0001752724-19-206105.txt : 20191230
0001752724-19-206105.hdr.sgml : 20191230
20191230161248
ACCESSION NUMBER: 0001752724-19-206105
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191031
FILED AS OF DATE: 20191230
PERIOD START: 20200430
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
CENTRAL INDEX KEY: 0000725781
IRS NUMBER: 840933032
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-03826
FILM NUMBER: 191316771
BUSINESS ADDRESS:
STREET 1: 11 GREENWAY PLAZA
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 7136261919
MAIL ADDRESS:
STREET 1: 11 GREENWAY PLAZA
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77046
FORMER COMPANY:
FORMER CONFORMED NAME: AIM SECTOR FUNDS
DATE OF NAME CHANGE: 20031126
FORMER COMPANY:
FORMER CONFORMED NAME: AIM SECTOR FUNDS INC
DATE OF NAME CHANGE: 20031001
FORMER COMPANY:
FORMER CONFORMED NAME: INVESCO SECTOR FUNDS INC
DATE OF NAME CHANGE: 19990330
0000725781
S000064611
Invesco Oppenheimer Gold & Special Minerals Fund
C000209135
Class C
C000209136
Class R
C000209137
Class Y
C000209138
Class R5
C000209139
Class R6
C000209140
Class A
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000725781
XXXXXXXX
S000064611
C000209136
C000209135
C000209140
C000209137
C000209138
C000209139
AIM Sector Funds (Invesco Sector Funds)
811-03826
0000725781
C791731MUP758KD8DB31
11 Greenway Plaza
Suite 1000
Houston
77046-1173
800-959-4246
Invesco Oppenheimer Gold & Special Minerals Fund
S000064611
549300I32CQZQZLQAH71
2020-04-30
2019-10-31
N
1287503911.43
10789136.74
1276714774.69
0.00000000
72195.47000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
3513092.50000000
N
ALAMOS GOLD INC AGI
549300TDOX73YGYXE959
ALAMOS GOLD INC AGI
011532108
2195000.00000000
NS
USD
11940800.00000000
0.935275461420
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
ROYAL NICKEL CORP -CW21 RNX-W
780357166
2500000.00000000
NS
265735.33000000
0.020813993482
N/A
DE
N/A
N
1
Royal Nickel Corp
549300S6PWY0YYVHMC70
Call
Purchased
Royal Nickel Corp
Royal Nickel Corp.
1.00000000
0.50000000
CAD
2021-09-21
XXXX
0.00000000
N
N
N
Gran Colombia Gold Corp.
5493001GJ5TILX6L1F82
Gran Colombia Gold Corp.
38501D808
120000.00000000
NS
460101.74000000
0.036037942782
Long
EC
CORP
CA
N
1
N
N
N
Shandong Gold Mining Co., Ltd.
300300KC2K8BC07OSV77
Shandong Gold Mining Co., Ltd., Class H
N/A
6800000.00000000
NS
16292711.31000000
1.276143398117
Long
EC
CORP
CN
Y
2
N
N
N
Wheaton Precious Metals Corp.
549300XSFG5ZCGVYD886
Wheaton Precious Metals Corp.
962879102
659000.00000000
NS
USD
18498130.00000000
1.448885089035
Long
EC
CORP
CA
N
1
N
N
N
Perenti Global Ltd.
25490044GUNE4S2E6K11
Perenti Global Ltd.
N/A
65634.00000000
NS
102831.11000000
0.008054352627
Long
EC
CORP
AU
N
2
N
N
N
Centerra Gold, Inc.
549300K0HXTMP5JJ0E62
Centerra Gold, Inc.
152006102
2236000.00000000
NS
19064824.24000000
1.493271999192
Long
EC
CORP
CA
N
1
N
N
N
Pan American Silver Corp.
549300MKTF5851TYIB83
Pan American Silver Corp.
697900108
611000.00000000
NS
USD
10417550.00000000
0.815965335916
Long
EC
CORP
CA
N
1
N
N
N
Golden Star Resources Ltd.
549300NSWNLPBZ2XTO69
Golden Star Resources Ltd.
38119T807
5115532.00000000
NS
USD
17392808.80000000
1.362309667343
Long
EC
CORP
CA
N
1
N
N
N
Wesdome Gold Mines Ltd.
529900DCBALMLHZPLR10
Wesdome Gold Mines Ltd.
95083R100
5145100.00000000
NS
31446401.18000000
2.463071768526
Long
EC
CORP
CA
N
1
N
N
N
Sandvik AB
5299008ZUAXN43LVZF54
Sandvik AB
N/A
515000.00000000
NS
9090984.36000000
0.712060715535
Long
EC
CORP
SE
N
2
N
N
N
OceanaGold Corp.
549300CBMSE8I9N3E232
OceanaGold Corp., CDI
N/A
90000.00000000
NS
216276.04000000
0.016940043640
Long
EC
CORP
CA
N
2
N
N
N
Royal Nickel Corp.
549300S6PWY0YYVHMC70
Royal Nickel Corp.
780357109
18850000.00000000
NS
5510022.02000000
0.431578151144
Long
EC
CORP
CA
N
1
N
N
N
AMG Advanced Metallurgical Group N.V.
5493006MN6OH67U2YI74
AMG Advanced Metallurgical Group N.V.
N/A
367000.00000000
NS
9062007.44000000
0.709791068424
Long
EC
CORP
NL
N
2
N
N
N
Pilbara Minerals Ltd.
5299000VV1CZVF5K9C16
Pilbara Minerals Ltd.
N/A
6210000.00000000
NS
1375544.12000000
0.107740910285
Long
EC
CORP
AU
N
2
N
N
N
Metals X Ltd.
549300PYQIA9NE598013
Metals X Ltd.
N/A
4190000.00000000
NS
488759.49000000
0.038282590574
Long
EC
CORP
AU
N
2
N
N
N
ARTEMIS GOLD INC
N/A
ARTEMIS GOLD INC
04302L100
394000.00000000
NS
349996.20000000
0.027413812931
Long
EC
CORP
CA
N
1
N
N
N
K92 Mining, Inc.
254900EA8H0X9FEVZU11
K92 Mining, Inc.
499113108
8220000.00000000
NS
14042213.95000000
1.099870873931
Long
EC
CORP
CA
N
1
N
N
N
Koza Altin Isletmeleri AS
N/A
Koza Altin Isletmeleri AS
N/A
1582028.00000000
NS
19463701.90000000
1.524514502836
Long
EC
CORP
TR
N
2
N
N
N
Independence Group NL
2549005DZO8VGXM5QN07
Independence Group NL
N/A
1890000.00000000
NS
8281704.90000000
0.648673068110
Long
EC
CORP
AU
N
2
N
N
N
Fresnillo PLC
549300JXWH1UV5J0XV81
Fresnillo PLC
N/A
590000.00000000
NS
5435016.78000000
0.425703288451
Long
EC
CORP
GB
N
2
N
N
N
Roxgold, Inc.
529900PUOD77B2C12763
Roxgold, Inc.
779899202
6010000.00000000
NS
4426163.54000000
0.346683819107
Long
EC
CORP
CA
N
1
N
N
N
SSR Mining, Inc.
549300JD2KR7AB9DYJ38
SSR Mining, Inc.
784730103
1086000.00000000
NS
USD
16061940.00000000
1.258067997521
Long
EC
CORP
CA
N
1
N
N
N
Newcrest Mining Ltd.
5299006MN50OZJUJI655
Newcrest Mining Ltd.
N/A
90147.00000000
NS
1968860.77000000
0.154213048131
Long
EC
CORP
AU
N
2
N
N
N
Tomra Systems ASA
549300J726JCFJU3VT89
Tomra Systems ASA
N/A
20000.00000000
NS
538486.21000000
0.042177487147
Long
EC
CORP
NO
N
1
N
N
N
Largo Resources Ltd.
549300DNLDBZOCZKIM08
Largo Resources Ltd.
517103404
1590000.00000000
NS
1593500.87000000
0.124812597268
Long
EC
CORP
CA
N
1
N
N
N
Real Gold Mining Ltd.
N/A
Real Gold Mining Ltd.
N/A
10400000.00000000
NS
0.00000000
0.000000
Long
EC
CORP
KY
N
3
N
N
N
Pretium Resources, Inc.
N/A
Pretium Resources, Inc.
74139C102
647000.00000000
NS
6518631.84000000
0.510578554366
Long
EC
CORP
CA
N
1
N
N
N
Silver Lake Resources Ltd.
254900Z1BWS584OIKJ61
Silver Lake Resources Ltd.
N/A
14980000.00000000
NS
12106878.89000000
0.948283761573
Long
EC
CORP
AU
N
2
N
N
N
Pan American Silver Corp.
549300MKTF5851TYIB83
Pan American Silver Corp., Rts. Expiring 02/22/2029
697900132
2300100.00000000
NS
USD
0.00000000
0.000000
Long
EC
CORP
CA
N
3
N
N
N
Eldorado Gold Corp.
5493004PWQ01YDD1IH62
Eldorado Gold Corp.
284902509
2780702.00000000
NS
USD
23413510.84000000
1.833887357157
Long
EC
CORP
CA
N
1
N
N
N
Invesco Government & Agency Portfolio
5493007T1J7WZ5QI1A47
Invesco Government & Agency Portfolio, Institutional Class
825252885
15612922.00000000
NS
USD
15612922.29000000
1.222898222807
Long
STIV
RF
US
N
1
N
N
N
N/A
549300J7HGQZCNNOU191
AURYN RESOURCES INC AUG
05208W108
50000.00000000
NS
USD
74000.00000000
0.005796126234
Long
EC
CORP
CA
N
1
N
N
N
Franco-Nevada Corp.
N/A
Franco-Nevada Corp.
351858105
204000.00000000
NS
USD
19781880.00000000
1.549436130305
Long
EC
CORP
CA
N
1
N
N
N
Teranga Gold Corp.
549300GNFZCBV9864W15
Teranga Gold Corp.
880797204
1510000.00000000
NS
6110621.82000000
0.478620749218
Long
EC
CORP
CA
N
1
N
N
N
Polyus PJSC
549300FUXVT7TF6ZKV71
Polyus PJSC, GDR
73181M117
2000.00000000
NS
USD
116573.40000000
0.009130731648
Long
EC
CORP
RU
Y
2
N
N
N
Evolution Mining Ltd.
254900BCFW5QO5LW8F27
Evolution Mining Ltd.
N/A
20033732.00000000
NS
57878823.47000000
4.533418475089
Long
EC
CORP
AU
N
2
N
N
N
Ivanhoe Mines Ltd.
5299006XZISURYIA4G32
Ivanhoe Mines Ltd., Class A
46579R104
18930000.00000000
NS
46998025.97000000
3.681168801497
Long
EC
CORP
CA
N
1
N
N
N
AngloGold Ashanti Ltd.
378900EF3BA9A5F42A59
AngloGold Ashanti Ltd., ADR
035128206
1723000.00000000
NS
USD
38043840.00000000
2.979822960789
Long
EC
CORP
ZA
N
1
N
N
N
Ferroglobe PLC
2138005GCFJACFTZUD90
Ferroglobe PLC
G33856108
1320000.00000000
NS
USD
816024.00000000
0.063915920468
Long
EC
CORP
GB
N
1
N
N
N
Barrick Gold Corp.
0O4KBQCJZX82UKGCBV73
Barrick Gold Corp.
067901108
3831470.00000000
NS
USD
66514319.20000000
5.209802574435
Long
EC
CORP
CA
N
1
N
N
N
Trevali Mining Corp.
5493002WHMZNAEQSTU97
Trevali Mining Corp.
89531J109
23149500.00000000
NS
3603103.41000000
0.282216786507
Long
EC
CORP
CA
N
1
N
N
N
Highland Gold Mining Ltd.
213800QQFH2CBTW5BX79
Highland Gold Mining Ltd.
N/A
3285000.00000000
NS
8702559.81000000
0.681636962501
Long
EC
CORP
JE
N
2
N
N
N
Ramelius Resources Ltd.
254900E44AIGW7KKNR98
Ramelius Resources Ltd.
N/A
7970000.00000000
NS
7009150.09000000
0.548998901630
Long
EC
CORP
AU
N
2
N
N
N
Polymetal International PLC
213800JKJ5HJWYS4GR61
Polymetal International PLC
N/A
1246000.00000000
NS
20452253.60000000
1.601943833145
Long
EC
CORP
JE
N
2
N
N
N
Lion One Metals Ltd.
5299006ERIP38PI1WO61
Lion One Metals Ltd.
536216104
781500.00000000
NS
551814.59000000
0.043221446241
Long
EC
CORP
CA
N
1
N
N
N
Harmony Gold Mining Co. Ltd.
378900986D05F0C29811
Harmony Gold Mining Co. Ltd., ADR
413216300
4120000.00000000
NS
USD
14337600.00000000
1.123007290605
Long
EC
CORP
ZA
N
1
N
N
N
ADVENTUS MINING CORP ADZN
N/A
ADVENTUS MINING CORP ADZN
00791E102
2000000.00000000
NS
1579227.09000000
0.123694588745
Long
EC
CORP
CA
N
1
N
N
N
Bushveld Minerals Ltd.
213800GX3IGYRET8ZE57
Bushveld Minerals Ltd.
N/A
7400000.00000000
NS
2108091.63000000
0.165118448677
Long
EC
CORP
GG
N
2
N
N
N
Continental Gold, Inc.
5493008JZGSMC21N8505
Continental Gold, Inc.
21146A108
5570000.00000000
NS
17761749.30000000
1.391207312088
Long
EC
CORP
CA
N
1
N
N
N
GrafTech International Ltd.
549300GY32W00XP57351
GrafTech International Ltd.
384313508
950000.00000000
NS
USD
11476000.00000000
0.898869522582
Long
EC
CORP
US
N
1
N
N
N
Dacian Gold Ltd.
213800ENTL8AJ6YPZX87
Dacian Gold Ltd.
N/A
11540000.00000000
NS
11876445.16000000
0.930234802278
Long
EC
CORP
AU
N
2
N
N
N
Westgold Resources Ltd.
2549003AMX9BL7CKBQ74
Westgold Resources Ltd.
N/A
11688294.00000000
NS
19203699.70000000
1.504149562666
Long
EC
CORP
AU
N
2
N
N
N
Lundin Gold, Inc.
549300ZOV16K515FC525
Lundin Gold, Inc.
550371108
2279600.00000000
NS
13673099.99000000
1.070959642753
Long
EC
CORP
CA
N
1
N
N
N
SilverCrest Metals, Inc.
549300M4CUMXUHSXYQ10
SilverCrest Metals, Inc.
828363101
2370000.00000000
NS
13585528.81000000
1.064100539864
Long
EC
CORP
CA
N
1
N
N
N
Resolute Mining Ltd.
254900MP8JONT590XY28
Resolute Mining Ltd.
N/A
11350000.00000000
NS
9683790.77000000
0.758492888307
Long
EC
CORP
AU
N
2
N
N
N
Saracen Mineral Holdings Ltd.
254900SQ035N7AB62C07
Saracen Mineral Holdings Ltd.
N/A
7750000.00000000
NS
20344502.26000000
1.593504098434
Long
EC
CORP
AU
N
2
N
N
N
Bellevue Gold Ltd.
N/A
Bellevue Gold Ltd.
N/A
11508772.00000000
NS
4369898.51000000
0.342276802668
Long
EC
CORP
AU
N
2
N
N
N
TMAC Resources, Inc.
549300OXTLJJ4P2SG150
TMAC Resources, Inc.
872577101
1360000.00000000
NS
4202566.24000000
0.329170330234
Long
EC
CORP
CA
Y
1
N
N
N
Dundee Precious Metals, Inc.
549300LATVTU0EIUMD45
Dundee Precious Metals, Inc.
265269209
2100000.00000000
NS
7318350.92000000
0.573217375178
Long
EC
CORP
CA
N
1
N
N
N
OceanaGold Corp.
549300CBMSE8I9N3E232
OceanaGold Corp.
675222103
4320000.00000000
NS
10364588.87000000
0.811817100849
Long
EC
CORP
CA
N
1
N
N
N
Northern Star Resources Ltd.
254900XFXCRYYZAX6M78
Northern Star Resources Ltd.
665734109
9840562.00000000
NS
67471747.41000000
5.284794125327
Long
EC
CORP
AU
N
2
N
N
N
Red 5 Ltd.
5299008TF8KHQ8CIQG34
Red 5 Ltd.
N/A
7100000.00000000
NS
1364755.14000000
0.106895852312
Long
EC
CORP
AU
N
2
N
N
N
Jiangxi Ganfeng Lithium Co., Ltd.
3003006BE6UOHWEOOR42
Jiangxi Ganfeng Lithium Co., Ltd.
N/A
4400000.00000000
NS
7992047.93000000
0.625985387530
Long
EC
CORP
CN
Y
2
N
N
N
Gold Fields Ltd.
5299003KXIBJQYCBBD72
Gold Fields Ltd., ADR
38059T106
5790000.00000000
NS
USD
35782200.00000000
2.802677677846
Long
EC
CORP
ZA
N
1
N
N
N
Liberty Gold Corp.
549300DY25855R7ZV117
Liberty Gold Corp.
53056H104
867000.00000000
NS
599020.58000000
0.046918904039
Long
EC
CORP
CA
N
1
N
N
N
First Quantum Minerals Ltd.
549300I7UVBGWRYMYZ18
First Quantum Minerals Ltd.
335934105
2706200.00000000
NS
22868427.61000000
1.791193151622
Long
EC
CORP
CA
N
1
N
N
N
OSINO RESOURCES CORP OSI
549300S6BIXSU8JYBB24
OSINO RESOURCES CORP OSI
68828L100
1440000.00000000
NS
819983.30000000
0.064226036719
Long
EC
CORP
CA
N
1
N
N
N
Sibanye Gold Ltd.
378900B37FC0F94CE967
Sibanye Gold Ltd., ADR
825724206
2790000.00000000
NS
USD
21343500.00000000
1.671751625587
Long
EC
CORP
ZA
N
1
N
N
N
ERO Copper Corp.
549300KL8A21SEIO8I47
ERO Copper Corp.
296006109
1168000.00000000
NS
14596674.51000000
1.143299568499
Long
EC
CORP
CA
N
1
N
N
N
Novo Resources Corp.
N/A
Novo Resources Corp.
67010B102
900000.00000000
NS
1797130.06000000
0.140762063354
Long
EC
CORP
CA
N
1
N
N
N
Agnico Eagle Mines Ltd.
YGE0EUBRF7IJOB3QRX76
Agnico Eagle Mines Ltd.
008474108
739000.00000000
NS
USD
45426330.00000000
3.558064095485
Long
EC
CORP
CA
N
1
N
N
N
Polyus PJSC
549300FUXVT7TF6ZKV71
Polyus PJSC, GDR
73181M117
339000.00000000
NS
USD
19956833.39000000
1.563139534814
Long
EC
CORP
RU
Y
2
N
N
N
OSISKO GOLD ROYALTIES LTD OR
549300TJZTXZMPQ6K004
OSISKO GOLD ROYALTIES LTD OR
68827L101
1108000.00000000
NS
USD
10902720.00000000
0.853966775989
Long
EC
CORP
CA
N
1
N
N
N
Royal Gold, Inc.
5493001NGRU6SFL04184
Royal Gold, Inc.
780287108
124000.00000000
NS
USD
14314560.00000000
1.121202658869
Long
EC
CORP
US
N
1
N
N
N
Turquoise Hill Resources Ltd.
N/A
Turquoise Hill Resources Ltd.
900435108
1100000.00000000
NS
USD
459360.00000000
0.035979845232
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
ENDEAVOUR MINING CORP EDV CN 01/17/20 P17
N/A
-100000.00000000
NC
-20879.20000000
-0.00163538484
N/A
DE
N/A
N
1
DEUTSCHE BANK AKTIENGESELLSCHAFT
7LTWFZYICNSX8D621K86
Put
Written
Endeavour Mining Corp
Endeavour Mining Corp.
100.00000000
17.00000000
CAD
2020-01-17
XXXX
0.00000000
N
N
N
Pantoro Ltd.
254900ZMQXTNJJIP4K51
Pantoro Ltd.
N/A
15100000.00000000
NS
1721783.21000000
0.134860443705
Long
EC
CORP
AU
N
2
N
N
N
Gold Road Resources Ltd.
213800HJWH96TDEMNY83
Gold Road Resources Ltd.
N/A
18162220.00000000
NS
14365980.43000000
1.125230217022
Long
EC
CORP
AU
N
2
N
N
N
Argonaut Gold, Inc.
54930043XCKI4E8EQR38
Argonaut Gold, Inc.
04016A101
900000.00000000
NS
1469136.74000000
0.115071648666
Long
EC
CORP
CA
N
1
N
N
N
Zhaojin Mining Industry Co. Ltd.
3003007KU2DRDX06PN04
Zhaojin Mining Industry Co. Ltd., Class H
N/A
9950000.00000000
NS
11209321.74000000
0.877981673136
Long
EC
CORP
CN
N
2
N
N
N
New Century Resources Ltd.
529900UKKD8U92YR8C19
New Century Resources Ltd.
N/A
7110000.00000000
NS
1829612.87000000
0.143306312911
Long
EC
CORP
AU
N
2
N
N
N
B2GOLD CORP BTG
549300F7OK456M5NLM05
B2GOLD CORP BTG
11777Q209
10870000.00000000
NS
USD
38153700.00000000
2.988427858466
Long
EC
CORP
CA
N
1
N
N
N
Maverix Metals, Inc.
549300CPYYBEBU8HQN80
Maverix Metals, Inc.
57776F405
555000.00000000
NS
2127970.54000000
0.166675484782
Long
EC
CORP
CA
N
1
N
N
N
Torex Gold Resources, Inc.
549300QL07027186GQ85
Torex Gold Resources, Inc.
891054603
1311800.00000000
NS
19192457.67000000
1.503269019085
Long
EC
CORP
CA
N
1
N
N
N
Newmont Goldcorp Corp.
549300VSP3RIX7FGDZ51
Newmont Goldcorp Corp.
651639106
1651923.00000000
NS
USD
65630900.79000000
5.140607917374
Long
EC
CORP
US
N
1
N
N
N
Nickel Mines Ltd.
N/A
Nickel Mines Ltd.
N/A
14000000.00000000
NS
6163045.15000000
0.482726860546
Long
EC
CORP
AU
N
2
N
N
N
Kirkland Lake Gold Ltd.
529900G32H6145TBDT30
Kirkland Lake Gold Ltd.
49741E100
1216367.00000000
NS
57119656.02000000
4.473955902473
Long
EC
CORP
CA
N
1
N
N
N
SolGold PLC
213800HGFADQBMIEVI76
SolGold PLC
N/A
19400000.00000000
NS
5290901.18000000
0.414415285613
Long
EC
CORP
GB
N
2
N
N
N
N/A
529900673NYHGC8RMA88
WALLBRIDGE MINING CO LTD WM
932397102
100000.00000000
NS
45934.25000000
0.003597847452
Long
EC
CORP
CA
N
1
N
N
N
Alacer Gold Corp.
529900Z8EMNJMHWKNV66
Alacer Gold Corp.
010679108
6720000.00000000
NS
33265811.25000000
2.605578936617
Long
EC
CORP
CA
N
1
N
N
N
Endeavour Mining Corp.
529900R1F0JCJDI3A443
Endeavour Mining Corp.
G3040R158
1099000.00000000
NS
19900652.95000000
1.558739143974
Long
EC
CORP
KY
N
1
N
N
N
SEMAFO, Inc.
549300S05TET4DCD2F17
SEMAFO, Inc.
816922108
4730000.00000000
NS
15262698.35000000
1.195466571905
Long
EC
CORP
CA
N
1
N
N
N
N/A
N/A
FRANCO-NEVADA CORP FNV US 04/17/20 P85
N/A
-100000.00000000
NC
USD
-230000.00000000
-0.01801498694
N/A
DE
N/A
N
1
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
Put
Written
Franco-Nevada Corp
Franco-Nevada Corp.
100.00000000
85.00000000
USD
2020-04-17
XXXX
0.00000000
N
N
N
N/A
N/A
FIRST QUANTUM MINERALS LTD FM CN 04/17/20 P9
N/A
-100000.00000000
NC
-50110.09000000
-0.00392492442
N/A
DE
N/A
N
1
MORGAN STANLEY & CO. LLC
9R7GPTSO7KV3UQJZQ078
Put
Written
First Quantum Minerals Ltd
First Quantum Minerals Ltd.
100.00000000
9.00000000
CAD
2020-04-17
XXXX
0.00000000
N
N
N
N/A
N/A
TOREX GOLD RESOURCES INC TXG CN 04/17/20 P15
N/A
-100000.00000000
NC
-58841.39000000
-0.00460881249
N/A
DE
N/A
N
1
MORGAN STANLEY & CO. LLC
9R7GPTSO7KV3UQJZQ078
Put
Written
Torex Gold Resources Inc
Torex Gold Resources, Inc.
100.00000000
15.00000000
CAD
2020-04-17
XXXX
0.00000000
N
N
N
N/A
N/A
AGNICO EAGLE MINES LTD AEM US 02/21/20 C65
N/A
-100000.00000000
NC
USD
-291500.00000000
-0.02283203780
N/A
DE
N/A
N
1
MORGAN STANLEY & CO. LLC
9R7GPTSO7KV3UQJZQ078
Call
Written
Agnico Eagle Mines Ltd
Agnico Eagle Mines Ltd.
100.00000000
65.00000000
USD
2020-02-21
XXXX
-112538.80000000
N
N
N
N/A
N/A
TOREX GOLD RESOURCES INC TXG CN 01/17/20 C19
N/A
-100000.00000000
NC
-130969.55000000
-0.01025832492
N/A
DE
N/A
N
1
MORGAN STANLEY & CO. LLC
9R7GPTSO7KV3UQJZQ078
Call
Written
Torex Gold Resources Inc
Torex Gold Resources, Inc.
100.00000000
19.00000000
CAD
2020-01-17
XXXX
-44050.00000000
N
N
N
N/A
N/A
ENDEAVOUR MINING CORP EDV CN 04/17/20 P21
N/A
-100000.00000000
NC
-121479.01000000
-0.00951496860
N/A
DE
N/A
N
1
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
Put
Written
Endeavour Mining Corp
Endeavour Mining Corp.
100.00000000
21.00000000
CAD
2020-04-17
XXXX
0.00000000
N
N
N
N/A
N/A
ROYAL GOLD INC RGLD US 01/17/20 P110
N/A
-100000.00000000
NC
USD
-390000.00000000
-0.03054715177
N/A
DE
N/A
N
1
MORGAN STANLEY & CO. LLC
9R7GPTSO7KV3UQJZQ078
Put
Written
Royal Gold Inc
Royal Gold, Inc.
100.00000000
110.00000000
USD
2020-01-17
XXXX
-119819.40000000
N
N
N
N/A
N/A
ANGLOGOLD ASHANTI LTD AU US 01/17/20 C24
N/A
-100000.00000000
NC
USD
-115000.00000000
-0.00900749347
N/A
DE
N/A
N
1
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
Call
Written
AngloGold Ashanti Ltd
AngloGold Ashanti Ltd.
100.00000000
24.00000000
USD
2020-01-17
XXXX
0.00000000
N
N
N
N/A
N/A
SIBANYE GOLD LTD SBGL US 04/17/20 P7.5
N/A
-100000.00000000
NC
USD
-107500.00000000
-0.00842004824
N/A
DE
N/A
N
1
UBS Securities LLC
T6FIZBDPKLYJKFCRVK44
Put
Written
Sibanye Gold Ltd
Sibanye Gold Ltd.
100.00000000
7.50000000
USD
2020-04-17
XXXX
0.00000000
N
N
N
2019-12-26
AIM Sector Funds (Invesco Sector Funds)
Sheri Morris
Sheri Morris
President