.033088655992 Long STIV RF US N 1 N N N N/A N/A Osino Resources Corp. 68828L910 160000.00000000 NS 41513.31000000 0.001789355293 N/A DE N/A N 2 Osino Resources Corp 549300S6BIXSU8JYBB24 Call Purchased Osino Resources Corp Osino Resources Corp. 1.00000000 0.00000000 CAD 2022-01-30 XXXX 41513.29000000 N N N SSR Mining, Inc. 549300JD2KR7AB9DYJ38 SSR Mining, Inc. 784730103 1985333.00000000 NS USD 32281514.58000000 1.391435638073 Long EC CORP CA N 1 N N N Zhaojin Mining Industry Co. Ltd. 3003007KU2DRDX06PN04 Zhaojin Mining Industry Co. Ltd., H Shares N/A 19870000.00000000 NS 19477041.32000000 0.839522239569 Long EC CORP CN N 2 N N N N/A N/A SSR Mining, Inc. Option N/A -1000.00000000 NC USD -77500.00000000 -0.00334049574 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written SSR Mining Inc SSR Mining, Inc. 100.00000000 14.00000000 USD 2021-12-17 XXXX 29543.73000000 N N N Pantoro Ltd. 254900ZMQXTNJJIP4K51 Pantoro Ltd. N/A 24458979.00000000 NS 3772711.84000000 0.162615842988 Long EC CORP AU N 2 N N N N/A N/A Sandstorm Gold Ltd. Option N/A -4000.00000000 NC USD -220000.00000000 -0.00948269758 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Sandstorm Gold Ltd Sandstorm Gold Ltd. 100.00000000 8.00000000 USD 2021-09-17 XXXX -3143.94000000 N N N N/A N/A Turquoise Hill Resources Ltd. Option N/A -5000.00000000 NC USD -337500.00000000 -0.01454732016 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Put Written Turquoise Hill Resources Ltd Turquoise Hill Resources Ltd. 100.00000000 13.00000000 USD 2021-12-17 XXXX 179318.79000000 N N N N/A N/A K92 Mining, Inc. Option N/A -2000.00000000 NC -60115.42000000 -0.00259116521 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Put Written K92 Mining Inc K92 Mining, Inc. 100.00000000 7.50000000 CAD 2021-12-17 XXXX 13736.23000000 N N N McEwen Mining, Inc. 5493000FX50GEWAF3U70 McEwen Mining, Inc. 58039P107 6449800.00000000 NS USD 7739760.00000000 0.333608197578 Long EC CORP US N 1 N N N Yamana Gold, Inc. 54930002VY22NXG01418 Yamana Gold, Inc. 98462Y100 550000.00000000 NS USD 2469500.00000000 0.106443280401 Long EC CORP CA N 1 N N N N/A N/A Agnico Eagle Mines Ltd. Option N/A -2000.00000000 NC USD -70000.00000000 -0.00301722195 N/A DE N/A N 1 J.P. Morgan Securities PLC 549300LCO2FLSSVFFR64 Put Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 55.00000000 USD 2021-09-17 XXXX 170632.32000000 N N N Great Bear Resources Ltd. 2549000RUH5SDJMHDI59 Great Bear Resources Ltd. 390143709 2073515.00000000 NS 24780465.41000000 1.068116634183 Long EC CORP CA N 1 N N N Orla Mining Ltd. 529900DU63EUQ1UZKL30 Orla Mining Ltd. 68634K106 1740000.00000000 NS 7336005.13000000 0.316205082437 Long EC CORP CA N 1 N N N First Quantum Minerals Ltd. 549300I7UVBGWRYMYZ18 First Quantum Minerals Ltd. 335934105 2000.00000000 NS 42834.24000000 0.001846291564 Long EC CORP CA N 1 N N N N/A N/A Anglogold Ashanti Ltd. Option N/A -2000.00000000 NC USD -185000.00000000 -0.00797408660 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 UBS AG BFM8T61CT2L1QCEMIK50 Put Written AngloGold Ashanti Ltd AngloGold Ashanti Ltd. 100.00000000 17.00000000 USD 2022-01-21 XXXX 29927.46000000 N N N N/A N/A New Gold, Inc. Option N/A -5000.00000000 NC USD -237500.00000000 -0.01023700307 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 J.P. Morgan Securities PLC K6Q0W1PS1L1O4IQL9C32 Put Written New Gold Inc New Gold, Inc. 100.00000000 2.00000000 USD 2021-11-19 XXXX -45674.52000000 N N N Pretium Resources, Inc. N/A Pretium Resources, Inc. 74139C102 1220000.00000000 NS 11372715.61000000 0.490200103908 Long EC CORP CA N 1 N N N N/A N/A Sandstorm Gold Ltd. Option N/A -2000.00000000 NC USD -25000.00000000 -0.00107757927 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Sandstorm Gold Ltd Sandstorm Gold Ltd. 100.00000000 9.00000000 USD 2021-09-17 XXXX 72927.39000000 N N N Equinox Gold Corp. 5493005IN4V1SNP9PN75 Equinox Gold Corp. 29446Y502 4127278.00000000 NS USD 28725854.88000000 1.238175430558 Long EC CORP CA N 1 N N N OceanaGold Corp. 549300CBMSE8I9N3E232 OceanaGold Corp. 675222103 11120300.00000000 NS 21659449.34000000 0.933590945308 Long EC CORP CA N 1 N N N N/A N/A Dundee Precious Metals, Inc. Option N/A -2000.00000000 NC -4809.23000000 -0.00020729306 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 549300LCO2FLSSVFFR64 Call Written Dundee Precious Metals Inc Dundee Precious Metals, Inc. 100.00000000 11.00000000 CAD 2021-10-15 XXXX 88039.05000000 N N N N/A N/A Danimer Scientific, Inc. Option N/A -1600.00000000 NC USD -2144000.00000000 -0.09241319829 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Danimer Scientific Inc Danimer Scientific, Inc. 100.00000000 30.00000000 USD 2021-08-20 XXXX -1552035.38000000 N N N N/A N/A Newmont Goldcorp Corp. Option N/A -1000.00000000 NC USD -77000.00000000 -0.00331894415 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written Newmont Corp Newmont Goldcorp Corp. 100.00000000 50.00000000 USD 2021-12-17 XXXX 92053.42000000 N N N Chalice Gold Mines Ltd. 5299008IXHWMQDOE1437 Chalice Gold Mines Ltd. N/A 13001692.00000000 NS 69768143.92000000 3.007228226915 Long EC CORP AU N 2 N N N N/A N/A Kirkland Lake Gold Ltd. Option N/A -4000.00000000 NC -1282462.33000000 -0.05527819291 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 2IGI19DL77OX0HC3ZE78 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Call Written Kirkland Lake Gold Ltd Kirkland Lake Gold Ltd. 100.00000000 55.00000000 CAD 2021-12-17 XXXX -380296.22000000 N N N Tier One Silver, Inc. 98450052DEED9G036371 Tier One Silver, Inc. 88651M108 25175.00000000 NS USD 25712.74000000 0.001108300625 Long EC CORP CA N 1 N N N Alkane Resources Ltd. 529900R65IIVLPW4ZS42 Alkane Resources Ltd. N/A 10680000.00000000 NS 9092769.02000000 0.391927176522 Long EC CORP AU N 2 N N N Hecla Mining Co. 5493009Y6HOBZD1QD537 Hecla Mining Co. 422704106 830000.00000000 NS USD 5552700.00000000 0.239338976750 Long EC CORP US N 1 N N N Predictive Discovery Ltd. N/A Predictive Discovery Ltd. N/A 18973029.00000000 NS 2096287.21000000 0.090356625752 Long EC CORP AU N 2 N N N Gatos Silver, Inc. N/A Gatos Silver, Inc. 368036109 420476.00000000 NS USD 5735292.64000000 0.247209298507 Long EC CORP US N 1 N N N Calibre Mining Corp. 9845005U3E61362A1O58 Calibre Mining Corp., Class C 13000C205 6602717.00000000 NS 7991425.67000000 0.344455785948 Long EC CORP CA N 1 N N N Piedmont Lithium, Inc. 254900QJ73581MY1JN11 Piedmont Lithium, Inc. 72016P105 20000.00000000 NS USD 1101200.00000000 0.047465211734 Long EC CORP US N 1 N N N Galway Metals, Inc. N/A Galway Metals, Inc. 364585208 6593625.00000000 NS 3858084.52000000 0.166295676199 Long EC CORP CA N 1 N N N N/A N/A Kinross Gold Corp. Option N/A -3000.00000000 NC USD -198000.00000000 -0.00853442782 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Kinross Gold Corp Kinross Gold Corp. 100.00000000 7.00000000 USD 2021-09-17 XXXX 68891.48000000 N N N N/A N/A Hecla Mining Co. Option N/A -6000.00000000 NC USD -189000.00000000 -0.00814649928 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Hecla Mining Co Hecla Mining Co. 100.00000000 9.00000000 USD 2021-12-17 XXXX 301810.13000000 N N N Solaris Resources, Inc. N/A Solaris Resources, Inc. 83419D201 811200.00000000 NS 9590573.90000000 0.413384145312 Long EC CORP CA N 1 N N N MP Materials Corp. N/A MP Materials Corp. 553368101 544000.00000000 NS USD 20465280.00000000 0.882118460228 Long EC CORP US N 1 N N N Endeavour Mining PLC 529900NI5MXQ91GHXR07 Endeavour Mining PLC G3042J105 1775122.00000000 NS 42272262.44000000 1.822068549951 Long EC CORP GB N 1 N N N N/A N/A Agnico Eagle Mines Ltd. Option N/A -2000.00000000 NC USD -30000.00000000 -0.00129309512 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 80.00000000 USD 2021-09-17 XXXX 223986.07000000 N N N Torex Gold Resources, Inc. 549300QL07027186GQ85 Torex Gold Resources, Inc. 891054603 2100000.00000000 NS 23615742.23000000 1.017913371968 Long EC CORP CA N 1 N N N Pan American Silver Corp. 549300MKTF5851TYIB83 Pan American Silver Corp. 697900108 986000.00000000 NS USD 27677020.00000000 1.192967321537 Long EC CORP CA N 1 N N N N/A N/A Freeport-McMoRan, Inc. Option N/A -3000.00000000 NC USD -163500.00000000 -0.00704736843 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Freeport-McMoRan Inc Freeport-McMoRan, Inc. 100.00000000 27.00000000 USD 2021-11-19 XXXX 181397.98000000 N N N N/A N/A Centerra Gold, Inc. Option N/A -2000.00000000 NC -120230.84000000 -0.00518233043 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 BMO CAPITAL MARKETS CORP. RUC0QBLBRPRCU4W1NE59 Put Written Centerra Gold Inc Centerra Gold, Inc. 100.00000000 8.00000000 CAD 2022-03-18 XXXX 32799.55000000 N N N N/A N/A Coeur Mining, Inc. Option N/A -3000.00000000 NC USD -285000.00000000 -0.01228440369 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Put Written Coeur Mining Inc Coeur Mining, Inc. 100.00000000 8.00000000 USD 2021-09-17 XXXX -28108.46000000 N N N N/A N/A Newmont Goldcorp Corp. Option N/A -4500.00000000 NC USD -267750.00000000 -0.01154087399 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Newmont Corp Newmont Goldcorp Corp. 100.00000000 80.00000000 USD 2021-12-17 XXXX 664220.40000000 N N N Integra Resources Corp. 529900MC191X8CY3P306 Integra Resources Corp. 45826T301 494579.00000000 NS 1411270.63000000 0.060830239073 Long EC CORP CA N 1 N N N New Found Gold Corp. N/A New Found Gold Corp. 64440N103 870000.00000000 NS 7029176.02000000 0.302979774888 Long EC CORP CA N 1 N N N N/A N/A Franco-Nevada Corp. Option N/A -1000.00000000 NC USD -55000.00000000 -0.00237067439 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Franco-Nevada Corp Franco-Nevada Corp. 100.00000000 120.00000000 USD 2021-10-15 XXXX 76963.61000000 N N N Eldorado Gold Corp. 5493004PWQ01YDD1IH62 Eldorado Gold Corp. 284902509 2801502.00000000 NS USD 26138013.66000000 1.126631268333 Long EC CORP CA N 1 N N N 2021-08-30 AIM Sector Funds (Invesco Sector Funds) Sheri Morris Sheri Morris President XXXX NPORT-EX 2 edgar.htm
Consolidated Schedule of Investments
July 31, 2021
(Unaudited)
  Shares Value
Common Stocks & Other Equity Interests–100.36%
Australia–24.10%
Aeris Resources Ltd.(a) 7,000,000     $1,133,062
Alkane Resources Ltd.(a) 10,680,000     9,092,769
Auteco Minerals Ltd.(a) 16,500,000     1,335,280
Bellevue Gold Ltd.(a) 22,733,252    16,654,573
Chalice Mining Ltd.(a) 13,001,692    69,768,144
De Grey Mining Ltd.(a) 61,707,305    57,476,474
Evolution Mining Ltd. 27,078,806    83,438,431
Gold Road Resources Ltd. 24,943,275    24,314,639
Jervois Mining Ltd.(a) 1,650,000       588,947
Legend Mining Ltd.(a) 39,150,245     2,521,094
Lynas Rare Earths Ltd.(a) 2,820,000    15,392,207
Musgrave Minerals Ltd.(a) 20,000,000     4,567,410
Newcrest Mining Ltd. 500,000     9,747,090
Nickel Mines Ltd. 22,881,112    18,563,076
Northern Star Resources Ltd. 13,908,895   104,730,853
OceanaGold Corp.(a) 11,120,300    21,659,449
Pantoro Ltd.(a) 24,458,979     3,772,712
Perseus Mining Ltd.(a) 10,610,000    13,112,352
Predictive Discovery Ltd.(a) 19,973,029     2,206,775
Ramelius Resources Ltd. 25,268,612    31,735,762
Red 5 Ltd.(a) 38,348,043     5,530,832
Rumble Resources Ltd.(a) 13,410,000     4,864,766
Silver Lake Resources Ltd.(a) 18,931,900    21,420,113
SolGold PLC(a) 19,800,000     7,547,886
Westgold Resources Ltd.(a)(b) 21,604,853    27,807,776
      558,982,472
Burkina Faso–1.82%
Endeavour Mining PLC 1,775,122    42,272,262
Canada–51.59%
Adventus Mining Corp.(a) 3,147,475     2,396,683
Agnico Eagle Mines Ltd. 1,366,595    88,391,365
Alamos Gold, Inc., Class A 3,071,108    24,937,397
Alexco Resource Corp.(a) 4,830,905    10,724,609
Americas Gold & Silver Corp.(a) 4,789,400     6,526,114
Anaconda Mining, Inc.(a) 1,420,000       921,930
Arizona Metals Corp.(a) 1,820,000     7,133,536
Artemis Gold, Inc.(a) 4,034,889    20,213,254
Ascot Resources Ltd.(a) 6,154,053     6,017,910
Aya Gold & Silver, Inc.(a) 736,733     6,070,548
B2Gold Corp. 9,792,000    41,028,480
Barrick Gold Corp.(c) 4,081,499    88,854,234
Calibre Mining Corp., Class C(a) 6,602,717     7,991,426
Canada Nickel Co., Inc.(a) 760,000     2,052,902
Canada Silver Cobalt Works, Inc.(a) 500,000       144,277
Centerra Gold, Inc. 520,000     4,180,507
Dundee Precious Metals, Inc. 2,620,000    15,855,242
Equinox Gold Corp.(a) 4,147,278    28,865,055
Fiore Gold Ltd.(a) 3,277,482     2,942,273
Franco-Nevada Corp. 71,000    11,353,610
Freegold Ventures Ltd.(a) 3,700,000     1,927,701
Fury Gold Mines Ltd.(a) 3,100,000     3,074,580
Galway Metals, Inc.(a) 6,593,625     3,858,085
  Shares Value
Canada–(continued)
Gran Colombia Gold Corp. 1,070,000     $4,073,822
Great Bear Resources Ltd.(a) 2,073,515    24,780,465
IAMGOLD Corp.(a) 5,589,000    15,313,860
Integra Resources Corp.(a) 494,579     1,411,271
Ivanhoe Mines Ltd., Class A(a) 6,705,346    49,768,759
K92 Mining, Inc.(a) 7,623,030    54,991,400
Karora Resources, Inc.(a)(b) 7,947,777    24,335,130
Karora Resources, Inc., Wts., expiring 09/21/2021(a) 2,500,000       681,308
Kinross Gold Corp. 5,135,925    33,691,668
Kirkland Lake Gold Ltd. 2,061,233    88,142,658
Liberty Gold Corp.(a) 12,868,000    13,305,322
Lion One Metals Ltd.(a) 7,535,842     7,610,741
Lion One Metals Ltd., Wts., expiring 08/18/2021 109,710             0
Lion One Metals Ltd., Wts., expiring 08/21/2021(a) 715,515             1
Lundin Gold, Inc.(a) 4,368,815    39,605,080
MAG Silver Corp.(a) 73,522     1,461,617
Marathon Gold Corp.(a) 1,810,000     4,787,592
Maverix Metals, Inc. 1,458,100     6,977,282
McEwen Mining, Inc.(a) 6,449,800     7,739,760
Minera Alamos, Inc.(a) 12,658,743     6,493,744
New Found Gold Corp.(a)(d) 870,000     7,029,176
New Gold, Inc.(a) 7,625,500    12,505,820
Novagold Resources, Inc.(a) 310,000     2,424,200
Novo Resources Corp.(a) 1,210,000     2,133,697
Orla Mining Ltd.(a) 1,740,000     7,336,005
Osino Resources Corp.(a)(b) 7,911,551     8,117,013
Osino Resources Corp. 160,000        41,513
Osisko Gold Royalties Ltd. 2,285,339    31,172,024
Pan American Silver Corp. 986,000    27,677,020
Pan American Silver Corp., Rts., expiring 02/22/2029(a) 2,300,100     1,909,083
Pretium Resources, Inc.(a) 1,220,000    11,372,716
Pure Gold Mining, Inc.(a)(b) 22,184,712    23,294,303
Rupert Resources Ltd.(a) 2,887,867    13,448,627
Sandstorm Gold Ltd.(a) 3,999,055    31,432,572
Sierra Metals, Inc.(a) 4,060,618    11,293,960
SilverCrest Metals, Inc.(a) 3,016,667    26,114,142
Skeena Resources Ltd.(a) 1,599,336    21,100,570
Solaris Resources, Inc.(a) 831,200     9,827,028
Sombrero Resources, Inc.(e) 3,028,200     1,438,395
SSR Mining, Inc. 1,985,333    32,281,515
Tier One Silver, Inc.(a) 25,175        25,713
Torex Gold Resources, Inc.(a) 2,060,000    23,165,919
Triple Flag Precious Metals Corp.(a) 30,000       353,238
Tudor Gold Corp.(a) 2,169,068     3,842,289
Victoria Gold Corp.(a) 853,000    12,853,799
Wallbridge Mining Co. Ltd.(a) 18,814,800     8,746,861
Wesdome Gold Mines Ltd.(a) 5,125,800    51,849,628
Wheaton Precious Metals Corp. 882,035    40,705,915
Yamana Gold, Inc. 550,000     2,469,500
      1,196,595,439
 
See accompanying notes which are an integral part of this consolidated schedule.
Invesco Gold & Special Minerals Fund
  Shares Value
China–1.51%
Zhaojin Mining Industry Co. Ltd., H Shares 19,870,000    $19,477,041
Zijin Mining Group Co. Ltd., H Shares 10,900,000    15,551,310
      35,028,351
Mongolia–0.61%
Turquoise Hill Resources Ltd.(a) 841,343    14,050,428
South Africa–6.05%
Gold Fields Ltd., ADR 10,082,241    99,007,607
Harmony Gold Mining Co. Ltd., ADR 600,000     2,460,000
Sibanye Stillwater Ltd., ADR 2,232,587    38,757,710
      140,225,317
Tanzania–4.48%
AngloGold Ashanti Ltd., ADR(c) 5,185,100   103,961,255
Turkey–1.13%
Eldorado Gold Corp.(a) 2,801,502    26,138,014
United States–9.07%
Argonaut Gold, Inc.(a) 3,330,769     8,970,330
Coeur Mining, Inc.(a) 1,610,000    12,139,400
Danimer Scientific, Inc.(a) 123,000     2,051,640
Freeport-McMoRan, Inc. 1,000        38,100
Gatos Silver, Inc.(a) 420,476     5,735,293
Hecla Mining Co. 830,000     5,552,700
MP Materials Corp.(a) 544,000    20,465,280
Newmont Corp. 1,940,614   121,909,371
Piedmont Lithium, Inc.(a) 20,000     1,101,200
Royal Gold, Inc. 267,000    32,445,840
      210,409,154
  Shares Value
Zambia–0.00%
First Quantum Minerals Ltd. 2,000        $42,834
Total Common Stocks & Other Equity Interests (Cost $1,621,123,692) 2,327,705,526
Money Market Funds–0.12%
Invesco Government & Agency Portfolio, Institutional Class, 0.03%(b)(f) 910,247       910,247
Invesco Liquid Assets Portfolio, Institutional Class, 0.01%(b)(f) 767,355       767,662
Invesco Treasury Portfolio, Institutional Class, 0.01%(b)(f) 1,040,282     1,040,282
Total Money Market Funds (Cost $2,718,191) 2,718,191
TOTAL INVESTMENTS IN SECURITIES (excluding Investments purchased with cash collateral from securities on loan)-100.48% (Cost $1,623,841,883)     2,330,423,717
Investments Purchased with Cash Collateral from Securities on Loan
Money Market Funds–0.01%
Invesco Private Government Fund, 0.02%(b)(f)(g) 76,610        76,610
Invesco Private Prime Fund, 0.12%(b)(f)(g) 178,686       178,758
Total Investments Purchased with Cash Collateral from Securities on Loan (Cost $255,368) 255,368
TOTAL INVESTMENTS IN SECURITIES—100.49% (Cost $1,624,097,251) 2,330,679,085
OTHER ASSETS LESS LIABILITIES–(0.49)% (11,426,284)
NET ASSETS–100.00% $2,319,252,801
Investment Abbreviations:
ADR – American Depositary Receipt
Rts. – Rights
Wts. – Warrants
Notes to Consolidated Schedule of Investments:
(a) Non-income producing security.
(b) Affiliated issuer. The issuer is affiliated by having an investment adviser that is under common control of Invesco Ltd. and/or the Investment Company Act of 1940, as amended (the “1940 Act”), defines “affiliated person” to include an issuer of which a fund holds 5% or more of the outstanding voting securities. The Fund has not owned enough of the outstanding voting securities of the issuer to have control (as defined in the 1940 Act) of that issuer. The table below shows the Fund’s transactions in, and earnings from, its investments in affiliates for the three months ended July 31, 2021.
    
  Value
April 30, 2021 		Purchases
at Cost 		Proceeds
from Sales 		Change in
Unrealized
Appreciation
(Depreciation) 		Realized
Gain 		Value
July 31, 2021 		Dividend Income
Investments in Affiliated Money Market Funds:              
Invesco Government & Agency Portfolio, Institutional Class $1,863,720 $21,030,648 $(21,984,121) $- $- $910,247 $229
Invesco Liquid Assets Portfolio, Institutional Class 1,326,952 15,021,891 (15,581,181) - - 767,662 74
Invesco Treasury Portfolio, Institutional Class 2,129,966 24,035,026 (25,124,710) - - 1,040,282 102
Investments Purchased with Cash Collateral from Securities on Loan:              
Invesco Private Government Fund - 5,420,661 (5,344,051) - - 76,610 40*
Invesco Private Prime Fund - 12,648,210 (12,469,452) - - 178,758 556*
Investments in Other Affiliates:              
Karora Resources, Inc. 21,629,037 3,091,104 - (385,011) - 24,335,130 -
Osino Resources Corp. 7,981,388 - - 135,625 - 8,117,013 -
Pure Gold Mining, Inc. 21,564,406 1,087,955 - 641,942 - 23,294,303 -
Westgold Resources Ltd. 35,381,358 315,897 - (7,889,479) - 27,807,776 -
Total $91,876,827 $82,651,392 $(80,503,515) $(7,496,923) $- $86,527,781 $1,001
    
* Represents the income earned on the investment of cash collateral. Does not include rebates and fees paid to lending agent or premiums received from borrowers, if any.
    
See accompanying notes which are an integral part of this consolidated schedule.
Invesco Gold & Special Minerals Fund
(c) All or a portion of the value pledged and/or designated as collateral to cover margin requirements for open options contracts.
(d) All or a portion of this security was out on loan at July 31, 2021.
(e) Security valued using significant unobservable inputs (Level 3). See Note 1.
(f) The rate shown is the 7-day SEC standardized yield as of July 31, 2021.
(g) The security has been segregated to satisfy the commitment to return the cash collateral received in securities lending transactions upon the borrower’s return of the securities loaned.
    
Open Exchange-Traded Equity Options Written
Description Type of
Contract 		Expiration
Date 		Number of
Contracts 		Exercise
Price 		Premiums
Received 		Notional
Value* 		Value Unrealized
Appreciation
(Depreciation)
Equity Risk
Agnico Eagle Mines Ltd. Call 09/21/2021 2,000 USD 80.00 $ (253,986) USD 16,000,000 $(30,000) $ 223,986
Agnico Eagle Mines, Ltd. Call 01/21/2022 2,000 USD 85.00 (214,928) USD 17,000,000 (215,000) (72)
Alamos Gold, Inc. Call 12/21/2021 3,000 USD 10.00 (104,143) USD 3,000,000 (112,500) (8,357)
AngloGold Ashanti Ltd. Call 01/21/2022 4,000 USD 32.00 (626,715) USD 12,800,000 (90,000) 536,715
Barrick Gold Corp. Call 12/21/2021 5,000 USD 27.00 (611,818) USD 13,500,000 (217,500) 394,318
Coeur Mining, Inc. Call 09/21/2021 2,000 USD 14.00 (98,002) USD 2,800,000 (10,000) 88,002
Danimer Scientific, Inc. Call 08/21/2021 700 USD 40.00 (110,837) USD 2,800,000 (1,750) 109,087
Dundee Precious Metals, Inc. Call 10/21/2021 2,000 CAD 11.00 (92,848) CAD 2,200,000 (4,809) 88,039
Endeavour Mining Corp. Call 10/21/2021 13,000 CAD 32.00 (1,608,342) CAD 41,600,000 (1,094,101) 514,241
Franco-Nevada Corp. Call 10/21/2021 700 USD 185.00 (102,873) USD 12,950,000 (98,000) 4,873
Gatos Silver, Inc. Call 08/21/2021 1,500 USD 17.50 (245,105) USD 2,625,000 (22,500) 222,605
Gatos Silver, Inc. Call 11/21/2021 2,000 USD 17.50 (243,927) USD 3,500,000 (225,000) 18,927
Gold Fields, Ltd. Call 10/21/2021 10,000 USD 13.00 (577,792) USD 13,000,000 (100,000) 477,792
Harmony Gold Mining Co. Ltd. Call 08/21/2021 5,000 USD 8.00 (249,166) USD 4,000,000 (12,500) 236,666
Hecla Mining Co. Call 12/21/2021 6,000 USD 9.00 (490,810) USD 5,400,000 (189,000) 301,810
IAMGOLD Corp. Call 12/21/2021 3,000 USD 4.00 (71,893) USD 1,200,000 (30,000) 41,893
Ivanhoe Mines Ltd. Call 12/21/2021 6,000 CAD 12.00 (179,043) CAD 7,200,000 (132,254) 46,789
K92 Mining, Inc. Call 12/21/2021 7,000 CAD 9.50 (340,974) CAD 6,650,000 (406,781) (65,807)
Kirkland Lake Gold Ltd. Call 12/21/2021 4,000 CAD 55.00 (902,166) CAD 22,000,000 (1,282,462) (380,296)
MAG Silver Corp. Call 11/21/2021 500 USD 30.00 (75,242) USD 1,500,000 (18,750) 56,492
MP Materials Corp. Call 09/21/2021 5,200 USD 50.00 (842,340) USD 26,000,000 (416,000) 426,340
New Gold, Inc. Call 11/21/2021 1,000 USD 3.00 (16,965) USD 300,000 (5,000) 11,965
Newmont Corp. Call 12/21/2021 4,500 USD 80.00 (931,970) USD 36,000,000 (267,750) 664,220
Novagold Resources, Inc. Call 01/21/2022 1,000 USD 10.00 (63,964) USD 1,000,000 (32,500) 31,464
Pan American Silver Corp. Call 10/21/2021 2,000 USD 44.00 (313,927) USD 8,800,000 (34,000) 279,927
Piedmont Lithium, Inc. Call 08/21/2021 160 USD 95.00 (48,314) USD 1,520,000 (2,800) 45,514
Pretium Resources, Inc. Call 01/21/2022 2,000 CAD 16.00 (172,829) CAD 3,200,000 (64,123) 108,706
Sandstorm Gold, Ltd. Call 09/21/2021 2,000 USD 9.00 (97,927) USD 1,800,000 (25,000) 72,927
SilverCrest Metals, Inc. Call 10/21/2021 1,000 CAD 14.00 (74,580) CAD 1,400,000 (22,042) 52,538
Torex Gold Resources, Inc. Call 10/21/2021 8,000 CAD 20.00 (630,836) CAD 16,000,000 (57,711) 573,125
Turquoise Hill Resources Ltd. Call 12/21/2021 8,000 USD 23.00 (903,626) USD 18,400,000 (600,000) 303,626
Victoria Gold Corp. Call 10/21/2021 8,000 CAD 20.00 (907,058) CAD 16,000,000 (496,954) 410,104
Wesdome Gold Mines Ltd. Call 01/21/2022 2,000 CAD 14.00 (113,281) CAD 2,800,000 (96,185) 17,096
Wheaton Precious Metals Corp. Call 09/21/2021 1,000 USD 55.00 (149,734) USD 5,500,000 (29,000) 120,734
Subtotal – Equity Call Options Written   (12,467,961)     (6,441,972) 6,025,989
See accompanying notes which are an integral part of this consolidated schedule.
Invesco Gold & Special Minerals Fund
Open Exchange-Traded Equity Options Written—(continued)
Description Type of
Contract 		Expiration
Date 		Number of
Contracts 		Exercise
Price 		Premiums
Received 		Notional
Value* 		Value Unrealized
Appreciation
(Depreciation)
Equity Risk
Agnico Eagle Mines Ltd. Put 09/21/2021 2,000 USD 55.00 $(240,632) USD 11,000,000 $(70,000) $170,632
Alamos Gold, Inc. Put 12/21/2021 3,000 USD 7.50 (228,902) USD 2,250,000 (172,500) 56,402
Anglogold Ashanti Ltd. Put 01/21/2022 2,000 USD 17.00 (214,927) USD 3,400,000 (185,000) 29,927
Barrick Gold Corp. Put 12/21/2021 2,000 USD 19.00 (225,927) USD 3,800,000 (146,000) 79,927
Centerra Gold, Inc. Put 03/18/2022 2,000 CAD 8.00 (153,031) CAD 1,600,000 (120,231) 32,800
Coeur Mining, Inc. Put 09/21/2021 3,000 USD 8.00 (256,892) USD 2,400,000 (285,000) (28,108)
Danimer Scientific, Inc. Put 08/21/2021 1,600 USD 30.00 (591,965) USD 4,800,000 (2,144,000) (1,552,035)
Dundee Precious Metals, Inc. Put 10/21/2021 2,000 CAD 7.00 (77,469) CAD 1,400,000 (48,092) 29,377
Eldorado Gold Corp. Put 01/21/2022 1,000 USD 8.00 (63,964) USD 800,000 (62,500) 1,464
Endeavour Mining Corp. Put 10/21/2021 3,000 CAD 22.00 (202,169) CAD 6,600,000 (90,173) 111,996
First Quantum Minerals Ltd. Put 11/21/2021 2,000 CAD 21.50 (282,819) CAD 4,300,000 (153,094) 129,725
Franco-Nevada Corp. Put 10/21/2021 1,000 USD 120.00 (131,964) USD 12,000,000 (55,000) 76,964
Freeport-McMoRan, Inc. Put 09/21/2021 1,000 USD 30.00 (115,464) USD 3,000,000 (31,000) 84,464
Freeport-McMoRan, Inc. Put 11/21/2021 3,000 USD 27.00 (344,898) USD 8,100,000 (163,500) 181,398
Gatos Silver, Inc. Put 08/21/2021 200 USD 10.00 (11,450) USD 200,000 (2,500) 8,950
Gatos Silver, Inc. Put 11/21/2021 4,000 USD 12.50 (626,854) USD 5,000,000 (650,000) (23,146)
Gold Fields Ltd. Put 10/21/2021 4,000 USD 9.00 (310,296) USD 3,600,000 (180,000) 130,296
Harmony Gold Mining Co. Ltd. Put 11/21/2021 4,000 USD 4.00 (251,736) USD 1,600,000 (180,000) 71,736
Hecla Mining Co. Put 12/21/2021 3,000 USD 7.00 (296,391) USD 2,100,000 (331,500) (35,109)
IAMGOLD Corp. Put 12/21/2021 2,000 USD 3.00 (78,128) USD 600,000 (110,000) (31,872)
Ivanhoe Mines Ltd. Put 12/21/2021 4,000 CAD 8.00 (252,349) CAD 3,200,000 (184,354) 67,995
K92 Mining, Inc. Put 12/21/2021 2,000 CAD 7.50 (73,852) CAD 1,500,000 (60,116) 13,736
Kinross Gold Corp. Put 09/21/2021 3,000 USD 7.00 (266,891) USD 2,100,000 (198,000) 68,891
Kirkland Lake Gold Ltd. Put 12/21/2021 2,000 CAD 40.00 (230,848) CAD 8,000,000 (100,192) 130,656
MAG Silver Corp. Put 11/21/2021 3,000 USD 17.50 (433,301) USD 5,250,000 (367,500) 65,801
McEwen Mining, Inc. Put 11/21/2021 3,000 USD 2.00 (216,112) USD 600,000 (255,000) (38,888)
MP Materials Corp. Put 12/21/2021 2,000 USD 22.50 (401,526) USD 4,500,000 (185,000) 216,526
New Gold, Inc. Put 11/21/2021 5,000 USD 2.00 (191,825) USD 1,000,000 (237,500) (45,675)
Newmont Corp. Put 12/21/2021 1,000 USD 50.00 (169,053) USD 5,000,000 (77,000) 92,053
Novagold Resources, Inc. Put 01/21/2022 1,000 USD 7.00 (38,964) USD 700,000 (52,500) (13,536)
Pan American Silver Corp. Put 10/21/2021 3,000 USD 26.00 (536,790) USD 7,800,000 (414,000) 122,790
Piedmont Lithium, Ltd. Put 08/21/2021 1,000 USD 35.00 (282,891) USD 3,500,000 (2,500) 280,391
Pretium Resources, Inc. Put 01/21/2022 1,000 CAD 11.00 (82,866) CAD 1,100,000 (92,177) (9,311)
Royal Gold, Inc. Put 09/21/2021 1,000 USD 100.00 (236,963) USD 10,000,000 (32,500) 204,463
Sandstorm Gold Ltd. Put 09/21/2021 4,000 USD 8.00 (216,856) USD 3,200,000 (220,000) (3,144)
Sibanye Stillwater, Ltd. Put 10/21/2021 4,000 USD 15.00 (504,096) USD 6,000,000 (300,000) 204,096
SilverCrest Metals, Inc. Put 10/21/2021 2,000 CAD 10.00 (168,871) CAD 2,000,000 (108,208) 60,663
SSR Mining, Inc. Put 12/21/2021 1,000 USD 14.00 (107,044) USD 1,400,000 (77,500) 29,544
Torex Gold Resources, Inc. Put 01/21/2022 1,000 CAD 13.00 (85,144) CAD 1,300,000 (84,162) 982
Turquoise Hill Resources, Ltd. Put 12/21/2021 5,000 USD 13.00 (516,819) USD 6,500,000 (337,500) 179,319
Victoria Gold Corp. Put 10/21/2021 1,000 CAD 15.00 (64,647) CAD 1,500,000 (24,046) 40,601
Wesdome Gold Mines Ltd. Put 01/21/2022 1,000 CAD 11.00 (49,419) CAD 1,100,000 (36,069) 13,350
Wheaton Precious Metals Corp. Put 09/21/2021 1,000 USD 40.00 (102,964) USD 4,000,000 (36,500) 66,464
Subtotal – Equity Put Options Written   (9,935,969)     (8,662,414) 1,273,555
Total Open Exchange-Traded Equity Options Written   $(22,403,930)     $(15,104,386) $ 7,299,544
    
* Notional Value is calculated by multiplying the Number of Contracts by the Exercise Price by the multiplier.
    
Abbreviations:  
CAD –Canadian Dollar
USD –U.S. Dollar
The valuation policy and a listing of other significant accounting policies are available in the most recent shareholder report.
See accompanying notes which are an integral part of this consolidated schedule.
Invesco Gold & Special Minerals Fund
Notes to Quarterly Consolidated Schedule of Portfolio Holdings
July 31, 2021
(Unaudited)
NOTE 1—Additional Valuation Information
Generally Accepted Accounting Principles ("GAAP") defines fair value as the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date, under current market conditions. GAAP establishes a hierarchy that prioritizes the inputs to valuation methods, giving the highest priority to readily available unadjusted quoted prices in an active market for identical assets (Level 1) and the lowest priority to significant unobservable inputs (Level 3), generally when market prices are not readily available or are unreliable. Based on the valuation inputs, the securities or other investments are tiered into one of three levels. Changes in valuation methods may result in transfers in or out of an investment’s assigned level:
Level 1 – Prices are determined using quoted prices in an active market for identical assets.
Level 2 – Prices are determined using other significant observable inputs. Observable inputs are inputs that other market participants may use in pricing a security. These may include quoted prices for similar securities, interest rates, prepayment speeds, credit risk, yield curves, loss severities, default rates, discount rates, volatilities and others.
Level 3 – Prices are determined using significant unobservable inputs. In situations where quoted prices or observable inputs are unavailable (for example, when there is little or no market activity for an investment at the end of the period), unobservable inputs may be used. Unobservable inputs reflect the Fund’s own assumptions about the factors market participants would use in determining fair value of the securities or instruments and would be based on the best available information.
The following is a summary of the tiered valuation input levels, as of July 31, 2021. The level assigned to the securities valuations may not be an indication of the risk or liquidity associated with investing in those securities. Because of the inherent uncertainties of valuation, the values reflected in the financial statements may materially differ from the value received upon actual sale of those investments.
  Level 1 Level 2 Level 3 Total
Investments in Securities        
Australia $21,659,449 $537,323,023 $— $558,982,472
Burkina Faso 42,272,262 — — 42,272,262
Canada 1,194,971,253 185,791 1,438,395 1,196,595,439
China — 35,028,351 — 35,028,351
Mongolia 14,050,428 — — 14,050,428
South Africa 140,225,317 — — 140,225,317
Tanzania 103,961,255 — — 103,961,255
Turkey 26,138,014 — — 26,138,014
United States 210,409,154 — — 210,409,154
Zambia 42,834 — — 42,834
Money Market Funds 2,718,191 255,368 — 2,973,559
Total Investments in Securities 1,756,448,157 572,792,533 1,438,395 2,330,679,085
Other Investments - Liabilities*        
Options Written (15,104,386) — — (15,104,386)
Total Investments $1,741,343,771 $572,792,533 $1,438,395 $2,315,574,699
    
* Options written are shown at value.
Invesco Gold & Special Minerals Fund