0001752724-21-143751.txt : 20210629 0001752724-21-143751.hdr.sgml : 20210629 20210629162325 ACCESSION NUMBER: 0001752724-21-143751 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210430 FILED AS OF DATE: 20210629 PERIOD START: 20210430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) CENTRAL INDEX KEY: 0000725781 IRS NUMBER: 840933032 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-03826 FILM NUMBER: 211058414 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM SECTOR FUNDS DATE OF NAME CHANGE: 20031126 FORMER COMPANY: FORMER CONFORMED NAME: AIM SECTOR FUNDS INC DATE OF NAME CHANGE: 20031001 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO SECTOR FUNDS INC DATE OF NAME CHANGE: 19990330 0000725781 S000064611 Invesco Gold & Special Minerals Fund C000209135 Class C C000209136 Class R C000209137 Class Y C000209138 Class R5 C000209139 Class R6 C000209140 Class A NPORT-P 1 primary_doc.xml NPORT-P false 0000725781 XXXXXXXX S000064611 C000209136 C000209140 C000209137 C000209135 C000209138 C000209139 AIM Sector Funds (Invesco Sector Funds) 811-03826 0000725781 C791731MUP758KD8DB31 11 Greenway Plaza Suite 1000 Houston 77046-1173 800-959-4246 Invesco Gold & Special Minerals Fund S000064611 549300I32CQZQZLQAH71 2021-04-30 2021-04-30 N 2304907228.23 28967741.93 2275939486.30 0.00000000 62414.13000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 1626836.24000000 N Invesco Treasury Portfolio 5493004B3TM8ZIDDDC39 825252406 2129966.16000000 NS USD 2129966.16000000 0.093586238686 Long STIV RF US N 1 N N N N/A N/A N/A -3000.00000000 NC USD -22500.00000000 -0.00098860273 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Sandstorm Gold Ltd Sandstorm Gold Ltd. 100.00000000 6.00000000 USD 2021-06-18 XXXX 167389.95000000 N N N N/A N/A N/A -12000.00000000 NC USD -120000.00000000 -0.00527254791 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Eldorado Gold Corp Eldorado Gold Corp. 100.00000000 14.00000000 USD 2021-07-16 XXXX 1136653.32000000 N N N N/A N/A N/A -5000.00000000 NC USD -25000.00000000 -0.00109844748 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Call Written B2Gold Corp B2Gold Corp. 100.00000000 7.50000000 USD 2021-07-16 XXXX 179426.87000000 N N N New Gold, Inc. 5493005G0GNCHP0H6L96 644535106 3860000.00000000 NS USD 6407600.00000000 0.281536483661 Long EC CORP CA N 1 N N N N/A N/A N/A -1000.00000000 NC -14644.27000000 -0.00064343846 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Put Written First Quantum Minerals Ltd First Quantum Minerals Ltd. 100.00000000 18.00000000 CAD 2021-07-16 XXXX 68563.59000000 N N N Nickel Mines Ltd. 54930007K0WX53TSIK16 N/A 14391112.00000000 NS 12599383.30000000 0.553590434888 Long EC CORP AU N 2 N N N N/A N/A N/A -4000.00000000 NC USD -130000.00000000 -0.00571192691 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Put Written Alamos Gold Inc Alamos Gold, Inc. 100.00000000 7.50000000 USD 2021-06-18 XXXX 182432.01000000 N N N Harmony Gold Mining Co. Ltd. 378900986D05F0C29811 413216300 5840000.00000000 NS USD 26513600.00000000 1.164951887323 Long EC CORP ZA N 1 N N N Rupert Resources Ltd. 529900EEVS5CSPMXKZ88 78165J105 2537867.00000000 NS 10633376.76000000 0.467208237477 Long EC CORP CA N 1 N N N Anaconda Mining, Inc. 529900PSO7V74TAUXV95 03240P207 220000.00000000 NS 118130.42000000 0.005190402500 Long EC CORP CA N 1 N N N N/A N/A 536216120 109710.00000000 NS 357.03000000 0.000015687148 N/A DE N/A N 2 Lion One Metals Ltd 5299006ERIP38PI1WO61 Call Purchased Lion One Metals Ltd Lion One Metals Ltd. 1.00000000 2.35000000 CAD 2021-08-18 XXXX 357.03000000 N N N Legend Mining Ltd. N/A N/A 47840095.00000000 NS 5161976.59000000 0.226806407686 Long EC CORP AU N 2 N N N Maverix Metals, Inc. 549300CPYYBEBU8HQN80 57776F405 1458100.00000000 NS 8232692.51000000 0.361727214609 Long EC CORP CA N 1 N N N Dundee Precious Metals, Inc. 549300LATVTU0EIUMD45 265269209 2600000.00000000 NS 18720253.83000000 0.822528627966 Long EC CORP CA N 1 N N N Gold Road Resources Ltd. 213800HJWH96TDEMNY83 N/A 24573275.00000000 NS 24093133.82000000 1.058601688007 Long EC CORP AU N 2 N N N Aya Gold & Silver, Inc. 549300BWX8KJOTUL4M51 05466C109 340000.00000000 NS 2088435.10000000 0.091761451153 Long EC CORP CA N 1 N N N Kirkland Lake Gold Ltd. 529900G32H6145TBDT30 49741E100 2214233.00000000 NS 82271505.60000000 3.614837129687 Long EC CORP CA N 1 N N N Barrick Gold Corp. 0O4KBQCJZX82UKGCBV73 067901108 4061499.05000000 NS USD 86306854.81000000 3.792141896984 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC USD -185000.00000000 -0.00812851137 N/A DE N/A N 1 SUSQUEHANNA SECURITIES, LLC 549300RX9GZX8Y9IGJ81 Call Written Pan American Silver Corp Pan American Silver Corp. 100.00000000 44.00000000 USD 2021-10-15 XXXX 128926.96000000 N N N Lundin Gold, Inc. 549300ZOV16K515FC525 550371108 4338815.00000000 NS 42076780.54000000 1.848765346938 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC USD -270000.00000000 -0.01186323281 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written MP Materials Corp MP Materials Corp. 100.00000000 50.00000000 USD 2021-09-17 XXXX 88926.73000000 N N N Turquoise Hill Resources Ltd. 549300R80B2163QFEC16 900435207 795343.00000000 NS USD 14005990.23000000 0.615393788556 Long EC CORP CA N 1 N N N Liberty Gold Corp. 549300DY25855R7ZV117 53056H104 12718000.00000000 NS 15417011.76000000 0.677391110475 Long EC CORP CA N 1 N N N Great Bear Resources Ltd. 2549000RUH5SDJMHDI59 390143881 20000.00000000 NS 214392.06000000 0.009419936746 Long EC CORP CA N 3 N N N N/A N/A N/A -1000.00000000 NC USD -9500.00000000 -0.00041741004 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written Yamana Gold Inc Yamana Gold, Inc. 100.00000000 4.00000000 USD 2021-07-16 XXXX 24463.52000000 N N N Perseus Mining Ltd. 54930054ZDGKBCW3SM26 N/A 9680000.00000000 NS 9066670.08000000 0.398370437112 Long EC CORP AU N 2 N N N Marathon Gold Corp. 52990063E8H31CA3UR10 56580Q102 1810000.00000000 NS 3651954.60000000 0.160459213524 Long EC CORP CA N 1 N N N Sibanye Stillwater Ltd. 378900F238434B74D281 82575P107 2292587.00000000 NS USD 42756747.55000000 1.878641668962 Long EC CORP ZA N 1 N N N N/A N/A N/A -2000.00000000 NC USD -16000.00000000 -0.00070300638 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Call Written Newmont Corp Newmont Goldcorp Corp. 100.00000000 80.00000000 USD 2021-06-18 XXXX 232922.96000000 N N N N/A N/A N/A -5000.00000000 NC USD -87500.00000000 -0.00384456619 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written IAMGOLD Corp IAMGOLD Corp. 100.00000000 3.00000000 USD 2021-06-18 XXXX 73317.83000000 N N N Musgrave Minerals Ltd. 5299001RYHV722EQ4I17 N/A 23270000.00000000 NS 6533237.80000000 0.287056744668 Long EC CORP AU N 2 N N N Invesco Government & Agency Portfolio 5493007T1J7WZ5QI1A47 825252885 1863720.37000000 NS USD 1863720.37000000 0.081887957971 Long STIV RF US N 1 N N N N/A N/A N/A -3000.00000000 NC USD -105000.00000000 -0.00461347942 N/A DE N/A N 1 Nomura International PLC 549300RX9GZX8Y9IGJ81 Call Written Gold Fields Ltd Gold Fields Ltd. 100.00000000 13.00000000 USD 2021-10-15 XXXX 55942.54000000 N N N Alamos Gold, Inc. 549300TDOX73YGYXE959 011532108 3041108.00000000 NS USD 24328864.00000000 1.068959176922 Long EC CORP CA N 1 N N N N/A N/A N/A -1000.00000000 NC -117967.70000000 -0.00518325292 N/A DE N/A N 1 Canadian Imperial Bank of Commerce 2IGI19DL77OX0HC3ZE78 Put Written Endeavour Mining Corp Endeavour Mining Corp. 100.00000000 22.00000000 CAD 2021-10-15 XXXX -14526.45000000 N N N N/A N/A N/A -1000.00000000 NC USD -25000.00000000 -0.00109844748 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Coeur Mining Inc Coeur Mining, Inc. 100.00000000 7.00000000 USD 2021-06-18 XXXX 76961.97000000 N N N Wheaton Precious Metals Corp. 549300XSFG5ZCGVYD886 962879102 864035.00000000 NS USD 35701926.20000000 1.568667638788 Long EC CORP CA N 1 N N N N/A N/A N/A -5000.00000000 NC USD -50000.00000000 -0.00219689496 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written AngloGold Ashanti Ltd AngloGold Ashanti Ltd. 100.00000000 30.00000000 USD 2021-07-16 XXXX 578807.25000000 N N N N/A N/A N/A -2191.00000000 NC USD -5477.50000000 -0.00024066984 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written McEwen Mining Inc McEwen Mining, Inc. 100.00000000 2.00000000 USD 2021-05-21 XXXX 33102.08000000 N N N Jervois Mining Ltd. 52990001DIVURT3JB972 N/A 1250000.00000000 NS 443115.03000000 0.019469543573 Long EC CORP AU N 2 N N N Evolution Mining Ltd. 254900BCFW5QO5LW8F27 N/A 26538806.00000000 NS 94029314.71000000 4.131450562548 Long EC CORP AU N 2 N N N N/A N/A N/A -1000.00000000 NC USD -37500.00000000 -0.00164767122 N/A DE N/A N 1 SUSQUEHANNA SECURITIES, LLC 549300RX9GZX8Y9IGJ81 Call Written Royal Gold Inc Royal Gold, Inc. 100.00000000 140.00000000 USD 2021-07-16 XXXX 75463.70000000 N N N Battle North Gold Corp. N/A 07160B106 2500956.00000000 NS USD 5352045.84000000 0.235157651256 Long EC CORP CA N 1 N N N Argonaut Gold, Inc. 54930043XCKI4E8EQR38 04016A101 1890769.00000000 NS 4153338.73000000 0.182488978946 Long EC CORP CA N 1 N N N N/A N/A N/A -1000.00000000 NC USD -10000.00000000 -0.00043937899 N/A DE N/A N 1 Nomura International PLC DGQCSV2PHVF7I2743539 Call Written New Gold Inc New Gold, Inc. 100.00000000 3.00000000 USD 2021-11-19 XXXX 6965.30000000 N N N MAG Silver Corp. 254900LGL904N7F3EL14 55903Q104 43522.00000000 NS USD 751189.72000000 0.033005698285 Long EC CORP CA N 1 N N N Sombrero Resources I N/A 83445U102 3028200.00000000 NS USD 1438395.00000000 0.063200054687 Long EC CORP CA N 3 N N N N/A N/A N/A -700.00000000 NC USD -73500.00000000 -0.00322943559 N/A DE N/A N 1 Nomura International PLC DGQCSV2PHVF7I2743539 Call Written Franco-Nevada Corp Franco-Nevada Corp. 100.00000000 160.00000000 USD 2021-07-16 XXXX 23094.53000000 N N N N/A N/A N/A -5000.00000000 NC USD -50000.00000000 -0.00219689496 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Call Written Harmony Gold Mining Co Ltd Harmony Gold Mining Co. Ltd. 100.00000000 8.00000000 USD 2021-08-20 XXXX 199165.87000000 N N N N/A N/A 48575L115 2500000.00000000 NS 732213.32000000 0.032171915132 N/A DE N/A N 1 Karora Resources Inc 549300S6PWY0YYVHMC70 Call Purchased Karora Resources Inc Karora Resources, Inc. 1.00000000 0.50000000 CAD 2021-09-21 XXXX 732213.31000000 N N N Newmont Goldcorp Corp. 549300VSP3RIX7FGDZ51 651639106 1930614.00000000 NS USD 120489619.74000000 5.294060780846 Long EC CORP US N 1 N N N B2Gold Corp. 549300F7OK456M5NLM05 11777Q209 9472000.00000000 NS USD 45465600.00000000 1.997662955174 Long EC CORP CA N 1 N N N Danimer Scientific, Inc. N/A 236272100 55000.00000000 NS USD 1405250.00000000 0.061743733014 Long EC CORP US N 1 N N N Skeena Resources Ltd. 549300DCWSQFVVZ21289 83056P806 5757344.00000000 NS 16768735.73000000 0.736783022173 Long EC CORP CA N 1 N N N Pan American Silver Corp. 549300MKTF5851TYIB83 697900132 2300100.00000000 NS USD 2024088.00000000 0.088934174752 Long EC CORP CA N 1 N N N SilverCrest Metals, Inc. 549300M4CUMXUHSXYQ10 828363101 3016667.00000000 NS 26137984.42000000 1.148448127787 Long EC CORP CA N 1 N N N Artemis Gold, Inc. N/A 04302L100 3520191.00000000 NS 16639392.84000000 0.731099967295 Long EC CORP CA N 1 N N N Gold Fields Ltd. 5299003KXIBJQYCBBD72 38059T106 10022241.00000000 NS USD 94008620.58000000 4.130541305947 Long EC CORP ZA N 1 N N N Bellevue Gold Ltd. N/A N/A 22733252.00000000 NS 16369081.16000000 0.719223039915 Long EC CORP AU N 2 N N N Franco-Nevada Corp. N/A 351858105 73000.00000000 NS USD 10164520.00000000 0.446607656362 Long EC CORP CA N 1 N N N Auteco Minerals Ltd. N/A N/A 16500000.00000000 NS 1131437.14000000 0.049712971140 Long EC CORP AU N 2 N N N Osisko Gold Royalties Ltd. 549300TJZTXZMPQ6K004 68827L101 2255339.00000000 NS USD 27244495.12000000 1.197065883517 Long EC CORP CA N 1 N N N N/A N/A N/A -5000.00000000 NC USD -130000.00000000 -0.00571192691 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Kinross Gold Corp Kinross Gold Corp. 100.00000000 7.00000000 USD 2021-05-21 XXXX 244813.09000000 N N N N/A N/A N/A -2000.00000000 NC USD -260000.00000000 -0.01142385382 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Sibanye Stillwater Ltd Sibanye Stillwater Ltd. 100.00000000 15.00000000 USD 2021-10-15 XXXX -34081.49000000 N N N Tudor Gold Corp. 549300SP8HCGINJ2B815 89901P107 1669068.00000000 NS 4032975.60000000 0.177200475859 Long EC CORP CA N 1 N N N Freeport-McMoRan, Inc. 549300IRDTHJQ1PVET45 35671D857 3000.00000000 NS USD 113130.00000000 0.004970694549 Long EC CORP US N 1 N N N Ascot Resources Ltd. 98450093855CEDA61B27 04364G106 6054053.00000000 NS 4334350.27000000 0.190442245766 Long EC CORP CA N 1 N N N Roxgold, Inc. 529900PUOD77B2C12763 779899202 6700000.00000000 NS 11119879.59000000 0.488584149839 Long EC CORP CA N 1 N N N Newcrest Mining Ltd. 5299006MN50OZJUJI655 N/A 954968.00000000 NS 19382316.80000000 0.851618284083 Long EC CORP AU N 2 N N N Royal Gold, Inc. 5493001NGRU6SFL04184 780287108 257000.00000000 NS USD 28748020.00000000 1.263127608315 Long EC CORP US N 1 N N N N/A N/A N/A -1200.00000000 NC USD -44400.00000000 -0.00195084272 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Newmont Corp Newmont Goldcorp Corp. 100.00000000 55.00000000 USD 2021-06-18 XXXX 142156.18000000 N N N N/A N/A N/A -1000.00000000 NC USD -7500.00000000 -0.00032953424 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written Sibanye Stillwater Ltd Sibanye Stillwater Ltd. 100.00000000 10.00000000 USD 2021-07-16 XXXX 39463.23000000 N N N Red 5 Ltd. 5299008TF8KHQ8CIQG34 N/A 38348043.00000000 NS 5469800.81000000 0.240331557272 Long EC CORP AU Y 2 N N N N/A N/A N/A -6000.00000000 NC USD -45000.00000000 -0.00197720546 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Call Written IAMGOLD Corp IAMGOLD Corp. 100.00000000 4.00000000 USD 2021-06-18 XXXX 230779.56000000 N N N Polyus PJSC 549300FUXVT7TF6ZKV71 73181M117 3000.00000000 NS USD 277950.00000000 0.012212539115 Long EC CORP RU N 1 N N N Perpetua Resources Corp. 529900BQBMS383SEPY05 714266103 285100.00000000 NS 2175680.75000000 0.095594841738 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC USD -700000.00000000 -0.03075652952 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Put Written MP Materials Corp MP Materials Corp. 100.00000000 30.00000000 USD 2021-06-18 XXXX -218601.28000000 N N N Wallbridge Mining Co. Ltd. 529900673NYHGC8RMA88 932397102 18714800.00000000 NS 9440000.00000000 0.414773769549 Long EC CORP CA N 1 N N N Centerra Gold, Inc. 549300K0HXTMP5JJ0E62 152006102 140000.00000000 NS 1291624.29000000 0.056751258009 Long EC CORP CA N 1 N N N Osino Resources Corp. 549300S6BIXSU8JYBB24 68828L100 7911551.00000000 NS 7981388.15000000 0.350685428942 Long EC CORP CA N 1 N N N N/A N/A 68828L126 1000000.00000000 NS 48651.51000000 0.002137645147 N/A DE N/A N 2 Osino Resources Corp 549300S6BIXSU8JYBB24 Call Purchased Osino Resources Corp Osino Resources Corp. 1.00000000 1.50000000 CAD 2022-01-30 XXXX 11707.52000000 N N N N/A N/A N/A -5000.00000000 NC USD -25000.00000000 -0.00109844748 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Alamos Gold Inc Alamos Gold, Inc. 100.00000000 12.50000000 USD 2021-06-18 XXXX 175942.54000000 N N N N/A N/A N/A -3000.00000000 NC USD -7500.00000000 -0.00032953424 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 100.00000000 USD 2021-05-21 XXXX 315932.73000000 N N N Kinross Gold Corp. 549300UEBMAQDN0K0R06 496902404 5095925.00000000 NS USD 35875312.00000000 1.576285846611 Long EC CORP CA N 1 N N N Agnico Eagle Mines Ltd. YGE0EUBRF7IJOB3QRX76 008474108 1361095.00000000 NS USD 84986771.80000000 3.734140222601 Long EC CORP CA N 1 N N N N/A N/A N/A -12398.00000000 NC USD -247960.00000000 -0.01089484151 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Gold Fields Ltd Gold Fields Ltd. 100.00000000 12.00000000 USD 2021-07-16 XXXX 495962.34000000 N N N Gran Colombia Gold Corp. 5493001GJ5TILX6L1F82 38501D808 1010000.00000000 NS 4223569.13000000 0.185574755191 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC -349835.25000000 -0.01537102599 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Put Written Centerra Gold Inc Centerra Gold, Inc. 100.00000000 13.00000000 CAD 2021-07-16 XXXX -191080.39000000 N N N IAMGOLD Corp. 254900E7II30XAB9LA72 450913108 5559000.00000000 NS USD 17399670.00000000 0.764504948604 Long EC CORP CA N 1 N N N Coeur Mining, Inc. 5493003AVK173D48DR70 192108504 1000000.00000000 NS USD 8080000.00000000 0.355018226479 Long EC CORP US N 1 N N N Wesdome Gold Mines Ltd. 529900DCBALMLHZPLR10 95083R100 6525800.00000000 NS 48101328.56000000 2.113471331269 Long EC CORP CA N 1 N N N N/A N/A 536216138 715515.00000000 NS 814.97000000 0.000035808069 N/A DE N/A N 2 Lion One Metals Ltd 5299006ERIP38PI1WO61 Call Purchased Lion One Metals Ltd Lion One Metals Ltd. 1.00000000 2.75000000 CAD 2021-08-21 XXXX 814.97000000 N N N N/A N/A N/A -5000.00000000 NC USD -55000.00000000 -0.00241658446 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Wheaton Precious Metals Corp Wheaton Precious Metals Corp. 100.00000000 55.00000000 USD 2021-06-18 XXXX 743433.49000000 N N N Ramelius Resources Ltd. 254900E44AIGW7KKNR98 N/A 25268612.00000000 NS 32833695.08000000 1.442643588620 Long EC CORP AU N 2 N N N Fiore Gold Ltd. 5493003BOSCBIVH8MV21 31810L108 3087482.00000000 NS 3139854.78000000 0.137958623192 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC -17898.55000000 -0.00078642468 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. RUC0QBLBRPRCU4W1NE59 Put Written Lundin Gold Inc Lundin Gold, Inc. 100.00000000 9.00000000 CAD 2021-07-16 XXXX 78488.67000000 N N N N/A N/A N/A -4000.00000000 NC USD -40000.00000000 -0.00175751597 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written SSR Mining Inc SSR Mining, Inc. 100.00000000 21.00000000 USD 2021-06-18 XXXX 625507.50000000 N N N Fury Gold Mines Ltd. 549300J7HGQZCNNOU191 36117T100 2835933.00000000 NS USD 3601634.91000000 0.158248272051 Long EC CORP CA N 1 N N N K92 Mining, Inc. 254900EA8H0X9FEVZU11 499113108 8603030.00000000 NS 56133344.67000000 2.466381246421 Long EC CORP CA N 1 N N N N/A N/A N/A -1000.00000000 NC -46780.30000000 -0.00205542811 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. RUC0QBLBRPRCU4W1NE59 Call Written Kirkland Lake Gold Ltd Kirkland Lake Gold Ltd. 100.00000000 54.00000000 CAD 2021-07-16 XXXX 42866.32000000 N N N Americas Gold & Silver Corp. 5493005AKGOT669Z4P51 03062D100 4089400.00000000 NS 8816588.70000000 0.387382386617 Long EC CORP CA N 1 N N N N/A N/A N/A -3000.00000000 NC -19525.69000000 -0.00085791780 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 549300LCO2FLSSVFFR64 Call Written Lundin Gold Inc Lundin Gold, Inc. 100.00000000 16.00000000 CAD 2021-07-16 XXXX 57720.82000000 N N N N/A N/A N/A -1000.00000000 NC USD -139000.00000000 -0.00610736800 N/A DE N/A N 1 Nomura International PLC DGQCSV2PHVF7I2743539 Put Written Pan American Silver Corp Pan American Silver Corp. 100.00000000 26.00000000 USD 2021-10-15 XXXX -16086.35000000 N N N N/A N/A N/A -1000.00000000 NC USD -85000.00000000 -0.00373472144 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Piedmont Lithium Ltd Piedmont Lithium Ltd. 100.00000000 35.00000000 USD 2021-08-20 XXXX 197890.63000000 N N N Montage Gold Corp. N/A 61178L101 1289457.00000000 NS 891704.39000000 0.039179617708 Long EC CORP CA N 2 N N N Alexco Resource Corp. 529900K3MN63IDNCWX87 01535P106 2790905.00000000 NS USD 7647079.70000000 0.335996617925 Long EC CORP CA N 1 N N N Karora Resources, Inc. 549300S6PWY0YYVHMC70 48575L206 6947777.00000000 NS 21536045.54000000 0.946248600616 Long EC CORP CA N 1 N N N Victoria Gold Corp. 549300VUIN6RQ5764L78 92625W507 785000.00000000 NS 8557946.55000000 0.376018193871 Long EC CORP CA N 1 N N N Westgold Resources Ltd. 2549003AMX9BL7CKBQ74 N/A 21394853.00000000 NS 35381357.98000000 1.554582544614 Long EC CORP AU N 2 N N N N/A N/A N/A -2000.00000000 NC USD -25000.00000000 -0.00109844748 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 55.00000000 USD 2021-05-21 XXXX 274171.34000000 N N N Minera Alamos, Inc. N/A 60283L105 11858743.00000000 NS 6271149.13000000 0.275541119074 Long EC CORP CA N 1 N N N Sandstorm Gold Ltd. 549300QWJPV45VQF1B33 80013R206 3969055.00000000 NS USD 29450388.10000000 1.293988187176 Long EC CORP CA N 1 N N N De Grey Mining Ltd. 529900MOX6JOKGFAYY28 N/A 59907305.00000000 NS 66968886.24000000 2.942472180966 Long EC CORP AU N 2 N N N N/A N/A N/A -6000.00000000 NC USD -6000.00000000 -0.00026362739 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Kinross Gold Corp Kinross Gold Corp. 100.00000000 10.00000000 USD 2021-05-21 XXXX 239780.22000000 N N N AngloGold Ashanti Ltd. 378900EF3BA9A5F42A59 035128206 4985100.00000000 NS USD 102593358.00000000 4.507736634368 Long EC CORP ZA N 1 N N N N/A N/A N/A -7600.00000000 NC USD -1425000.00000000 -0.06261150652 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Call Written Turquoise Hill Resources Ltd Turquoise Hill Resources Ltd. 100.00000000 17.00000000 USD 2021-06-18 XXXX -386470.78000000 N N N Lion One Metals Ltd. 5299006ERIP38PI1WO61 536216104 7535842.00000000 NS 7479743.92000000 0.328644235271 Long EC CORP CA N 1 N N N Abaxx Technologies, Inc. 5299002EIVMNJ21B5K89 00258V100 9109.00000000 NS 28902.17000000 0.001269900635 Long EC CORP CA N 1 N N N Northern Star Resources Ltd. 254900XFXCRYYZAX6M78 665734109 13548895.00000000 NS 108708300.19000000 4.776414348640 Long EC CORP AU N 2 N N N GT Gold Corp. 529900ABSHZCT64MGB73 36251Y105 6302188.00000000 NS 16612365.55000000 0.729912444948 Long EC CORP CA N 1 N N N Ivanhoe Mines Ltd. 5299006XZISURYIA4G32 46579R104 7525346.00000000 NS 53081194.17000000 2.332276165052 Long EC CORP CA N 1 N N N N/A N/A N/A -3000.00000000 NC USD -15000.00000000 -0.00065906848 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Call Written Coeur Mining Inc Coeur Mining, Inc. 100.00000000 14.00000000 USD 2021-06-18 XXXX 252986.84000000 N N N Adventus Mining Corp. 984500FDE0C970CA3F46 00791E102 4701058.00000000 NS 4168859.15000000 0.183170913598 Long EC CORP CA N 1 N N N N/A N/A N/A -4004.00000000 NC USD -44044.00000000 -0.00193520083 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Call Written Hecla Mining Co Hecla Mining Co. 100.00000000 8.00000000 USD 2021-06-18 XXXX 152108.86000000 N N N N/A N/A N/A -2000.00000000 NC USD -90000.00000000 -0.00395441093 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written MAG Silver Corp MAG Silver Corp. 100.00000000 15.00000000 USD 2021-06-18 XXXX 162175.06000000 N N N Silver Lake Resources Ltd. 254900Z1BWS584OIKJ61 N/A 18881900.00000000 NS 25172336.92000000 1.106019605157 Long EC CORP AU N 2 N N N N/A N/A N/A -3000.00000000 NC USD -352500.00000000 -0.01548810950 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Put Written SSR Mining Inc SSR Mining, Inc. 100.00000000 16.00000000 USD 2021-06-18 XXXX 84803.02000000 N N N N/A N/A N/A -5000.00000000 NC -294919.25000000 -0.01295813231 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 2IGI19DL77OX0HC3ZE78 Call Written Endeavour Mining Corp Endeavour Mining Corp. 100.00000000 32.00000000 CAD 2021-10-15 XXXX 363562.34000000 N N N N/A N/A N/A -3000.00000000 NC USD -277500.00000000 -0.01219276706 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Eldorado Gold Corp Eldorado Gold Corp. 100.00000000 10.00000000 USD 2021-07-16 XXXX 70521.82000000 N N N N/A N/A N/A -2000.00000000 NC USD -230000.00000000 -0.01010571684 N/A DE N/A N 1 BARCLAYS CAPITAL INC. 549300HN4UKV1E2R3U73 Put Written AngloGold Ashanti Ltd AngloGold Ashanti Ltd. 100.00000000 20.00000000 USD 2021-07-16 XXXX 143923.60000000 N N N N/A N/A N/A -3000.00000000 NC USD -172500.00000000 -0.00757928763 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written B2Gold Corp B2Gold Corp. 100.00000000 5.00000000 USD 2021-07-16 XXXX 6608.86000000 N N N Pure Gold Mining, Inc. 529900OFY0IOQSQ5B077 74624E100 21194712.00000000 NS 21554236.67000000 0.947047880655 Long EC CORP CA N 1 N N N Lynas Corp. Ltd. 529900SGT9M1FJPXXI35 N/A 330000.00000000 NS 1394625.74000000 0.061276925348 Long EC CORP AU N 2 N N N Sierra Metals, Inc. 9676001YCHZE7AT8VA50 82639W106 2610618.00000000 NS 9196579.70000000 0.404078392916 Long EC CORP CA N 1 N N N Battle North Gold Corp. N/A 07160B106 440000.00000000 NS 937883.90000000 0.041208648368 Long EC CORP CA N 1 N N N Novagold Resources, Inc. 529900587LVZTJ2BHS60 66987E206 310000.00000000 NS USD 2786900.00000000 0.122450531605 Long EC CORP CA N 1 N N N Novo Resources Corp. N/A 67010B102 1210000.00000000 NS 2274010.50000000 0.099915244394 Long EC CORP CA N 1 N N N SolGold PLC 213800HGFADQBMIEVI76 N/A 19700000.00000000 NS 7957979.77000000 0.349656913898 Long EC CORP GB N 2 N N N N/A N/A N/A -3000.00000000 NC USD -48000.00000000 -0.00210901916 N/A DE N/A N 1 BARCLAYS CAPITAL INC. 549300HN4UKV1E2R3U73 Put Written Hecla Mining Co Hecla Mining Co. 100.00000000 5.00000000 USD 2021-06-18 XXXX 136889.54000000 N N N Freegold Ventures Ltd. 5493007YVOKHJP7J0X86 356455204 3400000.00000000 NS 1936297.44000000 0.085076841965 Long EC CORP CA N 1 N N N Invesco Liquid Assets Portfolio 549300DC1W0JSX3QRC47 825252729 1326420.67600000 NS USD 1326951.24000000 0.058303449981 Long STIV RF US N 1 N N N N/A N/A 68828L910 160000.00000000 NS 49777.49000000 0.002187118343 N/A DE N/A N 2 Osino Resources Corp 549300S6BIXSU8JYBB24 Call Purchased Osino Resources Corp Osino Resources Corp. 1.00000000 0.00000000 CAD 2022-01-30 XXXX 49777.47000000 N N N Polymetal International PLC 213800JKJ5HJWYS4GR61 N/A 165000.00000000 NS 3407086.50000000 0.149700223600 Long EC CORP JE N 2 N N N N/A N/A N/A -4000.00000000 NC USD -140000.00000000 -0.00615130590 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Put Written New Gold Inc New Gold, Inc. 100.00000000 2.00000000 USD 2021-05-21 XXXX 34284.20000000 N N N SSR Mining, Inc. 549300JD2KR7AB9DYJ38 784730103 1730333.00000000 NS USD 27443081.38000000 1.205791346615 Long EC CORP CA N 1 N N N Zhaojin Mining Industry Co. Ltd. 3003007KU2DRDX06PN04 N/A 19870000.00000000 NS 17997015.72000000 0.790751064706 Long EC CORP CN N 2 N N N Pantoro Ltd. 254900ZMQXTNJJIP4K51 N/A 24458979.00000000 NS 3946169.68000000 0.173386406086 Long EC CORP AU N 2 N N N N/A N/A N/A -1000.00000000 NC USD -120000.00000000 -0.00527254791 N/A DE N/A N 1 SUSQUEHANNA SECURITIES, LLC 549300RX9GZX8Y9IGJ81 Put Written Turquoise Hill Resources Ltd Turquoise Hill Resources Ltd. 100.00000000 13.00000000 USD 2021-12-17 XXXX -12036.27000000 N N N McEwen Mining, Inc. 5493000FX50GEWAF3U70 58039P107 5050000.00000000 NS USD 6060000.00000000 0.266263669859 Long EC CORP US N 1 N N N Yamana Gold, Inc. 54930002VY22NXG01418 98462Y100 530000.00000000 NS USD 2432700.00000000 0.106887727667 Long EC CORP CA N 1 N N N N/A N/A N/A -18000.00000000 NC USD -2295000.00000000 -0.10083747893 N/A DE N/A N 1 BARCLAYS CAPITAL INC. 549300HN4UKV1E2R3U73 Call Written Sibanye Stillwater Ltd Sibanye Stillwater Ltd. 100.00000000 20.00000000 USD 2021-07-16 XXXX 212784.90000000 N N N Great Bear Resources Ltd. 2549000RUH5SDJMHDI59 390143709 1653515.00000000 NS 19694471.46000000 0.865333704105 Long EC CORP CA N 1 N N N Vulcan Energy Resources Ltd. 8945006OYFHQ9HE4XE54 N/A 820000.00000000 NS 5241420.09000000 0.230296988191 Long EC CORP AU N 2 N N N Orla Mining Ltd. 529900DU63EUQ1UZKL30 68634K106 960000.00000000 NS 3459952.00000000 0.152023022616 Long EC CORP CA N 1 N N N First Quantum Minerals Ltd. 549300I7UVBGWRYMYZ18 335934105 2000.00000000 NS 46096.90000000 0.002025400951 Long EC CORP CA N 1 N N N Pretium Resources, Inc. N/A 74139C102 1220000.00000000 NS 12813895.78000000 0.563015662636 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC -8135.70000000 -0.00035746556 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Call Written Wesdome Gold Mines Ltd Wesdome Gold Mines Ltd. 100.00000000 12.00000000 CAD 2021-07-16 XXXX 51971.86000000 N N N N/A N/A N/A -1000.00000000 NC USD -35000.00000000 -0.00153782647 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Call Written Sandstorm Gold Ltd Sandstorm Gold Ltd. 100.00000000 9.00000000 USD 2021-09-17 XXXX 19963.06000000 N N N N/A N/A N/A -6098.00000000 NC USD -426860.00000000 -0.01875533170 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Put Written McEwen Mining Inc McEwen Mining, Inc. 100.00000000 2.00000000 USD 2021-05-21 XXXX 125922.54000000 N N N Equinox Gold Corp. 5493005IN4V1SNP9PN75 29446Y502 3427278.00000000 NS USD 27726679.02000000 1.218252031167 Long EC CORP CA N 1 N N N OceanaGold Corp. 549300CBMSE8I9N3E232 675222103 10890300.00000000 NS 18163051.70000000 0.798046336879 Long EC CORP CA N 1 N N N Sunrise Energy Metals Ltd. 529900AYAT2TIC68VA49 N/A 73176.00000000 NS 125171.95000000 0.005499792536 Long EC CORP AU N 2 N N N N/A N/A N/A -2000.00000000 NC -52882.07000000 -0.00232352706 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 549300LCO2FLSSVFFR64 Call Written Dundee Precious Metals Inc Dundee Precious Metals, Inc. 100.00000000 11.00000000 CAD 2021-10-15 XXXX 39966.21000000 N N N N/A N/A N/A -1500.00000000 NC USD -1147500.00000000 -0.05041873946 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Put Written Danimer Scientific Inc Danimer Scientific, Inc. 100.00000000 30.00000000 USD 2021-08-20 XXXX -652231.31000000 N N N N/A N/A N/A -1000.00000000 NC USD -150500.00000000 -0.00661265384 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written Newmont Corp Newmont Goldcorp Corp. 100.00000000 50.00000000 USD 2021-12-17 XXXX 18553.42000000 N N N Galway Metals, Inc. N/A 364585406 1030000.00000000 NS 788117.80000000 0.034628240546 Long EC CORP CA N 3 N N N N/A N/A N/A -4000.00000000 NC USD -130000.00000000 -0.00571192691 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Sibanye Stillwater Ltd Sibanye Stillwater Ltd. 100.00000000 25.00000000 USD 2021-07-16 XXXX 282807.88000000 N N N Chalice Gold Mines Ltd. 5299008IXHWMQDOE1437 N/A 12931692.00000000 NS 68590972.04000000 3.013743223529 Long EC CORP AU N 2 N N N E2 Metals Ltd. N/A N/A 577749.00000000 NS 137145.80000000 0.006025898352 Long EC CORP AU N 2 N N N Tier One Silver, Inc. N/A 88651M108 3028200.00000000 NS USD 1438395.00000000 0.063200054687 Long EC CORP CA N 3 N N N Alkane Resources Ltd. 529900R65IIVLPW4ZS42 N/A 10380000.00000000 NS 5877232.38000000 0.258233244573 Long EC CORP AU N 2 N N N Hecla Mining Co. 5493009Y6HOBZD1QD537 422704106 730000.00000000 NS USD 4314300.00000000 0.189561279022 Long EC CORP US N 1 N N N Endeavour Mining Corp. 529900R1F0JCJDI3A443 G3040R158 1726122.00000000 NS 35936591.94000000 1.578978358445 Long EC CORP KY N 1 N N N N/A N/A N/A -3000.00000000 NC -61017.78000000 -0.00268099307 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 549300LCO2FLSSVFFR64 Put Written Wesdome Gold Mines Ltd Wesdome Gold Mines Ltd. 100.00000000 8.00000000 CAD 2021-07-16 XXXX 48960.59000000 N N N Gatos Silver, Inc. N/A 368036109 130000.00000000 NS USD 1492400.00000000 0.065572920940 Long EC CORP US N 1 N N N Calibre Mining Corp. N/A 13000C205 5662717.00000000 NS 9260107.53000000 0.406869672315 Long EC CORP CA N 1 N N N Galway Metals, Inc. N/A 364585208 5083625.00000000 NS 4094527.72000000 0.179904946710 Long EC CORP CA N 1 N N N N/A N/A N/A -1000.00000000 NC -12203.56000000 -0.00053619879 N/A DE N/A N 1 Canadian Imperial Bank of Commerce 2IGI19DL77OX0HC3ZE78 Call Written Kirkland Lake Gold Ltd Kirkland Lake Gold Ltd. 100.00000000 62.00000000 CAD 2021-07-16 XXXX 109032.42000000 N N N Solaris Resources, Inc. N/A 83419D201 601200.00000000 NS 4866729.04000000 0.213833850561 Long EC CORP CA N 1 N N N MP Materials Corp. N/A 553368101 244000.00000000 NS USD 7329760.00000000 0.322054256895 Long EC CORP US N 1 N N N N/A N/A N/A -1000.00000000 NC USD -75000.00000000 -0.00329534244 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 80.00000000 USD 2021-09-17 XXXX 55022.42000000 N N N Greatland Gold PLC 213800KMN7LDF4VRPQ10 N/A 1000000.00000000 NS 303846.08000000 0.013350358470 Long EC CORP GB N 2 N N N Torex Gold Resources, Inc. 549300QL07027186GQ85 891054603 2500000.00000000 NS 30264817.15000000 1.329772488775 Long EC CORP CA N 1 N N N Pan American Silver Corp. 549300MKTF5851TYIB83 697900108 811000.00000000 NS USD 25806020.00000000 1.133862308525 Long EC CORP CA N 1 N N N N/A N/A N/A -4000.00000000 NC USD -10000.00000000 -0.00043937899 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Equinox Gold Corp Equinox Gold Corp. 100.00000000 17.50000000 USD 2021-07-16 XXXX 133113.94000000 N N N N/A N/A N/A -4000.00000000 NC USD -84000.00000000 -0.00369078354 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Put Written Wheaton Precious Metals Corp Wheaton Precious Metals Corp. 100.00000000 35.00000000 USD 2021-06-18 XXXX 685546.31000000 N N N N/A N/A N/A -1000.00000000 NC USD -122000.00000000 -0.00536042371 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Freeport-McMoRan Inc Freeport-McMoRan, Inc. 100.00000000 27.00000000 USD 2021-11-19 XXXX 18963.56000000 N N N N/A N/A N/A -2000.00000000 NC USD -238000.00000000 -0.01045722003 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Call Written Newmont Corp Newmont Goldcorp Corp. 100.00000000 80.00000000 USD 2021-12-17 XXXX 194926.35000000 N N N Integra Resources Corp. 529900MC191X8CY3P306 45826T301 424579.00000000 NS 1322977.32000000 0.058128844284 Long EC CORP CA N 1 N N N N/A N/A N/A -4000.00000000 NC USD -150000.00000000 -0.00659068489 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Equinox Gold Corp Equinox Gold Corp. 100.00000000 7.50000000 USD 2021-07-16 XXXX 45470.78000000 N N N New Found Gold Corp. N/A 64440N103 610000.00000000 NS 3339950.37000000 0.146750403079 Long EC CORP CA N 1 N N N Eldorado Gold Corp. 5493004PWQ01YDD1IH62 284902509 2451502.00000000 NS USD 24196324.74000000 1.063135680260 Long EC CORP CA N 1 N N N 2021-05-30 AIM Sector Funds (Invesco Sector Funds) Sheri Morris Sheri Morris President