MELANIE RINGOLD, ESQUIRE
|
E. CAROLAN BERKLEY, ESQUIRE | |
Invesco Advisers, Inc.
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Stradley Ronon Stevens and Young, LLP | |
11 Greenway Plaza, Suite 100
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2600 One Commerce Square | |
Houston, TX 77046
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Philadelphia, PA 19103 |
Edward C. Wood, III President |
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Van Kampen American Franchise
Fund
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Van Kampen American Value
Fund
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Van Kampen Asset Allocation
Conservative Fund
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Van Kampen Asset Allocation
Growth Fund
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Van Kampen Asset Allocation
Moderate Fund
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Van Kampen California
Insured Tax Free Fund
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Van Kampen Capital Growth
Fund
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Van Kampen Comstock Fund
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Van Kampen Core Equity
Fund
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Van Kampen Core Plus
Fixed Income Fund
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Van Kampen Corporate
Bond Fund
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Van Kampen Emerging Markets
Fund
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Van Kampen Enterprise
Fund
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Van Kampen Equity and
Income Fund
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Van Kampen Equity Premium
Income Fund
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Van Kampen Global Bond
Fund
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Van Kampen Global Equity
Allocation Fund
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Van Kampen Global Franchise
Fund
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Van Kampen Global Tactical
Asset Allocation Fund
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Van Kampen Government
Securities Fund
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Van Kampen Growth and Income Fund |
Van Kampen Harbor Fund |
Van Kampen High Yield Fund |
Van Kampen High Yield Municipal Fund |
Van Kampen Insured Tax Free Income Fund |
Van Kampen Intermediate Term Municipal Income Fund |
Van Kampen International Advantage Fund |
Van Kampen International Growth Fund |
Van Kampen Leaders Fund |
Van Kampen Limited Duration Fund |
Van Kampen Mid Cap Growth Fund |
Van Kampen Municipal Income Fund |
Van Kampen New York Tax Free Income Fund |
Van Kampen Pennsylvania Tax Free Income Fund |
Van Kampen Real Estate Securities Fund |
Van Kampen Small Cap Growth Fund |
Van Kampen Small Cap Value Fund |
Van Kampen Technology Fund |
Van Kampen U.S. Mortgage Fund |
Van Kampen Utility Fund |
Van Kampen Value Opportunities Fund |
Q/A-1
Q/A-2
Q/A-3
| Voting in Person: If you attend the Meeting, were the record owner of your shares on the Record Date, and wish to vote in person, we will provide you with a ballot prior to the vote. However, if your shares were held in the name of your broker, bank or other nominee, you are required to bring a letter from the nominee indicating that you are the beneficial owner of the shares on the Record Date and authorizing you to vote. | ||
| Voting by Proxy: Whether or not you plan to attend the Meeting, we urge you to complete, sign and date the enclosed proxy card and to return it promptly in the envelope provided. Returning the proxy card will not affect your right to attend the Meeting and vote. If you properly fill in and sign your proxy card and send it to us in time to vote at the Meeting, your proxy (the individuals named on your proxy card) will vote your shares as you have directed. If you sign your proxy card but do not make specific choices, your proxy will vote your shares FOR the proposal, as recommended by the Board, and in their best judgment on other matters. Your proxy will have the authority to vote and act on your behalf at any adjournment of the Meeting. If you authorize a proxy to vote for you, you may revoke the authorization at any time before it is exercised by sending in another proxy card with a later date or by notifying the Secretary of the VK Funds in writing to the address of the VK Funds set forth on the cover page of the Joint Proxy Statement/Prospectus before the Meeting that you have revoked your proxy. In addition, although merely attending the Meeting will not revoke your proxy, if you are present at the Meeting you may withdraw your proxy and vote in person. | ||
| Voting by Telephone or the Internet: You may vote your shares by telephone or through a website established for that purpose by following the instructions that appear on the proxy card accompanying the Joint Proxy Statement/Prospectus. |
Q/A-4
VAN KAMPEN FUNDS | AIM FUNDS | |
522 Fifth Avenue | 11 Greenway Plaza, Suite 100 | |
New York, New York 10036 | Houston, Texas 77046 | |
(800) 231-2808 | (800) 959-4246 |
| the transfer of the assets and liabilities of the VK Fund to its corresponding Acquiring Fund in exchange for shares of the corresponding Acquiring Fund having equivalent value to the net assets transferred; | ||
| the pro rata distribution of shares of the same or a comparable class of the Acquiring Fund to the shareholders of record of the VK Fund as of immediately prior to the opening of regular trading on the New York Stock Exchange (Effective Time) on the closing date of the Reorganization (Closing Date) and the termination and cancellation of the outstanding shares of the VK Fund held by such shareholders, as permitted by the organizational documents of the VK Fund and applicable law; and | ||
| the winding up of the affairs of the VK Fund and dissolution under applicable law and de-registration of the VK Fund under the Investment Company Act of 1940, as amended (the 1940 Act). |
| Prospectuses for the VK Funds and the Acquiring Funds; | ||
| Annual and Semi-Annual Reports to shareholders of the VK Funds; and | ||
| Statements of Additional Information (SAIs) for the VK Funds and the Acquiring Funds. |
For VK Fund Documents: | For Acquiring Fund Documents: | |
VAN KAMPEN FUNDS | AIM FUNDS | |
522 Fifth Avenue | 11 Greenway Plaza, Suite 100 | |
New York, New York 10036 | Houston, Texas 77046 | |
(800) 231-2808 | (800) 959-4246 |
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Exhibits |
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EXHIBIT A VK Funds and Corresponding Acquiring Funds |
A-1 | |||||||
EXHIBIT B Outstanding Shares of the VK Funds |
B-1 | |||||||
EXHIBIT C Ownership of the VK Funds |
C-1 | |||||||
EXHIBIT D Comparison of Fundamental Investment Restrictions |
D-1 | |||||||
EXHIBIT E Form of Agreement and Plan of Reorganization |
E-1 | |||||||
EX-99.11 | ||||||||
EX-99.14.A | ||||||||
EX-99.14.B | ||||||||
EX-99.16.A | ||||||||
EX-99.16.B | ||||||||
EX-99.17 |
ii
1
2
3
4
5
6
7
8
9
Account | ||||||||||||||||||||||||||||||||||||||||||||||||
Shareholder Fees | Maintenance | |||||||||||||||||||||||||||||||||||||||||||||||
Maximum | (Low | Annual Fund Operating Expenses (1) | ||||||||||||||||||||||||||||||||||||||||||||||
Sales | Maximum | Balance) | Distribution | Total | ||||||||||||||||||||||||||||||||||||||||||||
Charge | Deferred | Fee | and/or | Acquired | Annual | Net | ||||||||||||||||||||||||||||||||||||||||||
(Load) | Sales | Redemption/ | (for accounts | Service | Fund | Fund | Annual | |||||||||||||||||||||||||||||||||||||||||
Imposed on | Charge | Exchange | genenerally | Management | (12b-1) | Other | Interest | Fees and | Operating | Fee | Operating | |||||||||||||||||||||||||||||||||||||
Class | Purchases | (Load) | Fee | under $750) | Fees | Fees | Expenses(2) | Expenses | Expenses (3) | Expenses | Waiver | Expenses | ||||||||||||||||||||||||||||||||||||
Van Kampen American Franchise as of 8/31/09 |
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A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.70 | % | 0.25 | %(4) | 0.46 | % | | 0.00 | % | 1.41 | % | 0.06% | (6) | 1.35 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.70 | % | 1.00 | %(4)(5) | 0.46 | % | | 0.00 | % | 2.16 | % | 0.06% | (6) | 2.10 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.70 | % | 1.00 | %(4)(5) | 0.46 | % | | 0.00 | % | 2.16 | % | 0.06% | (6) | 2.10 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.70 | % | None | 0.46 | % | | 0.00 | % | 1.16 | % | 0.06% | (6) | 1.10 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
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A |
5.50 | % | None | None | None | 0.70 | % | 0.25 | % | 0.46 | % | | 0.00 | % | 1.41 | % | 0.06% | (7) | 1.35 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.70 | % | 1.00 | % | 0.46 | % | | 0.00 | % | 2.16 | % | 0.06% | (7) | 2.10 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.70 | % | 1.00 | % | 0.46 | % | | 0.00 | % | 2.16 | % | 0.06% | (7) | 2.10 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.70 | % | None | 0.46 | % | | 0.00 | % | 1.16 | % | 0.06% | (7) | 1.10 | % | ||||||||||||||||||||||||||||||
Van Kampen American Value as of 6/30/09 |
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A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.72 | % | 0.25 | % | 0.44 | % | | 0.00 | % | 1.41 | % | 0.00% | (6) | 1.41 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.72 | % | 1.00 | % | 0.44 | % | | 0.00 | % | 2.16 | % | 0.00% | (6) | 2.16 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.72 | % | 1.00 | % | 0.44 | % | | 0.00 | % | 2.16 | % | 0.00% | (6) | 2.16 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.72 | % | None | 0.47 | % | | 0.00 | % | 1.19 | % | 0.00% | (6) | 1.19 | % | ||||||||||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | None | None |
0.72 | % | 0.50 | % | 0.48 | % | | 0.00 | % | 1.70 | % | 0.00% | (6) | 1.70 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
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A |
5.50 | % | None | None | None | 0.72 | % | 0.25 | % | 0.45 | % | | 0.00 | % | 1.42 | % | 0.01% | (7) | 1.41 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.72 | % | 1.00 | % | 0.45 | % | | 0.00 | % | 2.17 | % | 0.01% | (7) | 2.16 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.72 | % | 1.00 | % | 0.45 | % | | 0.00 | % | 2.17 | % | 0.01% | (7) | 2.16 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.72 | % | None | 0.45 | % | | 0.00 | % | 1.17 | % | 0.01% | (7) | 1.16 | % | ||||||||||||||||||||||||||||||
R |
None | None | None | None | 0.72 | % | 0.50 | % | 0.45 | % | | 0.00 | % | 1.67 | % | 0.01% | (7) | 1.66 | % | |||||||||||||||||||||||||||||
Van Kampen Asset Allocation Conservative as of 3/31/09 |
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A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.15 | % | 0.25 | % | 0.41 | % | | 0.78% | (8) | 1.59 | % | 0.41% | (6) | 1.18 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.15 | % | 1.00 | % | 0.42 | % | | 0.78% | (8) | 2.35 | % | 0.42% | (6) | 1.93 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.15 | % | 1.00 | % | 0.42 | % | | 0.78% | (8) | 2.35 | % | 0.42% | (6) | 1.93 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.15 | % | None | 0.41 | % | | 0.78% | (8) | 1.34 | % | 0.41% | (6) | 0.93 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
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A |
5.50 | % | None | None | None | 0.15 | % | 0.25 | % | 0.40 | % | | 0.78 | % | 1.58 | % | 0.40% | (7) | 1.18 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.15 | % | 1.00 | % | 0.40 | % | | 0.78 | % | 2.33 | % | 0.40% | (7) | 1.93 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.15 | % | 1.00 | % | 0.40 | % | | 0.78 | % | 2.33 | % | 0.40% | (7) | 1.93 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.15 | % | None | 0.40 | % | | 0.78 | % | 1.33 | % | 0.40% | (7) | 0.93 | % | ||||||||||||||||||||||||||||||
Van Kampen Asset Allocation Growth as of 3/31/09 |
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A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.15 | % | 0.25 | % | 0.50 | % | | 0.83% | (8) | 1.73 | % | 0.50% | (6) | 1.23 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.15 | % | 1.00 | % | 0.50 | % | | 0.83% | (8) | 2.48 | % | 0.50% | (6) | 1.98 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.15 | % | 1.00 | % | 0.50 | % | | 0.83% | (8) | 2.48 | % | 0.50% | (6) | 1.98 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.15 | % | None | 0.48 | % | | 0.83% | (8) | 1.46 | % | 0.48% | (6) | 0.98 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
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A |
5.50 | % | None | None | None | 0.15 | % | 0.25 | % | 0.49 | % | | 0.83 | % | 1.72 | % | 0.49% | (7) | 1.23 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.15 | % | 1.00 | % | 0.49 | % | | 0.83 | % | 2.47 | % | 0.49% | (7) | 1.98 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.15 | % | 1.00 | % | 0.49 | % | | 0.83 | % | 2.47 | % | 0.49% | (7) | 1.98 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.15 | % | None | 0.49 | % | | 0.83 | % | 1.47 | % | 0.49% | (7) | 0.98 | % | ||||||||||||||||||||||||||||||
Van Kampen Asset Allocation Moderate as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.15 | % | 0.25 | % | 0.30 | % | | 0.80% | (8) | 1.50 | % | 0.30% | (6) | 1.20 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.15 | % | 1.00 | % | 0.30 | % | | 0.80% | (8) | 2.25 | % | 0.30% | (6) | 1.95 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.15 | % | 1.00 | % | 0.30 | % | | 0.80% | (8) | 2.25 | % | 0.30% | (6) | 1.95 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.15 | % | None | 0.30 | % | | 0.80% | (8) | 1.25 | % | 0.30% | (6) | 0.95 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
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A |
5.50 | % | None | None | None | 0.15 | % | 0.25 | % | 0.29 | % | | 0.80 | % | 1.49 | % | 0.29% | (7) | 1.20 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.15 | % | 1.00 | % | 0.29 | % | | 0.80 | % | 2.24 | % | 0.29% | (7) | 1.95 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.15 | % | 1.00 | % | 0.29 | % | | 0.80 | % | 2.24 | % | 0.29% | (7) | 1.95 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.15 | % | None | 0.29 | % | | 0.80 | % | 1.24 | % | 0.29% | (7) | 0.95 | % | ||||||||||||||||||||||||||||||
Van Kampen California Insured Tax Free as of 9/30/09 |
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A merging into Acquiring Fund A |
4.75 | % | None | None | $12/yr | 0.48 | % | 0.25 | %(4) | 0.22 | % | 0.01% | (9) | 0.00 | % | 0.96 | % | 0.00 | % | 0.96 | % | |||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 4.00 | % | None | $12/yr | 0.48 | % | 1.00 | %(4)(5) | 0.22 | % | 0.01% | (9) | 0.00 | % | 1.71 | % | 0.00 | % | 1.71 | % | |||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.48 | % | 1.00 | %(4)(5) | 0.22 | % | 0.01% | (9) | 0.00 | % | 1.71 | % | 0.00 | % | 1.71 | % | |||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.48 | % | None | 0.20 | % | 0.02% | (9) | 0.00 | % | 0.70 | % | 0.00 | % | 0.70 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | None | 0.48 | % | 0.25 | % | 0.18 | % | 0.01 | % | 0.00 | % | 0.92 | % | 0.00% | (7) | 0.92 | % | |||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.48 | % | 1.00 | % | 0.18 | % | 0.01 | % | 0.00 | % | 1.67 | % | 0.00% | (7) | 1.67 | % | |||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.48 | % | 1.00 | % | 0.18 | % | 0.01 | % | 0.00 | % | 1.67 | % | 0.00% | (7) | 1.67 | % | |||||||||||||||||||||||||||
Y |
None | None | None | None | 0.48 | % | None | 0.18 | % | 0.01 | % | 0.00 | % | 0.67 | % | 0.00% | (7) | 0.67 | % | |||||||||||||||||||||||||||||
Van Kampen Capital Growth as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.45 | % | 0.25 | % | 0.58 | % | | 0.00 | % | 1.28 | % | 0.00 | % | 1.28 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.45 | % | 1.00 | % | 0.62 | % | | 0.00 | % | 2.07 | % | 0.00 | % | 2.07 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.45 | % | 1.00 | % | 0.62 | % | | 0.00 | % | 2.07 | % | 0.00 | % | 2.07 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.45 | % | None | 0.60 | % | | 0.00 | % | 1.05 | % | 0.00 | % | 1.05 | % | ||||||||||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | None | None |
0.45 | % | 0.50 | % | 0.62 | % | | 0.00 | % | 1.57 | % | 0.00 | % | 1.57 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
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A |
5.50 | % | None | None | None | 0.45 | % | 0.25 | % | 0.62 | % | | 0.00 | % | 1.32 | % | 0.04% | (7) | 1.28 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.45 | % | 1.00 | % | 0.62 | % | | 0.00 | % | 2.07 | % | 0.04% | (7) | 2.03 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.45 | % | 1.00 | % | 0.62 | % | | 0.00 | % | 2.07 | % | 0.04% | (7) | 2.03 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.45 | % | None | 0.62 | % | | 0.00 | % | 1.07 | % | 0.04% | (7) | 1.03 | % | ||||||||||||||||||||||||||||||
R |
None | None | None | None | 0.45 | % | 0.50 | % | 0.62 | % | | 0.00 | % | 1.57 | % | 0.04% | (7) | 1.53 | % | |||||||||||||||||||||||||||||
Van Kampen Comstock as of 6/30/09 |
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A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.39 | % | 0.25 | %(4) | 0.35 | % | | 0.00 | % | 0.99 | % | 0.00 | % | 0.99 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.39 | % | 1.00 | %(4)(5) | 0.35 | % | | 0.00 | % | 1.74 | % | 0.00 | % | 1.74 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.39 | % | 1.00 | %(4)(5) | 0.35 | % | | 0.00 | % | 1.74 | % | 0.00 | % | 1.74 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.39 | % | None | 0.35 | % | | 0.00 | % | 0.74 | % | 0.00 | % | 0.74 | % | ||||||||||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | None | None |
0.39 | % | 0.50 | %(4)(5) | 0.35 | % | | 0.00 | % | 1.24 | % | 0.00 | % | 1.24 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 0.39 | % | 0.25 | % | 0.36 | % | | 0.00 | % | 1.00 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.39 | % | 1.00 | % | 0.36 | % | | 0.00 | % | 1.75 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.39 | % | 1.00 | % | 0.36 | % | | 0.00 | % | 1.75 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.39 | % | None | 0.36 | % | | 0.00 | % | 0.75 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||||
R |
None | None | None | None | 0.39 | % | 0.50 | % | 0.36 | % | | 0.00 | % | 1.25 | % | [ ] | (7) | [ ] |
Account | ||||||||||||||||||||||||||||||||||||||||||||||||
Shareholder Fees | Maintenance | |||||||||||||||||||||||||||||||||||||||||||||||
Maximum | (Low | Annual Fund Operating Expenses (1) | ||||||||||||||||||||||||||||||||||||||||||||||
Sales | Maximum | Balance) | Distribution | Total | ||||||||||||||||||||||||||||||||||||||||||||
Charge | Deferred | Fee | and/or | Acquired | Annual | Net | ||||||||||||||||||||||||||||||||||||||||||
(Load) | Sales | Redemption/ | (for accounts | Service | Fund | Fund | Annual | |||||||||||||||||||||||||||||||||||||||||
Imposed on | Charge | Exchange | genenerally | Management | (12b-1) | Other | Interest | Fees and | Operating | Fee | Operating | |||||||||||||||||||||||||||||||||||||
Class | Purchases | (Load) | Fee | under $750) | Fees | Fees | Expenses(2) | Expenses | Expenses (3) | Expenses | Waiver | Expenses | ||||||||||||||||||||||||||||||||||||
Van Kampen Core Equity as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.65 | % | 0.25 | % | 2.44 | % | | 0.00 | % | 3.34 | % | 2.14% | (6) | 1.20 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.65 | % | 1.00 | % | 2.48 | % | | 0.00 | % | 4.13 | % | 2.16% | (6) | 1.97 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.65 | % | 1.00 | % | 2.35 | % | | 0.00 | % | 4.00 | % | 2.05% | (6) | 1.95 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.65 | % | None | 1.79 | % | | 0.00 | % | 2.44 | % | 1.49% | (6) | 0.95 | % | ||||||||||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | None | None | 0.65 | % | 0.50 | % | 2.94 | % | | 0.00 | % | 4.09 | % | 2.64% | (6) | 1.45 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 0.65 | % | 0.25 | % | 1.40 | % | | 0.00 | % | 2.30 | % | 1.10% | (7) | 1.20 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.65 | % | 1.00 | % | 1.40 | % | | 0.00 | % | 3.05 | % | 1.10% | (7) | 1.95 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.65 | % | 1.00 | % | 1.40 | % | | 0.00 | % | 3.05 | % | 1.10% | (7) | 1.95 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.65 | % | None | 1.40 | % | | 0.00 | % | 2.05 | % | 1.10% | (7) | 0.95 | % | ||||||||||||||||||||||||||||||
R |
None | None | None | None | 0.65 | % | 0.50 | % | 1.40 | % | | 0.00 | % | 2.55 | % | 1.10% | (7) | 1.45 | % | |||||||||||||||||||||||||||||
Van Kampen Core Plus Fixed Income as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.75 | % | None | None | $12/yr | 0.38 | % | 0.25 | %(4) | 0.29 | % | | 0.00 | % | 0.92 | % | 0.17% | (6) | 0.75 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 4.00 | % | None | $12/yr | 0.38 | % | 1.00 | %(4)(5) | 0.29 | % | | 0.00 | % | 1.67 | % | 0.17% | (6) | 1.50 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.38 | % | 1.00 | %(4)(5) | 0.29 | % | | 0.00 | % | 1.67 | % | 0.17% | (6) | 1.50 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.38 | % | None | 0.28 | % | | 0.00 | % | 0.66 | % | 0.16% | (6) | 0.50 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | None | 0.38 | % | 0.25 | % | 0.25 | % | | 0.00 | % | 0.88 | % | 0.13% | (7) | 0.75 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.38 | % | 1.00 | % | 0.25 | % | | 0.00 | % | 1.63 | % | 0.13% | (7) | 1.50 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.38 | % | 1.00 | % | 0.25 | % | | 0.00 | % | 1.63 | % | 0.13% | (7) | 1.50 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.38 | % | None | 0.25 | % | | 0.00 | % | 0.63 | % | 0.13% | (7) | 0.50 | % | ||||||||||||||||||||||||||||||
Van Kampen Corporate Bond as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.75 | % | None | None | $12/yr | 0.40 | % | 0.25 | %(4) | 0.30 | % | | 0.00 | % | 0.95 | % | 0.00 | % | 0.95 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 4.00 | % | None | $12/yr | 0.40 | % | 1.00 | %(4)(5) | 0.30 | % | | 0.00 | % | 1.70 | % | 0.00 | % | 1.70 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.40 | % | 1.00 | %(4)(5) | 0.30 | % | | 0.00 | % | 1.70 | % | 0.00 | % | 1.70 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.40 | % | None | 0.30 | % | | 0.00 | % | 0.70 | % | 0.00 | % | 0.70 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | None | 0.40 | % | 0.25 | % | 0.30 | % | | 0.00 | % | 0.95 | % | 0.00% | (7) | 0.95 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.40 | % | 1.00 | % | 0.30 | % | | 0.00 | % | 1.70 | % | 0.00% | (7) | 1.70 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.40 | % | 1.00 | % | 0.30 | % | | 0.00 | % | 1.70 | % | 0.00% | (7) | 1.70 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.40 | % | None | 0.30 | % | | 0.00 | % | 0.70 | % | 0.00% | (7) | 0.70 | % | ||||||||||||||||||||||||||||||
Van Kampen Emerging Markets as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | 2.00 | % | $12/yr | 1.25 | % | 0.25 | % | 0.72 | % | | 0.00 | % | 2.22 | % | 0.00 | % | 2.22 | % | |||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | 2.00 | % | $12/yr | 1.25 | % | 1.00 | % | 0.72 | % | | 0.00 | % | 2.97 | % | 0.00 | % | 2.97 | % | |||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | 2.00 | % | $12/yr | 1.25 | % | 1.00 | % | 0.72 | % | | 0.00 | % | 2.97 | % | 0.00 | % | 2.97 | % | |||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | 2.00 | % | $12/yr | 1.25 | % | None | 0.60 | % | | 0.00 | % | 1.85 | % | 0.00 | % | 1.85 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | 2.00 | % | 2.00 | % | 1.25 | % | 0.25 | % | 0.70 | % | | 0.00 | % | 2.20 | % | 0.10 | %(7) | 2.10 | % | ||||||||||||||||||||||||||
B |
None | 5.00 | % | 2.00 | % | 2.00 | % | 1.25 | % | 1.00 | % | 0.70 | % | | 0.00 | % | 2.95 | % | 0.10 | %(7) | 2.85 | % | ||||||||||||||||||||||||||
C |
None | 1.00 | % | 2.00 | % | 2.00 | % | 1.25 | % | 1.00 | % | 0.70 | % | | 0.00 | % | 2.95 | % | 0.10 | %(7) | 2.85 | % | ||||||||||||||||||||||||||
Y |
None | None | 2.00 | % | 2.00 | % | 1.25 | % | None | 0.70 | % | | 0.00 | % | 1.95 | % | 0.10 | %(7) | 1.85 | % | ||||||||||||||||||||||||||||
Van Kampen Enterprise as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.50 | % | 0.25 | %(4) | 0.52 | % | | 0.00 | % | 1.27 | % | 0.00 | % | 1.27 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.50 | % | 1.00 | %(4)(5) | 0.54 | % | | 0.00 | % | 2.04 | % | 0.00 | % | 2.04 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.50 | % | 1.00 | %(4)(5) | 0.54 | % | | 0.00 | % | 2.04 | % | 0.00 | % | 2.04 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.50 | % | None | 0.60 | % | | 0.00 | % | 1.10 | % | 0.00 | % | 1.10 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 0.50 | % | 0.25 | % | 0.55 | % | | 0.00 | % | 1.30 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.50 | % | 1.00 | % | 0.55 | % | | 0.00 | % | 2.05 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.50 | % | 1.00 | % | 0.55 | % | | 0.00 | % | 2.05 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.50 | % | None | 0.55 | % | | 0.00 | % | 1.05 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||||
Van Kampen Equity and Income as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.35 | % | 0.25 | %(4) | 0.27 | % | | 0.00 | % | 0.87 | % | 0.00 | % | 0.87 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.35 | % | 1.00 | %(4)(5) | 0.27 | % | | 0.00 | % | 1.62 | % | 0.00 | % | 1.62 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.35 | % | 1.00 | %(4)(5) | 0.27 | % | | 0.00 | % | 1.62 | % | 0.00 | % | 1.62 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.35 | % | None | 0.27 | % | | 0.00 | % | 0.62 | % | 0.00 | % | 0.62 | % | ||||||||||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | None | None | 0.35 | % | 0.50 | %(4)(5) | 0.27 | % | | 0.00 | % | 1.12 | % | 0.00 | % | 1.12 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 0.35 | % | 0.25 | % | 0.26 | % | | 0.00 | % | 0.86 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.35 | % | 1.00 | % | 0.26 | % | | 0.00 | % | 1.61 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.35 | % | 1.00 | % | 0.26 | % | | 0.00 | % | 1.61 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.35 | % | None | 0.26 | % | | 0.00 | % | 0.61 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||||
R |
None | None | None | None | 0.35 | % | 0.50 | % | 0.26 | % | | 0.00 | % | 1.11 | % | [ ] | (7) | [ ] | ||||||||||||||||||||||||||||||
Van Kampen Equity Premium Income as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.70 | % | 0.25 | %(4) | 0.45 | % | | 0.00 | % | 1.40 | % | 0.16% | (6) | 1.24 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.70 | % | 1.00 | %(4)(5) | 0.46 | % | | 0.00 | % | 2.16 | % | 0.17% | (6) | 1.99 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.70 | % | 1.00 | %(4)(5) | 0.45 | % | | 0.00 | % | 2.15 | % | 0.16% | (6) | 1.99 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.70 | % | None | 0.42 | % | | 0.00 | % | 1.12 | % | 0.13% | (6) | 0.99 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 0.70 | % | 0.25 | % | 0.44 | % | | 0.00 | % | 1.39 | % | 0.15% | (7) | 1.24 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.70 | % | 1.00 | % | 0.44 | % | | 0.00 | % | 2.14 | % | 0.15% | (7) | 1.99 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.70 | % | 1.00 | % | 0.44 | % | | 0.00 | % | 2.14 | % | 0.15% | (7) | 1.99 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.70 | % | None | 0.44 | % | | 0.00 | % | 1.14 | % | 0.15% | (7) | 0.99 | % |
Account | ||||||||||||||||||||||||||||||||||||||||||||||||
Shareholder Fees | Maintenance | |||||||||||||||||||||||||||||||||||||||||||||||
Maximum | (Low | Annual Fund Operating Expenses (1) | ||||||||||||||||||||||||||||||||||||||||||||||
Sales | Maximum | Balance) | Distribution | Total | ||||||||||||||||||||||||||||||||||||||||||||
Charge | Deferred | Fee | and/or | Acquired | Annual | Net | ||||||||||||||||||||||||||||||||||||||||||
(Load) | Sales | Redemption/ | (for accounts | Service | Fund | Fund | Annual | |||||||||||||||||||||||||||||||||||||||||
Imposed on | Charge | Exchange | genenerally | Management | (12b-1) | Other | Interest | Fees and | Operating | Fee | Operating | |||||||||||||||||||||||||||||||||||||
Class | Purchases | (Load) | Fee | under $750) | Fees | Fees | Expenses(2) | Expenses | Expenses (3) | Expenses | Waiver | Expenses | ||||||||||||||||||||||||||||||||||||
Van Kampen Global Bond as of 10/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.75 | % | None | None | $12/yr | 0.63 | % | 0.25 | %(4) | 1.29 | % | | 0.00 | % | 2.17 | % | 1.17% | (6) | 1.00 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 4.00 | % | None | $12/yr | 0.63 | % | 1.00 | %(4)(5) | 1.26 | % | | 0.00 | % | 2.89 | % | 1.14% | (6) | 1.75 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.63 | % | 1.00 | %(4)(5) | 1.21 | % | | 0.00 | % | 2.84 | % | 1.09% | (6) | 1.75 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.63 | % | None | 1.20 | % | | 0.00 | % | 1.83 | % | 1.08% | (6) | 0.75 | % | ||||||||||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | None | None | 0.63 | % | 0.50 | %(4)(5) | 1.20 | % | | 0.00 | % | 2.33 | % | 1.08% | (6) | 1.25 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 10/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | None | 0.63 | % | 0.25 | % | 1.15 | % | | 0.00 | % | 2.03 | % | 1.03% | (7) | 1.00 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.63 | % | 1.00 | % | 1.15 | % | | 0.00 | % | 2.78 | % | 1.03% | (7) | 1.75 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.63 | % | 1.00 | % | 1.15 | % | | 0.00 | % | 2.78 | % | 1.03% | (7) | 1.75 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.63 | % | None | 1.15 | % | | 0.00 | % | 1.78 | % | 1.03% | (7) | 0.75 | % | ||||||||||||||||||||||||||||||
R |
None | None | None | None | 0.63 | % | 0.50 | % | 1.15 | % | | 0.00 | % | 2.28 | % | 1.03% | (7) | 1.25 | % | |||||||||||||||||||||||||||||
Van Kampen Global Equity Allocation as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 1.00 | % | 0.25 | % | 0.80 | % | | 0.00 | % | 2.05 | % | 0.35% | (6) | 1.70 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 1.00 | % | 1.00 | % | 0.80 | % | | 0.00 | % | 2.80 | % | 0.35% | (6) | 2.45 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 1.00 | % | 1.00 | % | 0.80 | % | | 0.00 | % | 2.80 | % | 0.35% | (6) | 2.45 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 1.00 | % | None | 0.80 | % | | 0.00 | % | 1.80 | % | 0.35% | (6) | 1.45 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 1.00 | % | 0.25 | % | 0.77 | % | | 0.00 | % | 2.02 | % | 0.32% | (7) | 1.70 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 1.00 | % | 1.00 | % | 0.77 | % | | 0.00 | % | 2.77 | % | 0.32% | (7) | 2.45 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 1.00 | % | 1.00 | % | 0.77 | % | | 0.00 | % | 2.77 | % | 0.32% | (7) | 2.45 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 1.00 | % | None | 0.77 | % | | 0.00 | % | 1.77 | % | 0.32% | (7) | 1.45 | % | ||||||||||||||||||||||||||||||
Van Kampen Global Franchise as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.76 | % | 0.25 | % | 0.27 | % | | 0.00 | % | 1.28 | % | 0.00% | (6) | 1.28 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.76 | % | 1.00 | % | 0.27 | % | | 0.00 | % | 2.03 | % | 0.00% | (6) | 2.03 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.76 | % | 1.00 | % | 0.27 | % | | 0.00 | % | 2.03 | % | 0.00% | (6) | 2.03 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.76 | % | None | 0.27 | % | | 0.00 | % | 1.03 | % | 0.00% | (6) | 1.03 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 0.76 | % | 0.25 | % | 0.28 | % | | 0.00 | % | 1.29 | % | 0.01% | (7) | 1.28 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.76 | % | 1.00 | % | 0.28 | % | | 0.00 | % | 2.04 | % | 0.01% | (7) | 2.03 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.76 | % | 1.00 | % | 0.28 | % | | 0.00 | % | 2.04 | % | 0.01% | (7) | 2.03 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.76 | % | None | 0.28 | % | | 0.00 | % | 1.04 | % | 0.01% | (7) | 1.03 | % | ||||||||||||||||||||||||||||||
Van Kampen Global Tactical Asset Allocation as of 10/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.75 | % | 0.25 | %(4) | 1.36 | % | | 0.07 | % | 2.43 | % | 1.16% | (6) | 1.27 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.75 | % | 1.00 | %(4)(5) | 1.41 | % | | 0.07 | % | 3.23 | % | 1.21% | (6) | 2.02 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.75 | % | 1.00 | %(4)(5) | 1.37 | % | | 0.07 | % | 3.19 | % | 1.17% | (6) | 2.02 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.75 | % | None | 1.47 | % | | 0.07 | % | 2.29 | % | 1.27% | (6) | 1.02 | % | ||||||||||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | None | None | 0.75 | % | 0.50 | %(4)(5) | 1.48 | % | | 0.07 | % | 2.80 | % | 1.28% | (6) | 1.52 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 10/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 0.75 | % | 0.25 | % | 1.30 | % | | 0.07 | % | 2.37 | % | 1.10% | (7) | 1.27 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.75 | % | 1.00 | % | 1.30 | % | | 0.07 | % | 3.12 | % | 1.10% | (7) | 2.02 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.75 | % | 1.00 | % | 1.30 | % | | 0.07 | % | 3.12 | % | 1.10% | (7) | 2.02 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.75 | % | None | 1.30 | % | | 0.07 | % | 2.12 | % | 1.10% | (7) | 1.02 | % | ||||||||||||||||||||||||||||||
R |
None | None | None | None | 0.75 | % | 0.50 | % | 1.30 | % | | 0.07 | % | 2.62 | % | 1.10% | (7) | 1.52 | % | |||||||||||||||||||||||||||||
Van Kampen Government Securities as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.75 | % | None | None | $12/yr | 0.54 | % | 0.25 | %(4) | 0.24 | % | | 0.00 | % | 1.03 | % | 0.00 | % | 1.03 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 4.00 | % | None | $12/yr | 0.54 | % | 1.00 | %(4)(5) | 0.24 | % | | 0.00 | % | 1.78 | % | 0.00 | % | 1.78 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.54 | % | 1.00 | %(4)(5) | 0.24 | % | | 0.00 | % | 1.78 | % | 0.00 | % | 1.78 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.54 | % | None | 0.24 | % | | 0.00 | % | 0.78 | % | 0.00 | % | 0.78 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | None | 0.54 | % | 0.25 | % | 0.24 | % | | 0.00 | % | 1.03 | % | 0.00% | (7) | 1.03 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.54 | % | 1.00 | % | 0.24 | % | | 0.00 | % | 1.78 | % | 0.00% | (7) | 1.78 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.54 | % | 1.00 | % | 0.24 | % | | 0.00 | % | 1.78 | % | 0.00% | (7) | 1.78 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.54 | % | None | 0.24 | % | | 0.00 | % | 0.78 | % | 0.00% | (7) | 0.78 | % | ||||||||||||||||||||||||||||||
Van Kampen Growth and Income as of 5/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.36 | % | 0.25 | %(4) | 0.30 | % | | 0.00 | % | 0.91 | % | 0.00 | % | 0.91 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.36 | % | 1.00 | %(4)(5) | 0.31 | % | | 0.00 | % | 1.67 | % | 0.00 | % | 1.67 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.36 | % | 1.00 | %(4)(5) | 0.31 | % | | 0.00 | % | 1.67 | % | 0.00 | % | 1.67 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.36 | % | None | 0.31 | % | | 0.00 | % | 0.67 | % | 0.00 | % | 0.67 | % | ||||||||||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | None | None | 0.36 | % | 0.50 | %(4)(5) | 0.31 | % | | 0.00 | % | 1.17 | % | 0.00 | % | 1.17 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 5/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 0.36 | % | 0.25 | % | 0.30 | % | | 0.00 | % | 0.91 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.36 | % | 1.00 | % | 0.30 | % | | 0.00 | % | 1.66 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.36 | % | 1.00 | % | 0.30 | % | | 0.00 | % | 1.66 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.36 | % | None | 0.30 | % | | 0.00 | % | 0.66 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||||
R |
None | None | None | None | 0.36 | % | 0.50 | % | 0.30 | % | | 0.00 | % | 1.16 | % | [ ] | (7) | [ ] | ||||||||||||||||||||||||||||||
Van Kampen Harbor as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.55 | % | 0.25 | %(4) | 0.39 | % | | 0.00 | % | 1.19 | % | 0.00 | % | 1.19 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.55 | % | 1.00 | %(4)(5) | 0.40 | % | | 0.00 | % | 1.95 | % | 0.00 | % | 1.95 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.55 | % | 1.00 | %(4)(5) | 0.40 | % | | 0.00 | % | 1.95 | % | 0.00 | % | 1.95 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.55 | % | None | 0.43 | % | | 0.00 | % | 0.98 | % | 0.00 | % | 0.98 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 0.55 | % | 0.25 | % | 0.39 | % | | 0.00 | % | 1.19 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.55 | % | 1.00 | % | 0.39 | % | | 0.00 | % | 1.94 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.55 | % | 1.00 | % | 0.39 | % | | 0.00 | % | 1.94 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.55 | % | None | 0.39 | % | | 0.00 | % | 0.94 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||||
Van Kampen High Yield as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.75 | % | None | 2.00 | % | $12/yr | 0.42 | % | 0.25 | %(4) | 0.36 | % | | 0.00 | % | 1.03 | % | 0.00 | % | 1.03 | % | |||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 4.00 | % | 2.00 | % | $12/yr | 0.42 | % | 1.00 | %(4)(5) | 0.36 | % | | 0.00 | % | 1.78 | % | 0.00 | % | 1.78 | % | |||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | 2.00 | % | $12/yr | 0.42 | % | 1.00 | %(4)(5) | 0.36 | % | | 0.00 | % | 1.78 | % | 0.00 | % | 1.78 | % | |||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | 2.00 | % | $12/yr | 0.42 | % | None | 0.36 | % | | 0.00 | % | 0.78 | % | 0.00 | % | 0.78 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | 2.00 | % | None | 0.42 | % | 0.25 | % | 0.36 | % | | 0.00 | % | 1.03 | % | 0.00% | (7) | 1.03 | % | |||||||||||||||||||||||||||
B |
None | 5.00 | % | 2.00 | % | None | 0.42 | % | 1.00 | % | 0.36 | % | | 0.00 | % | 1.78 | % | 0.00% | (7) | 1.78 | % | |||||||||||||||||||||||||||
C |
None | 1.00 | % | 2.00 | % | None | 0.42 | % | 1.00 | % | 0.36 | % | | 0.00 | % | 1.78 | % | 0.00% | (7) | 1.78 | % | |||||||||||||||||||||||||||
Y |
None | None | 2.00 | % | None | 0.42 | % | None | 0.36 | % | | 0.00 | % | 0.78 | % | 0.00% | (7) | 0.78 | % |
Account | ||||||||||||||||||||||||||||||||||||||||||||||||
Shareholder Fees | Maintenance | |||||||||||||||||||||||||||||||||||||||||||||||
Maximum | (Low | Annual Fund Operating Expenses (1) | ||||||||||||||||||||||||||||||||||||||||||||||
Sales | Maximum | Balance) | Distribution | Total | ||||||||||||||||||||||||||||||||||||||||||||
Charge | Deferred | Fee | and/or | Acquired | Annual | Net | ||||||||||||||||||||||||||||||||||||||||||
(Load) | Sales | Redemption/ | (for accounts | Service | Fund | Fund | Annual | |||||||||||||||||||||||||||||||||||||||||
Imposed on | Charge | Exchange | genenerally | Management | (12b-1) | Other | Interest | Fees and | Operating | Fee | Operating | |||||||||||||||||||||||||||||||||||||
Class | Purchases | (Load) | Fee | under $750) | Fees | Fees | Expenses(2) | Expenses | Expenses (3) | Expenses | Waiver | Expenses | ||||||||||||||||||||||||||||||||||||
Van Kampen High Yield Municipal as of 5/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.75 | % | None | 2.00 | % | $12/yr | 0.51 | % | 0.25 | %(4) | 0.13 | % | 0.12% | (9) | 0.00 | % | 1.01 | % | 0.00% | (6) | 1.01 | % | ||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 4.00 | % | 2.00 | % | $12/yr | 0.51 | % | 1.00 | %(4)(5) | 0.13 | % | 0.12% | (9) | 0.00 | % | 1.76 | % | 0.00% | (6) | 1.76 | % | ||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | 2.00 | % | $12/yr | 0.51 | % | 1.00 | %(4)(5) | 0.13 | % | 0.12% | (9) | 0.00 | % | 1.76 | % | 0.00% | (6) | 1.76 | % | ||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | 2.00 | % | $12/yr | 0.51 | % | None | 0.13 | % | 0.12% | (9) | 0.00 | % | 0.76 | % | 0.00% | (6) | 0.76 | % | ||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 5/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | 2.00 | % | None | 0.51 | % | 0.25 | % | 0.12 | % | 0.12 | % | 0.00 | % | 1.00 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||
B |
None | 5.00 | % | 2.00 | % | None | 0.51 | % | 1.00 | % | 0.12 | % | 0.12 | % | 0.00 | % | 1.75 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||
C |
None | 1.00 | % | 2.00 | % | None | 0.51 | % | 1.00 | % | 0.12 | % | 0.12 | % | 0.00 | % | 1.75 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||
Y |
None | None | 2.00 | % | None | 0.51 | % | None | 0.12 | % | 0.12 | % | 0.00 | % | 0.75 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
Van Kampen Insured Tax Free Income as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.75 | % | None | None | $12/yr | 0.51 | % | 0.25 | %(4) | 0.14 | % | 0.10% | (9) | 0.00 | % | 1.00 | % | 0.00 | % | 1.00 | % | |||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 4.00 | % | None | $12/yr | 0.51 | % | 1.00 | %(4)(5) | 0.14 | % | 0.10% | (9) | 0.00 | % | 1.75 | % | 0.00 | % | 1.75 | % | |||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.51 | % | 1.00 | %(4)(5) | 0.14 | % | 0.10% | (9) | 0.00 | % | 1.75 | % | 0.00 | % | 1.75 | % | |||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.51 | % | None | 0.14 | % | 0.10% | (9) | 0.00 | % | 0.75 | % | 0.00 | % | 0.75 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | None | 0.51 | %(11) | 0.25 | % | 0.14 | % | 0.10 | % | 0.00 | % | 1.00 | % | 0.00% | (7) | 1.00 | % | |||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.51 | %(11) | 1.00 | % | 0.14 | % | 0.10 | % | 0.00 | % | 1.75 | % | 0.00% | (7) | 1.75 | % | |||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.51 | %(11) | 1.00 | % | 0.14 | % | 0.10 | % | 0.00 | % | 1.75 | % | 0.00% | (7) | 1.75 | % | |||||||||||||||||||||||||||
Y |
None | None | None | None | 0.51 | %(11) | None | 0.14 | % | 0.10 | % | 0.00 | % | 0.75 | % | 0.00% | (7) | 0.75 | % | |||||||||||||||||||||||||||||
Van Kampen Intermediate Term Municipal Income as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.75 | % | None | None | $12/yr | 0.50% | (11) | 0.25 | %(4) | 0.25 | % | 0.03% | (9) | 0.00 | % | 1.03 | % | 0.10% | (11) | 0.93 | % | |||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 4.00 | % | None | $12/yr | 0.50% | (11) | 1.00 | %(4)(5) | 0.26 | % | 0.02% | (9) | 0.00 | % | 1.78 | % | 0.10% | (11) | 1.68 | % | |||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.50% | (11) | 1.00 | %(4)(5) | 0.26 | % | 0.02% | (9) | 0.00 | % | 1.78 | % | 0.10% | (11) | 1.68 | % | |||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.50% | (11) | None | 0.25 | % | 0.02% | (9) | 0.00 | % | 0.77 | % | 0.10% | (11) | 0.67 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | None | 0.50% | (11) | 0.25 | % | 0.21 | % | 0.03 | % | 0.00 | % | 0.99 | % | 0.10 | %(7)(11) | 0.89 | % | |||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.50% | (11) | 1.00 | % | 0.21 | % | 0.03 | % | 0.00 | % | 1.74 | % | 0.10 | %(7)(11) | 1.64 | % | |||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.50% | (11) | 1.00 | % | 0.21 | % | 0.03 | % | 0.00 | % | 1.74 | % | 0.10 | %(7)(11) | 1.64 | % | |||||||||||||||||||||||||||
Y |
None | None | None | None | 0.50% | (11) | None | 0.21 | % | 0.03 | % | 0.00 | % | 0.74 | % | 0.10 | %(7)(11) | 0.64 | % | |||||||||||||||||||||||||||||
Van Kampen International Advantage as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | 2.00 | % | $12/yr | 0.90 | % | 0.25 | %(4) | 1.05 | % | | 0.00 | % | 2.20 | % | 0.55% | (6) | 1.65 | % | |||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | 2.00 | % | $12/yr | 0.90 | % | 1.00 | %(4)(5) | 1.07 | % | | 0.00 | % | 2.97 | % | 0.57% | (6) | 2.40 | % | |||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | 2.00 | % | $12/yr | 0.90 | % | 1.00 | %(4)(5) | 1.06 | % | | 0.00 | % | 2.96 | % | 0.56% | (6) | 2.40 | % | |||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | 2.00 | % | $12/yr | 0.90 | % | None | 0.88 | % | | 0.00 | % | 1.78 | % | 0.38% | (6) | 1.40 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | 2.00 | % | None | 0.90 | % | 0.25 | % | 1.03 | % | | 0.00 | % | 2.18 | % | 0.53% | (7) | 1.65 | % | |||||||||||||||||||||||||||
B |
None | 5.00 | % | 2.00 | % | None | 0.90 | % | 1.00 | % | 1.03 | % | | 0.00 | % | 2.93 | % | 0.53% | (7) | 2.40 | % | |||||||||||||||||||||||||||
C |
None | 1.00 | % | 2.00 | % | None | 0.90 | % | 1.00 | % | 1.03 | % | | 0.00 | % | 2.93 | % | 0.53% | (7) | 2.40 | % | |||||||||||||||||||||||||||
Y |
None | None | 2.00 | % | None | 0.90 | % | None | 1.03 | % | | 0.00 | % | 1.93 | % | 0.53% | (7) | 1.40 | % | |||||||||||||||||||||||||||||
Van Kampen International Growth as of 8/31/09 |
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A merging into Acquiring Fund A |
5.75 | % | None | 2.00 | % | $12/yr | 0.75 | % | 0.25 | %(4) | 0.40 | % | | 0.00 | % | 1.40 | % | 0.00 | % | 1.40 | % | |||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | 2.00 | % | $12/yr | 0.75 | % | 1.00 | %(4)(5) | 0.40 | % | | 0.00 | % | 2.15 | % | 0.00 | % | 2.15 | % | |||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | 2.00 | % | $12/yr | 0.75 | % | 1.00 | %(4)(5) | 0.40 | % | | 0.00 | % | 2.15 | % | 0.00 | % | 2.15 | % | |||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | 2.00 | % | $12/yr | 0.75 | % | None | 0.40 | % | | 0.00 | % | 1.15 | % | 0.00 | % | 1.15 | % | |||||||||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | 2.00 | % | None | 0.75 | % | 0.50 | %(4)(5) | 0.40 | % | | 0.00 | % | 1.65 | % | 0.00 | % | 1.65 | % | ||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | 2.00 | % | None | 0.75 | % | 0.25 | % | 0.40 | % | | 0.00 | % | 1.40 | % | 0.00% | (7) | 1.40 | % | |||||||||||||||||||||||||||
B |
None | 5.00 | % | 2.00 | % | None | 0.75 | % | 1.00 | % | 0.40 | % | | 0.00 | % | 2.15 | % | 0.00% | (7) | 2.15 | % | |||||||||||||||||||||||||||
C |
None | 1.00 | % | 2.00 | % | None | 0.75 | % | 1.00 | % | 0.40 | % | | 0.00 | % | 2.15 | % | 0.00% | (7) | 2.15 | % | |||||||||||||||||||||||||||
Y |
None | None | 2.00 | % | None | 0.75 | % | None | 0.40 | % | | 0.00 | % | 1.15 | % | 0.00% | (7) | 1.15 | % | |||||||||||||||||||||||||||||
R |
None | None | 2.00 | % | None | 0.75 | % | 0.50 | % | 0.40 | % | | 0.00 | % | 1.65 | % | 0.00% | (7) | 1.65 | % | ||||||||||||||||||||||||||||
Van Kampen Leaders as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.00 | % | 0.25 | % | 0.48 | % | | 0.76% | (8) | 1.49 | % | 0.23% | (6) | 1.26 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.00 | % | 1.00 | % | 0.49 | % | | 0.76% | (8) | 2.25 | % | 0.24% | (6) | 2.01 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.00 | % | 1.00 | % | 0.47 | % | | 0.76% | (8) | 2.23 | % | 0.22% | (6) | 2.01 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.00 | % | None | 0.47 | % | | 0.76% | (8) | 1.23 | % | 0.22% | (6) | 1.01 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 0.00 | % | 0.25 | % | 0.49 | % | | 0.76 | % | 1.50 | % | 0.24% | (7) | 1.26 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.00 | % | 1.00 | % | 0.49 | % | | 0.76 | % | 2.25 | % | 0.24% | (7) | 2.01 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.00 | % | 1.00 | % | 0.49 | % | | 0.76 | % | 2.25 | % | 0.24% | (7) | 2.01 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.00 | % | None | 0.49 | % | | 0.76 | % | 1.25 | % | 0.24% | (7) | 1.01 | % | ||||||||||||||||||||||||||||||
Van Kampen Limited Duration as of 6/30/09 |
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A merging into Acquiring Fund A |
2.25 | % | None | None | $12/yr | 0.30 | % | 0.15 | %(12) | 0.50 | % | | 0.00 | % | 0.95 | % | 0.00 | % | 0.95 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 2.00 | % | None | $12/yr | 0.30 | % | 0.65% | (5) (12) | 0.51 | % | | 0.00 | % | 1.46 | % | 0.00 | % | 1.46 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 0.75 | % | None | $12/yr | 0.30 | % | 0.65% | (5) (12) | 0.50 | % | | 0.00 | % | 1.45 | % | 0.00 | % | 1.45 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.30 | % | None | 0.49 | % | | 0.00 | % | 0.79 | % | 0.00 | % | 0.79 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
2.50 | % | None | None | None | 0.30 | % | 0.15 | %(12) | 0.48 | % | | 0.00 | % | 0.93 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.30 | % | 0.65 | %(12) | 0.48 | % | | 0.00 | % | 1.43 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.30 | % | 0.65 | %(12) | 0.48 | % | | 0.00 | % | 1.43 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.30 | % | None | 0.48 | % | | 0.00 | % | 0.78 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||||
Van Kampen Mid Cap Growth as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.70 | % | 0.25 | % | 0.45 | % | | 0.00 | % | 1.40 | % | 0.00 | % | 1.40 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.70 | % | 1.00 | % | 0.47 | % | | 0.00 | % | 2.17 | % | 0.00 | % | 2.17 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.70 | % | 1.00 | % | 0.45 | % | | 0.00 | % | 2.15 | % | 0.00 | % | 2.15 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.70 | % | None | 0.45 | % | | 0.00 | % | 1.15 | % | 0.00 | % | 1.15 | % | ||||||||||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | None | None | 0.70 | % | 0.50 | % | 0.56 | % | | 0.00 | % | 1.76 | % | 0.00 | % | 1.76 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 0.70 | % | 0.25 | % | 0.47 | % | | 0.00 | % | 1.42 | % | 0.02% | (7) | 1.40 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.70 | % | 1.00 | % | 0.47 | % | | 0.00 | % | 2.17 | % | 0.02% | (7) | 2.15 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.70 | % | 1.00 | % | 0.47 | % | | 0.00 | % | 2.17 | % | 0.02% | (7) | 2.15 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.70 | % | None | 0.47 | % | | 0.00 | % | 1.17 | % | 0.02% | (7) | 1.15 | % | ||||||||||||||||||||||||||||||
R |
None | None | None | None | 0.70 | % | 0.50 | % | 0.47 | % | | 0.00 | % | 1.67 | % | 0.02% | (7) | 1.65 | % |
Account | ||||||||||||||||||||||||||||||||||||||||||||||||
Shareholder Fees | Maintenance | |||||||||||||||||||||||||||||||||||||||||||||||
Maximum | (Low | Annual Fund Operating Expenses (1) | ||||||||||||||||||||||||||||||||||||||||||||||
Sales | Maximum | Balance) | Distribution | Total | ||||||||||||||||||||||||||||||||||||||||||||
Charge | Deferred | Fee | and/or | Acquired | Annual | Net | ||||||||||||||||||||||||||||||||||||||||||
(Load) | Sales | Redemption/ | (for accounts | Service | Fund | Fund | Annual | |||||||||||||||||||||||||||||||||||||||||
Imposed on | Charge | Exchange | genenerally | Management | (12b-1) | Other | Interest | Fees and | Operating | Fee | Operating | |||||||||||||||||||||||||||||||||||||
Class | Purchases | (Load) | Fee | under $750) | Fees | Fees | Expenses(2) | Expenses | Expenses (3) | Expenses | Waiver | Expenses | ||||||||||||||||||||||||||||||||||||
Van Kampen Municipal Income as of 9/30/09 |
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A merging into Acquiring Fund A |
4.75 | % | None | None | $12/yr | 0.49 | % | 0.25 | %(4) | 0.16 | % | 0.11% | (9) | 0.00 | % | 1.01 | % | 0.00 | % | 1.01 | % | |||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 4.00 | % | None | $12/yr | 0.49 | % | 1.00 | %(4)(5) | 0.16 | % | 0.11% | (9) | 0.00 | % | 1.76 | % | 0.00 | % | 1.76 | % | |||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.49 | % | 1.00 | %(4)(5) | 0.16 | % | 0.11% | (9) | 0.00 | % | 1.76 | % | 0.00 | % | 1.76 | % | |||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.49 | % | None | 0.17 | % | 0.11% | (9) | 0.00 | % | 0.77 | % | 0.00 | % | 0.77 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | None | 0.49 | % | 0.25 | % | 0.15 | % | 0.11 | % | 0.00 | % | 1.00 | % | 0.00% | (7) | 1.00 | % | |||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.49 | % | 1.00 | % | 0.15 | % | 0.11 | % | 0.00 | % | 1.75 | % | 0.00% | (7) | 1.75 | % | |||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.49 | % | 1.00 | % | 0.15 | % | 0.11 | % | 0.00 | % | 1.75 | % | 0.00% | (7) | 1.75 | % | |||||||||||||||||||||||||||
Y |
None | None | None | None | 0.49 | % | None | 0.15 | % | 0.11 | % | 0.00 | % | 0.75 | % | 0.00% | (7) | 0.75 | % | |||||||||||||||||||||||||||||
Van
Kampen New York Tax Free Income as of 9/30/09 |
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A merging into Acquiring Fund A |
4.75 | % | None | None | $12/yr | 0.47 | %(11) | 0.25 | %(4) | 0.31 | % | 0.06% | (9) | 0.00 | % | 1.09 | % | 0.25% | (11) | 0.84 | % | |||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 4.00 | % | None | $12/yr | 0.47 | %(11) | 1.00 | %(4)(5) | 0.31 | % | 0.06% | (9) | 0.00 | % | 1.84 | % | 0.25% | (11) | 1.59 | % | |||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.47 | %(11) | 1.00 | %(4)(5) | 0.31 | % | 0.06% | (9) | 0.00 | % | 1.84 | % | 0.25% | (11) | 1.59 | % | |||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.47 | %(11) | None | 0.31% | (10) | 0.06% | (9) | 0.00 | % | 0.84 | % | 0.25% | (11) | 0.59 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | None | 0.47% | (11) | 0.25 | % | 0.27 | % | 0.06 | % | 0.00 | % | 1.05 | % | 0.25 | %(7)(11) | 0.80 | % | |||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.47% | (11) | 1.00 | % | 0.27 | % | 0.06 | % | 0.00 | % | 1.80 | % | 0.25 | %(7)(11) | 1.55 | % | |||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.47% | (11) | 1.00 | % | 0.27 | % | 0.06 | % | 0.00 | % | 1.80 | % | 0.25 | %(7)(11) | 1.55 | % | |||||||||||||||||||||||||||
Y |
None | None | None | None | 0.47% | (11) | None | 0.27% | (10) | 0.06 | % | 0.00 | % | 0.80 | % | 0.25 | %(7)(11) | 0.55 | % | |||||||||||||||||||||||||||||
Van Kampen Pennsylvania Tax Free Income as of 9/30/09 |
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A merging into Acquiring Fund A |
4.75 | % | None | None | $12/yr | 0.60 | % | 0.25 | %(4) | 0.28 | % | 0.08% | (9) | 0.00 | % | 1.21 | % | 0.00 | % | 1.21 | % | |||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 4.00 | % | None | $12/yr | 0.60 | % | 1.00 | %(4)(5) | 0.28 | % | 0.08% | (9) | 0.00 | % | 1.96 | % | 0.00 | % | 1.96 | % | |||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.60 | % | 1.00 | %(4)(5) | 0.28 | % | 0.08% | (9) | 0.00 | % | 1.96 | % | 0.00 | % | 1.96 | % | |||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.60 | % | None | 0.28% | (10) | 0.08% | (9) | 0.00 | % | 0.96 | % | 0.00 | % | 0.96 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | None | 0.60 | % | 0.25 | % | 0.25 | % | 0.08 | % | 0.00 | % | 1.18 | % | 0.00% | (7) | 1.18 | % | |||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.60 | % | 1.00 | % | 0.25 | % | 0.08 | % | 0.00 | % | 1.93 | % | 0.00% | (7) | 1.93 | % | |||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.60 | % | 1.00 | % | 0.25 | % | 0.08 | % | 0.00 | % | 1.93 | % | 0.00% | (7) | 1.93 | % | |||||||||||||||||||||||||||
Y |
None | None | None | None | 0.60 | % | None | 0.25% | (10) | 0.08 | % | 0.00 | % | 0.93 | % | 0.00% | (7) | 0.93 | % | |||||||||||||||||||||||||||||
Van Kampen Real Estate Securities as of 6/30/09 |
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A merging into Acquiring Fund A |
4.75 | % | None | None | $12/yr | 0.80 | % | 0.25 | %(4) | 0.75 | % | 0.00 | % | 1.80 | % | 0.23% | (6) | 1.57 | % | |||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 4.00 | % | None | $12/yr | 0.80 | % | 1.00 | %(4)(5) | 0.75 | % | 0.00 | % | 2.55 | % | 0.23% | (6) | 2.32 | % | |||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.80 | % | 1.00 | %(4)(5) | 0.75 | % | 0.00 | % | 2.55 | % | 0.23% | (6) | 2.32 | % | |||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.80 | % | None | 0.75 | % | 0.00 | % | 1.55 | % | 0.23% | (6) | 1.32 | % | |||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 0.80 | % | 0.25 | % | 0.74 | % | 0.00 | % | 1.79 | % | [ ] | (7) | [ ] | ||||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.80 | % | 1.00 | % | 0.74 | % | 0.00 | % | 2.54 | % | [ ] | (7) | [ ] | ||||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.80 | % | 1.00 | % | 0.74 | % | 0.00 | % | 2.54 | % | [ ] | (7) | [ ] | ||||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.80 | % | None | 0.74 | % | 0.00 | % | 1.54 | % | [ ] | (7) | [ ] | ||||||||||||||||||||||||||||||||
Van Kampen Small Cap Growth as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | 2.00 | % | $12/yr | 0.80 | % | 0.25 | % | 0.35 | % | | 0.00 | % | 1.40 | % | 0.00% | (6) | 1.40 | % | |||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | 2.00 | % | $12/yr | 0.80 | % | 1.00 | % | 0.33 | % | | 0.00 | % | 2.13 | % | 0.00% | (6) | 2.13 | % | |||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | 2.00 | % | $12/yr | 0.80 | % | 1.00 | % | 0.34 | % | | 0.00 | % | 2.14 | % | 0.00% | (6) | 2.14 | % | |||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | 2.00 | % | $12/yr | 0.80 | % | None | 0.35 | % | | 0.00 | % | 1.15 | % | 0.00% | (6) | 1.15 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | 2.00 | % | None | 0.80 | % | 0.25 | % | 0.35 | % | | 0.00 | % | 1.40 | % | 0.02 | %(7) | 1.38 | % | |||||||||||||||||||||||||||
B |
None | 5.00 | % | 2.00 | % | None | 0.80 | % | 1.00 | % | 0.35 | % | | 0.00 | % | 2.15 | % | 0.02 | %(7) | 2.13 | % | |||||||||||||||||||||||||||
C |
None | 1.00 | % | 2.00 | % | None | 0.80 | % | 1.00 | % | 0.35 | % | | 0.00 | % | 2.15 | % | 0.02 | %(7) | 2.13 | % | |||||||||||||||||||||||||||
Y |
None | None | 2.00 | % | None | 0.80 | % | None | 0.35 | % | | 0.00 | % | 1.15 | % | 0.02 | %(7) | 1.13 | % | |||||||||||||||||||||||||||||
Van Kampen Small Cap Value as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | 2.00 | % | $12/yr | 0.67 | % | 0.25 | % | 0.42 | % | | 0.00 | % | 1.34 | % | 0.00% | (6) | 1.34 | % | |||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | 2.00 | % | $12/yr | 0.67 | % | 1.00 | % | 0.43 | % | | 0.00 | % | 2.10 | % | 0.00% | (6) | 2.10 | % | |||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | 2.00 | % | $12/yr | 0.67 | % | 1.00 | % | 0.43 | % | | 0.00 | % | 2.10 | % | 0.00% | (6) | 2.10 | % | |||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | 2.00 | % | $12/yr | 0.67 | % | None | 0.42 | % | | 0.00 | % | 1.09 | % | 0.00% | (6) | 1.09 | % | |||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | 2.00 | % | None | 0.67 | % | 0.25 | % | 0.43 | % | | 0.00 | % | 1.35 | % | 0.01% | (7) | 1.34 | % | |||||||||||||||||||||||||||
B |
None | 5.00 | % | 2.00 | % | None | 0.67 | % | 1.00 | % | 0.43 | % | | 0.00 | % | 2.10 | % | 0.01% | (7) | 2.09 | % | |||||||||||||||||||||||||||
C |
None | 1.00 | % | 2.00 | % | None | 0.67 | % | 1.00 | % | 0.43 | % | | 0.00 | % | 2.10 | % | 0.01% | (7) | 2.09 | % | |||||||||||||||||||||||||||
Y |
None | None | 2.00 | % | None | 0.67 | % | None | 0.43 | % | | 0.00 | % | 1.10 | % | 0.01% | (7) | 1.09 | % | |||||||||||||||||||||||||||||
Van Kampen Technology as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.90 | % | 0.25 | %(4) | 2.09 | % | | 0.00 | % | 3.24 | % | 1.29% | (6) | 1.95 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.90 | % | 1.00 | %(4)(5) | 2.09 | % | | 0.00 | % | 3.99 | % | 1.29% | (6) | 2.70 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.90 | % | 1.00 | %(4)(5) | 2.11 | % | | 0.00 | % | 4.01 | % | 1.31% | (6) | 2.70 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.90 | % | None | 2.09 | % | | 0.00 | % | 2.99 | % | 1.29% | (6) | 1.70 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 0.90 | % | 0.25 | % | 2.13 | % | | 0.00 | % | 3.28 | % | 1.33% | (7) | 1.95 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.90 | % | 1.00 | % | 2.13 | % | | 0.00 | % | 4.03 | % | 1.33% | (7) | 2.70 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.90 | % | 1.00 | % | 2.13 | % | | 0.00 | % | 4.03 | % | 1.33% | (7) | 2.70 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.90 | % | None | 2.13 | % | | 0.00 | % | 3.03 | % | 1.33% | (7) | 1.70 | % | ||||||||||||||||||||||||||||||
Van Kampen U.S. Mortgage as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.75 | % | None | None | $12/yr | 0.47 | % | 0.25 | %(4) | 0.24 | % | | 0.00 | % | 0.96 | % | 0.00 | % | 0.96 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 4.00 | % | None | $12/yr | 0.47 | % | 1.00 | %(4)(5) | 0.26 | % | | 0.00 | % | 1.73 | % | 0.00 | % | 1.73 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.47 | % | 1.00 | %(4)(5) | 0.26 | % | | 0.00 | % | 1.73 | % | 0.00 | % | 1.73 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.47 | % | None | 0.25 | % | | 0.00 | % | 0.72 | % | 0.00 | % | 0.72 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | None | 0.47 | % | 0.25 | % | 0.28 | % | | 0.00 | % | 1.00 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.47 | % | 1.00 | % | 0.28 | % | | 0.00 | % | 1.75 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.47 | % | 1.00 | % | 0.28 | % | | 0.00 | % | 1.75 | % | [ ] | (7) | [ ] | |||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.47 | % | None | 0.28 | % | | 0.00 | % | 0.75 | % | [ ] | (7) | [ ] |
Account | ||||||||||||||||||||||||||||||||||||||||||||||||
Shareholder Fees | Maintenance | |||||||||||||||||||||||||||||||||||||||||||||||
Maximum | (Low | Annual Fund Operating Expenses (1) | ||||||||||||||||||||||||||||||||||||||||||||||
Sales | Maximum | Balance) | Distribution | Total | ||||||||||||||||||||||||||||||||||||||||||||
Charge | Deferred | Fee | and/or | Acquired | Annual | Net | ||||||||||||||||||||||||||||||||||||||||||
(Load) | Sales | Redemption/ | (for accounts | Service | Fund | Fund | Annual | |||||||||||||||||||||||||||||||||||||||||
Imposed on | Charge | Exchange | genenerally | Management | (12b-1) | Other | Interest | Fees and | Operating | Fee | Operating | |||||||||||||||||||||||||||||||||||||
Class | Purchases | (Load) | Fee | under $750) | Fees | Fees | Expenses(2) | Expenses | Expenses (3) | Expenses | Waiver | Expenses | ||||||||||||||||||||||||||||||||||||
Van Kampen Utility as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.65 | % | 0.25 | % | 0.42 | % | | 0.00 | % | 1.32 | % | 0.00 | % | 1.32 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 4.00 | % | None | $12/yr | 0.65 | % | 1.00 | % | 0.42 | % | | 0.00 | % | 2.07 | % | 0.00 | % | 2.07 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.65 | % | 1.00 | % | 0.42 | % | | 0.00 | % | 2.07 | % | 0.00 | % | 2.07 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.65 | % | None | 0.54 | % | | 0.00 | % | 1.19 | % | 0.00 | % | 1.19 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 0.65 | % | 0.25 | % | 0.41 | % | | 0.00 | % | 1.31 | % | 0.00% | (7) | 1.31 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.65 | % | 1.00 | % | 0.41 | % | | 0.00 | % | 2.06 | % | 0.00% | (7) | 2.06 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.65 | % | 1.00 | % | 0.41 | % | | 0.00 | % | 2.06 | % | 0.00% | (7) | 2.06 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.65 | % | None | 0.41 | % | | 0.00 | % | 1.06 | % | 0.00% | (7) | 1.06 | % | ||||||||||||||||||||||||||||||
Van Kampen Value Opportunities as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.75 | % | None | None | $12/yr | 0.75 | % | 0.25 | % | 0.41 | % | | 0.00 | % | 1.41 | % | 0.00 | % | 1.41 | % | ||||||||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | $12/yr | 0.75 | % | 1.00 | % | 0.42 | % | | 0.00 | % | 2.17 | % | 0.00 | % | 2.17 | % | ||||||||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | $12/yr | 0.75 | % | 1.00 | % | 0.42 | % | | 0.00 | % | 2.17 | % | 0.00 | % | 2.17 | % | ||||||||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | $12/yr | 0.75 | % | None | 0.42 | % | | 0.00 | % | 1.17 | % | 0.00 | % | 1.17 | % | ||||||||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | None | 0.75 | % | 0.25 | % | 0.40 | % | | 0.00 | % | 1.40 | % | 0.00% | (7) | 1.40 | % | ||||||||||||||||||||||||||||
B |
None | 5.00 | % | None | None | 0.75 | % | 1.00 | % | 0.40 | % | | 0.00 | % | 2.15 | % | 0.00% | (7) | 2.15 | % | ||||||||||||||||||||||||||||
C |
None | 1.00 | % | None | None | 0.75 | % | 1.00 | % | 0.40 | % | | 0.00 | % | 2.15 | % | 0.00% | (7) | 2.15 | % | ||||||||||||||||||||||||||||
Y |
None | None | None | None | 0.75 | % | None | 0.40 | % | | 0.00 | % | 1.15 | % | 0.00% | (7) | 1.15 | % |
| Details regarding sales charges imposed on purchases, deferred sales charges and redemption/exchange fees can be found in the Comparison of Share Classes and Distribution Arrangements section of this Joint Proxy Statement/Prospectus. | |
(1) | There is no guarantee that actual expenses will be the same as those shown in the table. Pro Forma expenses of each Acquiring Fund are based on estimated amounts for the current fiscal year. | |
(2) | Each VK Fund is estimated to incur approximately [$ ] in connection with the Reorganization and each Acquiring Fund will incur approximately [$ ] in connection with the Reorganization. Morgan Stanley and Invesco will bear, or will arrange for an entity under common ownership of Morgan Stanley or Invesco to bear, 100% of these costs. These reorganization expenses have not been reflected in the tables above. | |
(3) | Acquired fund fees and expenses are not fees or expenses incurred by each fund directly, but are expenses of the investment companies in which the fund invests. You incur these fees and expenses indirectly through the valuation of the funds investment in those investment companies. As a result, the Net Annual Fund Operating Expenses listed above may exceed the expense limit numbers reflected below in footnotes 6 and 7. The impact of the acquired fund fees and expenses are included in the total returns of the fund. | |
(4) | Class A Shares are subject to a combined annual distribution and service fee of up to 0.25% of the average daily net assets attributable to such class of shares. Class B Shares, Class C Shares and Class R Shares are each subject to a combined annual distribution and service fee of up to 1.00%, 1.00% and 0.50%, respectively, of the average daily net assets attributable to such class of shares. | |
(5) | While Class B Shares, Class C Shares and Class R Shares do not have any front-end sales charges, their higher ongoing annual expenses (due to higher 12b-1 and service fees) mean that over time you could end up paying more for these shares than if you were to pay front-end sales charges for Class A Shares. | |
(6) | VK Adviser is currently waiving or reimbursing all or a portion of the VK Funds management fees or other expenses. The fee waivers and/or expense reimbursements are expected to continue (such that the net annual fund operating expenses do not exceed those amounts listed below in the table) until such time that the VK Funds Board of Trustees acts to discontinue all or a portion of such waivers and/or reimbursements. | |
(7) | Effective upon the closing of the Reorganization, the Adviser has contractually agreed through at least June 30, 2012 to waive advisory fees and/or reimburse expenses to the extent necessary to limit Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement (excluding certain items discussed below) for each Acquiring Fund as shown in the table below. In determining the Advisers obligation to waive advisory fees and/or reimburse expenses, the following expenses are not taken into account, and could cause the Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement to exceed the limits reflected below in the table (i) interest; (ii) taxes; (iii) dividend expense on short sales; (iv) extraordinary or non-routine items; and (v) expenses that the fund has incurred but did not actually pay because of an expense offset arrangement. Currently, the expense offset arrangements from which the fund benefits are in the form of credits that the fund receives from banks where the fund or its transfer agent has deposit accounts in which it hold uninvested cash. These credits are used to pay certain expenses incurred by the fund. |
Class | Class | Class | Class | Class | Class | Class | Class | Class | Class | |||||||||||||||||||||||||||||||||
VK Fund | A | B | C | I | R | Acquiring Fund | A | B | C | Y | R | |||||||||||||||||||||||||||||||
Van Kampen American
Franchise Fund
|
1.35 | % | 2.10 | % | 2.10 | % | 1.10 | % | | Van Kampen American Franchise Fund | 1.35 | % | 2.10 | % | 2.10 | % | 1.10 | % | | |||||||||||||||||||||||
Van Kampen American Value
Fund
|
1.50 | % | 2.25 | % | 2.25 | % | 1.25 | % | 1.75 | % | Van Kampen American Value Fund | 1.41 | % | 2.16 | % | 2.16 | % | 1.16 | % | 1.66 | % | |||||||||||||||||||||
Van Kampen Asset
Allocation Conservative
Fund
|
0.40 | % | 1.15 | % | 1.15 | % | 0.15 | % | | Van Kampen Asset Allocation Conservative Fund | 0.40 | % | 1.15 | % | 1.15 | % | 0.15 | % | | |||||||||||||||||||||||
Van Kampen Asset
Allocation Growth Fund
|
0.40 | % | 1.15 | % | 1.15 | % | 0.15 | % | | Van Kampen Asset Allocation Growth Fund | 0.40 | % | 1.15 | % | 1.15 | % | 0.15 | % | | |||||||||||||||||||||||
Van Kampen Asset
Allocation Moderate Fund
|
0.40 | % | 1.15 | % | 1.15 | % | 0.15 | % | | Van Kampen Asset Allocation Moderate Fund | 0.40 | % | 1.15 | % | 1.15 | % | 0.15 | % | | |||||||||||||||||||||||
Van Kampen California
Insured Tax Free Fund
|
None | None | None | None | | Van Kampen California Insured Tax Free Fund | 0.95 | % | 1.70 | % | 1.70 | % | 0.70 | % | | |||||||||||||||||||||||||||
Van Kampen Capital Growth
Fund
|
None | None | None | None | None | Van Kampen Capital Growth Fund | 1.28 | % | 2.03 | % | 2.03 | % | 1.03 | % | 1.53 | % |
Class | Class | Class | Class | Class | Class | Class | Class | Class | Class | |||||||||||||||||||||||||||||||||
VK Fund | A | B | C | I | R | Acquiring Fund | A | B | C | Y | R | |||||||||||||||||||||||||||||||
Van Kampen Comstock Fund
|
None | None | None | None | None | Van Kampen Comstock Fund | [ ] | [ ] | [ ] | [ ] | None | |||||||||||||||||||||||||||||||
Van Kampen Core Equity
Fund
|
1.20 | % | 1.95 | % | 1.95 | % | 0.95 | % | 1.45 | % | Van Kampen Core Equity Fund | 1.20 | % | 1.95 | % | 1.95 | % | 0.95 | % | 1.45 | % | |||||||||||||||||||||
Van Kampen Core Plus
Fixed Income Fund
|
0.75 | % | 1.50 | % | 1.50 | % | 0.50 | % | | Van Kampen Core Plus Fixed Income Fund | 0.75 | % | 1.50 | % | 1.50 | % | 0.50 | % | | |||||||||||||||||||||||
Van Kampen Corporate Bond
Fund
|
None | None | None | None | | Van Kampen Corporate Bond Fund | 0.95 | % | 1.70 | % | 1.70 | % | 0.70 | % | | |||||||||||||||||||||||||||
Van Kampen Emerging
Markets Fund
|
None | None | None | None | | Van Kampen Emerging Markets Fund | 2.10 | % | 2.85 | % | 2.85 | % | 1.85 | % | | |||||||||||||||||||||||||||
Van Kampen Enterprise Fund
|
None | None | None | None | | Van Kampen Enterprise Fund | [ ] | [ ] | [ ] | [ ] | [ ] | |||||||||||||||||||||||||||||||
Van Kampen Equity and
Income Fund
|
None | None | None | None | None | Van Kampen Equity and Income Fund | [ ] | [ ] | [ ] | [ ] | None | |||||||||||||||||||||||||||||||
Van Kampen Equity Premium
Income Fund
|
1.24 | % | 1.99 | % | 1.99 | % | 0.99 | % | | Van Kampen Equity Premium Income Fund | 1.24 | % | 1.99 | % | 1.99 | % | 0.99 | % | | |||||||||||||||||||||||
Van Kampen Global Bond
Fund
|
1.00 | % | 1.75 | % | 1.75 | % | 0.75 | % | 1.25 | % | Van Kampen Global Bond Fund | 1.00 | % | 1.75 | % | 1.75 | % | 0.75 | % | 1.25 | % | |||||||||||||||||||||
Van Kampen Global Equity
Allocation Fund
|
1.70 | % | 2.45 | % | 2.45 | % | 1.45 | % | | Van Kampen Global Equity Allocation Fund | 1.70 | % | 2.45 | % | 2.45 | % | 1.45 | % | | |||||||||||||||||||||||
Van Kampen Global
Franchise Fund
|
1.80 | % | 2.55 | % | 2.55 | % | 1.55 | % | | Van Kampen Global Franchise Fund | 1.28 | % | 2.03 | % | 2.03 | % | 1.03 | % | | |||||||||||||||||||||||
Van Kampen Global
Tactical Asset Allocation
Fund
|
1.20 | % | 1.95 | % | 1.95 | % | 0.95 | % | 1.45 | % | Van Kampen Global Tactical Asset Allocation Fund | 1.20 | % | 1.95 | % | 1.95 | % | 0.95 | % | 1.45 | % | |||||||||||||||||||||
Van Kampen Government
Securities Fund
|
None | None | None | None | | Van Kampen Government Securities Fund | 1.03 | % | 1.78 | % | 1.78 | % | 0.78 | % | | |||||||||||||||||||||||||||
Van Kampen Growth and
Income Fund
|
None | None | None | None | None | Van Kampen Growth and Income Fund | [ ] | [ ] | [ ] | [ ] | [ ] | |||||||||||||||||||||||||||||||
Van Kampen Harbor Fund
|
None | None | None | None | | Van Kampen Harbor Fund | [ ] | [ ] | [ ] | [ ] | [ ] | |||||||||||||||||||||||||||||||
Van Kampen High Yield Fund
|
None | None | None | None | | Van Kampen High Yield Fund | 1.03 | % | 1.78 | % | 1.78 | % | 0.78 | % | | |||||||||||||||||||||||||||
Van Kampen High Yield
Municipal Fund
|
1.20 | % | 1.95 | % | 1.95 | % | 0.95 | % | | Van Kampen High Yield Municipal Fund | [ ] | [ ] | [ ] | [ ] | | |||||||||||||||||||||||||||
Van Kampen Insured Tax
Free Income Fund
|
None | None | None | None | | Van Kampen Insured Tax Free Income Fund | 0.90 | % | 1.65 | % | 1.65 | % | 0.65 | % | | |||||||||||||||||||||||||||
Van Kampen Intermediate
Term Municipal Income
Fund
|
None | None | None | None | | Van Kampen Intermediate Term Municipal Income Fund | 0.90 | % | 1.65 | % | 1.65 | % | 0.65 | % | | |||||||||||||||||||||||||||
Van Kampen International
Advantage Fund
|
1.65 | % | 2.40 | % | 2.40 | % | 1.40 | % | | Van Kampen International Advantage Fund | 1.65 | % | 2.40 | % | 2.40 | % | 1.40 | % | | |||||||||||||||||||||||
Van Kampen International
Growth Fund
|
None | None | None | None | None | Van Kampen International Growth Fund | 1.40 | % | 2.15 | % | 2.15 | % | 1.15 | % | 1.65 | % | ||||||||||||||||||||||||||
Van Kampen Leaders Fund
|
0.50 | % | 1.25 | % | 1.25 | % | 0.25 | % | | Van Kampen Leaders Fund | 0.50 | % | 1.25 | % | 1.25 | % | 0.25 | % | | |||||||||||||||||||||||
Van Kampen Limited
Duration Fund
|
None | None | None | None | | Van Kampen Limited Duration Fund | [ ] | [ ] | [ ] | [ ] | | |||||||||||||||||||||||||||||||
Van Kampen Mid Cap Growth
Fund
|
None | None | None | None | None | Van Kampen Mid Cap Growth Fund | 1.40 | % | 2.15 | % | 2.15 | % | 1.15 | % | 1.65 | % | ||||||||||||||||||||||||||
Van Kampen Municipal
Income Fund
|
None | None | None | None | | Van Kampen Municipal Income Fund | 0.90 | % | 1.65 | % | 1.65 | % | 0.65 | % | | |||||||||||||||||||||||||||
Van Kampen New York Tax
Free Income Fund
|
None | None | None | None | | Van Kampen New York Tax Free Income Fund | 0.78 | % | 1.53 | % | 1.53 | % | 0.53 | % | | |||||||||||||||||||||||||||
Van Kampen Pennsylvania
Tax Free Income Fund
|
None | None | None | None | | Van Kampen Pennsylvania Tax Free Income Fund | 1.13 | % | 1.88 | % | 1.88 | % | 0.88 | % | | |||||||||||||||||||||||||||
Van Kampen Real Estate
Securities Fund
|
1.55 | % | 2.30 | % | 2.30 | % | 1.30 | % | | Van Kampen Real Estate Securities Fund | [ ] | [ ] | [ ] | [ ] | | |||||||||||||||||||||||||||
Van Kampen Small Cap
Growth Fund
|
1.60 | % | 2.35 | % | 2.35 | % | 1.35 | % | | Van Kampen Small Cap Growth Fund | 1.40 | % | 2.15 | % | 2.15 | % | 1.15 | % | | |||||||||||||||||||||||
Van Kampen Small Cap
Value Fund
|
1.50 | % | 2.25 | % | 2.25 | % | 1.25 | % | | Van Kampen Small Cap Value Fund | 1.34 | % | 2.09 | % | 2.09 | % | 1.09 | % | | |||||||||||||||||||||||
Van Kampen Technology Fund
|
1.95 | % | 2.70 | % | 2.70 | % | 1.70 | % | | Van Kampen Technology Fund | 1.95 | % | 2.70 | % | 2.70 | % | 1.70 | % | | |||||||||||||||||||||||
Van Kampen U.S. Mortgage
Fund
|
None | None | None | None | | Van Kampen U.S. Mortgage Fund | [ ] | [ ] | [ ] | [ ] | | |||||||||||||||||||||||||||||||
Van Kampen Utility Fund
|
None | None | None | None | | Van Kampen Utility Fund | 1.32 | % | 2.07 | % | 2.07 | % | 1.07 | % | | |||||||||||||||||||||||||||
Van Kampen Value
Opportunities Fund
|
None | None | None | None | | Van Kampen Value Opportunities Fund | 1.41 | % | 2.16 | % | 2.16 | % | 1.16 | % | |
(8) | Because the amount of the Funds assets invested in each of the underlying funds changes daily, the amounts shown in the table are approximate amounts. | |
(9) | As described in the Funds financial statements, certain inverse floating rate investments are created in underlying dealer trust and are accounted for by the Fund as secured borrowings. Among other things, the effects of reporting and inverse floaters this way are to increase the Funds assets and liabilities by corresponding and equal amounts and to increase interest income and interest and residual trust expense by corresponding and equal amounts. Thus, this reporting does not impact the Funds net asset values per share of the Funds total returns, however, this reporting does impact the Funds expense ratio (due to the increased expenses as a percentage of net assets). | |
(10) | Other expenses are expenses for the current fiscal year. | |
(11) | VK Advisers has agreed to waive advisory fees in the amount of 0.10% for Van Kampen Intermediate Term Municipal Income Fund and 0.25% for Van Kampen New York Tax Free Income Fund. Invesco Advisers has contractually agreed through at least June 30, 2012 to continue this fee waiver arrangement. | |
(12) | Class A Shares purchased prior to October 1, 1999 are subject to a combined annual distribution and service fee of up to 0.25% of the average daily net assets attributable to such class of shares. Class A Shares purchased on or after October 1, 1999 are subject to a combined annual distribution and service fee of up to 0.15% of the average daily net assets attributable to such class of shares. Class B Shares purchased prior to October 1, 1999 are subject to a combined annual distribution and service fee of up to 1.00% of the average daily net assets attributable to such class of shares. All Class B Shares and Class C Shares purchased on or after October 1, 1999 are each subject to a combined annual distribution and service of up to 0.65% of the average daily net assets attributable to such class of shares. |
With Redemption | Without Redemption | |||||||||||||||||||||||||||||||
Class | 1 Year | 3 Years | 5 Years | 10 Years | 1 Year | 3 Years | 5 Years | 10 Years | ||||||||||||||||||||||||
Van Kampen American Franchise as of 8/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 705 | $ | 978 | $ | 1,272 | $ | 2,105 | $ | 705 | $ | 978 | $ | 1,272 | $ | 2,105 | ||||||||||||||||
B merging into Acquiring Fund B |
713 | 958 | 1,279 | 2,240 | 213 | 658 | 1,129 | 2,240 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
313 | 658 | 1,129 | 2,431 | 213 | 658 | 1,129 | 2,431 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
112 | 350 | 606 | 1,340 | 112 | 350 | 606 | 1,340 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 680 | $ | 960 | $ | 1,268 | $ | 2,138 | $ | 680 | $ | 960 | $ | 1,268 | $ | 2,138 | ||||||||||||||||
B |
713 | 964 | 1,348 | 2,293 | 213 | 664 | 1,148 | 2,293 | ||||||||||||||||||||||||
C |
313 | 664 | 1,148 | 2,483 | 213 | 664 | 1,148 | 2,483 | ||||||||||||||||||||||||
Y |
112 | 356 | 626 | 1,398 | 112 | 356 | 626 | 1,398 | ||||||||||||||||||||||||
Van Kampen American Value as of 6/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 710 | $ | 996 | $ | 1,302 | $ | 2,169 | $ | 710 | $ | 996 | $ | 1,302 | $ | 2,169 | ||||||||||||||||
B merging into Acquiring Fund B |
719 | 976 | 1,309 | 2,493 | 219 | 676 | 1,159 | 2,493 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
319 | 676 | 1,159 | 2,493 | 219 | 676 | 1,159 | 2,493 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
121 | 378 | 654 | 1,443 | 121 | 378 | 654 | 1,443 | ||||||||||||||||||||||||
R merging into Acquiring Fund R |
173 | 536 | 923 | 2,009 | 173 | 536 | 923 | 2,009 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 686 | $ | 973 | $ | 1,282 | $ | 2,157 | $ | 686 | $ | 973 | $ | 1,282 | $ | 2,157 | ||||||||||||||||
B |
719 | 977 | 1,363 | 2,311 | 219 | 677 | 1,163 | 2,311 | ||||||||||||||||||||||||
C |
319 | 677 | 1,163 | 2,502 | 219 | 677 | 1,163 | 2,502 | ||||||||||||||||||||||||
Y |
118 | 370 | 642 | 1,419 | 118 | 370 | 642 | 1,419 | ||||||||||||||||||||||||
R |
169 | 524 | 905 | 1,974 | 169 | 524 | 905 | 1,974 | ||||||||||||||||||||||||
Van Kampen Asset Allocation Conservative as of 3/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 688 | $ | 928 | $ | 1,187 | $ | 1,924 | $ | 688 | $ | 928 | $ | 1,187 | $ | 1,924 | ||||||||||||||||
B merging into Acquiring Fund B |
696 | 906 | 1,192 | 2,059 | 196 | 606 | 1,042 | 2,059 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
296 | 606 | 1,042 | 2,254 | 196 | 606 | 1,042 | 2,254 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
95 | 296 | 515 | 1,143 | 95 | 296 | 515 | 1,143 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 664 | $ | 945 | $ | 1,290 | $ | 2,259 | $ | 664 | $ | 945 | $ | 1,290 | $ | 2,259 | ||||||||||||||||
B |
696 | 949 | 1,371 | 2,414 | 196 | 649 | 1,171 | 2,414 | ||||||||||||||||||||||||
C |
296 | 649 | 1,171 | 2,602 | 196 | 649 | 1,171 | 2,602 | ||||||||||||||||||||||||
Y |
95 | 340 | 650 | 1,529 | 95 | 340 | 650 | 1,529 | ||||||||||||||||||||||||
Van Kampen Asset Allocation Growth as of 3/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 693 | $ | 943 | $ | 1,212 | $ | 1,978 | $ | 693 | $ | 943 | $ | 1,212 | $ | 1,978 | ||||||||||||||||
B merging into Acquiring Fund B |
701 | 921 | 1,218 | 2,113 | 201 | 621 | 1,068 | 2,113 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
301 | 621 | 1,068 | 2,306 | 201 | 621 | 1,068 | 2,306 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
100 | 312 | 542 | 1,201 | 100 | 312 | 542 | 1,201 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 668 | $ | 969 | $ | 1,343 | $ | 2,389 | $ | 668 | $ | 969 | $ | 1,343 | $ | 2,389 | ||||||||||||||||
B |
701 | 974 | 1,425 | 2,543 | 201 | 674 | 1,225 | 2,543 | ||||||||||||||||||||||||
C |
301 | 674 | 1,225 | 2,730 | 201 | 674 | 1,225 | 2,730 | ||||||||||||||||||||||||
Y |
100 | 366 | 707 | 1,671 | 100 | 366 | 707 | 1,671 | ||||||||||||||||||||||||
Van Kampen Asset Allocation Moderate as of 3/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 690 | $ | 934 | $ | 1,197 | $ | 1,946 | $ | 690 | $ | 934 | $ | 1,197 | $ | 1,946 | ||||||||||||||||
B merging into Acquiring Fund B |
698 | 912 | 1,202 | 2,080 | 198 | 612 | 1,052 | 2,080 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
298 | 612 | 1,052 | 2,275 | 198 | 612 | 1,052 | 2,275 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
97 | 303 | 525 | 1,166 | 97 | 303 | 525 | 1,166 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 666 | $ | 940 | $ | 1,265 | $ | 2,183 | $ | 666 | $ | 940 | $ | 1,265 | $ | 2,183 | ||||||||||||||||
B |
698 | 943 | 1,346 | 2,338 | 198 | 643 | 1,146 | 2,338 | ||||||||||||||||||||||||
C |
298 | 643 | 1,146 | 2,528 | 198 | 643 | 1,146 | 2,528 | ||||||||||||||||||||||||
Y |
97 | 335 | 624 | 1,447 | 97 | 335 | 624 | 1,447 | ||||||||||||||||||||||||
Van Kampen California Insured Tax Free as of 9/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 568 | $ | 766 | $ | 981 | $ | 1,597 | $ | 568 | $ | 766 | $ | 981 | $ | 1,597 | ||||||||||||||||
B merging into Acquiring Fund B |
574 | 840 | 1,080 | 1,823 | 174 | 540 | 930 | 1,823 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
274 | 540 | 930 | 2,023 | 174 | 540 | 930 | 2,023 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
72 | 224 | 390 | 871 | 72 | 224 | 390 | 871 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 564 | $ | 754 | $ | 960 | $ | 1,553 | $ | 564 | $ | 754 | $ | 960 | $ | 1,553 | ||||||||||||||||
B |
670 | 826 | 1,107 | 1,777 | 170 | 526 | 907 | 1,777 | ||||||||||||||||||||||||
C |
270 | 526 | 907 | 1,976 | 170 | 526 | 907 | 1,976 | ||||||||||||||||||||||||
Y |
68 | 214 | 373 | 835 | 68 | 214 | 373 | 835 |
With Redemption | Without Redemption | |||||||||||||||||||||||||||||||
Class | 1 Year | 3 Years | 5 Years | 10 Years | 1 Year | 3 Years | 5 Years | 10 Years | ||||||||||||||||||||||||
Van Kampen Capital Growth as of 6/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 698 | $ | 958 | $ | 1,237 | $ | 2,031 | $ | 698 | $ | 958 | $ | 1,237 | $ | 2,031 | ||||||||||||||||
B merging into Acquiring Fund B |
710 | 949 | 1,264 | 2,198 | 210 | 649 | 1,114 | 2,198 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
310 | 649 | 1,114 | 2,400 | 210 | 649 | 1,114 | 2,400 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
107 | 334 | 579 | 1,283 | 107 | 334 | 579 | 1,283 | ||||||||||||||||||||||||
R merging into Acquiring Fund R |
160 | 495 | 855 | 1,866 | 160 | 495 | 855 | 1,866 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 673 | $ | 938 | $ | 1,226 | $ | 2,046 | $ | 673 | $ | 938 | $ | 1,226 | $ | 2,046 | ||||||||||||||||
B |
706 | 941 | 1,306 | 2,201 | 206 | 641 | 1,106 | 2,201 | ||||||||||||||||||||||||
C |
306 | 641 | 1,106 | 2,393 | 206 | 641 | 1,106 | 2,393 | ||||||||||||||||||||||||
Y |
105 | 332 | 582 | 1,298 | 105 | 332 | 582 | 1,298 | ||||||||||||||||||||||||
R |
156 | 488 | 847 | 1,860 | 156 | 488 | 847 | 1,860 | ||||||||||||||||||||||||
Van Kampen Comstock as of 6/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 670 | $ | 872 | $ | 1,091 | $ | 1,718 | $ | 670 | $ | 872 | $ | 1,091 | $ | 1,718 | ||||||||||||||||
B merging into Acquiring Fund B |
677 | 848 | 1,094 | 1,853 | 177 | 548 | 944 | 1,853 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
277 | 548 | 944 | 2,052 | 177 | 548 | 944 | 2,052 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
76 | 237 | 411 | 918 | 76 | 237 | 411 | 918 | ||||||||||||||||||||||||
R merging into Acquiring Fund R |
126 | 393 | 681 | 1,500 | 126 | 393 | 681 | 1,500 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
[$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | ||||||||||||||||||||||||
B |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
C |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Y |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
R |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Van Kampen Core Equity as of 3/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 690 | $ | 934 | $ | 1,197 | $ | 1,946 | $ | 690 | $ | 934 | $ | 1,197 | $ | 1,946 | ||||||||||||||||
B merging into Acquiring Fund B |
700 | 918 | 1,212 | 2,097 | 200 | 618 | 1,062 | 2,097 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
298 | 612 | 1,052 | 2,275 | 198 | 612 | 1,052 | 2,275 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
97 | 303 | 525 | 1,166 | 97 | 303 | 525 | 1,166 | ||||||||||||||||||||||||
R merging into Acquiring Fund R |
148 | 459 | 792 | 1,735 | 148 | 459 | 792 | 1,735 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 666 | $ | 1,023 | $ | 1,517 | $ | 2,874 | $ | 666 | $ | 1,023 | $ | 1,517 | $ | 2,874 | ||||||||||||||||
B |
698 | 1,029 | 1,602 | 3,026 | 198 | 729 | 1,402 | 3,026 | ||||||||||||||||||||||||
C |
298 | 729 | 1,402 | 3,204 | 198 | 729 | 1,402 | 3,204 | ||||||||||||||||||||||||
Y |
97 | 423 | 894 | 2,197 | 97 | 423 | 894 | 2,197 | ||||||||||||||||||||||||
R |
148 | 577 | 1,151 | 2,714 | 148 | 577 | 1,151 | 2,714 | ||||||||||||||||||||||||
Van Kampen Core Plus Fixed Income as of 8/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 548 | $ | 703 | $ | 872 | $ | 1,361 | $ | 548 | $ | 703 | $ | 872 | $ | 1,361 | ||||||||||||||||
B merging into Acquiring Fund B |
553 | 774 | 968 | 1,588 | 153 | 474 | 818 | 1,588 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
253 | 474 | 818 | 1,791 | 153 | 474 | 818 | 1,791 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
51 | 160 | 280 | 628 | 51 | 160 | 280 | 628 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 548 | $ | 717 | $ | 915 | $ | 1,484 | $ | 548 | $ | 717 | $ | 915 | $ | 1,484 | ||||||||||||||||
B |
653 | 788 | 1,061 | 1,709 | 153 | 488 | 861 | 1,709 | ||||||||||||||||||||||||
C |
253 | 488 | 861 | 1,910 | 153 | 488 | 861 | 1,910 | ||||||||||||||||||||||||
Y |
51 | 175 | 325 | 761 | 51 | 175 | 325 | 761 | ||||||||||||||||||||||||
Van Kampen Corporate Bond as of 8/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 567 | $ | 763 | $ | 976 | $ | 1,586 | $ | 567 | $ | 763 | $ | 976 | $ | 1,586 | ||||||||||||||||
B merging into Acquiring Fund B |
573 | 836 | 1,073 | 1,810 | 173 | 536 | 923 | 1,810 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
273 | 536 | 923 | 2,009 | 173 | 536 | 923 | 2,009 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
72 | 224 | 390 | 871 | 72 | 224 | 390 | 871 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 567 | $ | 763 | $ | 976 | $ | 1,586 | $ | 567 | $ | 763 | $ | 976 | $ | 1,586 | ||||||||||||||||
B |
673 | 836 | 1,123 | 1,810 | 173 | 536 | 923 | 1,810 | ||||||||||||||||||||||||
C |
273 | 536 | 923 | 2,009 | 173 | 536 | 923 | 2,009 | ||||||||||||||||||||||||
Y |
72 | 224 | 390 | 871 | 72 | 224 | 390 | 871 | ||||||||||||||||||||||||
Van Kampen Emerging Markets as of 6/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 787 | $ | 1,229 | $ | 1,696 | $ | 2,982 | $ | 787 | $ | 1,229 | $ | 1,696 | $ | 2,982 | ||||||||||||||||
B merging into Acquiring Fund B |
800 | 1,218 | 1,712 | 3,114 | 300 | 918 | 1,562 | 3,114 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
400 | 918 | 1,562 | 3,290 | 300 | 918 | 1,562 | 3,290 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
188 | 582 | 1,001 | 2,169 | 188 | 582 | 1,001 | 2,169 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 751 | $ | 1,182 | $ | 1,647 | $ | 2,929 | $ | 751 | $ | 1,182 | $ | 1,647 | $ | 2,929 | ||||||||||||||||
B |
788 | 1,193 | 1,735 | 3,080 | 288 | 893 | 1,535 | 3,080 | ||||||||||||||||||||||||
C |
288 | 893 | 1,535 | 3,256 | 288 | 893 | 1,535 | 3,256 | ||||||||||||||||||||||||
Y |
188 | 592 | 1,033 | 2,258 | 188 | 592 | 1,033 | 2,258 |
With Redemption | Without Redemption | |||||||||||||||||||||||||||||||
Class | 1 Year | 3 Years | 5 Years | 10 Years | 1 Year | 3 Years | 5 Years | 10 Years | ||||||||||||||||||||||||
Van Kampen Enterprise as of 6/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 697 | $ | 955 | $ | 1,232 | $ | 2,021 | $ | 697 | $ | 955 | $ | 1,232 | $ | 2,021 | ||||||||||||||||
B merging into Acquiring Fund B |
707 | 940 | 1,248 | 2,171 | 207 | 640 | 1,098 | 2,171 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
307 | 640 | 1,098 | 2,369 | 207 | 640 | 1,098 | 2,369 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
112 | 350 | 606 | 1,340 | 112 | 350 | 606 | 1,340 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
[$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | ||||||||||||||||||||||||
B |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
C |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Y |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Van Kampen Equity and Income as of 6/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 659 | $ | 837 | $ | 1,029 | $ | 1,586 | $ | 659 | $ | 837 | $ | 1,029 | $ | 1,586 | ||||||||||||||||
B merging into Acquiring Fund B |
665 | 811 | 1,031 | 1,721 | 165 | 511 | 881 | 1,721 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
265 | 511 | 811 | 1,922 | 165 | 511 | 881 | 1,922 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
63 | 199 | 346 | 774 | 63 | 199 | 346 | 774 | ||||||||||||||||||||||||
R merging into Acquiring Fund R |
114 | 356 | 617 | 1,363 | 114 | 356 | 617 | 1,363 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
[$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | ||||||||||||||||||||||||
B |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
C |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Y |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
R |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Van Kampen Equity Premium Income as of 8/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 694 | $ | 946 | $ | 1,217 | $ | 1,989 | $ | 694 | $ | 946 | $ | 1,217 | $ | 1,989 | ||||||||||||||||
B merging into Acquiring Fund B |
702 | 924 | 1,223 | 2,123 | 202 | 624 | 1,073 | 2,123 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
302 | 624 | 1,073 | 2,317 | 202 | 624 | 1,073 | 2,317 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
101 | 315 | 547 | 1,213 | 101 | 315 | 547 | 1,213 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 669 | $ | 937 | $ | 1,241 | $ | 2,102 | $ | 669 | $ | 937 | $ | 1,241 | $ | 2,102 | ||||||||||||||||
B |
702 | 940 | 1,321 | 2,257 | 202 | 640 | 1,121 | 2,257 | ||||||||||||||||||||||||
C |
302 | 640 | 1,121 | 2,448 | 202 | 640 | 1,121 | 2,448 | ||||||||||||||||||||||||
Y |
101 | 332 | 598 | 1,359 | 101 | 332 | 598 | 1,359 | ||||||||||||||||||||||||
Van Kampen Global Bond as of 10/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 572 | $ | 778 | $ | 1,001 | $ | 1,642 | $ | 572 | $ | 778 | $ | 1,001 | $ | 1,642 | ||||||||||||||||
B merging into Acquiring Fund B |
578 | 851 | 1,099 | 1,864 | 178 | 551 | 949 | 1,864 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
278 | 551 | 949 | 2,065 | 178 | 551 | 949 | 2,065 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
77 | 240 | 417 | 930 | 77 | 240 | 417 | 930 | ||||||||||||||||||||||||
R merging into Acquiring Fund R |
128 | 397 | 687 | 1,513 | 128 | 397 | 687 | 1,513 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 10/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 572 | $ | 885 | $ | 1,329 | $ | 2,559 | $ | 572 | $ | 885 | $ | 1,329 | $ | 2,559 | ||||||||||||||||
B |
678 | 961 | 1,481 | 2,771 | 178 | 661 | 1,281 | 2,771 | ||||||||||||||||||||||||
C |
278 | 661 | 1,281 | 2,953 | 178 | 661 | 1,281 | 2,953 | ||||||||||||||||||||||||
Y |
77 | 353 | 765 | 1,918 | 77 | 353 | 765 | 1,918 | ||||||||||||||||||||||||
R |
127 | 508 | 1,026 | 2,450 | 127 | 508 | 1,026 | 2,450 | ||||||||||||||||||||||||
Van Kampen Global Equity Allocation as of 6/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 738 | $ | 1,080 | $ | 1,445 | $ | 2,468 | $ | 738 | $ | 1,080 | $ | 1,445 | $ | 2,468 | ||||||||||||||||
B merging into Acquiring Fund B |
748 | 1,064 | 1,456 | 2,601 | 248 | 764 | 1,306 | 2,601 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
348 | 764 | 1,306 | 2,786 | 248 | 764 | 1,306 | 2,786 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
148 | 459 | 792 | 1,735 | 148 | 459 | 792 | 1,735 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 713 | $ | 1,089 | $ | 1,521 | $ | 2,719 | $ | 713 | $ | 1,089 | $ | 1,521 | $ | 2,719 | ||||||||||||||||
B |
748 | 1,097 | 1,606 | 2,871 | 248 | 797 | 1,406 | 2,871 | ||||||||||||||||||||||||
C |
348 | 797 | 1,406 | 3,051 | 248 | 797 | 1,406 | 3,051 | ||||||||||||||||||||||||
Y |
148 | 493 | 898 | 2,029 | 148 | 493 | 898 | 2,029 | ||||||||||||||||||||||||
Van Kampen Global Franchise as of 6/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 698 | $ | 958 | $ | 1,237 | $ | 2,031 | $ | 698 | $ | 958 | $ | 1,237 | $ | 2,031 | ||||||||||||||||
B merging into Acquiring Fund B |
706 | 937 | 1,243 | 2,166 | 206 | 637 | 1,093 | 2,166 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
306 | 637 | 1,093 | 2,358 | 206 | 637 | 1,093 | 2,358 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
105 | 328 | 569 | 1,259 | 105 | 328 | 569 | 1,259 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 673 | $ | 935 | $ | 1,217 | $ | 2,019 | $ | 673 | $ | 935 | $ | 1,217 | $ | 2,019 | ||||||||||||||||
B |
706 | 938 | 1,296 | 2,175 | 206 | 638 | 1,096 | 2,175 | ||||||||||||||||||||||||
C |
306 | 638 | 1,096 | 2,367 | 206 | 638 | 1,096 | 2,367 | ||||||||||||||||||||||||
Y |
105 | 329 | 572 | 1,269 | 105 | 329 | 572 | 1,269 |
With Redemption | Without Redemption | |||||||||||||||||||||||||||||||
Class | 1 Year | 3 Years | 5 Years | 10 Years | 1 Year | 3 Years | 5 Years | 10 Years | ||||||||||||||||||||||||
Van Kampen Global Tactical Asset Allocation as of 10/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 697 | $ | 955 | $ | 1,232 | $ | 2,021 | $ | 697 | $ | 955 | $ | 1,232 | $ | 2,021 | ||||||||||||||||
B merging into Acquiring Fund B |
705 | 934 | 1,238 | 2,155 | 205 | 634 | 1,088 | 2,155 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
305 | 634 | 1,088 | 2,348 | 205 | 634 | 1,088 | 2,348 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
104 | 325 | 563 | 1,248 | 104 | 325 | 563 | 1,248 | ||||||||||||||||||||||||
R merging into Acquiring Fund R |
155 | 480 | 829 | 1,813 | 155 | 480 | 829 | 1,813 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 10/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 672 | $ | 1,043 | $ | 1,551 | $ | 2,942 | $ | 672 | $ | 1,043 | $ | 1,551 | $ | 2,942 | ||||||||||||||||
B |
705 | 1,050 | 1,637 | 3,094 | 205 | 750 | 1,437 | 3,094 | ||||||||||||||||||||||||
C |
305 | 750 | 1,437 | 3,271 | 205 | 750 | 1,437 | 3,271 | ||||||||||||||||||||||||
Y |
104 | 445 | 930 | 2,271 | 104 | 445 | 930 | 2,271 | ||||||||||||||||||||||||
R |
155 | 599 | 1,187 | 2,784 | 155 | 599 | 1,187 | 2,784 | ||||||||||||||||||||||||
Van Kampen Government Securities as of 9/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 575 | $ | 787 | $ | 1,017 | $ | 1,675 | $ | 575 | $ | 787 | $ | 1,017 | $ | 1,675 | ||||||||||||||||
B merging into Acquiring Fund B |
581 | 860 | 1,114 | 1,897 | 181 | 560 | 964 | 1,897 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
281 | 560 | 964 | 2,095 | 181 | 560 | 964 | 2,095 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
80 | 249 | 433 | 966 | 80 | 249 | 433 | 966 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 575 | $ | 787 | $ | 1,017 | $ | 1,675 | $ | 575 | $ | 787 | $ | 1,017 | $ | 1,675 | ||||||||||||||||
B |
681 | 860 | 1,164 | 1,897 | 181 | 560 | 964 | 1,897 | ||||||||||||||||||||||||
C |
281 | 560 | 964 | 2,095 | 181 | 560 | 964 | 2,095 | ||||||||||||||||||||||||
Y |
80 | 249 | 433 | 966 | 80 | 249 | 433 | 966 | ||||||||||||||||||||||||
Van Kampen Growth and Income as of 5/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 663 | $ | 848 | $ | 1,050 | $ | 1,630 | $ | 663 | $ | 848 | $ | 1,050 | $ | 1,630 | ||||||||||||||||
B merging into Acquiring Fund B |
670 | 826 | 1,057 | 1,774 | 170 | 526 | 907 | 1,774 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
270 | 526 | 907 | 1,976 | 170 | 526 | 907 | 1,976 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
68 | 214 | 373 | 835 | 68 | 214 | 373 | 835 | ||||||||||||||||||||||||
R merging into Acquiring Fund R |
119 | 372 | 644 | 1,420 | 119 | 372 | 644 | 1,420 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 5/31/09 |
||||||||||||||||||||||||||||||||
A |
[$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | ||||||||||||||||||||||||
B |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
C |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Y |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
R |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Van Kampen Harbor as of 6/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 689 | $ | 931 | $ | 1,192 | $ | 1,935 | $ | 689 | $ | 931 | $ | 1,192 | $ | 1,935 | ||||||||||||||||
B merging into Acquiring Fund B |
698 | 912 | 1,202 | 2,078 | 198 | 612 | 1,052 | 2,078 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
298 | 612 | 1,052 | 2,275 | 198 | 612 | 1,052 | 2,275 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
100 | 312 | 542 | 1,201 | 100 | 312 | 542 | 1,201 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
[$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | ||||||||||||||||||||||||
B |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
C |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Y |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Van Kampen High Yield as of 8/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 575 | $ | 787 | $ | 1,017 | $ | 1,675 | $ | 575 | $ | 787 | $ | 1,017 | $ | 1,675 | ||||||||||||||||
B merging into Acquiring Fund B |
581 | 860 | 1,114 | 1,897 | 181 | 560 | 964 | 1,897 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
281 | 560 | 964 | 2,095 | 181 | 560 | 964 | 2,095 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
80 | 249 | 433 | 966 | 80 | 249 | 433 | 966 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 575 | $ | 787 | $ | 1,017 | $ | 1,675 | $ | 575 | $ | 787 | $ | 1,017 | $ | 1,675 | ||||||||||||||||
B |
681 | 860 | 1,164 | 1,897 | 181 | 560 | 964 | 1,897 | ||||||||||||||||||||||||
C |
281 | 560 | 964 | 2,095 | 181 | 560 | 964 | 2,095 | ||||||||||||||||||||||||
Y |
80 | 249 | 433 | 966 | 80 | 249 | 433 | 966 | ||||||||||||||||||||||||
Van Kampen High Yield Municipal as of 5/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 573 | $ | 781 | $ | 1,006 | $ | 1,653 | $ | 573 | $ | 781 | $ | 1,006 | $ | 1,653 | ||||||||||||||||
B merging into Acquiring Fund B |
579 | 854 | 1,104 | 1,875 | 179 | 554 | 954 | 1,875 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
279 | 554 | 954 | 2,073 | 179 | 554 | 954 | 2,073 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
78 | 243 | 422 | 942 | 78 | 243 | 422 | 942 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 5/31/09 |
||||||||||||||||||||||||||||||||
A |
[$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | ||||||||||||||||||||||||
B |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
C |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Y |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Van Kampen Insured Tax Free Income as of 9/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 572 | $ | 778 | $ | 1,001 | $ | 1,641 | $ | 572 | $ | 778 | $ | 1,001 | $ | 1,641 | ||||||||||||||||
B merging into Acquiring Fund B |
578 | 901 | 1,099 | 1,864 | 178 | 551 | 949 | 1,864 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
278 | 551 | 949 | 2,062 | 178 | 551 | 949 | 2,062 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
77 | 240 | 417 | 930 | 77 | 240 | 417 | 930 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 572 | $ | 778 | $ | 1,001 | $ | 1,641 | $ | 572 | $ | 778 | $ | 1,001 | $ | 1,641 | ||||||||||||||||
B |
678 | 851 | 1,149 | 1,864 | 178 | 551 | 949 | 1,864 | ||||||||||||||||||||||||
C |
278 | 551 | 949 | 2,062 | 178 | 551 | 949 | 2,062 | ||||||||||||||||||||||||
Y |
77 | 240 | 417 | 930 | 77 | 240 | 417 | 930 |
With Redemption | Without Redemption | |||||||||||||||||||||||||||||||
Class | 1 Year | 3 Years | 5 Years | 10 Years | 1 Year | 3 Years | 5 Years | 10 Years | ||||||||||||||||||||||||
Van Kampen Intermediate Term Municipal Income as of 9/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 565 | $ | 757 | $ | 965 | $ | 1,564 | $ | 565 | $ | 757 | $ | 965 | $ | 1,564 | ||||||||||||||||
B merging into Acquiring Fund B |
571 | 830 | 1,063 | 1,788 | 171 | 530 | 913 | 1,788 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
271 | 530 | 913 | 1,987 | 171 | 530 | 913 | 1,987 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
68 | 214 | 373 | 835 | 68 | 214 | 373 | 835 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 562 | $ | 756 | $ | 977 | $ | 1,613 | $ | 562 | $ | 756 | $ | 977 | $ | 1,613 | ||||||||||||||||
B |
667 | 828 | 1,125 | 1,836 | 167 | 528 | 925 | 1,836 | ||||||||||||||||||||||||
C |
267 | 528 | 925 | 2,035 | 167 | 528 | 925 | 2,035 | ||||||||||||||||||||||||
Y |
65 | 216 | 391 | 899 | 65 | 216 | 391 | 899 | ||||||||||||||||||||||||
Van Kampen International Advantage as of 8/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 733 | $ | 1,065 | $ | 1,420 | $ | 2,417 | $ | 733 | $ | 1,065 | $ | 1,420 | $ | 2,417 | ||||||||||||||||
B merging into Acquiring Fund B |
743 | 1,048 | 1,430 | 2,550 | 243 | 748 | 1,280 | 2,550 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
343 | 748 | 1,280 | 2,736 | 243 | 748 | 1,280 | 2,736 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
143 | 443 | 766 | 1,680 | 143 | 443 | 766 | 1,680 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 709 | $ | 1,096 | $ | 1,561 | $ | 2,844 | $ | 709 | $ | 1,096 | $ | 1,561 | $ | 2,844 | ||||||||||||||||
B |
743 | 1,104 | 1,647 | 2,996 | 243 | 804 | 1,447 | 2,996 | ||||||||||||||||||||||||
C |
343 | 804 | 1,447 | 3,174 | 243 | 804 | 1,447 | 3,174 | ||||||||||||||||||||||||
Y |
143 | 501 | 941 | 2,165 | 143 | 501 | 941 | 2,165 | ||||||||||||||||||||||||
Van Kampen International Growth as of 8/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 709 | $ | 993 | $ | 1,297 | $ | 2,158 | $ | 709 | $ | 993 | $ | 1,297 | $ | 2,158 | ||||||||||||||||
B merging into Acquiring Fund B |
718 | 973 | 1,304 | 2,292 | 218 | 673 | 1,154 | 2,292 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
318 | 672 | 1,153 | 2,481 | 218 | 672 | 1,153 | 2,481 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
117 | 365 | 633 | 1,398 | 117 | 365 | 633 | 1,398 | ||||||||||||||||||||||||
R merging into Acquiring Fund R |
168 | 520 | 897 | 1,955 | 168 | 520 | 897 | 1,955 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 685 | $ | 969 | $ | 1,274 | $ | 2,137 | $ | 685 | $ | 969 | $ | 1,274 | $ | 2,137 | ||||||||||||||||
B |
718 | 973 | 1,354 | 2,292 | 218 | 673 | 1,154 | 2,292 | ||||||||||||||||||||||||
C |
318 | 673 | 1,154 | 2,483 | 218 | 673 | 1,154 | 2,483 | ||||||||||||||||||||||||
Y |
117 | 365 | 633 | 1,398 | 117 | 365 | 633 | 1,398 | ||||||||||||||||||||||||
R |
168 | 520 | 897 | 1,955 | 168 | 520 | 897 | 1,955 | ||||||||||||||||||||||||
Van Kampen Leaders as of 3/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 696 | $ | 952 | $ | 1,227 | $ | 2,010 | $ | 696 | $ | 952 | $ | 1,227 | $ | 2,010 | ||||||||||||||||
B merging into Acquiring Fund B |
704 | 930 | 1,233 | 2,338 | 204 | 630 | 1,083 | 2,338 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
304 | 630 | 1,083 | 2,338 | 204 | 630 | 1,083 | 2,338 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
103 | 322 | 558 | 1,236 | 103 | 322 | 558 | 1,236 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 671 | $ | 952 | $ | 1,279 | $ | 2,202 | $ | 671 | $ | 952 | $ | 1,279 | $ | 2,202 | ||||||||||||||||
B |
704 | 956 | 1,360 | 2,357 | 204 | 656 | 1,160 | 2,357 | ||||||||||||||||||||||||
C |
304 | 656 | 1,160 | 2,546 | 204 | 656 | 1,160 | 2,546 | ||||||||||||||||||||||||
Y |
103 | 348 | 639 | 1,468 | 103 | 348 | 639 | 1,468 | ||||||||||||||||||||||||
Van Kampen Limited Duration as of 6/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 320 | $ | 521 | $ | 739 | $ | 1,365 | $ | 320 | $ | 521 | $ | 739 | $ | 1,365 | ||||||||||||||||
B merging into Acquiring Fund B |
349 | 562 | 797 | 1,608 | 149 | 462 | 797 | 1,608 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
223 | 459 | 792 | 1,735 | 148 | 459 | 792 | 1,735 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
81 | 252 | 439 | 978 | 81 | 252 | 439 | 978 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
[$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | ||||||||||||||||||||||||
B |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
C |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Y |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Van Kampen Mid Cap Growth as of 3/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 709 | $ | 993 | $ | 1,297 | $ | 2,158 | $ | 709 | $ | 993 | $ | 1,297 | $ | 2,158 | ||||||||||||||||
B merging into Acquiring Fund B |
720 | 979 | 1,314 | 2,308 | 220 | 679 | 1,164 | 2,308 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
318 | 673 | 1,154 | 2,483 | 218 | 673 | 1,154 | 2,483 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
117 | 365 | 633 | 1,398 | 117 | 365 | 633 | 1,398 | ||||||||||||||||||||||||
R merging into Acquiring Fund R |
179 | 554 | 954 | 2,073 | 179 | 554 | 954 | 2,073 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 685 | $ | 971 | $ | 1,280 | $ | 2,155 | $ | 685 | $ | 971 | $ | 1,280 | $ | 2,155 | ||||||||||||||||
B |
718 | 975 | 1,361 | 2,310 | 218 | 675 | 1,161 | 2,310 | ||||||||||||||||||||||||
C |
318 | 675 | 1,161 | 2,500 | 218 | 675 | 1,161 | 2,500 | ||||||||||||||||||||||||
Y |
117 | 368 | 640 | 1,417 | 117 | 368 | 640 | 1,417 | ||||||||||||||||||||||||
R |
168 | 522 | 904 | 1,973 | 168 | 522 | 904 | 1,973 | ||||||||||||||||||||||||
With Redemption | Without Redemption | |||||||||||||||||||||||||||||||
Class | 1 Year | 3 Years | 5 Years | 10 Years | 1 Year | 3 Years | 5 Years | 10 Years | ||||||||||||||||||||||||
Van Kampen Municipal Income as of 9/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 573 | $ | 781 | $ | 1,006 | $ | 1,653 | $ | 573 | $ | 781 | $ | 1,006 | $ | 1,653 | ||||||||||||||||
B merging into Acquiring Fund B |
579 | 904 | 1,104 | 1,875 | 179 | 554 | 954 | 1,875 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
279 | 554 | 954 | 2,073 | 179 | 554 | 954 | 2,073 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
79 | 246 | 428 | 954 | 79 | 246 | 428 | 954 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 572 | $ | 778 | $ | 1,001 | $ | 1,641 | $ | 572 | $ | 778 | $ | 1,001 | $ | 1,641 | ||||||||||||||||
B |
678 | 851 | 1,149 | 1,864 | 178 | 551 | 949 | 1,864 | ||||||||||||||||||||||||
C |
278 | 551 | 949 | 2,062 | 178 | 551 | 949 | 2,062 | ||||||||||||||||||||||||
Y |
77 | 240 | 417 | 930 | 77 | 240 | 417 | 930 | ||||||||||||||||||||||||
Van Kampen New York Tax Free Income as of 9/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 557 | $ | 730 | $ | 919 | $ | 1,463 | $ | 557 | $ | 730 | $ | 919 | $ | 1,463 | ||||||||||||||||
B merging into Acquiring Fund B |
562 | 852 | 1,016 | 1,688 | 162 | 502 | 866 | 1,688 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
262 | 502 | 866 | 1,889 | 162 | 502 | 866 | 1,889 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
60 | 189 | 329 | 738 | 60 | 189 | 329 | 738 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 553 | $ | 745 | $ | 979 | $ | 1,652 | $ | 553 | $ | 745 | $ | 979 | $ | 1,652 | ||||||||||||||||
B |
658 | 817 | 1,127 | 1,875 | 158 | 517 | 927 | 1,875 | ||||||||||||||||||||||||
C |
258 | 517 | 927 | 2,074 | 158 | 517 | 927 | 2,074 | ||||||||||||||||||||||||
Y |
56 | 204 | 394 | 942 | 56 | 204 | 394 | 942 | ||||||||||||||||||||||||
Van Kampen Pennsylvania Tax Free Income as of 9/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 592 | $ | 841 | $ | 1,108 | $ | 1,871 | $ | 592 | $ | 841 | $ | 1,108 | $ | 1,871 | ||||||||||||||||
B merging into Acquiring Fund B |
599 | 965 | 1,207 | 2,091 | 199 | 615 | 1,057 | 2,091 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
299 | 615 | 1,057 | 2,285 | 199 | 615 | 1,057 | 2,285 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
98 | 306 | 531 | 1,178 | 98 | 306 | 531 | 1,178 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 590 | $ | 832 | $ | 1,093 | $ | 1,839 | $ | 590 | $ | 832 | $ | 1,093 | $ | 1,839 | ||||||||||||||||
B |
696 | 906 | 1,242 | 2,059 | 196 | 606 | 1,042 | 2,059 | ||||||||||||||||||||||||
C |
296 | 606 | 1,042 | 2,254 | 196 | 606 | 1,042 | 2,254 | ||||||||||||||||||||||||
Y |
95 | 296 | 515 | 1,143 | 95 | 296 | 515 | 1,143 | ||||||||||||||||||||||||
Van Kampen Real Estate Securities as of 6/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 627 | $ | 947 | $ | 1,290 | $ | 2,254 | $ | 627 | $ | 947 | $ | 1,290 | $ | 2,254 | ||||||||||||||||
B merging into Acquiring Fund B |
635 | 1,024 | 1,390 | 2,468 | 235 | 724 | 1,240 | 2,468 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
335 | 724 | 1,240 | 2,656 | 235 | 724 | 1,240 | 2,656 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
134 | 418 | 723 | 1,590 | 134 | 418 | 723 | 1,590 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
[$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | ||||||||||||||||||||||||
B |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
C |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Y |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Van Kampen Small Cap Growth as of 3/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 709 | $ | 993 | $ | 1,297 | $ | 2,158 | $ | 709 | $ | 993 | $ | 1,297 | $ | 2,158 | ||||||||||||||||
B merging into Acquiring Fund B |
716 | 967 | 1,294 | 2,276 | 216 | 667 | 1,144 | 2,276 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
317 | 670 | 1,149 | 2,472 | 217 | 670 | 1,149 | 2,472 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
117 | 365 | 633 | 1,398 | 117 | 365 | 633 | 1,398 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 683 | $ | 965 | $ | 1,270 | $ | 2,134 | $ | 683 | $ | 965 | $ | 1,270 | $ | 2,134 | ||||||||||||||||
B |
716 | 969 | 1,351 | 2,289 | 216 | 669 | 1,151 | 2,289 | ||||||||||||||||||||||||
C |
316 | 669 | 1,151 | 2,479 | 216 | 669 | 1,151 | 2,479 | ||||||||||||||||||||||||
Y |
115 | 361 | 629 | 1,394 | 115 | 361 | 629 | 1,394 | ||||||||||||||||||||||||
Van Kampen Small Cap Value as of 3/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 704 | $ | 976 | $ | 1,268 | $ | 2,097 | $ | 704 | $ | 976 | $ | 1,268 | $ | 2,097 | ||||||||||||||||
B merging into Acquiring Fund B |
713 | 958 | 1,279 | 2,238 | 213 | 658 | 1,129 | 2,238 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
313 | 658 | 1,129 | 2,431 | 213 | 658 | 1,129 | 2,431 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
111 | 347 | 601 | 1,329 | 111 | 347 | 601 | 1,329 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 679 | $ | 952 | $ | 1,247 | $ | 2,083 | $ | 679 | $ | 952 | $ | 1,247 | $ | 2,083 | ||||||||||||||||
B |
712 | 956 | 1,327 | 2,238 | 212 | 656 | 1,127 | 2,238 | ||||||||||||||||||||||||
C |
312 | 656 | 1,127 | 2,429 | 212 | 656 | 1,127 | 2,429 | ||||||||||||||||||||||||
Y |
111 | 348 | 604 | 1,338 | 111 | 348 | 604 | 1,338 | ||||||||||||||||||||||||
Van Kampen Technology as of 8/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 762 | $ | 1,152 | $ | 1,567 | $ | 2,719 | $ | 762 | $ | 1,152 | $ | 1,567 | $ | 2,719 | ||||||||||||||||
B merging into Acquiring Fund B |
773 | 1,138 | 1,580 | 2,851 | 273 | 838 | 1,430 | 2,851 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
373 | 838 | 1,430 | 3,032 | 273 | 838 | 1,430 | 3,032 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
173 | 536 | 923 | 2,009 | 173 | 536 | 923 | 2,009 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 737 | $ | 1,262 | $ | 1,943 | $ | 3,751 | $ | 737 | $ | 1,262 | $ | 1,943 | $ | 3,751 | ||||||||||||||||
B |
773 | 1,276 | 2,036 | 3,898 | 273 | 976 | 1,836 | 3,898 | ||||||||||||||||||||||||
C |
373 | 976 | 1,836 | 4,060 | 273 | 976 | 1,836 | 4,060 | ||||||||||||||||||||||||
Y |
173 | 678 | 1,350 | 3,151 | 173 | 678 | 1,350 | 3,151 |
With Redemption | Without Redemption | |||||||||||||||||||||||||||||||
Class | 1 Year | 3 Years | 5 Years | 10 Years | 1 Year | 3 Years | 5 Years | 10 Years | ||||||||||||||||||||||||
Van Kampen U.S. Mortgage as of 6/30/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 568 | $ | 766 | $ | 981 | $ | 1,597 | $ | 568 | $ | 766 | $ | 981 | $ | 1,597 | ||||||||||||||||
B merging into Acquiring Fund B |
576 | 895 | 1,089 | 1,837 | 176 | 545 | 939 | 1,837 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
276 | 545 | 939 | 2,041 | 176 | 545 | 939 | 2,041 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
74 | 230 | 401 | 894 | 74 | 230 | 401 | 894 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
[$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | [$ ] | ||||||||||||||||||||||||
B |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
C |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Y |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Van Kampen Utility as of 3/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 702 | $ | 969 | $ | 1,256 | $ | 2,072 | $ | 702 | $ | 969 | $ | 1,256 | $ | 2,072 | ||||||||||||||||
B merging into Acquiring Fund B |
610 | 997 | 1,261 | 2,204 | 210 | 647 | 1,111 | 2,204 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
310 | 650 | 1,115 | 2,403 | 210 | 650 | 1,115 | 2,403 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
121 | 378 | 654 | 1,443 | 121 | 378 | 654 | 1,443 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 676 | $ | 942 | $ | 1,229 | $ | 2,042 | $ | 676 | $ | 942 | $ | 1,229 | $ | 2,042 | ||||||||||||||||
B |
709 | 946 | 1,308 | 2,197 | 209 | 646 | 1,108 | 2,197 | ||||||||||||||||||||||||
C |
309 | 646 | 1,108 | 2,390 | 209 | 646 | 1,108 | 2,390 | ||||||||||||||||||||||||
Y |
108 | 337 | 585 | 1,294 | 108 | 337 | 585 | 1,294 | ||||||||||||||||||||||||
Van Kampen Value Opportunities as of 3/31/09 |
||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
$ | 711 | $ | 997 | $ | 1,304 | $ | 2,173 | $ | 711 | $ | 997 | $ | 1,304 | $ | 2,173 | ||||||||||||||||
B merging into Acquiring Fund B |
720 | 979 | 1,314 | 2,312 | 220 | 679 | 1,164 | 2,312 | ||||||||||||||||||||||||
C merging into Acquiring Fund C |
320 | 679 | 1,164 | 2,503 | 220 | 679 | 1,164 | 2,503 | ||||||||||||||||||||||||
I merging into Acquiring Fund Y |
119 | 372 | 644 | 1,420 | 119 | 372 | 644 | 1,420 | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 685 | $ | 969 | $ | 1,274 | $ | 2,137 | $ | 685 | $ | 969 | $ | 1,274 | $ | 2,137 | ||||||||||||||||
B |
718 | 973 | 1,354 | 2,292 | 218 | 673 | 1,154 | 2,292 | ||||||||||||||||||||||||
C |
318 | 673 | 1,154 | 2,483 | 218 | 673 | 1,154 | 2,483 | ||||||||||||||||||||||||
Y |
117 | 365 | 633 | 1,398 | 117 | 365 | 633 | 1,398 |
10
| Invesco Asset Management Deutschland GmbH; | ||
| Invesco Asset Management Limited; | ||
| Invesco Asset Management (Japan) Limited; | ||
| Invesco Australia Limited; |
11
| Invesco Hong Kong Limited; | ||
| Invesco Senior Secured Management, Inc.; and | ||
| Invesco Trimark Ltd. |
Van Kampen Funds | Acquiring Funds | |||
Accounting Services/Administrator:
|
Van Kampen Asset Management | Invesco Advisers, Inc. | ||
Transfer Agent:
|
Van Kampen Investor Services, Inc. | Invesco Aim Investment Services, Inc. | ||
Custodian:
|
State Street Bank and Trust Company | State Street Bank and Trust Company | ||
Distributor:
|
Van Kampen Funds, Inc. | Invesco Aim Distributors, Inc. | ||
Auditor:
|
Deloitte & Touche LLP Ernst & Young LLP |
PricewaterhouseCoopers LLP |
12
VK Funds Share Classes | Acquiring Funds Corresponding Share Classes | |
Class A | Class A | |
Class B | Class B | |
Class C | Class C | |
Class I | Class Y | |
Class R | Class R |
13
14
As a % of | ||||
Offering | ||||
Purchase Amount | Price | |||
Less than $50,000 |
5.75 | % | ||
$50,000 but less than $100,000 |
4.75 | |||
$100,000 but less than $250,000 |
3.75 | |||
$250,000 but less than $500,000 |
2.75 | |||
$500,000 but less than $1,000,000 |
2.00 | |||
$1,000,000 or more |
0.00 |
As a % of | ||||
Offering | ||||
Purchase Amount | Price | |||
Less than $50,000 |
5.50 | % | ||
$50,000 but less than $100,000 |
4.50 | |||
$100,000 but less than $250,000 |
3.50 | |||
$250,000 but less than $500,000 |
2.75 | |||
$500,000 but less than $1,000,000 |
2.00 | |||
$1,000,000 or more |
0.00 |
As a % of | ||||
Offering | ||||
Purchase Amount | Price | |||
Less than $50,000 |
4.75 | % | ||
$50,000 but less than $100,000 |
4.75 | |||
$100,000 but less than $250,000 |
3.75 | |||
$250,000 but less than $500,000 |
2.75 | |||
$500,000 but less than $1,000,000 |
2.00 | |||
$1,000,000 or more |
0.00 |
As a % of | ||||
Offering | ||||
Purchase Amount | Price | |||
Less than $50,000 |
4.75 | % | ||
$50,000 but less than $100,000 |
4.25 | |||
$100,000 but less than $250,000 |
3.50 | |||
$250,000 but less than $500,000 |
2.50 | |||
$500,000 but less than $1,000,000 |
2.00 | |||
$1,000,000 or more |
0.00 |
15
As a % of | ||||
Offering | ||||
Purchase Amount | Price | |||
Less than $100,000 |
2.25 | % | ||
$100,000 but less than $250,000 |
1.75 | |||
$250,000 but less than $500,000 |
1.50 | |||
$500,000 but less than $1,000,000 |
1.25 | |||
$1,000,000 or more |
0.00 |
As a % of | ||||
Offering | ||||
Purchase Amount | Price | |||
Less than $100,000 |
2.50 | % | ||
$100,000 but less than $250,000 |
2.00 | |||
$250,000 but less than $500,000 |
1.50 | |||
$500,000 but less than $1,000,000 |
1.25 | |||
$1,000,000 or more |
0.00 |
16
Years Since Purchase Made | VK Fund Class B CDSC | Acquiring Fund Class B CDSC | ||||||
First | 5.00 | % | 5.00 | % | ||||
Second | 4.00 | 4.00 | ||||||
Third | 3.00 | 3.00 | ||||||
Fourth | 2.50 | 3.00 | ||||||
Fifth | 1.50 | 2.00 | ||||||
Sixth and following | None | 1.00 | ||||||
Seventh and following | None | None |
Years Since Purchase Made | VK Fund Class B CDSC | Acquiring Fund Class B CDSC | ||||||
First | 4.00 | % | 5.00 | % | ||||
Second | 3.75 | 4.00 | ||||||
Third | 3.50 | 3.00 | ||||||
Fourth | 2.50 | 3.00 | ||||||
Fifth | 1.50 | 2.00 | ||||||
Sixth | 1.00 | 1.00 | ||||||
Seventh and following | None | None |
VK Fund Class B | VK Fund Class B CDSC | |||||||||||
CDSC purchased on or | purchased on or before | Acquiring Fund Class B | ||||||||||
Years Since Purchase Made | after June 1, 2005 | June 1, 2005 | CDSC | |||||||||
First | 4.00 | % | 3.00 | % | 5.00 | % | ||||||
Second | 4.00 | 2.50 | 4.00 | |||||||||
Third | 3.00 | 2.00 | 3.00 | |||||||||
Fourth | 2.50 | 1.00 | 3.00 | |||||||||
Fifth | 1.50 | None | 2.00 | |||||||||
Sixth | None | None | 1.00 | |||||||||
Seventh and following | None | None | None |
Years Since Purchase Made | VK Fund Class B CDSC | Acquiring Fund Class B CDSC | ||||||
First | 4.00 | % | 5.00 | % | ||||
Second | 4.00 | 4.00 | ||||||
Third | 3.00 | 3.00 | ||||||
Fourth | 2.50 | 3.00 | ||||||
Fifth | 1.50 | 2.00 | ||||||
Sixth | None | 1.00 | ||||||
Seventh and following | None | None |
17
Years Since Purchase Made | VK Fund Class B CDSC | Acquiring Fund Class B CDSC | ||||||
First |
2.00 | % | 5.00 | % | ||||
Second |
1.50 | 4.00 | ||||||
Third |
1.00 | 3.00 | ||||||
Fourth |
0.50 | 3.00 | ||||||
Fifth |
None | 2.00 | ||||||
Sixth |
None | 1.00 | ||||||
Seventh and following |
None | None |
| If you participate in the Systematic Redemption Plan and withdraw up to 12% of the value of your shares that are subject to a CDSC in any twelve-month period. | ||
| If you redeem shares to pay account fees. | ||
| If you are the executor, administrator or beneficiary of an estate or are otherwise entitled to assets remaining in an account following the death or post-purchase disability of a shareholder or beneficial owner and you choose to redeem those shares. |
18
19
| Banks and trust companies acting in a fiduciary capacity; | ||
| Bank and trust company common and collective trust funds; | ||
| Banks and trust companies investing for their own accounts; | ||
| Entities acting for the account of a public entity (e.g., Taft-Hartley funds, state, cities or government agencies); | ||
| Funds of funds or other pooled investment vehicles; | ||
| Corporations investing for their own accounts; | ||
| Defined benefit plans; | ||
| Foundations; and | ||
| Defined contribution plans offered pursuant to Sections 401, 457, 403(a), 403(b) (if sponsored by a Section 501(c)(3) organization) or 403(c). |
20
21
22
23
24
25
| Acquiring Fund Registration Statement on Form N-14 under the 1933 Act shall have been filed with the SEC and such Registration Statement shall have become effective, and no stop-order suspending the effectiveness of the Registration Statement shall have been issued; | ||
| the shareholders of the VK Fund shall have approved the Agreement; | ||
| the Acquiring Fund and VK Fund have each delivered an officers certificate certifying that all agreements and commitments set forth in the Agreement have been satisfied; and | ||
| the Acquiring Fund and VK Fund shall each have received a legal opinion that the consummation of the transactions contemplated by the Agreement will not result in the recognition of gain or loss for federal income tax purposes for the VK Fund or its shareholders or Acquiring Fund. |
26
| the Reorganization will qualify as a reorganization within the meaning of Section 368(a) of the Code; | ||
| no gain or loss will be recognized by the VK Fund upon the transfer of its assets to the Acquiring Fund solely in exchange for shares of the Acquiring Fund and the Acquiring Funds assumption of the liabilities of the VK Fund or on the distribution of those shares to the VK Funds shareholders; | ||
| no gain or loss will be recognized by the Acquiring Fund on its receipt of assets of the VK Fund in exchange for shares of the Acquiring Fund issued directly to the VK Funds shareholders; | ||
| no gain or loss will be recognized by any shareholder of the VK Fund upon the exchange of shares of the VK Fund solely for shares of the Acquiring Fund; | ||
| the aggregate tax basis of the shares of the Acquiring Fund to be received by a shareholder of the VK Fund will be the same as the shareholders aggregate tax basis of the shares of the VK Fund surrendered in exchange therefor; | ||
| the holding period of the shares of the Acquiring Fund to be received by a shareholder of the VK Fund will include the period for which such shareholder held the shares of the VK Fund exchanged therefor, provided that such shares of the VK Fund are capital assets in the hands of such shareholder as of the Closing; and | ||
| the Acquiring Fund will thereafter succeed to and take into account any capital loss carryover and certain other tax attributes of the VK Fund. |
27
28
29
30
31
Van Kampen | Van Kampen | Pro Forma Van Kampen | ||||||||||||||
American Franchise | American Franchise | Pro Forma | American Franchise | |||||||||||||
Fund | Fund (Acquiring Fund) (1) | Adjustments (2) | Fund (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 206,717,196 | $ | | $ | | $ | 206,717,196 | ||||||||
Class B |
25,232,335 | | | 25,232,335 | ||||||||||||
Class C |
2,668,689 | | | 2,668,689 | ||||||||||||
Class I |
2,852,714 | | (2,852,714 | )(3) | | |||||||||||
Class Y |
| | 2,852,714 | (3) | 2,852,714 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 9.87 | $ | | $ | | $ | 9.87 | ||||||||
Class B |
9.72 | | | 9.72 | ||||||||||||
Class C |
9.73 | | | 9.73 | ||||||||||||
Class I |
9.91 | | | | ||||||||||||
Class Y |
| | | 9.91 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
20,942,600 | | | 20,942,600 | ||||||||||||
Class B |
2,596,679 | | | 2,596,679 | ||||||||||||
Class C |
2,741,277 | | | 2,741,277 | ||||||||||||
Class I |
287,826 | | (287,826 | )(3) | | |||||||||||
Class Y |
| | 287,826 | (3) | 287,826 |
Van Kampen | Pro Forma Van Kampen | |||||||||||||||
Van Kampen | American Value Fund | Pro Forma | American Value Fund | |||||||||||||
American Value Fund | (Acquiring Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 474,076,203 | $ | | $ | | $ | 474,076,203 | ||||||||
Class B |
36,178,075 | | | 36,178,075 | ||||||||||||
Class C |
39,947,445 | | | 39,947,445 | ||||||||||||
Class I |
16,510,932 | | (16,510,932 | )(3) | | |||||||||||
Class R |
6,395,793 | | | 6,395,793 | ||||||||||||
Class Y |
| | 16,510,932 | (3) | 16,510,932 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 21.42 | $ | | $ | | $ | 21.42 | ||||||||
Class B |
19.52 | | | 19.52 | ||||||||||||
Class C |
19.40 | | | 19.40 | ||||||||||||
Class I |
21.51 | | | | ||||||||||||
Class R |
21.42 | | | 21.42 | ||||||||||||
Class Y |
| | | 21.51 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
22,129,499 | | | 22,129,499 | ||||||||||||
Class B |
1,853,396 | | | 1,853,396 | ||||||||||||
Class C |
2,059,610 | | | 2,059,610 | ||||||||||||
Class I |
767,626 | | (767,626 | )(3) | | |||||||||||
Class R |
298,576 | | | 298,576 | ||||||||||||
Class Y |
| | 767,626 | (3) | 767,626 |
32
Van Kampen Asset Allocation Conservative Fund |
Van Kampen Asset Allocation Conservative Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Asset Allocation Conservative Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 90,836,542 | $ | | $ | | $ | 90,836,542 | ||||||||
Class B |
17,494,023 | | | 17,494,023 | ||||||||||||
Class C |
17,886,928 | | | 17,886,928 | ||||||||||||
Class I |
191,730 | | (191,730 | )(3) | | |||||||||||
Class Y |
| | 191,730 | (3) | 191,730 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 9.52 | $ | | $ | | $ | 9.52 | ||||||||
Class B |
9.50 | | | 9.50 | ||||||||||||
Class C |
9.49 | | | 9.49 | ||||||||||||
Class I |
9.52 | | | | ||||||||||||
Class Y |
| | | 9.52 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
9,541,940 | | | 9,541,940 | ||||||||||||
Class B |
1,842,033 | | | 1,842,033 | ||||||||||||
Class C |
1,884,121 | | | 1,884,121 | ||||||||||||
Class I |
20,129 | | (20,129 | )(3) | | |||||||||||
Class Y |
| | 20,129 | (3) | 20,129 |
Van Kampen Asset Allocation Growth Fund |
Van Kampen Asset Allocation Growth Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Asset Allocation Growth Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 115,018,786 | $ | | $ | | $ | 115,018,786 | ||||||||
Class B |
28,154,441 | | | 28,154,441 | ||||||||||||
Class C |
15,530,561 | | | 15,530,561 | ||||||||||||
Class I |
766,074 | | (766,074 | )(3) | | |||||||||||
Class Y |
| | 766,074 | (3) | 766,074 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 9.39 | $ | | $ | | $ | 9.39 | ||||||||
Class B |
9.27 | | | 9.27 | ||||||||||||
Class C |
9.28 | | | 9.28 | ||||||||||||
Class I |
9.44 | | | | ||||||||||||
Class Y |
| | | 9.44 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
12,244,774 | | | 12,244,774 | ||||||||||||
Class B |
3,036,272 | | | 3,036,272 | ||||||||||||
Class C |
1,673,529 | | | 1,673,529 | ||||||||||||
Class I |
81,186 | | (81,186 | )(3) | | |||||||||||
Class Y |
| | 81,186 | (3) | 81,186 |
Van Kampen Asset Allocation Moderate Fund |
Van Kampen Asset Allocation Moderate Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Asset Allocation Moderate Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 192,756,379 | $ | | $ | | $ | 192,756,379 | ||||||||
Class B |
32,302,972 | | | 32,302,972 | ||||||||||||
Class C |
24,305,758 | | | 24,305,758 | ||||||||||||
Class I |
386,756 | | (386,756 | )(3) | | |||||||||||
Class Y |
| | 386,756 | (3) | 386,756 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 9.56 | $ | | $ | | $ | 9.56 | ||||||||
Class B |
9.46 | | | 9.46 | ||||||||||||
Class C |
9.47 | | | 9.47 | ||||||||||||
Class I |
9.61 | | | | ||||||||||||
Class Y |
| | | 9.61 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
20,165,757 | | | 20,165,757 | ||||||||||||
Class B |
3,414,822 | | | 3,414,822 | ||||||||||||
Class C |
2,566,688 | | | 2,566,688 | ||||||||||||
Class I |
40,259 | | (40,259 | )(3) | | |||||||||||
Class Y |
| | 40,259 | (3) | 40,259 |
Van Kampen California Insured Tax Free Fund |
Van Kampen California Insured Tax Free Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen California Insured Tax Free Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 163,991,822 | $ | | $ | | $ | 163,991,822 | ||||||||
Class B |
7,129,523 | | | 7,129,523 | ||||||||||||
Class C |
10,363,512 | | | 10,363,512 | ||||||||||||
Class I |
345,707 | | (345,707 | )(3) | | |||||||||||
Class Y |
| | 345,707 | (3) | 345,707 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 16.35 | $ | | $ | | $ | 16.35 | ||||||||
Class B |
16.63 | | | 16.63 | ||||||||||||
Class C |
16.35 | | | 16.35 | ||||||||||||
Class I |
16.34 | | | | ||||||||||||
Class Y |
| | | 16.34 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
10,032,297 | | | 10,032,297 | ||||||||||||
Class B |
428,776 | | | 428,776 | ||||||||||||
Class C |
633,712 | | | 633,712 | ||||||||||||
Class I |
21,159 | | (21,159 | )(3) | | |||||||||||
Class Y |
| | 21,159 | (3) | 21,159 |
Van Kampen Capital Growth Fund |
Van Kampen Capital Growth Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Capital Growth Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 2,941,500,474 | $ | | $ | | $ | 2,941,500,474 | ||||||||
Class B |
367,689,285 | | | 367,689,285 | ||||||||||||
Class C |
132,892,730 | | | 132,892,730 | ||||||||||||
Class I |
143,671,775 | | (143,671,775 | )(3) | | |||||||||||
Class R |
2,391,809 | | | 2,391,809 | ||||||||||||
Class Y |
| | 143,671,775 | (3) | 143,671,775 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 10.81 | $ | | $ | | $ | 10.81 | ||||||||
Class B |
10.20 | | | 10.20 | ||||||||||||
Class C |
10.13 | | | 10.13 |
Van Kampen Capital Growth Fund |
Van Kampen Capital Growth Fund (Acquiring Fund)(1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Capital Growth Fund (Acquiring Fund) |
|||||||||||||
Class I |
10.91 | | | | ||||||||||||
Class R |
10.74 | | | 10.74 | ||||||||||||
Class Y |
| | | 10.91 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
272,047,535 | | | 272,047,535 | ||||||||||||
Class B |
36,059,535 | | | 36,059,535 | ||||||||||||
Class C |
13,115,645 | | | 13,115,645 | ||||||||||||
Class I |
13,172,616 | | (13,172,616 | )(3) | | |||||||||||
Class R |
222,628 | | | 222,628 | ||||||||||||
Class Y |
| | 13,172,616 | (3) | 13,172,616 |
Van Kampen Comstock Fund |
Van Kampen Comstock Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Comstock Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 5,754,811,142 | $ | | $ | | $ | 5,754,811,142 | ||||||||
Class B |
770,929,208 | | | 770,929,208 | ||||||||||||
Class C |
538,359,276 | | | 538,359,276 | ||||||||||||
Class I |
1,130,782,625 | | (1,130,782,625 | )(3) | | |||||||||||
Class R |
165,142,270 | | | 165,142,270 | ||||||||||||
Class Y |
| | 1,130,782,625 | (3) | 1,130,782,625 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 13.57 | $ | | $ | | $ | 13.57 | ||||||||
Class B |
13.57 | | | 13.57 | ||||||||||||
Class C |
13.56 | | | 13.56 | ||||||||||||
Class I |
13.57 | | | | ||||||||||||
Class R |
13.57 | | | 13.57 | ||||||||||||
Class Y |
| | | 13.57 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
424,040,437 | | | 424,040,437 | ||||||||||||
Class B |
56,803,224 | | | 56,803,224 | ||||||||||||
Class C |
39,695,783 | | | 39,695,783 | ||||||||||||
Class I |
83,300,658 | | (83,300,658 | )(3) | | |||||||||||
Class R |
12,170,885 | | | 12,170,885 | ||||||||||||
Class Y |
| | 83,300,658 | (3) | 83,300,658 |
Van Kampen Core Equity Fund |
Van Kampen Core Equity Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Core Equity Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 8,511,474 | $ | | $ | | $ | 8,511,474 | ||||||||
Class B |
760,224 | | | 760,224 | ||||||||||||
Class C |
777,328 | | | 777,328 | ||||||||||||
Class I |
31,551,828 | | (31,551,828 | )(3) | | |||||||||||
Class R |
70,099 | | | 70,099 | ||||||||||||
Class Y |
| | 31,551,828 | (3) | 31,551,828 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 7.01 | $ | | $ | | $ | 7.01 | ||||||||
Class B |
6.95 | | | 6.95 | ||||||||||||
Class C |
6.95 | | | 6.95 | ||||||||||||
Class I |
7.03 | | | | ||||||||||||
Class R |
7.01 | | | 7.01 |
Van Kampen Core Equity Fund |
Van Kampen Core Equity Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Core Equity Fund (Acquiring Fund) |
|||||||||||||
Class Y |
| | | 7.03 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
1,214,395 | | | 1,214,395 | ||||||||||||
Class B |
109,449 | | | 109,449 | ||||||||||||
Class C |
111,849 | | | 111,849 | ||||||||||||
Class I |
4,487,312 | | (4,487,312 | )(3) | | |||||||||||
Class R |
10,000 | | | 10,000 | ||||||||||||
Class Y |
| | 4,487,312 | (3) | 4,487,312 |
Van Kampen Core Plus Fixed Income Fund |
Van Kampen Core Plus Fixed Income Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Core Plus Fixed Income Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 96,526,109 | $ | | $ | | $ | 96,526,109 | ||||||||
Class B |
9,339,229 | | | 9,339,229 | ||||||||||||
Class C |
14,280,311 | | | 14,280,311 | ||||||||||||
Class I |
163,171,204 | | (163,171,204 | )(3) | | |||||||||||
Class Y |
| | 163,171,204 | (3) | 163,171,204 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 9.50 | $ | | $ | | $ | 9.50 | ||||||||
Class B |
9.45 | | | 9.45 | ||||||||||||
Class C |
9.44 | | | 9.44 | ||||||||||||
Class I |
9.50 | | | | ||||||||||||
Class Y |
| | | 9.50 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
10,163,505 | | | 10,163,505 | ||||||||||||
Class B |
988,723 | | | 988,723 | ||||||||||||
Class C |
1,512,433 | | | 1,512,433 | ||||||||||||
Class I |
17,172,286 | | (17,172,286 | )(3) | | |||||||||||
Class Y |
| | 17,172,286 | (3) | 17,172,286 |
Van Kampen Corporate Bond Fund |
Van Kampen Corporate Bond Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Corporate Bond Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 636,303,023 | $ | | $ | | $ | 636,303,023 | ||||||||
Class B |
77,697,990 | | | 77,697,990 | ||||||||||||
Class C |
44,667,233 | | | 44,667,233 | ||||||||||||
Class I |
76,322,593 | | (76,322,593 | )(3) | | |||||||||||
Class Y |
| | 76,322,593 | (3) | 76,322,593 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 6.55 | $ | | $ | | $ | 6.55 | ||||||||
Class B |
6.53 | | | 6.53 | ||||||||||||
Class C |
6.53 | | | 6.53 | ||||||||||||
Class I |
6.55 | | | | ||||||||||||
Class Y |
| | | 6.55 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
97,181,765 | | | 97,181,765 | ||||||||||||
Class B |
11,892,889 | | | 11,892,889 | ||||||||||||
Class C |
6,839,192 | | | 6,839,192 | ||||||||||||
Class I |
11,660,503 | | (11,660,503 | )(3) | | |||||||||||
Class Y |
| | 11,660,503 | (3) | 11,660,503 |
Van Kampen Emerging Markets Fund |
Van Kampen Emerging Markets Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Emerging Markets Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 259,202,613 | $ | | $ | | $ | 259,202,613 | ||||||||
Class B |
44,263,141 | | | 44,263,141 | ||||||||||||
Class C |
52,244,995 | | | 52,244,995 | ||||||||||||
Class I |
43,507,402 | | (43,507,402 | )(3) | | |||||||||||
Class Y |
| | 43,507,402 | (3) | 43,507,402 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 13.75 | $ | | $ | | $ | 13.75 | ||||||||
Class B |
11.41 | | | 11.41 | ||||||||||||
Class C |
11.49 | | | 11.49 | ||||||||||||
Class I |
13.89 | | | | ||||||||||||
Class Y |
| | | 13.89 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
18,856,857 | | | 18,856,857 | ||||||||||||
Class B |
3,878,505 | | | 3,878,505 | ||||||||||||
Class C |
4,546,350 | | | 4,546,350 | ||||||||||||
Class I |
3,132,505 | | (3,132,505 | )(3) | | |||||||||||
Class Y |
| | 3,132,505 | (3) | 3,132,505 |
Van Kampen Enterprise Fund |
Van Kampen Enterprise Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Enterprise Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 760,966,927 | $ | | $ | | $ | 760,966,927 | ||||||||
Class B |
62,758,329 | | | 62,758,329 | ||||||||||||
Class C |
11,808,915 | | | 11,808,915 | ||||||||||||
Class I |
878,159 | | (878,159 | )(3) | | |||||||||||
Class Y |
| | 878,159 | (3) | 878,159 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 14.03 | $ | | $ | | $ | 14.03 | ||||||||
Class B |
12.47 | | | 12.47 | ||||||||||||
Class C |
12.61 | | | 12.61 | ||||||||||||
Class I |
14.08 | | | | ||||||||||||
Class Y |
| | | 14.08 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
54,235,908 | | | 54,235,908 | ||||||||||||
Class B |
5,031,700 | | | 5,031,700 | ||||||||||||
Class C |
936,200 | | | 936,200 | ||||||||||||
Class I |
62,371 | | (62,371 | )(3) | | |||||||||||
Class Y |
| | 62,371 | (3) | 62,371 |
Van Kampen Equity and Income Fund |
Van Kampen Equity and Income Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Equity and Income Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 8,439,614,599 | $ | | $ | | $ | 8,439,614,599 | ||||||||
Class B |
1,614,319,105 | | | 1,614,319,105 | ||||||||||||
Class C |
1,383,866,027 | | | 1,383,866,027 | ||||||||||||
Class I |
524,297,619 | | (524,297,619 | )(3) | | |||||||||||
Class R |
166,444,214 | | | 166,444,214 | ||||||||||||
Class Y |
| | 524,297,619 | (3) | 524,297,619 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 7.77 | $ | | $ | | $ | 7.77 | ||||||||
Class B |
7.62 | | | 7.62 | ||||||||||||
Class C |
7.65 | | | 7.65 | ||||||||||||
Class I |
7.77 | | | | ||||||||||||
Class R |
7.80 | | | 7.80 | ||||||||||||
Class Y |
| | | 7.77 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
1,086,633,956 | | | 1,086,633,956 | ||||||||||||
Class B |
211,854,258 | | | 211,854,258 | ||||||||||||
Class C |
180,896,882 | | | 180,896,882 | ||||||||||||
Class I |
67,462,011 | | (67,462,011 | )(3) | | |||||||||||
Class R |
21,343,536 | | | 21,343,536 | ||||||||||||
Class Y |
| | 67,462,011 | (3) | 67,462,011 |
Van Kampen Equity Premium Income Fund |
Van Kampen Equity Premium Income Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Equity Premium Income Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 107,631,895 | $ | | $ | | $ | 107,631,895 | ||||||||
Class B |
17,452,335 | | | 17,452,335 | ||||||||||||
Class C |
76,861,901 | | | 76,861,901 | ||||||||||||
Class I |
3,199,635 | | (3,199,635 | )(3) | | |||||||||||
Class Y |
| | 3,199,635 | (3) | 3,199,635 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 7.79 | $ | | $ | | $ | 7.79 | ||||||||
Class B |
7.68 | | | 7.68 | ||||||||||||
Class C |
7.68 | | | 7.68 | ||||||||||||
Class I |
7.80 | | | | ||||||||||||
Class Y |
| | | 7.80 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
13,823,725 | | | 13,823,725 | ||||||||||||
Class B |
2,273,004 | | | 2,273,004 | ||||||||||||
Class C |
10,009,369 | | | 10,009,369 | ||||||||||||
Class I |
410,143 | | (410,143 | )(3) | | |||||||||||
Class Y |
| | 410,143 | (3) | 410,143 |
Van Kampen Global Bond Fund |
Van Kampen Global Bond Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Global Bond Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 3,190,528 | $ | | $ | | $ | 3,190,528 | ||||||||
Class B |
744,603 | | | 744,603 | ||||||||||||
Class C |
569,071 | | | 569,071 | ||||||||||||
Class I |
21,357,874 | | (21,357,874 | )(3) | | |||||||||||
Class R |
108,392 | | | 108,392 | ||||||||||||
Class Y |
| | 21,357,874 | (3) | 21,357,874 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 10.88 | $ | | $ | | $ | 10.88 | ||||||||
Class B |
10.83 | | | 10.83 | ||||||||||||
Class C |
10.90 | | | 10.90 | ||||||||||||
Class I |
10.90 | | | | ||||||||||||
Class R |
10.84 | | | 10.84 | ||||||||||||
Class Y |
| | | 10.90 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
293,239 | | | 293,239 | ||||||||||||
Class B |
68,764 | | | 68,764 | ||||||||||||
Class C |
52,207 | | | 52,207 | ||||||||||||
Class I |
1,960,202 | | (1,960,202 | )(3) | | |||||||||||
Class R |
10,000 | | | 10,000 | ||||||||||||
Class Y |
| | 1,960,202 | (3) | 1,960,202 |
Van Kampen Global Equity Allocation Fund |
Van Kampen Global Equity Allocation Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Global Equity Allocation Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 170,007,083 | $ | | $ | | $ | 170,007,083 | ||||||||
Class B |
23,291,153 | | | 23,291,153 | ||||||||||||
Class C |
26,525,124 | | | 26,525,124 | ||||||||||||
Class I |
207,811 | | (207,811 | )(3) | | |||||||||||
Class Y |
| | 207,811 | (3) | 207,811 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 15.70 | $ | | $ | | $ | 15.70 | ||||||||
Class B |
14.67 | | | 14.67 | ||||||||||||
Class C |
14.57 | | | 14.57 | ||||||||||||
Class I |
15.71 | | | | ||||||||||||
Class Y |
| | | 15.71 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
10,825,283 | | | 10,825,283 | ||||||||||||
Class B |
1,588,098 | | | 1,588,098 | ||||||||||||
Class C |
1,820,736 | | | 1,820,736 | ||||||||||||
Class I |
13,226 | | (13,226 | )(3) | | |||||||||||
Class Y |
| | 13,226 | (3) | 13,226 |
Van Kampen Global Franchise Fund |
Van Kampen Global Franchise Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Global Franchise Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 951,854,040 | $ | | $ | | $ | 951,854,040 | ||||||||
Class B |
263,046,098 | | | 263,046,098 | ||||||||||||
Class C |
209,354,105 | | | 209,354,105 | ||||||||||||
Class I |
60,716,316 | | (60,716,316 | )(3) | | |||||||||||
Class Y |
| | 60,716,316 | (3) | 60,716,316 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 18.94 | $ | | $ | | $ | 18.94 |
Van Kampen Global Franchise Fund |
Van Kampen Global Franchise Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Global Franchise Fund (Acquiring Fund) |
|||||||||||||
Class B |
18.09 | | | 18.09 | ||||||||||||
Class C |
18.32 | | | 18.32 | ||||||||||||
Class I |
18.92 | | | | ||||||||||||
Class Y |
| | | 18.92 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
50,269,296 | | | 50,269,296 | ||||||||||||
Class B |
14,544,081 | | | 14,544,081 | ||||||||||||
Class C |
11,426,345 | | | 11,426,345 | ||||||||||||
Class I |
3,208,522 | | (3,208,522 | )(3) | | |||||||||||
Class Y |
| | 3,208,522 | (3) | 3,208,522 |
Van Kampen Global Tactical Asset Allocation Fund |
Van Kampen Global Tactical Asset Allocation Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Global Tactical Asset Allocation Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 3,981,150 | $ | | $ | | $ | 3,981,150 | ||||||||
Class B |
1,137,620 | | | 1,137,620 | ||||||||||||
Class C |
3,246,952 | | | 3,246,952 | ||||||||||||
Class I |
23,946,361 | | (23,946,361 | )(3) | | |||||||||||
Class R |
119,635 | | | 119,635 | ||||||||||||
Class Y |
| | 23,946,361 | (3) | 23,946,361 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 11.99 | $ | | $ | | $ | 11.99 | ||||||||
Class B |
11.93 | | | 11.93 | ||||||||||||
Class C |
11.96 | | | 11.96 | ||||||||||||
Class I |
12.02 | | | | ||||||||||||
Class R |
11.96 | | | 11.96 | ||||||||||||
Class Y |
| | | 12.02 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
331,961 | | | 331,961 | ||||||||||||
Class B |
95,336 | | | 95,336 | ||||||||||||
Class C |
271,574 | | | 271,574 | ||||||||||||
Class I |
1,992,400 | | (1,992,400 | )(3) | | |||||||||||
Class R |
10,000 | | | 10,000 | ||||||||||||
Class Y |
| | 1,992,400 | (3) | 1,992,400 |
Van Kampen Government Securities Fund |
Van Kampen Government Securities Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Government Securities Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 817,508,627 | $ | | $ | | $ | 817,508,627 | ||||||||
Class B |
54,645,741 | | | 54,645,741 | ||||||||||||
Class C |
33,971,118 | | | 33,971,118 | ||||||||||||
Class I |
59,110,868 | | (59,110,868 | )(3) | | |||||||||||
Class Y |
| | 59,110,868 | (3) | 59,110,868 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 9.65 | $ | | $ | | $ | 9.65 | ||||||||
Class B |
9.62 | | | 9.62 | ||||||||||||
Class C |
9.59 | | | 9.59 | ||||||||||||
Class I |
9.64 | | | |
Van Kampen Government Securities Fund |
Van Kampen Government Securities Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Government Securities Fund (Acquiring Fund) |
|||||||||||||
Class Y |
| | | 9.64 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
84,687,870 | | | 84,687,870 | ||||||||||||
Class B |
5,679,204 | | | 5,679,204 | ||||||||||||
Class C |
3,543,877 | | | 3,543,877 | ||||||||||||
Class I |
6,129,182 | | (6,129,182 | )(3) | | |||||||||||
Class Y |
| | 6,129,182 | (3) | 6,129,182 |
Van Kampen Growth and Income Fund |
Van Kampen Growth and Income Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Growth and Income (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 4,501,597,533 | $ | | $ | | $ | 4,501,597,533 | ||||||||
Class B |
320,788,136 | | | 320,788,136 | ||||||||||||
Class C |
316,524,681 | | | 316,524,681 | ||||||||||||
Class I |
1,094,142,147 | | (1,094,142,147 | )(3) | | |||||||||||
Class R |
107,332,157 | | | 107,332,157 | ||||||||||||
Class Y |
| | 1,094,142,147 | (3) | 1,094,142,147 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 17.19 | $ | | $ | | $ | 17.19 | ||||||||
Class B |
17.06 | | | 17.06 | ||||||||||||
Class C |
17.03 | | | 17.03 | ||||||||||||
Class I |
17.21 | | | | ||||||||||||
Class R |
17.20 | | | 17.20 | ||||||||||||
Class Y |
| | | 17.21 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
261,839,331 | | | 261,839,331 | ||||||||||||
Class B |
18,808,886 | | | 18,808,886 | ||||||||||||
Class C |
18,586,329 | | | 18,586,329 | ||||||||||||
Class I |
63,588,812 | | (63,588,812 | )(3) | | |||||||||||
Class R |
6,242,006 | | | 6,242,006 | ||||||||||||
Class Y |
| | 63,588,812 | (3) | 63,588,812 |
Van Kampen Harbor Fund |
Van Kampen Harbor Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen Harbor Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 252,909,198 | $ | | $ | | $ | 252,909,198 | ||||||||
Class B |
8,433,677 | | | 8,433,677 | ||||||||||||
Class C |
17,170,534 | | | 17,170,534 | ||||||||||||
Class I |
10,814,136 | | (10,814,136 | )(3) | | |||||||||||
Class Y |
| | 10,814,136 | (3) | 10,814,136 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 14.82 | $ | | $ | | $ | 14.82 | ||||||||
Class B |
14.76 | | | 14.76 | ||||||||||||
Class C |
14.91 | | | 14.91 | ||||||||||||
Class I |
14.84 | | | | ||||||||||||
Class Y |
| | | 14.84 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
17,062,467 | | | 17,062,467 | ||||||||||||
Class B |
571,389 | | | 571,389 | ||||||||||||
Class C |
1,151,957 | | | 1,151,957 | ||||||||||||
Class I |
728,954 | | (728,954 | )(3) | | |||||||||||
Class Y |
| | 728,954 | (3) | 728,954 |
Van Kampen High Yield Fund |
Van Kampen High
Yield Fund (Acquiring Fund) (1) |
Pro Forma Adjustments (2) |
Pro Forma Van Kampen High Yield Fund (Acquiring Fund) |
|||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 374,843,826 | $ | | $ | | $ | 374,843,826 | ||||||||
Class B |
38,281,196 | | | 38,281,196 | ||||||||||||
Class C |
46,524,606 | | | 46,524,606 | ||||||||||||
Class I |
117,267,914 | | (117,267,914 | )(3) | | |||||||||||
Class Y |
| | 117,267,914 | (3) | 117,267,914 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 9.27 | $ | | $ | | $ | 9.27 | ||||||||
Class B |
9.34 | | | 9.34 | ||||||||||||
Class C |
9.19 | | | 9.19 | ||||||||||||
Class I |
9.27 | | | | ||||||||||||
Class Y |
| | | 9.27 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
40,423,567 | | | 40,423,567 | ||||||||||||
Class B |
4,097,091 | | | 4,097,091 | ||||||||||||
Class C |
5,065,127 | | | 5,065,127 | ||||||||||||
Class I |
12,648,407 | | (12,648,407 | )(3) | | |||||||||||
Class Y |
| | 12,648,407 | (3) | 12,648,407 |
Van Kampen High | Van Kampen High | Pro Forma Van Kampen | ||||||||||||||
Yield Municipal Fund | Yield Municipal Fund | Pro Forma | High Yield Municipal | |||||||||||||
(4) | (Acquiring Fund) (1) | Adjustments (2) | Fund (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 3,286,772,989 | $ | | $ | | $ | 3,286,772,989 | ||||||||
Class B |
315,206,136 | | | 315,206,136 | ||||||||||||
Class C |
797,455,964 | | | 797,455,964 | ||||||||||||
Class I |
280,317,925 | | (280,317,925 | )(3) | | |||||||||||
Class Y |
| | 280,317,925 | (3) | 280,317,925 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 9.07 | $ | | $ | | $ | 9.07 | ||||||||
Class B |
9.07 | | | 9.07 | ||||||||||||
Class C |
9.05 | | | 9.05 | ||||||||||||
Class I |
9.09 | | | | ||||||||||||
Class Y |
| | | 9.09 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
362,303,953 | | | 362,303,953 | ||||||||||||
Class B |
34,756,656 | | | 34,756,656 | ||||||||||||
Class C |
88,071,024 | | | 88,071,024 | ||||||||||||
Class I |
30,833,028 | | (30,833,028 | )(3) | | |||||||||||
Class Y |
| | 30,833,028 | (3) | 30,833,028 |
Van Kampen Insured | Pro Forma Van Kampen | |||||||||||||||
Van Kampen Insured | Tax Free Income Fund | Pro Forma | Insured Tax Free Income | |||||||||||||
Tax Free Income Fund | (Acquiring Fund) (1) | Adjustments (2) | Fund (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 831,364,921 | $ | | $ | | $ | 831,364,921 | ||||||||
Class B |
16,619,136 | | | 16,619,136 | ||||||||||||
Class C |
29,755,710 | | | 29,755,710 | ||||||||||||
Class I |
2,554,831 | | (2,554,831 | )(3) | | |||||||||||
Class Y |
| | 2,554,831 | (3) | 2,554,831 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 16.13 | $ | | $ | | $ | 16.13 | ||||||||
Class B |
16.11 | | | 16.11 | ||||||||||||
Class C |
16.10 | | | 16.10 | ||||||||||||
Class I |
16.13 | | | | ||||||||||||
Class Y |
| | | 16.13 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
51,526,184 | | | 51,526,184 | ||||||||||||
Class B |
1,031,363 | | | 1,031,363 | ||||||||||||
Class C |
1,848,649 | | | 1,848,649 | ||||||||||||
Class I |
158,360 | | (158,360 | )(3) | | |||||||||||
Class Y |
| | 158,360 | (3) | 158,360 |
Van Kampen | ||||||||||||||||
Van Kampen | Intermediate Term | Pro Forma Van Kampen | ||||||||||||||
Intermediate Term | Municipal Income | Intermediate Term | ||||||||||||||
Municipal Income | Fund (Acquiring Fund) | Pro Forma | Municipal Income Fund | |||||||||||||
Fund | (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 227,548,637 | $ | | $ | | $ | 227,548,637 | ||||||||
Class B |
13,662,259 | | | 13,662,259 | ||||||||||||
Class C |
43,600,743 | | | 43,600,743 | ||||||||||||
Class I |
6,737,663 | | (6,737,663 | )(3) | | |||||||||||
Class Y |
| | 6,737,663 | (3) | 6,737,663 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 10.63 | $ | | $ | | $ | 10.63 | ||||||||
Class B |
10.80 | | | 10.80 | ||||||||||||
Class C |
10.62 | | | 10.62 | ||||||||||||
Class I |
10.63 | | | | ||||||||||||
Class Y |
| | | 10.63 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
21,399,878 | | | 21,399,878 | ||||||||||||
Class B |
1,265,390 | | | 1,265,390 | ||||||||||||
Class C |
4,105,992 | | | 4,105,992 | ||||||||||||
Class I |
633,991 | | (633,991 | )(3) | | |||||||||||
Class Y |
| | 633,991 | (3) | 633,991 |
Van Kampen | ||||||||||||||||
Van Kampen | International | Pro Forma Van Kampen | ||||||||||||||
International | Advantage Fund | Pro Forma | International Advantage | |||||||||||||
Advantage Fund | (Acquiring Fund) (1) | Adjustments (2) | Fund (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 53,699,423 | $ | | $ | | $ | 53,699,423 | ||||||||
Class B |
9,902,518 | | | 9,902,518 | ||||||||||||
Class C |
7,741,470 | | | 7,741,470 | ||||||||||||
Class I |
210,546 | | (210,546 | )(3) | | |||||||||||
Class Y |
| | 210,546 | (3) | 210,546 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 11.32 | $ | | $ | | $ | 11.32 | ||||||||
Class B |
11.10 | | | 11.10 | ||||||||||||
Class C |
11.13 | | | 11.13 | ||||||||||||
Class I |
11.33 | | | | ||||||||||||
Class Y |
| | | 11.33 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
4,743,176 | | | 4,743,176 | ||||||||||||
Class B |
892,002 | | | 892,002 | ||||||||||||
Class C |
695,429 | | | 695,429 | ||||||||||||
Class I |
18,585 | | (18,585 | )(3) | | |||||||||||
Class Y |
| | 18,585 | (3) | 18,585 |
Van Kampen | ||||||||||||||||
Van Kampen | International Growth | Pro Forma Van Kampen | ||||||||||||||
International Growth | Fund (Acquiring Fund) | Pro Forma | International Growth | |||||||||||||
Fund | (1) | Adjustments (2) | Fund (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 378,494,080 | $ | | $ | | $ | 378,494,080 | ||||||||
Class B |
33,702,384 | | | 33,702,384 | ||||||||||||
Class C |
19,849,462 | | | 19,849,462 | ||||||||||||
Class I |
529,645,328 | | (529,645,328 | )(3) | | |||||||||||
Class R |
1,468,760 | | | 1,468,760 | ||||||||||||
Class Y |
| | 529,645,328 | (3) | 529,645,328 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 15.90 | $ | | $ | | $ | 15.90 | ||||||||
Class B |
15.71 | | | 15.71 | ||||||||||||
Class C |
15.73 | | | 15.73 | ||||||||||||
Class I |
15.95 | | | | ||||||||||||
Class R |
15.80 | | | 15.80 | ||||||||||||
Class Y |
| | | 15.95 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
23,804,568 | | | 23,804,568 | ||||||||||||
Class B |
2,144,716 | | | 2,144,716 | ||||||||||||
Class C |
1,261,581 | | | 1,261,581 | ||||||||||||
Class I |
33,199,718 | | (33,199,718 | )(3) | | |||||||||||
Class R |
92,968 | | | 92,968 | ||||||||||||
Class Y |
| | 33,199,718 | (3) | 33,199,718 |
Van Kampen Leaders | Pro Forma Van Kampen | |||||||||||||||
Van Kampen Leaders | Fund (Acquiring Fund) | Pro Forma | Leaders Fund | |||||||||||||
Fund | (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 147,143,965 | $ | | $ | | $ | 147,143,965 | ||||||||
Class B |
50,660,729 | | | 50,660,729 | ||||||||||||
Class C |
23,863,512 | | | 23,863,512 | ||||||||||||
Class I |
241,502 | | (241,502 | )(3) | | |||||||||||
Class Y |
| | 241,502 | (3) | 241,502 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 8.33 | $ | | $ | | $ | 8.33 | ||||||||
Class B |
8.32 | | | 8.32 | ||||||||||||
Class C |
8.31 | | | 8.31 | ||||||||||||
Class I |
8.34 | | | | ||||||||||||
Class Y |
| | | 8.34 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
17,656,887 | | | 17,656,887 | ||||||||||||
Class B |
6,091,922 | | | 6,091,922 | ||||||||||||
Class C |
2,870,295 | | | 2,870,295 | ||||||||||||
Class I |
28,956 | | (28,956 | )(3) | | |||||||||||
Class Y |
| | 28,956 | (3) | 28,956 |
Van Kampen Limited | Pro Forma Van Kampen | |||||||||||||||
Van Kampen Limited | Duration Fund | Pro Forma | Limited Duration Fund | |||||||||||||
Duration Fund | (Acquiring Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 53,490,273 | $ | | $ | | $ | 53,490,273 | ||||||||
Class B |
12,826,128 | | | 12,826,128 | ||||||||||||
Class C |
15,294,882 | | | 15,294,882 | ||||||||||||
Class I |
32,293,500 | | (32,293,500 | )(3) | | |||||||||||
Class Y |
| | 32,293,500 | (3) | 32,293,500 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 9.03 | $ | | $ | | $ | 9.03 | ||||||||
Class B |
9.13 | | | 9.13 | ||||||||||||
Class C |
9.08 | | | 9.08 | ||||||||||||
Class I |
9.09 | | | | ||||||||||||
Class Y |
| | | 9.09 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
5,923,803 | | | 5,923,803 | ||||||||||||
Class B |
1,404,479 | | | 1,404,479 | ||||||||||||
Class C |
1,684,737 | | | 1,684,737 | ||||||||||||
Class I |
3,553,820 | | (3,553,820 | )(3) | | |||||||||||
Class Y |
| | 3,553,820 | (3) | 3,553,820 |
Van Kampen Mid Cap | Pro Forma Van Kampen | |||||||||||||||
Van Kampen Mid Cap | Growth Fund | Pro Forma | Mid Cap Growth Fund | |||||||||||||
Growth Fund | (Acquiring Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 1,353,047,769 | $ | | $ | | $ | 1,353,047,769 | ||||||||
Class B |
224,198,548 | | | 224,198,548 | ||||||||||||
Class C |
106,095,470 | | | 106,095,470 | ||||||||||||
Class I |
131,852,712 | | (131,852,712 | )(3) | | |||||||||||
Class R |
791,805 | | | 791,805 | ||||||||||||
Class Y |
| | 131,852,712 | (3) | 131,852,712 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 22.59 | $ | | $ | | $ | 22.59 | ||||||||
Class B |
19.90 | | | 19.90 |
Van Kampen Mid Cap | Pro Forma Van Kampen | |||||||||||||||
Van Kampen Mid Cap | Growth Fund | Pro Forma | Mid Cap Growth Fund | |||||||||||||
Growth Fund | (Acquiring Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Class C |
19.71 | | | 19.71 | ||||||||||||
Class I |
22.86 | | | | ||||||||||||
Class R |
22.52 | | | 22.52 | ||||||||||||
Class Y |
| | | 22.86 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
59,882,763 | | | 59,882,763 | ||||||||||||
Class B |
11,266,799 | | | 11,266,799 | ||||||||||||
Class C |
5,381,672 | | | 5,381,672 | ||||||||||||
Class I |
5,767,624 | | (5,767,624 | )(3) | | |||||||||||
Class R |
35,157 | | | 35,157 | ||||||||||||
Class Y |
| | 5,767,624 | (3) | 5,767,624 |
Van Kampen | ||||||||||||||||
Van Kampen | Municipal Income | Pro Forma Van Kampen | ||||||||||||||
Municipal Income | Fund (Acquiring Fund) | Pro Forma | Municipal Income Fund | |||||||||||||
Fund | (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 608,070,318 | $ | | $ | | $ | 608,070,318 | ||||||||
Class B |
22,834,287 | | | 22,834,287 | ||||||||||||
Class C |
44,537,737 | | | 44,537,737 | ||||||||||||
Class I |
5,093,086 | | (5,093,086 | )(3) | | |||||||||||
Class Y |
| | 5,093,086 | (3) | 5,093,086 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 12.91 | $ | | $ | | $ | 12.91 | ||||||||
Class B |
12.90 | | | 12.90 | ||||||||||||
Class C |
12.87 | | | 12.87 | ||||||||||||
Class I |
12.91 | | | | ||||||||||||
Class Y |
| | | 12.91 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
47,084,271 | | | 47,084,271 | ||||||||||||
Class B |
1,770,674 | | | 1,770,674 | ||||||||||||
Class C |
3,459,924 | | | 3,459,924 | ||||||||||||
Class I |
394,563 | | (394,563 | )(3) | | |||||||||||
Class Y |
| | 394,563 | (3) | 394,563 |
Van Kampen New | Pro Forma Van Kampen | |||||||||||||||
Van Kampen New | York Tax Free Income | New York Tax Free | ||||||||||||||
York Tax Free Income | Fund (Acquiring Fund) | Pro Forma | Income Fund (Acquiring | |||||||||||||
Fund | (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 71,242,068 | $ | | $ | | $ | 71,242,068 | ||||||||
Class B |
11,000,889 | | | 11,000,889 | ||||||||||||
Class C |
18,865,157 | | | 18,865,157 | ||||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 15.03 | $ | | $ | | $ | 15.03 | ||||||||
Class B |
14.95 | | | 14.95 | ||||||||||||
Class C |
15.01 | | | 15.01 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
4,741,402 | | | 4,741,402 | ||||||||||||
Class B |
735,858 | | | 735,858 | ||||||||||||
Class C |
1,256,779 | | | 1,256,779 |
Van Kampen | Pro Forma Van Kampen | |||||||||||||||
Van Kampen | Pennsylvania Tax Free | Pennsylvania Tax Free | ||||||||||||||
Pennsylvania Tax Free | Income Fund | Pro Forma | Income Fund (Acquiring | |||||||||||||
Income Fund | (Acquiring Fund) (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 137,869,522 | $ | | $ | | $ | 137,869,522 | ||||||||
Class B |
5,117,669 | | | 5,117,669 | ||||||||||||
Class C |
7,446,106 | | | 7,446,106 | ||||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 15.59 | $ | | $ | | $ | 15.59 | ||||||||
Class B |
15.56 | | | 15.56 | ||||||||||||
Class C |
15.62 | | | 15.62 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
8,842,058 | | | 8,842,058 | ||||||||||||
Class B |
328,927 | | | 328,927 | ||||||||||||
Class C |
476,840 | | | 476,840 |
Van Kampen Real | Pro Forma Van Kampen | |||||||||||||||
Van Kampen Real | Estate Securities Fund | Pro Forma | Real Estate Securities | |||||||||||||
Estate Securities Fund | (Acquiring Fund) (1) | Adjustments (2) | Fund (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 245,136,825 | $ | | $ | | $ | 245,136,825 | ||||||||
Class B |
32,611,344 | | | 32,611,344 | ||||||||||||
Class C |
27,425,676 | | | 27,425,676 | ||||||||||||
Class I |
17,307,448 | | (17,307,448 | )(3) | | |||||||||||
Class Y |
| | 17,307,448 | (3) | 17,307,448 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 13.43 | $ | | $ | | $ | 13.43 | ||||||||
Class B |
13.41 | | | 13.41 | ||||||||||||
Class C |
13.44 | | | 13.44 | ||||||||||||
Class I |
13.45 | | | | ||||||||||||
Class Y |
| | | 13.45 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
18,252,562 | | | 18,252,562 | ||||||||||||
Class B |
2,431,736 | | | 2,431,736 | ||||||||||||
Class C |
2,041,085 | | | 2,041,085 | ||||||||||||
Class I |
1,286,605 | | (1,286,605 | )(3) | | |||||||||||
Class Y |
| | 1,286,605 | (3) | 1,286,605 |
Van Kampen Small | Pro Forma Van Kampen | |||||||||||||||
Van Kampen Small | Cap Growth Fund | Pro Forma | Small Cap Growth Fund | |||||||||||||
Cap Growth Fund | (Acquiring Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 626,836,611 | $ | | $ | | $ | 626,836,611 | ||||||||
Class B |
21,848,949 | | | 21,848,949 | ||||||||||||
Class C |
54,791,741 | | | 54,791,741 | ||||||||||||
Class I |
227,510,068 | | (227,510,068 | )(3) | | |||||||||||
Class Y |
| | 227,510,068 | (3) | 227,510,068 |
Van Kampen Small | Pro Forma Van Kampen | |||||||||||||||
Van Kampen Small | Cap Growth Fund | Pro Forma | Small Cap Growth Fund | |||||||||||||
Cap Growth Fund | (Acquiring Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 8.31 | $ | | $ | | $ | 8.31 | ||||||||
Class B |
7.79 | | | 7.79 | ||||||||||||
Class C |
7.75 | | | 7.75 | ||||||||||||
Class I |
8.39 | | | | ||||||||||||
Class Y |
| | | 8.39 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
75,469,283 | | | 75,469,283 | ||||||||||||
Class B |
2,805,188 | | | 2,805,188 | ||||||||||||
Class C |
7,074,296 | | | 7,074,296 | ||||||||||||
Class I |
27,103,492 | | (27,103,492 | )(3) | | |||||||||||
Class Y |
| | 27,103,492 | (3) | 27,103,492 |
Van Kampen Small | Pro Forma Van Kampen | |||||||||||||||
Van Kampen Small | Cap Value Fund | Pro Forma | Small Cap Value Fund | |||||||||||||
Cap Value Fund | (Acquiring Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 457,310,754 | $ | | $ | | $ | 457,310,754 | ||||||||
Class B |
46,512,700 | | | 46,512,700 | ||||||||||||
Class C |
84,387,638 | | | 84,387,638 | ||||||||||||
Class I |
86,688,930 | | (86,688,930 | )(3) | | |||||||||||
Class Y |
| | 86,688,930 | (3) | 86,688,930 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 13.62 | $ | | $ | | $ | 13.62 | ||||||||
Class B |
12.48 | | | 12.48 | ||||||||||||
Class C |
12.37 | | | 12.37 | ||||||||||||
Class I |
13.74 | | | | ||||||||||||
Class Y |
| | | 13.74 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
33,583,974 | | | 33,583,974 | ||||||||||||
Class B |
3,728,337 | | | 3,728,337 | ||||||||||||
Class C |
6,823,397 | | | 6,823,397 | ||||||||||||
Class I |
6,308,020 | | (6,308,020 | )(3) | | |||||||||||
Class Y |
| | 6,308,020 | (3) | 6,308,020 |
Van Kampen | Pro Forma Van Kampen | |||||||||||||||
Van Kampen | Technology Fund | Pro Forma | Technology Fund | |||||||||||||
Technology Fund | (Acquiring Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 91,972,073 | $ | | $ | | $ | 91,972,073 | ||||||||
Class B |
26,881,768 | | | 26,881,768 | ||||||||||||
Class C |
10,248,015 | | | 10,248,015 | ||||||||||||
Class I |
7,464 | | (7,464 | )(3) | | |||||||||||
Class Y |
| | 7,464 | (3) | 7,464 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 4.69 | $ | | $ | | $ | 4.69 | ||||||||
Class B |
4.34 | | | 4.34 | ||||||||||||
Class C |
4.33 | | | 4.33 | ||||||||||||
Class I |
4.70 | | | | ||||||||||||
Class Y |
| | | 4.70 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
19,627,919 | | | 19,627,919 | ||||||||||||
Class B |
6,198,750 | | | 6,198,750 | ||||||||||||
Class C |
2,364,248 | | | 2,364,248 | ||||||||||||
Class I |
1,589 | | (1,589 | )(3) | | |||||||||||
Class Y |
| | 1,589 | (3) | 1,589 |
Van Kampen U.S. | Pro Forma Van Kampen | |||||||||||||||
Van Kampen U.S. | Mortgage Fund | Pro Forma | U.S. Mortgage Fund | |||||||||||||
Mortgage Fund | (Acquiring Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 709,023,037 | $ | | $ | | $ | 709,023,037 | ||||||||
Class B |
24,060,830 | | | 24,060,830 | ||||||||||||
Class C |
12,517,273 | | | 12,517,273 | ||||||||||||
Class I |
23,492,637 | | (23,492,637 | )(3) | | |||||||||||
Class Y |
| | 23,492,637 | (3) | 23,492,637 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 12.95 | $ | | $ | | $ | 12.95 | ||||||||
Class B |
12.88 | | | 12.88 | ||||||||||||
Class C |
12.87 | | | 12.87 | ||||||||||||
Class I |
13.00 | | | | ||||||||||||
Class Y |
| | | 13.00 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
54,734,039 | | | 54,734,039 | ||||||||||||
Class B |
1,867,420 | | | 1,867,420 | ||||||||||||
Class C |
972,956 | | | 972,956 | ||||||||||||
Class I |
1,806,878 | | (1,806,878 | )(3) | | |||||||||||
Class Y |
| | 1,860,878 | (3) | 1,860,878 |
Van Kampen Utility | Pro Forma Van Kampen | |||||||||||||||
Van Kampen Utility | Fund (Acquiring Fund) | Pro Forma | Utility Fund (Acquiring | |||||||||||||
Fund | (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 100,754,005 | $ | | $ | | $ | 100,754,005 | ||||||||
Class B |
13,947,326 | | | 13,947,326 | ||||||||||||
Class C |
8,977,485 | | | 8,977,485 | ||||||||||||
Class I |
144,367 | | (144,367 | )(3) | | |||||||||||
Class Y |
| | 144,367 | (3) | 144,367 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 16.88 | $ | | $ | | $ | 16.88 | ||||||||
Class B |
16.77 | | | 16.77 | ||||||||||||
Class C |
16.77 | | | 16.77 | ||||||||||||
Class I |
16.88 | | | | ||||||||||||
Class Y |
| | | 16.88 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
5,968,657 | | | 5,968,657 | ||||||||||||
Class B |
831,468 | | | 831,468 | ||||||||||||
Class C |
535,404 | | | 535,404 | ||||||||||||
Class I |
8,552 | | (8,552 | )(3) | | |||||||||||
Class Y |
| | 8,552 | (3) | 8,552 |
Van Kampen Value | Pro Forma Van Kampen | |||||||||||||||
Van Kampen Value | Opportunities Fund | Pro Forma | Value Opportunities | |||||||||||||
Opportunities Fund | (Acquiring Fund) (1) | Adjustments (2) | Fund (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 54,653,675 | $ | | $ | | $ | 54,653,675 | ||||||||
Class B |
8,951,885 | | | 8,951,885 | ||||||||||||
Class C |
9,482,143 | | | 9,482,143 | ||||||||||||
Class I |
47,532,086 | | (47,532,086 | )(3) | | |||||||||||
Class Y |
| | 47,532,086 | (3) | 47,532,086 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 8.40 | $ | | $ | | $ | 8.40 | ||||||||
Class B |
8.20 | | | 8.20 | ||||||||||||
Class C |
8.20 | | | 8.20 | ||||||||||||
Class I |
8.40 | | | | ||||||||||||
Class Y |
| | | 8.40 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
6,509,301 | | | 6,509,301 | ||||||||||||
Class B |
1,092,019 | | | 1,092,019 | ||||||||||||
Class C |
1,156,476 | | | 1,156,476 | ||||||||||||
Class I |
5,660,105 | | (5,660,105 | )(3) | | |||||||||||
Class Y |
| | 5,660,105 | (3) | 5,660,105 |
(1) | Each Acquiring Fund is a shell fund without any shares outstanding and, therefore, no estimated capitalization is available. | |
(2) | Invesco and Morgan Stanley will bear, or will arrange for an entity under common ownerhsip of Invesco or Morgan Stanley to bear, 100% of each VK Funds Reorganization expenses, therefore Net Assets have not been adjusted for any expenses expected to be incurred by each VK Fund in connection with the Reorganization. Each Acquiring Fund is expected to incur approximately $xx,xxx in connection with the Reorganization of which Invesco and Morgan Stanley, or entities under their respective common ownerhip, will pay 100%. As a result, there are no Pro Forma Adjustments to Net Assets. | |
(3) | Holders of each VK Fund Class I shares will receive Class Y shares of the Acquiring Fund upon closing of the Reorganization. | |
(4) | Information presented for Van Kampen High Yield Municipal Fund is as of November 30, 2009 and does not include the assets acquired in the reorganization of Van Kampen Strategic Municipal Income Fund into the Fund on December 11, 2009. Van Kampen Strategic Municipal Income Funds net assets on November 30, 2009 were $1,061,950,642. |
33
VK FUND | VK FUND | |||||||||
CHARGES A | INVESTMENT | |||||||||
SEC FILE | SEC FILE | REDEMPTION AND/OR | OBJECTIVE IS | |||||||
VK FUNDS | NUMBER | ACQUIRING FUNDS | NUMBER | EXCHANGE FEE | FUNDAMENTAL | |||||
Van Kampen
American
Franchise
Fund, a
series of Van
Kampen Equity
Trust II
|
333-75493 | Van Kampen American Franchise Fund, a series of AIM Counselor Series Trust | 333-36074 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
American
Value Fund, a
series of Van
Kampen Series
Fund, Inc.
|
033-51294 | Van Kampen American Value Fund, a series of AIM Sector Funds | 002-85905 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Class R
|
Class R | |||||||||
Van Kampen
Asset
Allocation
Conservative
Fund, a
series of Van
Kampen Equity
Trust
|
033-08122 | Van Kampen Asset Allocation Conservative Fund, a series of AIM Growth Series | 002-57526 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Asset
Allocation
Growth Fund,
a series of
Van Kampen
Equity Trust
|
033-08122 | Van Kampen Asset Allocation Growth Fund, a series of AIM Growth Series | 002-57526 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y |
A-1
VK FUND | VK FUND | |||||||||
CHARGES A | INVESTMENT | |||||||||
SEC FILE | SEC FILE | REDEMPTION AND/OR | OBJECTIVE IS | |||||||
VK FUNDS | NUMBER | ACQUIRING FUNDS | NUMBER | EXCHANGE FEE | FUNDAMENTAL | |||||
Van Kampen
Asset
Allocation
Moderate
Fund, a
series of Van
Kampen Equity
Trust
|
033-08122 | Van Kampen Asset Allocation Moderate Fund, a series of AIM Growth Series | 002-57526 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
California
Insured Tax
Free Fund, a
series of Van
Kampen Tax
Free Trust
|
002-99715 | Van Kampen California Insured Tax Free Fund, a series of AIM Tax-Exempt Funds | 033-66242 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Capital
Growth Fund,
a series of
Van Kampen
Capital
Growth Fund
|
002-31417 | Van Kampen Capital Growth Fund, a series of AIM Sector Funds | 002-85905 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Class R
|
Class R | |||||||||
Van Kampen
Comstock
Fund, a
series of Van
Kampen
Comstock Fund
|
002-27778 | Van Kampen Comstock Fund, a series of AIM Sector Funds | 002-85905 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Class R
|
Class R |
A-2
VK FUND | VK FUND | |||||||||
CHARGES A | INVESTMENT | |||||||||
SEC FILE | SEC FILE | REDEMPTION AND/OR | OBJECTIVE IS | |||||||
VK FUNDS | NUMBER | ACQUIRING FUNDS | NUMBER | EXCHANGE FEE | FUNDAMENTAL | |||||
Van Kampen
Core Equity
Fund, a
series of Van
Kampen Equity
Trust
|
033-08122 | Van Kampen Core Equity Fund, a series of AIM Counselor Series Trust | 333-36074 | No | No | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Class R
|
Class R | |||||||||
Van Kampen
Core Plus
Fixed Income
Fund, a
series of Van
Kampen Trust
|
033-04410 | Van Kampen Core Plus Fixed Income Fund, a series of AIM Investment Securities Fund | 033-39519 | No | No | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Corporate
Bond Fund, a
series of Van
Kampen
Corporate
Bond Fund
|
002-21819 | Van Kampen Corporate Bond Fund, a series of AIM Investment Securities Fund | 033-39519 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Emerging
Markets Fund,
a series of
Van Kampen
Series Fund,
Inc.
|
033-51294 | Van Kampen Emerging Markets Fund, a series of AIM Investment Funds | 033-19338 | Yes | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Enterprise
Fund, a
series of Van
Kampen
Enterprise
Fund
|
002-10559 | Van Kampen Enterprise Fund, a series of AIM Sector Funds | 002-85905 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y |
A-3
VK FUND | VK FUND | |||||||||
CHARGES A | INVESTMENT | |||||||||
SEC FILE | SEC FILE | REDEMPTION AND/OR | OBJECTIVE IS | |||||||
VK FUNDS | NUMBER | ACQUIRING FUNDS | NUMBER | EXCHANGE FEE | FUNDAMENTAL | |||||
Van Kampen
Equity and
Income Fund,
a series of
Van Kampen
Equity and
Income Fund
|
002-15957 | Van Kampen Equity and Income Fund, a series of AIM Counselor Series Trust | 333-36074 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Class R
|
Class R | |||||||||
Van Kampen
Equity
Premium
Income Fund,
a series of
Van Kampen
Equity Trust
II
|
333-75493 | Van Kampen Equity Premium Income Fund, a series of AIM Counselor Series Trust | 333-36074 | No | No | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Global Bond
Fund, a
series of Van
Kampen Trust
II
|
333-153900 | Van Kampen Global Bond Fund, a series of AIM Investment Funds | 033-19338 | No | No | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Class R
|
Class R | |||||||||
Van Kampen
Global Equity
Allocation
Fund, a
series of Van
Kampen Series
Fund, Inc.
|
033-51294 | Van Kampen Global Equity Allocation Fund, a series of AIM Investment Funds | 033-19338 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y |
A-4
VK FUND | VK FUND | |||||||||
CHARGES A | INVESTMENT | |||||||||
SEC FILE | SEC FILE | REDEMPTION AND/OR | OBJECTIVE IS | |||||||
VK FUNDS | NUMBER | ACQUIRING FUNDS | NUMBER | EXCHANGE FEE | FUNDAMENTAL | |||||
Van Kampen
Global
Franchise
Fund, a
series of Van
Kampen Series
Fund, Inc.
|
033-51294 | Van Kampen Global Franchise Fund, a series of AIM Investment Funds | 033-19338 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Global
Tactical
Asset
Allocation
Fund, a
series of Van
Kampen Trust
II
|
333-153900 | Van Kampen Global Tactical Asset Allocation Fund, a series of AIM Investment Funds | 033-19338 | No | No | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Class R
|
Class R | |||||||||
Van Kampen
Government
Securities
Fund, a
series of Van
Kampen
Government
Securities
Fund
|
002-90482 | Van Kampen Government Securities Fund, a series of AIM Investment Securities Fund | 033-39519 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Growth and
Income Fund,
a series of
Van Kampen
Growth and
Income Fund
|
002-21657 | Van Kampen Growth and Income Fund, a series of AIM Counselor Series Trust | 333-36074 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Class R
|
Class R | |||||||||
Van Kampen
Harbor Fund,
a series of
Van Kampen
Harbor Fund
|
002-12685 | Van Kampen Harbor Fund, a series of AIM Growth Series | 002-57526 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y |
A-5
VK FUND | VK FUND | |||||||||
CHARGES A | INVESTMENT | |||||||||
SEC FILE | SEC FILE | REDEMPTION AND/OR | OBJECTIVE IS | |||||||
VK FUNDS | NUMBER | ACQUIRING FUNDS | NUMBER | EXCHANGE FEE | FUNDAMENTAL | |||||
Van Kampen
High Yield
Fund, a
series of Van
Kampen High
Yield Fund
|
002-62115 | Van Kampen High Yield Fund, a series of AIM Investment Securities Fund | 033-39519 | Yes | No | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
High Yield
Municipal
Fund, a
series of Van
Kampen
Tax-Exempt
Trust
|
002-96030 | Van Kampen High Yield Municipal Fund, a series of AIM Tax-Exempt Funds | 033-66242 | Yes | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Insured Tax
Free Income
Fund, a
series of Van
Kampen Tax
Free Trust
|
002-99715 | Van Kampen Insured Tax Free Income Fund, a series of AIM Tax-Exempt Funds | 033-66242 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Intermediate
Term
Municipal
Income Fund,
a series of
Van Kampen
Tax Free
Trust
|
002-99715 | Van Kampen Intermediate Term Municipal Income Fund, a series of AIM Tax-Exempt Funds | 033-66242 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y |
A-6
VK FUND | VK FUND | |||||||||
CHARGES A | INVESTMENT | |||||||||
SEC FILE | SEC FILE | REDEMPTION AND/OR | OBJECTIVE IS | |||||||
VK FUNDS | NUMBER | ACQUIRING FUNDS | NUMBER | EXCHANGE FEE | FUNDAMENTAL | |||||
Van Kampen
International
Advantage
Fund, a
series of Van
Kampen Equity
Trust II
|
333-75493 | Van Kampen International Advantage Fund, a series of AIM Investment Funds | 033-19338 | Yes | No | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
International Growth Fund, a series of Van Kampen Equity Trust II |
333-75493 | Van Kampen International Growth Fund, a series of AIM Investment Funds | 033-19338 | Yes | No | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Class R
|
Class R | |||||||||
Van Kampen
Leaders Fund,
a series of
Van Kampen
Equity Trust
|
033-08122 | Van Kampen Leaders Fund, a series of AIM Growth Series | 002-57526 | No | No | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Limited
Duration
Fund, a
series of Van
Kampen
Limited
Duration Fund
|
033-01705 | Van Kampen Limited Duration Fund, a series of AIM Investment Securities Fund | 033-39519 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Mid Cap
Growth Fund,
a series of
Van Kampen
Equity Trust
|
033-08122 | Van Kampen Mid Cap Growth Fund, a series of AIM Sector Funds | 002-85905 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Class R
|
Class R | |||||||||
Van Kampen
Municipal
Income Fund,
a series of
Van Kampen
Tax Free
Trust
|
002-99715 | Van Kampen Municipal Income Fund, a series of AIM Tax-Exempt Funds | 033-66242 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y |
A-7
VK FUND | VK FUND | |||||||||
CHARGES A | INVESTMENT | |||||||||
SEC FILE | SEC FILE | REDEMPTION AND/OR | OBJECTIVE IS | |||||||
VK FUNDS | NUMBER | ACQUIRING FUNDS | NUMBER | EXCHANGE FEE | FUNDAMENTAL | |||||
Van Kampen
New York Tax
Free Income
Fund, a
series of Van
Kampen Tax
Free Trust
|
002-99715 | Van Kampen New York Tax Free Income Fund, a series of AIM Tax-Exempt Funds | 033-66242 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Pennsylvania
Tax Free
Income Fund,
a series of
Van Kampen
Pennsylvania
Tax Free
Income Fund
|
033-11384 | Van Kampen Pennsylvania Tax Free Income Fund, a series of AIM Counselor Series Trust | 333-36074 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Real Estate
Securities
Fund, a
series of Van
Kampen Real
Estate
Securities
Fund
|
033-77800 | Van Kampen Real Estate Securities Fund, a series of AIM Growth Series | 002-57526 | No | No | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Small Cap
Growth Fund,
a series of
Van Kampen
Equity Trust
|
033-08122 | Van Kampen Small Cap Growth Fund, a series of AIM Counselor Series Trust | 333-36074 | Yes | No | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Small Cap
Value Fund, a
series of Van
Kampen Equity
Trust
|
033-08122 | Van Kampen Small Cap Value Fund, a series of AIM Sector Funds | 002-85905 | Yes | No | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y |
A-8
VK FUND | VK FUND | |||||||||
CHARGES A | INVESTMENT | |||||||||
SEC FILE | SEC FILE | REDEMPTION AND/OR | OBJECTIVE IS | |||||||
VK FUNDS | NUMBER | ACQUIRING FUNDS | NUMBER | EXCHANGE FEE | FUNDAMENTAL | |||||
Van Kampen
Technology
Fund, a
series of Van
Kampen Equity
Trust II
|
333-75493 | Van Kampen Technology Fund, a series of AIM Sector Funds | 002-85905 | No | No | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
U.S. Mortgage
Fund, a
series of Van
Kampen U.S.
Government
Trust
|
002-89190 | Van Kampen U.S. Mortgage Fund, a series of AIM Growth Series | 002-57526 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Utility Fund,
a series of
Van Kampen
Equity Trust
|
033-08122 | Van Kampen Utility Fund, a series of AIM Sector Funds | 002-85905 | No | Yes | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y | |||||||||
Van Kampen
Value
Opportunities
Fund, a
series of Van
Kampen Equity
Trust
|
033-08122 | Van Kampen Value Opportunities Fund, a series of AIM Sector Funds | 002-85905 | No | No | |||||
Class A
|
Class A | |||||||||
Class B
|
Class B | |||||||||
Class C
|
Class C | |||||||||
Class I
|
Class Y |
A-9
B-1
Number of | Percent Owned of | |||||||||||||||
Name and Address | Fund | Class of Shares | Shares Owned | Record* | ||||||||||||
| % |
* | Trust has no knowledge of whether all or any portion of the shares owned of record are also owned beneficially. |
C-1
VK Fund Borrowing Restriction | Acquiring Fund Borrowing Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK American Franchise Fund VK Asset Allocation Conservative Fund VK Asset Allocation Growth Fund VK Asset Allocation Moderate Fund VK Core Equity Fund VK Core Plus Fixed Income Fund VK Equity Premium Income Fund VK Global Bond Fund VK Global Tactical Asset Allocation Fund VK International Advantage Fund VK International Growth Fund VK Leaders Fund VK Small Cap Growth Fund VK Value Opportunities Fund |
Issue senior securities nor borrow money, except the Fund may issue senior securities or borrow money to the extent permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief applicable to the Fund from the provisions of the 1940 Act, as amended from time to time. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK American Value Fund VK Emerging Markets Fund VK Global Equity Allocation Fund |
Borrow, except from banks and as a temporary measure for extraordinary or emergency purposes and then, in no event, in excess of 10% of the Funds total assets valued at the lower of market or cost and the Fund may not purchase additional securities when borrowings exceed 5% of total assets. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK California Insured Tax Free Fund VK Insured Tax Free Income Fund VK Intermediate Term Municipal Income Fund VK Municipal Income Fund VK New York Tax Free Income Fund |
Borrow money, except from banks for temporary purposes and then in amounts not in excess of 5% of the total asset value of the Fund, or mortgage, pledge or hypothecate any assets except in connection with a borrowing and in amounts not in excess of 10% of the total asset value of the Fund. Borrowings may not be made for investment leverage, but only to enable the Fund to satisfy redemption requests where liquidation of portfolio securities is considered disadvantageous or inconvenient. In this connection, the Fund will not purchase portfolio securities during any period that such borrowings exceed 5% of the total asset value of the Fund. Notwithstanding this investment restriction, the Fund may enter into when-issued and delayed delivery transactions. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. |
D-1
VK Fund Borrowing Restriction | Acquiring Fund Borrowing Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK Capital Growth Fund VK Comstock Fund |
Pledge any of its assets, except that the Fund may pledge assets having a value of not more than 10% of its total assets in order to secure permitted borrowings from banks. Such borrowings may not exceed 5% of the value of the Funds assets and can be made only as a temporary measure for extraordinary or emergency purposes. Notwithstanding the foregoing, the Fund may engage in transactions in options, futures contracts or options on futures contracts, segregate or deposit assets to cover or secure options written and make margin deposits and payments for futures contracts and options on futures contracts. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK Corporate Bond Fund
|
Borrow money, except for temporary or emergency purposes, and then not in excess of 5% of its total assets taken at cost, or mortgage, pledge or hypothecate its assets to secure such borrowing except in an amount taken at market not exceeding 10% of its total assets taken at cost. Notwithstanding the foregoing, the Fund may engage in transactions in options, futures contracts and related options, segregate or deposit assets to cover or secure options written and make margin deposits and payments for futures contracts and options on futures contracts. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK Enterprise Fund
|
Borrow more than 10% of the value of its net assets valued at the lower of cost or market at the time of borrowing; and then only from banks and undertaken as a temporary measure for extraordinary or emergency purposes; or pledge, transfer, assign or otherwise encumber its assets except to secure such borrowing and in an amount not exceeding the amount of the borrowing. Notwithstanding the foregoing, the Fund may engage in transactions in options, futures contracts and options on futures contracts, segregate or deposit assets to cover or secure options written, and make margin deposits or payments for futures contracts and options on futures contracts. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK Equity and Income Fund
|
Borrow money, except for a temporary purpose and then not in excess of 10% of its net assets taken at cost or market, whichever is lower, and may not pledge more than 15% of gross assets taken at cost to secure such borrowings; such borrowings in excess of 5% may be made from banks only. The Fund will not purchase additional securities while any such borrowings exceed 5% of the Funds total assets. Notwithstanding the foregoing, the Fund may engage in transactions in options, futures contracts and options on futures contracts, segregate or deposit assets to cover or secure options written, and make margin deposits or payments for futures contracts and options on futures contracts. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. |
D-2
VK Fund Borrowing Restriction | Acquiring Fund Borrowing Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK Global Franchise Fund
|
Issue any class of senior security or sell any senior security of which it is the issuer, except that the Fund may borrow money as a temporary measure for extraordinary or emergency purposes, provided that such borrowings do not exceed 33 /3% of the Funds total assets (including the amount borrowed) less liabilities (exclusive of borrowings). | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
The term senior security shall not include any temporary borrowings that do not exceed 5% of the value of the Funds total assets at the time the Fund makes such temporary borrowing. Notwithstanding the foregoing limitations on issuing or selling senior securities and borrowing, the Fund may engage in investment strategies that obligate it either to purchase securities or segregate assets, or enter into reverse repurchase agreements, provided that it will segregate assets to cover its obligations pursuant to such transactions in accordance with applicable rules, orders, or interpretations of the SEC or its staff. This investment limitation shall not preclude the Fund from issuing multiple classes of shares in reliance on SEC rules or orders. | ||||
VK Government Securities Fund
|
Borrow in excess of 5% of the market or other fair value of its total assets; or pledge its assets to an extent greater than 5% of the market or other fair value of its total assets. Any such borrowings shall be from banks and shall be undertaken only as a temporary measure for extraordinary or emergency purposes. Margin deposits or payments in connection with the writing of covered call or secured put options, or in connection with the purchase or sale of futures contracts and options on futures contracts are not deemed to be a pledge or other encumbrance. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK Growth and Income Fund
|
Borrow money, except from a bank and then only as a temporary measure for extraordinary or emergency purposes but not for making additional investments and not in excess of 5% of the total net assets of the Fund taken at cost. In connection with any borrowing the Fund may pledge up to 15% of its total assets taken at cost. Notwithstanding the foregoing, the Fund may engage in transactions in options, futures contracts and options on futures contracts, segregate or deposit assets to cover or secure options written, and make margin deposits or payments for futures contracts and options on futures contracts. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK Harbor Fund
|
Borrow in excess of 5% of its assets valued at market, or 10% of its assets valued at cost, and then only from banks as a temporary measure for extraordinary or emergency purposes; or pledge, encumber, transfer or assign its assets except in connection with any such borrowing and in amounts not in excess of the dollar amount borrowed. Notwithstanding the foregoing, the Fund may engage in transactions in options, futures contracts and options on futures contracts, segregate or deposit assets to cover or secure options written, and make margin deposits or payments for futures contracts and options on futures contracts. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. |
D-3
VK Fund Borrowing Restriction | Acquiring Fund Borrowing Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK High Yield Fund
|
Borrow money, except that the Fund may borrow for temporary purposes in amounts not exceeding 5% of the market or other fair value (taken at the lower of cost or current value) of its total assets (not including the amount borrowed). Secured temporary borrowings may take the form of reverse repurchase agreements, pursuant to which the Fund would sell portfolio securities for cash and simultaneously agree to repurchase such securities at a specified date for the same amount of cash plus an interest component. Pledge its assets or assign or otherwise encumber them in excess of 3.25% of its net assets (taken at market value at the time of pledging) and then only to secure borrowings effected within the limitations set forth in the preceding sentence. Notwithstanding the foregoing, the Fund may engage in transactions in options, futures contracts and options on futures contracts and make margin deposits and payments in connection therewith. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK High Yield Municipal Fund
|
Borrow money, except that the Fund may borrow from banks to meet redemptions or for other temporary or emergency purposes, with such borrowing not to exceed 5% of the total assets of the Fund at market value at the time of borrowing. Any such borrowing may be secured provided that not more than 10% of the total assets of the Fund at market value at the time of pledging may be used as security for such borrowings. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK Limited Duration Fund
|
Borrow in excess of 5% of the market or other fair value of its total assets, or pledge its assets to an extent greater than 5% of the market or other fair value of its total assets. Any such borrowings shall be from banks and shall be undertaken only as a temporary measure for extraordinary or emergency purposes. Deposits in escrow in connection with the writing of covered or fully collateralized call or secured put options, or in connection with the purchase or sale of futures contracts and options on futures contracts, are not deemed to be a pledge or other encumbrance. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK Mid Cap Growth Fund
|
Issue senior securities, borrow money from banks or enter into reverse repurchase agreements with banks in the aggregate in excess of 33 1/3% of the Funds total assets (after giving effect to any such borrowing); which amount excludes no more than 5% in borrowings and reverse repurchase agreements with any entity for temporary purposes. The Fund will not mortgage, pledge or hypothecate any assets other than in connection with issuances of senior securities, borrowings, delayed delivery and when issued transactions and strategic transactions. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK Pennsylvania Tax Free Income Fund
|
Borrow money, except for temporary purposes from banks or in reverse repurchase transactions as described in the Statement of Additional Information and then in amounts not in excess of 5% of the total asset value of the Fund, or mortgage, pledge or hypothecate any assets except in connection with a borrowing and in amounts not in excess of 10% of the total asset value of the Fund. Borrowings may not be made for investment leverage, but only to enable the Fund to satisfy redemption requests where liquidation of portfolio securities is considered disadvantageous or inconvenient. In this connection, the Fund will not purchase portfolio securities during any period that such borrowings exceed 5% of the total asset value of the Fund. Notwithstanding this investment restriction, the Fund may enter into when issued and delayed delivery transactions. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. |
D-4
VK Fund Borrowing Restriction | Acquiring Fund Borrowing Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK Real Estate Securities Fund
|
Borrow money except temporarily from banks to facilitate payment of redemption requests and then only in amounts not exceeding 33 1/3% of its net assets, or pledge more than 10% of its net assets in connection with permissible borrowings or purchase additional securities when money borrowed exceeds 5% of its net assets. Margin deposits or payments in connection with the writing of options, or in connection with the purchase or sale of forward contracts, futures contracts, foreign currency futures contracts and options on futures contracts, are not deemed to be a pledge or other encumbrance. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK Small Cap Value Fund
|
Issue senior securities and shall not borrow money except for temporary purposes in an amount not exceeding 5% of the Funds total assets. Notwithstanding the foregoing, the Fund may enter into transactions in options, futures contracts and related options and may make margin deposits and payments in connection therewith. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK Technology Fund
|
Issue senior securities and shall not borrow money except for temporary purposes and in an amount not exceeding 5% of the Funds total assets. Notwithstanding the foregoing, the Fund may enter into transactions in options, futures contracts and options on futures contracts and may make margin deposits and payments in connection therewith. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK U.S. Mortgage Fund
|
Issue senior securities, borrow money or enter into reverse repurchase agreements or dollar rolls in the aggregate in excess of 33 1/3% of the Funds total assets (after giving effect to any such borrowing); provided, however, that with respect to such amount no more than 5% may be invested in bank borrowings and reverse repurchase agreements. The Fund will not mortgage, pledge or hypothecate any assets other than in connection with issuances, borrowings, hedging transactions and risk management techniques. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK Utility Fund
|
Issue senior securities, borrow money from banks or enter into reverse repurchase agreements with banks in the aggregate in excess of 33 1/3% of the Funds total assets (after giving effect to any such borrowing); which amount includes no more than 5% in borrowings and reverse repurchase agreements with any entity for temporary purposes. The Fund will not mortgage, pledge or hypothecate any assets other than in connection with issuances, borrowings, hedging transactions and risk management techniques. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. |
D-5
VK Fund Senior Securities Restriction | Acquiring Fund Senior Securities Restriction | |||
VK Fund* | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK American Value Fund VK Emerging Markets Fund VK Global Equity Allocation Fund |
Issue senior securities. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK Capital Growth Fund VK Enterprise Fund VK Harbor Fund VK High Yield Fund VK High Yield Municipal Fund VK Real Estate Securities Fund |
Issue senior securities, as defined in the 1940 Act, except that this restriction shall not be deemed to prohibit the Fund from (i) making and collateralizing any permitted borrowings, (ii) making any permitted loans of its portfolio securities, or (iii) entering into repurchase agreements, utilizing options, futures contracts, options on futures contracts, [forward contracts, forward commitments] and other investment strategies and instruments that would be considered senior securities but for the maintenance by the Fund of a segregated account with its custodian or some other form of cover. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK Corporate Bond Fund
|
Issue any bonds, notes, debentures or other obligations senior to shares of its capital stock. Notwithstanding the foregoing, the Fund may engage in transactions in options, futures contracts and options on futures contracts and make margin deposits and payments in connection therewith. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
VK Equity and Income Fund VK Government Securities Fund VK Growth and Income Fund |
Issue senior securities, as defined in the 1940 Act, as amended from time to time, except that this restriction shall not be deemed to prohibit the Fund from (i) making and collateralizing any permitted borrowings, (ii) making any permitted loans of its portfolio securities, or (iii) entering into repurchase agreements, utilizing options, futures contracts, options on futures contracts, forward commitments and other investment strategies and instruments that would be considered senior securities but for the maintenance by the Fund of a segregated account with its custodian or some other form of cover. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. |
* | The VK Funds that are not listed below (except the VK Comstock Fund) have a combined restriction regarding borrowing and issuing senior securities, which is listed above under the heading Current Fundamental Borrowing Restriction and is not duplicated here. |
D-6
VK Fund Fundamental Underwriting Restriction | Acquiring Fund Fundamental Underwriting Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK American Franchise Fund VK Asset Allocation Conservative Fund VK Asset Allocation Growth Fund VK Asset Allocation Moderate Fund VK Core Equity Fund VK Core Plus Fixed Income Fund VK Equity Premium Income Fund VK Global Bond Fund VK Global Tactical Asset Allocation Fund VK International Advantage Fund VK International Growth Fund VK Leaders Fund VK Small Cap Growth Fund VK Value Opportunities Fund |
Act as an underwriter of securities issued by others, except to the extent that, in connection with the disposition of portfolio securities, it may be deemed to be an underwriter under applicable securities laws. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. | ||
VK American Value Fund VK Emerging Markets Fund VK Global Equity Allocation Fund |
Underwrite the securities of other issuers. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. | ||
VK California Insured Tax Free Fund VK Insured Tax Free Income Fund VK Intermediate Term Municipal Income Fund VK Mid Cap Growth Fund VK Municipal Income Fund VK New York Tax Free Income Fund VK Pennsylvania Tax Free Income Fund VK U.S. Mortgage Fund VK Utility Fund |
Act as an underwriter of securities, except to the extent the Fund may be deemed to be an underwriter in connection with the sale of securities held in its portfolio. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. | ||
VK Capital Growth Fund
|
Engage in the underwriting of securities of other issuers, except that in connection with the disposal of an investment position the Fund may be deemed to be an underwriter as that term is defined under the 1933 Act. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. | ||
VK Comstock Fund
|
Engage in the underwriting of securities of other issuers, except that the Fund may sell an investment position even though it may be deemed to be an underwriter as that term is defined under the 1933 Act. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. |
D-7
VK Fund Fundamental Underwriting Restriction | Acquiring Fund Fundamental Underwriting Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK Corporate Bond Fund
|
Underwrite securities of other issuers, except insofar as the Fund may be deemed to be an underwriter for purposes of the 1933 Act in the resale of any unregistered securities owned by the Fund; provided, however, the Fund shall not purchase any unregistered securities if immediately after and as a result of such purchase of such securities, together with any other illiquid securities held by the Fund, would constitute more than 10% of the Funds total assets. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. | ||
VK Enterprise Fund
|
Primarily engage in the underwriting or distribution of securities. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. | ||
VK Equity and Income Fund
|
Purchase securities on margin, sell securities short, or act as an
underwriter of securities except to the extent that in selling
restricted securities the Fund may be deemed to be an underwriter
for purposes of the 1933 Act, but the Fund may engage in
transactions in options, futures contracts and options on futures
contracts and make margin deposits and payments in connection
therewith. As used herein, restricted securities means securities acquired under circumstances in which the Fund might not be free to sell such securities without being deemed an underwriter for purposes of the 1933 Act and without registration of such securities under that Act. |
Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. | ||
VK Global Franchise Fund
|
Underwrite the securities of other issuers (except to the extent that the Fund may be deemed to be an underwriter within the meaning of the 1933 Act in connection with the disposition of restricted securities). | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. | ||
VK Government Securities Fund VK Limited Duration Fund |
Underwrite securities of other companies, except insofar as the Fund might be deemed to be an underwriter for purposes of the 1933 Act in the resale of any securities owned by the Fund. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. | ||
VK Growth and Income Fund
|
Engage in the underwriting or distribution of securities issued by others. The Fund, however, may acquire portfolio securities under circumstances where, if resold, it might be deemed an underwriter. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. | ||
VK Harbor Fund
|
Primarily engage in the underwriting or distribution of securities. Engage in the underwriting of securities of other issuers, except that the Fund may sell an investment position even though it may be deemed to be an underwriter as that term is defined under the 1933 Act. |
Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. |
D-8
VK Fund Fundamental Underwriting Restriction | Acquiring Fund Fundamental Underwriting Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK High Yield Fund
|
Engage in the underwriting of securities except insofar as the Fund may be deemed an underwriter under the 1933 Act in disposing of a portfolio security. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. | ||
VK High Yield Municipal Fund
|
Underwrite the securities of other issuers, except insofar as the Fund may be deemed an underwriter under the 1933 Act by virtue of disposing of portfolio securities. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. | ||
VK Real Estate Securities Fund
|
Engage in the underwriting of securities of other issuers, except that the Fund may sell an investment position even though it may be deemed to be an underwriter under the federal securities laws. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. | ||
VK Small Cap Value Fund VK Technology Fund |
Underwrite securities of other issuers, except that the Fund may acquire restricted securities and other securities which, if sold, might make the Fund an underwriter under federal securities laws. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. |
D-9
VK Fund Fundamental Real Estate Restriction | Acquiring Fund Fundamental Real Estate Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK American Franchise Fund VK Asset Allocation Conservative Fund VK Asset Allocation Growth Fund VK Asset Allocation Moderate Fund VK Core Equity Fund VK Core Plus Fixed Income Fund VK Equity Premium Income Fund VK Global Bond Fund VK Global Tactical Asset Allocation Fund VK International Advantage Fund VK International Growth Fund VK Leaders Fund VK Small Cap Growth Fund VK Value Opportunities Fund |
Purchase or sell real estate except that the Fund may: (a) acquire or lease office space for its own use, (b) invest in securities of issuers that invest in real estate or interests therein or that are engaged in or operate in the real estate industry, (c) invest in securities that are secured by real estate or interests therein, (d) purchase and sell mortgage-related securities, (e) hold and sell real estate acquired by the Fund as a result of the ownership of securities and (f) as otherwise permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief applicable to the Fund from the provisions of the 1940 Act, as amended from time to time. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK American Value Fund VK Emerging Markets Fund VK Global Equity Allocation Fund |
Purchase or sell real estate or real estate limited partnerships, although it may purchase and sell securities of companies which deal in real estate and may purchase and sell securities which are secured by interests in real estate. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK California Insured Tax Free Fund VK Insured Tax Free Income Fund |
Purchase or sell real estate commodities or commodity contracts, except as set forth in the Funds SAI and except to the extent the municipal securities in which the Fund may invest are considered to be interests in real estate. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK Capital Growth Fund
|
Invest in real estate (although the Fund may acquire securities of issuers that invest in real estate), commodities or commodity contracts except that the Fund may enter into transactions in futures contracts or related options. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK Comstock Fund
|
Invest in real estate, commodities or commodities contracts, except that the Fund may engage in transactions in futures contracts and options on futures contracts. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. |
D-10
VK Fund Fundamental Real Estate Restriction | Acquiring Fund Fundamental Real Estate Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK Corporate Bond Fund
|
Purchase real estate or interests in real estate (except through the purchase of liquid securities of real estate investment trusts) or commodities or commodity contracts, except that the Fund may enter into transactions in futures contracts or options on futures contracts. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK Enterprise Fund
|
Make any investment in real estate, commodities or commodities contracts; however, the Fund is not prohibited from investing in securities issued by a real estate investment trust, provided that such trust is not permitted to invest in real estate or interests in real estate other than mortgages or other security interests, and the Fund is not prohibited from entering into transactions in futures contracts and options on futures contracts. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK Equity and Income Fund
|
Invest more than 10% of its net assets in real estate, but the Fund may purchase securities issued by real estate investment trusts and corporations engaged primarily in real estate. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK Global Franchise Fund
|
Purchase or sell real estate, although the Fund may purchase and sell securities of companies which deal in real estate, other than real estate limited partnerships, and may purchase and sell marketable securities which are secured by interests in real estate. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK Government Securities Fund
|
Make any investment in real estate, commodities or commodities contracts, except that the Fund may purchase or sell securities which are secured by real estate, and engage in transactions in interest rate futures contracts and options on futures contracts as described in the Funds SAI. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK Growth and Income Fund
|
Purchase or sell interests in real estate, except readily marketable securities, including securities of real estate investment trusts. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK Harbor Fund
|
Make any investment in real estate, commodities or commodities contracts, or in any security about which information is not available with respect to history, management, assets, earnings, and income of the issuer; however, the Fund is not prohibited from investing in securities issued by a real estate investment trust, and the Fund is not prohibited from entering into transactions in futures contracts or options on futures contracts. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. |
D-11
VK Fund Fundamental Real Estate Restriction | Acquiring Fund Fundamental Real Estate Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK High Yield Fund
|
Purchase or sell real estate, although it may purchase securities of issuers which engage in real estate operations, securities which are secured by interests in real estate, or securities representing interests in real estate. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK High Yield Municipal Fund
|
Invest in real estate or mortgage loans (but this shall not prevent the Fund from investing in municipal securities (as defined in the Funds prospectus) or temporary investments (as defined in the Funds prospectus) secured by real estate or interests therein); or in interests in oil, gas, or other mineral exploration or development programs; or in any security not payable in United States currency. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK Intermediate Term Municipal Income Fund VK Utility Fund |
Purchase or sell real estate, commodities or commodity contracts, except to the extent that the securities that the Fund may invest in are considered to be interests in real estate, commodities or commodity contracts or to the extent the Fund exercises its rights under agreements relating to [such municipal/portfolio] securities (in which case the Fund may liquidate real estate acquired as a result of a default on a mortgage), and except to the extent that Strategic Transactions the Fund may engage in are considered to be commodities or commodities contracts. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK Limited Duration Fund
|
Make any investment in real estate, commodities or commodities contracts, except that the Fund will invest in mortgage-related and mortgage-backed securities and engage in transactions in futures contracts and options on futures contracts. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK Mid Cap Growth Fund
|
Purchase or sell real estate, commodities or commodity contracts, except to the extent that the securities that the Fund may invest in are considered to be interests in real estate, commodities or commodity contracts or to the extent the Fund exercises its rights under agreements relating to portfolio securities (in which case the Fund may liquidate real estate acquired as a result of a default on a mortgage), and except to the extent that Strategic Transactions the Fund may engage in are considered to be commodities or commodities contracts. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK Municipal Income Fund VK Pennsylvania Tax Free Income Fund |
Purchase or sell real estate, commodities or commodity contracts, except to the extent the securities the Fund may invest in are considered to be interest in real estate, commodities or commodity contracts or to the extent the Fund exercises its rights under agreements relating to such securities (in which case the Fund may own, hold, foreclose, liquidate or otherwise dispose of real estate acquired as a result of a default on a mortgage), and except to the extent the options and futures contracts and index contracts in which the Fund may invest for hedging and risk management purposes are considered to be commodities or commodities contracts. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. |
D-12
VK Fund Fundamental Real Estate Restriction | Acquiring Fund Fundamental Real Estate Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK New York Tax Free Income Fund
|
Purchase or sell real estate, commodities or commodity contracts, except to the extent the securities the Fund may invest in are considered to be interest in real estate, commodities or commodity contracts or to the extent the Fund exercises its rights under agreements relating to such securities (in which case the Fund may own, hold, foreclose, liquidate or otherwise dispose of real estate acquired as a result of a default on a mortgage), and except to the extent that Strategic Transactions the Fund may engage in are considered to be commodities or commodities contracts. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK Real Estate Securities Fund
|
Buy or sell real estate including real estate limited partnerships, provided that the foregoing prohibition does not apply to a purchase and sale of (i) securities which are secured by real estate, (ii) securities representing interests in real estate, and (iii) securities of companies operating in the real estate industry, including real estate investment trusts. The Fund may hold and sell real estate acquired as a result of the ownership of its securities. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK Small Cap Value Fund VK Technology Fund |
Invest directly in real estate interests, although the Fund may invest indirectly through media such as real estate investment trusts. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
VK U.S. Mortgage Fund
|
Purchase or sell real estate, commodities or commodity contracts, except as set forth in the Funds SAI. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. |
D-13
VK Fund Fundamental Commodities Restriction | Acquiring Fund Fundamental Commodities Restriction | |||
VK Fund* | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK American Franchise Fund VK Asset Allocation Conservative Fund VK Asset Allocation Growth Fund VK Asset Allocation Moderate Fund VK Core Equity Fund VK Core Plus Fixed Income Fund VK Equity Premium Income Fund VK Global Bond Fund VK Global Tactical Asset Allocation Fund VK International Advantage Fund VK International Growth Fund VK Leaders Fund VK Small Cap Growth Fund VK Value Opportunities Fund |
Purchase or sell physical commodities unless acquired as a result of ownership of securities or other instruments; provided that this restriction shall not prohibit the Fund from purchasing or selling options, futures contracts and related options thereon, forward contracts, swaps, caps, floors, collars and any other financial instruments or from investing in securities or other instruments backed by physical commodities or as otherwise permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief applicable to the Fund from the provisions of the 1940 Act, as amended from time to time. | Purchase physical commodities or sell physical commodities unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from engaging in transactions involving futures contracts and options thereon or investing in securities that are secured by physical commodities. | ||
VK American Value Fund VK Emerging Markets Fund |
Invest in commodities, except that the Fund may invest in futures contracts and options to the extent that not more than 5% of its total assets are required as deposits to secure obligations under futures contracts and not more than 20% of its total assets are invested in futures contracts and options at any time. | Purchase physical commodities or sell physical commodities unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from engaging in transactions involving futures contracts and options thereon or investing in securities that are secured by physical commodities. | ||
VK Equity and Income Fund VK Growth and Income Fund VK High Yield Fund |
Purchase or sell commodities or commodities [futures] contracts, except that the Fund may enter into transactions in futures contracts and/or options on futures contracts. | Purchase physical commodities or sell physical commodities unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from engaging in transactions involving futures contracts and options thereon or investing in securities that are secured by physical commodities. | ||
VK Global Franchise Fund
|
Invest in physical commodities or contracts on physical commodities, except that any Fund may acquire physical commodities as a result of ownership of securities or other instruments and may purchase or sell options or futures contracts or invest in securities or other instruments backed by physical commodities. | Purchase physical commodities or sell physical commodities unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from engaging in transactions involving futures contracts and options thereon or investing in securities that are secured by physical commodities. | ||
VK Global Equity Allocation Fund
|
Invest in commodities. | Purchase physical commodities or sell physical commodities unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from engaging in transactions involving futures contracts and options thereon or investing in securities that are secured by physical commodities. |
* | The VK Funds that are not listed below have a combined restriction regarding investments in commodities and real estate, which is listed above under the heading Current Fundamental Real Estate Restriction and is not duplicated here. Each corresponding Acquiring Fund, however, does have the Proposed Fundamental Commodities Restriction listed in the right hand column of the chart. |
D-14
VK Fund Fundamental Commodities Restriction | Acquiring Fund Fundamental Commodities Restriction | |||
VK Fund* | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK High Yield Municipal Fund
|
Purchase or sell commodities or commodity contracts except that the Fund may purchase, hold and sell listed futures contracts related to U.S. government securities, municipal securities or to an index of municipal securities. | Purchase physical commodities or sell physical commodities unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from engaging in transactions involving futures contracts and options thereon or investing in securities that are secured by physical commodities. | ||
VK Real Estate Securities Fund
|
Invest in commodities or commodity contracts, except that the Fund may enter into transactions in options, futures contracts or options on futures contracts including foreign currency futures contracts and options on futures contracts and forward contracts. | Purchase physical commodities or sell physical commodities unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from engaging in transactions involving futures contracts and options thereon or investing in securities that are secured by physical commodities. | ||
VK Small Cap Value Fund VK Technology Fund |
Invest in commodities or commodity contracts, except that the Fund may enter into transactions in options, futures contracts or related options on futures contracts. | Purchase physical commodities or sell physical commodities unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from engaging in transactions involving futures contracts and options thereon or investing in securities that are secured by physical commodities. |
D-15
VK Fund Fundamental Lending Restriction | Acquiring Fund Fundamental Lending Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK American Franchise Fund VK Asset Allocation Conservative Fund VK Asset Allocation Growth Fund VK Asset Allocation Moderate Fund VK Core Plus Fixed Income Fund VK Equity Premium Income Fund VK Global Bond Fund VK Global Tactical Asset Allocation Fund VK International Advantage Fund VK International Growth Fund VK Leaders Fund VK Small Cap Growth Fund VK Value Opportunities Fund |
Make loans of money or property to any person, except (a) to the extent that securities or interests in which the Fund may invest are considered to be loans, (b) through the loan of portfolio securities, (c) by engaging in repurchase agreements or (d) as may otherwise be permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief applicable to the Fund from the provisions of the 1940 Act, as amended from time to time. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK American Value Fund VK Emerging Markets Fund VK Global Equity Allocation Fund |
Make loans except (i) by purchasing bonds, debentures or similar obligations (including repurchase agreements, subject to the limitation described in the Funds SAI) which are publicly distributed, and (ii) by lending its portfolio securities to banks, brokers, dealers and other financial institutions so long as such loans are not inconsistent with the 1940 Act or the rules and regulations or interpretations of the SEC thereunder. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK California Insured Tax Free Fund VK Insured Tax Free Income Fund |
Make loans, except to the extent the tax exempt obligations the Fund may invest in are considered to be loans. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK Capital Growth Fund
|
Make loans, except that the Fund may purchase bonds, debentures or other debt securities of the type commonly offered privately to, and purchased by, financial institutions in an amount not exceeding 10% of its total assets, and except that the Fund may invest in repurchase agreements in an amount not exceeding 25% of its total assets. The purchase of publicly distributed bonds and debentures shall not constitute the making of loans. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK Comstock Fund
|
Make loans except by the purchase of bonds or other debt obligations of types commonly offered publicly or privately and purchased by financial institutions, including investment in repurchase agreements, provided that the Fund will not make any investment in repurchase agreements maturing in more than seven days if such investments, together with any illiquid securities held by the Fund, would exceed 10% of the value of its net assets. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. |
D-16
VK Fund Fundamental Lending Restriction | Acquiring Fund Fundamental Lending Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK Core Equity Fund
|
Make loans of money or property to any person, except (a) that the Fund may purchase for its investment portfolio a portion of an issue of tradable bonds, debentures or other interests, (b) through the loan of portfolio securities, (c) by engaging in repurchase agreements or (d) as may otherwise be permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief applicable to the Fund from the provisions of the 1940 Act, as amended from time to time. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK Corporate Bond Fund
|
Lend any of its assets except for the following types of transactions: (a) loans of portfolio securities up to 10% of the value of the Funds net assets, taken at market, collateralized at 100% each business day, subject to immediate termination if the collateral is not maintained, or on five business days notice by the Fund or not less than one business days notice by the borrower, on which the Fund will receive all income accruing on the borrowed securities during the loan; (b) the purchase of debt securities publicly distributed or of a type customarily purchased by institutional investors; and (c) the purchase of securities subject to repurchase agreements. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK Enterprise Fund VK Harbor Fund |
Make loans except that the Fund may invest up to 25% of the Funds total assets in repurchase agreements. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK Equity and Income Fund
|
Make loans to any individual. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK Global Franchise Fund
|
Make loans except: (i) by purchasing debt securities in accordance with their respective investment objectives and policies, or entering into repurchase agreements, subject to the limitations described in the Funds non-fundamental investment limitation, (ii) by lending their portfolio securities, and (iii) by lending portfolio assets to other Funds, banks, brokers, dealers and other financial institutions, so long as such loans are not inconsistent with the 1940 Act, the rules, regulations, interpretations or orders of the SEC and its staff thereunder. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. |
D-17
VK Fund Fundamental Lending Restriction | Acquiring Fund Fundamental Lending Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK Government Securities Fund
|
Make loans of money or securities, except that the Fund may invest (a) by investment in repurchase agreements in accordance with applicable requirements set forth in the Funds Prospectus or SAI or (b) by lending its portfolio securities in amounts not to exceed 10% of the Funds total assets, provided that such loans are secured by cash collateral that is at least equal to the market value. The Fund will not invest in repurchase agreements maturing in more than seven days (unless subject to a demand feature) if any such investment, together with any illiquid securities (including securities which are subject to legal or contractual restrictions on resale and which are not readily marketable) held by the Fund, exceeds 10% of the market or other fair value of its total net assets. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK Growth and Income Fund
|
Make loans to other persons except loans of portfolio securities up to 10% of the value of the Funds assets collateralized in cash at 100% each business day, subject to immediate termination if the collateral is not maintained or on five business days notice by the Fund or not less than one business days notice by the borrower, on which the Fund will receive all income accruing on the borrowed securities during the loan. Investments in repurchase agreements and purchases by the Fund of a portion of an issue of publicly distributed debt securities shall not be considered the making of a loan. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK High Yield Fund
|
Make loans of money or securities, except (a) by the purchase of debt obligations in which the Fund may invest consistent with its investment objectives and policies; (b) by investment in repurchase agreements or (c) by lending its portfolio securities, subject to limitations described elsewhere in the Funds SAI. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK High Yield Municipal Fund
|
Make loans of money or securities to other persons except that the Fund may purchase or hold debt instruments and enter into repurchase agreements in accordance with its investment objective and policies. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK Intermediate Term Municipal Income
Fund
|
Make loans of money or property, except to the extent the obligations the Fund may invest in are considered to be loans and except to the extent that the Fund may lend money or property in connection with maintenance of the value of or the Funds interest with respect to the securities owned by the Fund. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. |
D-18
VK Fund Fundamental Lending Restriction | Acquiring Fund Fundamental Lending Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK Limited Duration Fund
|
Make loans of money or securities, except (a) by investment in repurchase agreements in accordance with applicable requirements set forth in the Funds Prospectus or (b) by lending its portfolio securities in amounts not to exceed 10% of the Funds total assets, provided that such loans are secured by cash collateral that is at least equal to the market value. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK Mid Cap Growth Fund VK Small Cap Value Fund VK Technology Fund VK Utility Fund |
Make loans of money or property to any person, except (i) to the extent the securities in which the Fund may invest are considered to be loans, (ii) through the loan of portfolio securities, and (iii) to the extent that the Fund may lend money or property in connection with maintenance of the value of, or the Funds interest with respect to, the securities owned by the Fund. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK Municipal Income Fund VK New York Tax Free Income Fund VK Pennsylvania Tax Free Income Fund |
Make loans of money or property to any person, except to the extent the securities in which the Fund may invest are considered to be loans and except that the Fund may lend money or property in connection with maintenance of the value of, or the Funds interest with respect to, the securities owned by the Fund. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK Real Estate Securities Fund
|
Lend money or securities except by the purchase of a portion of an issue of bonds, debentures or other obligations of types commonly distributed to institutional investors publicly or privately (in the latter case the investment will be subject to the stated limits on investments in restricted securities), and except by the purchase of securities subject to repurchase agreements. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
VK U.S. Mortgage Fund
|
Make loans, except that the Fund may purchase or hold debt obligations in accordance with the investment restrictions set forth in paragraph 1 above, may enter into repurchase agreements, and may lend its portfolio securities against collateral consisting of cash or of securities issued or guaranteed by the U.S. government or its agencies, which collateral is equal at all times to at least 100% of the value of the securities loaned, including accrued interest. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. |
D-19
Acquiring Fund Fundamental Industry Concentration | ||||
VK Fund Fundamental Industry Concentration Restriction | Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK American Franchise Fund VK Asset Allocation Conservative Fund VK Asset Allocation Growth Fund VK Asset Allocation Moderate Fund VK Core Equity Fund VK Equity Premium Income Fund VK International Advantage Fund VK International Growth Fund VK Leaders Fund VK Small Cap Growth Fund VK Value Opportunities Fund |
Invest in any security if, as a result, 25% or more of the value of the Funds total assets, taken at market value at the time of each investment, are in the securities of issuers in any particular industry except (a) securities issued or guaranteed by the U.S. government and its agencies and instrumentalities or securities of state and municipal governments or their political subdivisions, (b) when the Fund has taken a temporary defensive position, or (c) as otherwise provided by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief applicable to the Fund from the provisions of the 1940 Act, as amended from time to time. | Except for Van Kampen
Leaders Fund and the
Asset Allocation Funds,
make investments that
will result in the
concentration (as that
term may be defined or
interpreted by the 1940
Act Laws,
Interpretations and
Exemptions) of its
investments in the
securities of issuers
primarily engaged in
the same industry.
This restriction does
not limit the Funds
investments in (i)
obligations issued or
guaranteed by the U.S.
Government, its
agencies or
instrumentalities, or
(ii) tax-exempt
obligations issued by
governments or
political subdivisions
of governments. In
complying with this
restriction, the Fund
will not consider a
bank-issued guaranty or
financial guaranty
insurance as a separate
security. Van Kampen Leaders Fund and each of the Asset Allocation Funds will make investments that will result in the concentration (as that term my be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of investment companies. |
||
VK American Value Fund VK Emerging Markets Fund VK Global Equity Allocation Fund |
Acquire any securities of companies within one industry if, as a result of such acquisition, more than 25% of the value of the Funds total assets would be invested in securities of companies within such industry; provided, however, that there shall be no limitation on the purchase of obligations issued or guaranteed by the U.S. government, its agencies or instrumentalities. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
VK Capital Growth Fund
|
Make any investment which would cause more than 25% of its assets to be invested in securities issued by companies principally engaged in any one industry, provided, however, that this limitation excludes shares of other open-end investment companies owned by the Fund but includes the Funds pro rata portion of the securities and other assets owned by any such company. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. |
D-20
Acquiring Fund Fundamental Industry Concentration | ||||
VK Fund Fundamental Industry Concentration Restriction | Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK Comstock Fund
|
Invest more than 25% of its total net asset value in any one industry, except that the Fund may purchase securities of other investment companies to the extent permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief from the provisions of the 1940 Act, as amended from time to time. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
VK Core Plus Fixed Income Fund
|
Invest in any security if, as a result, 25% or more of the value of the Funds total assets, taken at market value at the time of each investment, are in the securities of issuers in any particular industry except (a) excluding securities issued or guaranteed by the U.S. government and its agencies and instrumentalities or securities of state and municipal governments or their political subdivisions, or (b) as otherwise provided by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief applicable to the Fund from the provisions of the 1940 Act, as amended from time to time. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
VK Corporate Bond Fund
|
Invest more than 25% of the value of its total assets in the securities of issuers all of which conduct their principal business activities in the same industry; provided that neither all utility companies, as a group, nor all finance companies, as a group, are considered a single industry for purposes of this policy. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
VK Enterprise Fund
|
Invest more than 25% of the value of its assets in securities issued by companies in any one industry, except that the Fund may purchase securities of other investment companies to the extent permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief from the provisions of the 1940 Act, as amended from time to time. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. |
D-21
Acquiring Fund Fundamental Industry Concentration | ||||
VK Fund Fundamental Industry Concentration Restriction | Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK Equity and Income Fund
|
Concentrate its investments in any single group or type of securities except that it may, on occasion, invest up to 25% of its assets in any one industry and except that the Fund may purchase securities of other investment companies to the extent permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief from the provisions of the 1940 Act, as amended from time to time. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
VK Global Bond Fund VK Global Tactical Asset Allocation Fund |
Invest in any security if, as a result, 25% or more of the value of the Funds total assets, taken at market value at the time of each investment, are in the securities of issuers in any particular industry or group of industries except (a) securities issued or guaranteed by the U.S. government and its agencies and instrumentalities or securities of state and municipal governments or their political subdivisions, or (b) as otherwise provided by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief applicable to the Fund from the provisions of the 1940 Act, as amended from time to time. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
VK Global Franchise Fund
|
Acquire any securities of companies within one industry, if as a result of such acquisition, more than 25% of the value of the Funds total assets would be invested in securities of companies within such industry; provided, however, that there shall be no limitation on the purchase of obligations issued or guaranteed by the U.S. government, its agencies or instrumentalities, when the Fund adopts a temporary defensive position. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
VK Government Securities Fund VK Limited Duration Fund |
Make any investment which would cause more than 25% of the market or other fair value of its total assets to be invested in the securities of issuers, all of which conduct their principal business activities in the same industry. This restriction does not apply to obligations issued or guaranteed by the U.S. government, its agencies or instrumentalities. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. |
D-22
Acquiring Fund Fundamental Industry Concentration | ||||
VK Fund Fundamental Industry Concentration Restriction | Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK Growth and Income Fund
|
Invest more than 25% of its total net asset value in any one industry provided, however, that this limitation excludes shares of other open-end investment companies owned by the Fund but includes the Funds pro rata portion of the securities and other assets owned by any such company. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
VK Harbor Fund
|
Invest more than 25% of its assets in securities issued by companies in any one industry. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
VK High Yield Fund
|
Invest more than 25% of the value of its total assets in securities of issuers in any particular industry (except obligations of the U.S. government). | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. |
D-23
Acquiring Fund Fundamental Industry Concentration | ||||
VK Fund Fundamental Industry Concentration Restriction | Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK High Yield Municipal Fund
|
Purchase any securities which would cause more than 25% of the value of the Funds total assets at the time of purchase to be invested in the securities of one or more issuers conducting their principal business activities in the same industry; provided that this limitation shall not apply to municipal securities or governmental guarantees of municipal securities; and provided, further, that for the purpose of this limitation only, industrial development bonds that are considered to be issued by non-governmental users shall not be deemed to be municipal securities; and provided, further, that the Fund may purchase securities of other investment companies to the extent permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief from the provisions of the 1940 Act, as amended from time to time. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
VK California Insured Tax Free Fund VK Insured Tax Free Income Fund VK Intermediate Term Municipal Income Fund VK Municipal Income Fund VK New York Tax Free Income Fund |
Invest more than 25% of its assets in a single industry; however as described in the Funds Prospectus, the Fund may from time to time invest more than 25% of its assets in a particular segment of the municipal [bond/securities] market; however, as described in the Funds Prospectus the Fund will not invest more than 25% of its assets in industrial development bonds in a single industry, and except that the Fund may purchase securities of other investment companies to the extent permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief from the provisions of the 1940 Act, as amended from time to time. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
VK Mid Cap Growth Fund
|
Invest more than 25% of its assets in a single industry, provided, however, that this limitation excludes shares of other open-end investment companies owned by the Fund but includes the Funds pro rata portion of the securities and other assets owned by any such company. (Neither the U.S. government nor any of its agencies or instrumentalities will be considered an industry for purposes of this restriction.) | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. |
D-24
Acquiring Fund Fundamental Industry Concentration | ||||
VK Fund Fundamental Industry Concentration Restriction | Restriction | |||
VK Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
VK Pennsylvania Tax Free Income Fund
|
Invest more than 25% of its assets in a single industry, except that the Fund may purchase securities of other investment companies to the extent permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief from the provisions of the 1940 Act, as amended from time to time. (As described in a Funds Prospectus or SAI, the Fund may from time to time invest more than 25% of its assets in a particular segment of the municipal bond market, however, the Fund will not invest more than 25% of its assets in industrial development bonds in a single industry.) | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments...(v) with respect to Van Kampen Pennsylvania Tax Free Income Fund, municipal obligations, including those issued by the State of Pennsylvania or its political subdivisions... In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
VK Real Estate Securities Fund
|
Concentrate its investment in any one industry, except that the Fund will invest more than 25% of its total assets in the real estate industry and except that the Fund may purchase securities of other investment companies to the extent permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief from the provisions of the 1940 Act, as amended from time to time. | Van Kampen Real Estate Securities Fund will concentrate (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) its investments in the real estate industry. | ||
VK Small Cap Value Fund
|
Invest more than 25% of the value of its assets in any one industry, provided, that this limitation excludes shares of other open-end investment companies. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
VK U.S. Mortgage Fund
|
Invest more than 25% of its assets in a single industry, except that the Fund may purchase securities of other investment companies to the extent permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief from the provisions of the 1940 Act, as amended from time to time. (Neither the U.S. government nor any of its agencies or instrumentalities will be considered an industry for purposes of this restriction.) | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. |
D-25
E-1
E-2
E-3
E-4
E-5
E-6
E-7
E-8
E-9
E-10
E-11
E-12
E-13
E-14
E-15
E-16
E-17
E-18
E-19
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E-24
AIM Counselor Series Trust, on behalf of its series identified on Exhibit A hereto | AIM Growth Series, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
AIM Investment Funds, on behalf of its series identified on Exhibit A hereto | AIM Investment Securities Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
AIM Sector Funds, on behalf of its series identified on Exhibit A hereto | AIM Tax-Exempt Funds, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
AIM Variable Insurance Funds, on behalf of its series identified on Exhibit A hereto | ||||||||||
By: |
||||||||||
Name: | ||||||||||
Title: |
Morgan Stanley Balanced Fund, on behalf of its series identified on Exhibit A hereto | Morgan Stanley California Tax-Free Income Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Convertible Securities Trust, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Dividend Growth Securities Inc., on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Equally-Weighted S&P 500 Fund, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Fundamental Value Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley FX Series Funds, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Global Advantage Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Global Dividend Growth Securities, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Health Sciences Trust, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley High Yield Securities Inc., on behalf of its series identified on Exhibit A hereto | Morgan Stanley Institutional Fund, Inc., on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Institutional Fund Trust, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Mid-Cap Value Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Pacific Growth Fund Inc., on behalf of its series identified on Exhibit A hereto | Morgan Stanley New York Tax-Free Income Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Select Dimensions Investment Series, on behalf of its series identified on Exhibit A hereto | Morgan Stanley S&P 500 Index Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Small-Mid Special Value Fund, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Series Funds, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Tax-Exempt Securities Trust, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Special Value Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Technology Fund, on behalf of its series identified on Exhibit A hereto | ||||||||||
By: | ||||||||||
Title: |
Morgan Stanley Value Fund, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Variable Investment Series, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
The Universal Institutional Funds, Inc., on behalf of its series identified on Exhibit A hereto | Van Kampen Capital Growth Fund, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Comstock Fund, on behalf of its series identified on Exhibit A hereto | Van Kampen Corporate Bond Fund, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Enterprise Fund, on behalf of its series identified on Exhibit A hereto | Van Kampen Equity and Income Fund, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Equity Trust, on behalf of its series identified on Exhibit A hereto | Van Kampen Equity Trust II, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Government Securities Fund, on behalf of its series identified on Exhibit A hereto | Van Kampen Growth and Income Fund, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: |
Van Kampen Harbor Fund, on behalf of its series identified on Exhibit A hereto | Van Kampen High Yield Fund, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Life Investment Trust, on behalf of its series identified on Exhibit A hereto | Van Kampen Limited Duration Fund, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Pennsylvania Tax Free Income Fund, on behalf of its series identified on Exhibit A hereto | Van Kampen Real Estate Securities Fund, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Series Fund, Inc., on behalf of its series identified on Exhibit A hereto | Van Kampen Tax-Exempt Trust, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Tax Free Trust, on behalf of its series identified on Exhibit A hereto | Van Kampen Trust, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Trust II, on behalf of its series identified on Exhibit A hereto | Van Kampen U.S. Government Trust, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: |
Invesco Advisers, Inc. | Morgan Stanley Investment Management Inc. | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Morgan Stanley Investment Advisors Inc. | ||||||
By: | ||||||
Name: | ||||||
Title: | ||||||
Van Kampen Asset Management | ||||||
By: | ||||||
Name: | ||||||
Title: |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
AIM Counselor Series Trust |
||
Invesco Balanced Fund, a
series of AIM Counselor
Series Trust
|
Morgan Stanley Balanced Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco California Tax-Free
Income Fund, a series of AIM
Counselor Series Trust
|
Morgan Stanley California Tax-Free Income Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Dividend Growth
Securities Fund, a series of
AIM Counselor Series Trust
|
Morgan Stanley Dividend Growth Securities Inc. | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Equally-Weighted S&P
500 Fund, a series of AIM
Counselor Series Trust
|
Morgan Stanley Equally-Weighted S&P 500 Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Class A
|
Class W | |
Invesco Fundamental Value
Fund, a series of AIM
Counselor Series Trust
|
Morgan Stanley Fundamental Value Fund | |
Class A
|
Class A |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Large Cap Relative
Value Fund, a series of AIM
Counselor Series Trust
|
Large Cap Relative Value Portfolio, a series of Morgan Stanley Institutional Fund, Inc. | |
Class Y
|
Class I | |
Class A
|
Class P | |
Invesco New York Tax-Free
Income Fund, a series of AIM
Counselor Series Trust
|
Morgan Stanley New York Tax-Free Income Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco S&P 500 Index, a
series of AIM Counselor
Series Trust
|
Morgan Stanley S&P 500 Index Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen American Franchise
Fund, a series of AIM
Counselor Series Trust
|
Van Kampen American Franchise Fund, a series of Van Kampen Equity Trust II | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Core Equity Fund,
a series of AIM Counselor
Series Trust
|
Van Kampen Core Equity Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Equity and Income
Fund, a series of AIM
Counselor Series Trust
|
Van Kampen Equity and Income Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Equity Premium
Income Fund, a series of AIM
Counselor Series Trust
|
Van Kampen Equity Premium Income Fund, a series of Van Kampen Equity Trust II | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Growth and Income
Fund, a series of AIM
Counselor Series Trust
|
Van Kampen Growth and Income Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Pennsylvania Tax
Free Income Fund, a series of
AIM Counselor Series Trust
|
Van Kampen Pennsylvania Tax Free Income Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Small Cap Growth
Fund, a series of AIM
Counselor Series Trust
|
Van Kampen Small Cap Growth Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
AIM Growth Series |
||
Invesco Convertible
Securities Fund, a series of
AIM Growth Series
|
Morgan Stanley Convertible Securities Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Asset Allocation
Conservative Fund, a series
of AIM Growth Series
|
Van Kampen Asset Allocation Conservative Fund, a series of Van Kampen Equity Trust |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Asset Allocation
Growth Fund, a series of AIM
Growth Series
|
Van Kampen Asset Allocation Growth Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Asset Allocation
Moderate Fund, a series of
AIM Growth Series
|
Van Kampen Asset Allocation Moderate Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Harbor Fund, a
series of AIM Growth Series
|
Van Kampen Harbor Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Leaders Fund, a
series of AIM Growth Series
|
Van Kampen Leaders Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Real Estate
Securities Fund, a series of
AIM Growth Series
|
Van Kampen Real Estate Securities Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen U.S. Mortgage
Fund, a series of AIM Growth
Series
|
Van Kampen U.S. Mortgage Fund, a series of Van Kampen U.S. Government Trust |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
AIM Investment Funds |
||
Invesco Alternative
Opportunities Fund, a series
of AIM Investment Funds
|
Morgan Stanley Alternative Opportunities Fund, a series of Morgan Stanley Series Funds | |
Class A
|
Class A | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Class A
|
Class W | |
Invesco Commodities Alpha
Fund, a series of AIM
Investment Funds
|
Morgan Stanley Commodities Alpha Fund, a series of Morgan Stanley Series Funds | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Class A
|
Class W | |
Invesco FX Alpha Plus
Strategy Fund, a series of
AIM Investment Funds
|
The FX Alpha Plus Strategy Portfolio, a series of Morgan Stanley FX Series Funds | |
Class A
|
Class A | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Class A
|
Class W | |
Invesco FX Alpha Strategy
Fund, a series of AIM
Investment Funds
|
The FX Alpha Strategy Portfolio, a series of Morgan Stanley FX Series Funds | |
Class A
|
Class A | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Class A
|
Class W | |
Invesco Global Advantage
Fund, a series of AIM
Investment Funds
|
Morgan Stanley Global Advantage Fund | |
Class A
|
Class A | |
Class B
|
Class B |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Global Dividend
Growth Securities Fund, a
series of AIM Investment
Funds
|
Morgan Stanley Global Dividend Growth Securities | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Health Sciences Fund,
a series of AIM Investment
Funds
|
Morgan Stanley Health Sciences Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco International Growth
Equity Fund, a series of AIM
Investment Funds
|
International Growth Equity Portfolio, a series of Morgan Stanley Institutional Fund, Inc. | |
Class Y
|
Class I | |
Class A
|
Class P | |
Invesco Pacific Growth Fund,
a series of AIM Investment
Funds
|
Morgan Stanley Pacific Growth Fund Inc. | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Class A
|
Class W | |
Van Kampen Emerging Markets
Fund, a series of AIM
Investment Funds
|
Van Kampen Emerging Markets Fund, a series of Van Kampen Series Fund, Inc. | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Global Bond Fund,
a series of AIM Investment
Funds
|
Van Kampen Global Bond Fund, a series of Van Kampen Trust II | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Global Equity
Allocation Fund, a series of
AIM Investment Funds
|
Van Kampen Global Equity Allocation Fund, a series of Van Kampen Series Fund, Inc. | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Global Franchise
Fund, a series of AIM
Investment Funds
|
Van Kampen Global Franchise Fund, a series of Van Kampen Series Fund, Inc. | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Global Tactical
Asset Allocation Fund, a
series of AIM Investment
Funds
|
Van Kampen Global Tactical Asset Allocation Fund, a series of Van Kampen Trust II | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen International
Advantage Fund, a series of
AIM Investment Funds
|
Van Kampen International Advantage Fund, a series of Van Kampen Equity Trust II | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen International
Growth Fund, a series of AIM
Investment Funds
|
Van Kampen International Growth Fund, a series of Van Kampen Equity Trust II | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
AIM Investment Securities Fund |
||
Invesco High Yield Securities
Fund, a series of AIM
Investment Securities Fund
|
Morgan Stanley High Yield Securities Inc. | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Core Plus Fixed
Income Fund, a series of AIM
Investment Securities Fund
|
Van Kampen Core Plus Fixed Income Fund, a series of Van Kampen Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Corporate Bond
Fund, a series of AIM
Investment Securities Fund
|
Van Kampen Corporate Bond Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Government
Securities Fund, a series of
AIM Investment Securities
Fund
|
Van Kampen Government Securities Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen High Yield Fund, a
series of AIM Investment
Securities Fund
|
Van Kampen High Yield Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Limited Duration
Fund, a series of AIM
Investment Securities Fund
|
Van Kampen Limited Duration Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
AIM Sector Funds |
||
Invesco Mid-Cap Value Fund, a
series of AIM Sector Funds
|
Morgan Stanley Mid-Cap Value Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Small-Mid Special
Value Fund, a series of AIM
Sector Funds
|
Morgan Stanley Small-Mid Special Value Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Special Value Fund, a
series of AIM Sector Funds
|
Morgan Stanley Special Value Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Class A
|
Class W | |
Invesco Technology Fund, a
series of AIM Sector Funds
|
Morgan Stanley Technology Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco U.S. Mid Cap Value
Fund, a series of AIM Sector
Funds
|
U.S. Mid Cap Value Portfolio, a series of Morgan Stanley Institutional Fund Trust | |
Class Y
|
Class I | |
Class Y
|
Investment Class | |
Class A
|
Class P | |
Invesco U.S. Small Cap Value
Fund, a series of AIM Sector
Funds
|
U.S. Small Cap Value Portfolio, a series of Morgan Stanley Institutional Fund Trust | |
Class Y
|
Class I | |
Class A
|
Class P |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Invesco U.S. Small/Mid Cap
Value Fund, a series of AIM
Sector Funds
|
U.S. Small/Mid Cap Value Portfolio, a series of Morgan Stanley Institutional Fund, Inc. | |
Class Y
|
Class I | |
Class A
|
Class P | |
Invesco Value Fund, a series
of AIM Sector Funds
|
Morgan Stanley Value Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Value II Fund, a
series of AIM Sector Funds
|
Value Portfolio, a series of Morgan Stanley Institutional Fund Trust | |
Class Y
|
Class I | |
Class A
|
Class P | |
Van Kampen American Value
Fund, a series of AIM Sector
Funds
|
Van Kampen American Value Fund, a series of Van Kampen Series Fund, Inc. | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Capital Growth
Fund, a series of AIM Sector
Funds
|
Van Kampen Capital Growth Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Comstock Fund, a
series of AIM Sector Funds
|
Van Kampen Comstock Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Enterprise Fund, a
series of AIM Sector Funds
|
Van Kampen Enterprise Fund | |
Class A
|
Class A | |
Class B
|
Class B |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Mid Cap Growth
Fund, a series of AIM Sector
Funds
|
Van Kampen Mid Cap Growth Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Small Cap Value
Fund, a series of AIM Sector
Funds
|
Van Kampen Small Cap Value Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Technology Fund, a
series of AIM Sector Funds
|
Van Kampen Technology Fund, a series of Van Kampen Equity Trust II | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Utility Fund, a
series of AIM Sector Funds
|
Van Kampen Utility Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Value
Opportunities Fund, a series
of AIM Sector Funds
|
Van Kampen Value Opportunities Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
AIM Tax-Exempt Funds |
||
Invesco Municipal Fund, a
series of AIM Tax-Exempt
Funds
|
Municipal Portfolio, a series of Morgan Stanley Institutional Fund Trust | |
Class A
|
Class H | |
Class Y
|
Class I | |
Class A
|
Class L | |
Class A
|
Class P |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Invesco Tax-Exempt Securities
Fund, a series of AIM
Tax-Exempt Funds
|
Morgan Stanley Tax-Exempt Securities Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen California Insured
Tax Free Fund, a series of
AIM Tax-Exempt Funds
|
Van Kampen California Insured Tax Free Fund, a series of Van Kampen Tax Free Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen High Yield
Municipal Fund, a series of
AIM Tax-Exempt Funds
|
Van Kampen High Yield Municipal Fund, a series of Van Kampen Tax-Exempt Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Insured Tax Free
Income Fund, a series of AIM
Tax-Exempt Funds
|
Van Kampen Insured Tax Free Income Fund, a series of Van Kampen Tax Free Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Intermediate Term
Municipal Income Fund, a
series of AIM Tax-Exempt
Funds
|
Van Kampen Intermediate Term Municipal Income Fund, a series of Van Kampen Tax Free Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Municipal Income
Fund, a series of AIM
Tax-Exempt Funds
|
Van Kampen Municipal Income Fund, a series of Van Kampen Tax Free Trust | |
Class A
|
Class A | |
Class B
|
Class B |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen New York Tax Free
Income Fund, a series of AIM
Tax-Exempt Funds
|
Van Kampen New York Tax Free Income Fund, a series of Van Kampen Tax Free Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
AIM Variable Insurance Funds |
||
Invesco V.I. Dividend Growth
Fund, a series of AIM
Variable Insurance Funds
|
The Dividend Growth Portfolio, a series of Morgan Stanley Variable Investment Series | |
Series I
|
Class X | |
Series II
|
Class Y | |
Invesco V.I. Global Dividend
Growth Fund, a series of AIM
Variable Insurance Funds
|
The Global Dividend Growth Portfolio, a series of Morgan Stanley Variable Investment Series | |
Series I
|
Class X | |
Series II
|
Class Y | |
Invesco V.I. High Yield Fund,
a series of AIM Variable
Insurance Funds
|
The High Yield Portfolio, a series of Morgan Stanley Variable Investment Series | |
Series I
|
Class X | |
Invesco V.I. Income Builder
Fund, a series of AIM
Variable Insurance Funds
|
The Income Builder Portfolio, a series of Morgan Stanley Variable Investment Series | |
Series I
|
Class X | |
Series II
|
Class Y | |
Invesco V.I. S&P 500 Index
Fund, a series of AIM
Variable Insurance Funds
|
The S&P 500 Index Portfolio, a series of Morgan Stanley Variable Investment Series | |
Series I
|
Class X | |
Series II
|
Class Y | |
Invesco V.I. Select
Dimensions Balanced Fund, a
series of AIM Variable
Insurance Funds
|
The Balanced Portfolio, a series of Morgan Stanley Select Dimensions Investment Series | |
Series I
|
Class X | |
Series II
|
Class Y |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Invesco V.I. Select
Dimensions Dividend Growth
Fund, a series of AIM
Variable Insurance Funds
|
The Dividend Growth Portfolio, a series of Morgan Stanley Select Dimensions Investment Series | |
Series I
|
Class X | |
Series II
|
Class Y | |
Invesco V.I. Selection
Dimensions Equally-Weighted
S&P 500 Fund, a series of AIM
Variable Insurance Funds
|
The Equally-Weighted S&P 500 Portfolio, a series of Morgan Stanley Select Dimensions Investment Series | |
Series I
|
Class X | |
Series II
|
Class Y | |
Van Kampen V.I. Capital
Growth Fund, a series of AIM
Variable Insurance Funds
|
Van Kampen Life Investment Trust Capital Growth Portfolio, a series of Van Kampen Life Investment Trust | |
Series I
|
Class I | |
Series II
|
Class II | |
Van Kampen V.I. Comstock
Fund, a series of AIM
Variable Insurance Funds
|
Van Kampen Life Investment Trust Comstock Portfolio, a series of Van Kampen Life Investment Trust | |
Series I
|
Class I | |
Series II
|
Class II | |
Van Kampen V.I. Equity and
Income Fund, a series of AIM
Variable Insurance Funds
|
Equity and Income Portfolio, a series of The Universal Institutional Funds, Inc. | |
Series II
|
Class II | |
Van Kampen V.I. Global
Tactical Asset Allocation
Fund, a series of AIM
Variable Insurance Funds
|
Van Kampen Life Investment Trust Global Tactical Asset Allocation Portfolio, a series of Van Kampen Life Investment Trust | |
Series I
|
Class I | |
Series II
|
Class II | |
Van Kampen V.I. Global Value
Equity Fund, a series of AIM
Variable Insurance Funds
|
Global Value Equity Portfolio, a series of The Universal Institutional Funds, Inc. | |
Series I
|
Class I |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Van Kampen V.I. Government
Fund, a series of AIM
Variable Insurance Funds
|
Van Kampen Life Investment Trust Government Portfolio, a series of Van Kampen Life Investment Trust | |
Series I
|
Class I | |
Series II
|
Class II | |
Van Kampen V.I. Growth and
Income Fund, a series of AIM
Variable Insurance Funds
|
Van Kampen Life Investment Trust Growth and Income Portfolio, a series of Van Kampen Life Investment Trust | |
Series I
|
Class I | |
Series II
|
Class II | |
Van Kampen V.I. High Yield
Fund, a series of AIM
Variable Insurance Funds
|
High Yield Portfolio, a series of The Universal Institutional Funds, Inc. | |
Series I
|
Class I | |
Series II
|
Class II | |
Van Kampen V.I. International
Growth Equity Fund, a series
of AIM Variable Insurance
Funds
|
International Growth Equity Portfolio, a series of The Universal Institutional Funds, Inc. | |
Series II
|
Class II | |
Van Kampen V.I. Mid Cap
Growth Fund, a series of AIM
Variable Insurance Funds
|
Van Kampen Life Investment Trust Mid Cap Growth Portfolio, a series of Van Kampen Life Investment Trust | |
Series II
|
Class II | |
Van Kampen V.I. Mid Cap Value
Fund, a series of AIM
Variable Insurance Funds
|
U.S. Mid Cap Value Portfolio, a series of The Universal Institutional Funds, Inc. | |
Series I
|
Class I | |
Series II
|
Class II | |
Van Kampen V.I. Value Fund, a
series of AIM Variable
Insurance Funds
|
Value Portfolio, a series of The Universal Institutional Funds, Inc. | |
Series I
|
Class I |
JURISDICTION WHERE | FORM OF | |||
TARGET ENTITY | ORGANIZED | ORGANIZATION | ||
Morgan Stanley Balanced Fund
|
Massachusetts | Business trust | ||
Morgan Stanley California Tax-Free Income Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Convertible Securities Trust
|
Massachusetts | Business trust | ||
Morgan Stanley Dividend Growth Securities Inc.
|
Maryland | Corporation | ||
Morgan Stanley Equally-Weighted S&P 500 Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Fundamental Value Fund
|
Massachusetts | Business trust | ||
Morgan Stanley FX Series Funds
|
Massachusetts | Business trust | ||
Morgan Stanley Global Advantage Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Global Dividend Growth Securities
|
Massachusetts | Business trust | ||
Morgan Stanley Health Sciences Trust
|
Massachusetts | Business trust | ||
Morgan Stanley High Yield Securities Inc.
|
Maryland | Corporation | ||
Morgan Stanley Institutional Fund, Inc.
|
Maryland | Corporation | ||
Morgan Stanley Institutional Fund Trust
|
Pennsylvania | Business trust | ||
Morgan Stanley Mid-Cap Value Fund
|
Massachusetts | Business trust | ||
Morgan Stanley New York Tax-Free Income Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Pacific Growth Fund Inc.
|
Maryland | Corporation | ||
Morgan Stanley S&P 500 Index Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Select Dimensions Investment
Series
|
Massachusetts | Business trust | ||
Morgan Stanley Series Funds
|
Massachusetts | Business trust | ||
Morgan Stanley Small-Mid Special Value Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Special Value Fund
|
Massachusetts | Business trust |
JURISDICTION WHERE | FORM OF | |||
TARGET ENTITY | ORGANIZED | ORGANIZATION | ||
Morgan Stanley Tax-Exempt Securities Trust
|
Massachusetts | Business trust | ||
Morgan Stanley Technology Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Value Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Variable Investment Series
|
Massachusetts | Business trust | ||
The Universal Institutional Funds, Inc.
|
Maryland | Corporation | ||
Van Kampen Capital Growth Fund
|
Delaware | Statutory trust | ||
Van Kampen Comstock Fund
|
Delaware | Statutory trust | ||
Van Kampen Corporate Bond Fund
|
Delaware | Statutory trust | ||
Van Kampen Enterprise Fund
|
Delaware | Statutory trust | ||
Van Kampen Equity and Income Fund
|
Delaware | Statutory trust | ||
Van Kampen Equity Trust
|
Delaware | Statutory trust | ||
Van Kampen Equity Trust II
|
Delaware | Statutory trust | ||
Van Kampen Government Securities Fund
|
Delaware | Statutory trust | ||
Van Kampen Growth and Income Fund
|
Delaware | Statutory trust | ||
Van Kampen Harbor Fund
|
Delaware | Statutory trust | ||
Van Kampen High Yield Fund
|
Delaware | Statutory trust | ||
Van Kampen Life Investment Trust
|
Delaware | Statutory trust | ||
Van Kampen Limited Duration Fund
|
Delaware | Statutory trust | ||
Van Kampen Pennsylvania Tax Free Income Fund
|
Pennsylvania | Business trust | ||
Van Kampen Real Estate Securities Fund
|
Delaware | Statutory trust | ||
Van Kampen Series Fund, Inc.
|
Maryland | Corporation | ||
Van Kampen Tax-Exempt Trust
|
Delaware | Statutory trust | ||
Van Kampen Tax Free Trust
|
Delaware | Statutory trust | ||
Van Kampen Trust
|
Delaware | Statutory trust | ||
Van Kampen Trust II
|
Delaware | Statutory trust | ||
Van Kampen U.S. Government Trust
|
Delaware | Statutory trust |
Sincerely, |
||||
[Name] | ||||
[Title] |
Morgan Stanley Funds | Acquiring Funds | |
Morgan Stanley Alternative Opportunities Fund
|
Invesco Alternative Opportunities Fund | |
Morgan Stanley Balanced Fund
|
Invesco Balanced Fund | |
Morgan Stanley California Tax-Free Income Fund
|
Invesco California Tax-Free Income Fund | |
Morgan Stanley Commodities Alpha Fund
|
Invesco Commodities Alpha Fund | |
Morgan Stanley Convertible Securities Trust
|
Invesco Convertible Securities Fund | |
Morgan Stanley Dividend Growth Securities Inc.
|
Invesco Dividend Growth Securities Fund | |
Morgan Stanley Equally-Weighted S&P 500 Fund
|
Invesco Equally-Weighted S&P 500 Fund | |
Morgan Stanley Fundamental Value Fund
|
Invesco Fundamental Value Fund | |
The FX Alpha Plus Strategy Portfolio
|
Invesco FX Alpha Plus Strategy Fund | |
The FX Alpha Strategy Portfolio
|
Invesco FX Alpha Strategy Fund | |
Morgan Stanley Global Advantage Fund
|
Invesco Global Advantage Fund | |
Morgan Stanley Global Dividend Growth Securities
|
Invesco Global Dividend Growth Securities Fund | |
Morgan Stanley Health Sciences Trust
|
Invesco Health Sciences Fund | |
Morgan Stanley High Yield Securities Inc.
|
Invesco High Yield Securities Fund | |
International Growth Equity Portfolio
|
Invesco International Growth Equity Fund | |
Large Cap Relative Value Portfolio
|
Invesco Large Cap Relative Value Fund | |
Morgan Stanley Mid-Cap Value Fund
|
Invesco Mid-Cap Value Fund | |
Municipal Portfolio
|
Invesco Municipal Fund | |
Morgan Stanley New York Tax-Free Income Fund
|
Invesco New York Tax-Free Income Fund | |
Morgan Stanley Pacific Growth Fund Inc.
|
Invesco Pacific Growth Fund | |
Morgan Stanley S&P 500 Index Fund
|
Invesco S&P 500 Index | |
Morgan Stanley Small-Mid Special Value Fund
|
Invesco Small-Mid Special Value Fund | |
Morgan Stanley Special Value Fund
|
Invesco Special Value Fund | |
Morgan Stanley Tax-Exempt Securities Trust
|
Invesco Tax-Exempt Securities Fund | |
Morgan Stanley Technology Fund
|
Invesco Technology Fund | |
U.S. Mid Cap Value Portfolio
|
Invesco U.S. Mid Cap Value Fund | |
U.S. Small Cap Value Portfolio
|
Invesco U.S. Small Cap Value Fund | |
U.S. Small/Mid Cap Value Portfolio
|
Invesco U.S. Small/Mid Cap Value Fund |
Morgan Stanley Funds | Acquiring Funds | |
Morgan Stanley Value Fund
|
Invesco Value Fund | |
Value Portfolio
|
Invesco Value II Fund |
Q/A-1
Q/A-2
| Voting in Person: If you attend the Meeting, were the record owner of your shares on the Record Date, and wish to vote in person, we will provide you with a ballot prior to the vote. However, if your shares were held in the name of your broker, bank or other nominee, you are required to bring a letter from the nominee indicating that you are the beneficial owner of the shares on the Record Date and authorizing you to vote. | ||
| Voting by Proxy: Whether or not you plan to attend the Meeting, we urge you to complete, sign and date the enclosed proxy card and to return it promptly in the envelope provided. Returning the proxy card will not affect your right to attend the Meeting and vote. If you properly fill in and sign your proxy card and send it to us in time to vote at the Meeting, your proxy (the individuals |
Q/A-3
named on your proxy card) will vote your shares as you have directed. If you sign your proxy card but do not make specific choices, your proxy will vote your shares FOR the Reorganization, as recommended by the MS Board. Your proxy will have the authority to vote and act on your behalf at any adjournment of the Meeting. If you authorize a proxy to vote for you, you may revoke the authorization at any time before it is exercised by sending in another proxy card with a later date or by notifying the Secretary of the MS Funds in writing to the address of the MS Funds set forth on the cover page of the Joint Proxy Statement/Prospectus before the Meeting that you have revoked your proxy. In addition, although merely attending the Meeting will not revoke your proxy, if you are present at the Meeting you may withdraw your proxy and vote in person. | |||
| Voting by Telephone or the Internet: You may vote your shares by telephone or through a website established for that purpose by following the instructions that appear on the proxy card accompanying the Joint Proxy Statement/Prospectus. |
Q/A-4
MORGAN STANLEY FUNDS 522 Fifth Avenue New York, New York 10036 (800) 869-NEWS |
AIM FUNDS 11 Greenway Plaza, Suite 100 Houston, Texas 77046 (800) 959-4246 |
| the transfer of the assets and liabilities of the MS Fund to its corresponding Acquiring Fund in exchange for shares of the corresponding Acquiring Fund having equivalent value to the net assets transferred; | ||
| the pro rata distribution of shares of the same or a comparable class of the Acquiring Fund to the shareholders of record of the MS Fund as of immediately prior to the opening of regular trading on the New York Stock Exchange (Effective Time) on the closing date of the Reorganization (Closing Date); and | ||
| the liquidation and dissolution of the MS Fund. |
| Prospectuses for the MS Funds and the Acquiring Funds; | ||
| Annual and Semi-Annual Reports to shareholders of the MS Funds; and | ||
| Statements of Additional Information (SAIs) for the MS Funds and the Acquiring Funds. |
For MS Fund Documents: | For Acquiring Fund Documents: | |
MORGAN STANLEY FUNDS 522 Fifth Avenue New York, New York 10036 (800) 869-NEWS |
AIM FUNDS 11 Greenway Plaza, Suite 100 Houston, Texas 77046 (800) 959-4246 |
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32 |
i
Page | ||||
Exhibits |
||||
EXHIBIT A MS Funds and Corresponding Acquiring Funds |
A-1 | |||
EXHIBIT B Outstanding Shares of MS Funds |
B-1 | |||
EXHIBIT C Ownership of MS Funds |
C-1 | |||
EXHIBIT D Comparison of Fundamental Investment Restrictions |
D-1 | |||
EXHIBIT E Form of Agreement and Plan of Reorganization |
E-1 |
ii
1
2
3
4
5
Shareholder Fees+ | Annual Fund Operating Expenses (1) | |||||||||||||||||||||||||||||||||||||||
Maximum | ||||||||||||||||||||||||||||||||||||||||
Sales | Maximum | |||||||||||||||||||||||||||||||||||||||
Charge | Deferred | Distribution | Acquired | Total Annual | ||||||||||||||||||||||||||||||||||||
(Load) | Sales | Redemption/ | and/or | Fund Fees | Fund | Net Annual | ||||||||||||||||||||||||||||||||||
Imposed on | Charge | Exchange | Manage- | Service (12b-1) | Other | and | Operating | Operating | ||||||||||||||||||||||||||||||||
Class | Purchases | (Load) | Fee | ment Fees | Fees | Expenses (2) | Expenses (3) | Expenses | Fee Waiver | Expenses | ||||||||||||||||||||||||||||||
Morgan Stanley Alternative Opportunties Fund as of 7/31/09 |
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.75 | % | None | None | 0.20 | % | 0.19 | %(4) | 2.38 | % | 1.06 | % | 3.83 | % | 2.33 | %(5) | 1.50 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.20 | % | 1.00 | %(4) | 2.38 | % | 1.06 | % | 4.64 | % | 2.33 | %(5) | 2.31 | % | ||||||||||||||||||||||
W merging into Acquiring Fund A |
None | None | None | 0.20 | % | 0.35 | %(4) | 2.38 | % | 1.06 | % | 3.99 | % | 2.33 | %(5) | 1.66 | % | |||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | None | 0.20 | % | 0.50 | %(4) | 2.38 | % | 1.06 | % | 4.14 | % | 2.33 | %(5) | 1.81 | % | |||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.20 | % | None | 2.38 | % | 1.06 | % | 3.64 | % | 2.33 | %(5) | 1.31 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 7/31/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.20 | % | 0.19 | % | 0.87 | % | 1.06 | % | 2.32 | % | 0.82 | %(6) | 1.50 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.20 | % | 1.00 | % | 0.87 | % | 1.06 | % | 3.13 | % | 0.82 | %(6) | 2.31 | % | ||||||||||||||||||||||
R |
None | None | None | 0.20 | % | 0.50 | % | 0.87 | % | 1.06 | % | 2.63 | % | 0.82 | %(6) | 1.81 | % | |||||||||||||||||||||||
Y |
None | None | None | 0.20 | % | None | 0.87 | % | 1.06 | % | 2.13 | % | 0.82 | %(6) | 1.31 | % | ||||||||||||||||||||||||
Morgan Stanley Balanced Fund as of 1/31/09 |
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.25 | % | None | None | 0.52 | % | 0.25 | %(4) | 0.33 | % | 0.00 | % | 1.10 | %(9)(10) | 0.00 | % | 1.10 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.52 | % | 1.00 | %(4) | 0.33 | % | 0.00 | % | 1.85 | %(9)(10) | 0.00 | % | 1.85 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.52 | % | 1.00 | %(4) | 0.33 | % | 0.00 | % | 1.85 | %(9)(10) | 0.00 | % | 1.85 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.52 | % | None | 0.33 | % | 0.00 | % | 0.85 | %(9)(10) | 0.00 | % | 0.85 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 1/31/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.52 | % | 0.25 | % | 0.30 | % | 0.00 | % | 1.07 | % | 0.00 | %(6) | 1.07 | % | ||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.52 | % | 1.00 | % | 0.30 | % | 0.00 | % | 1.82 | % | 0.00 | %(6) | 1.82 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.52 | % | 1.00 | % | 0.30 | % | 0.00 | % | 1.82 | % | 0.00 | %(6) | 1.82 | % | ||||||||||||||||||||||
Y |
None | None | None | 0.52 | % | None | 0.30 | % | 0.00 | % | 0.82 | % | 0.00 | %(6) | 0.82 | % | ||||||||||||||||||||||||
Morgan Stanley California Tax-Free Income Fund as of 06/30/09 |
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.25 | % | None | None | 0.47 | % | 0.25 | %(4) | 0.18 | % | 0.00 | % | 0.90 | %(9) | 0.05 | %(7) | 0.85 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.47 | % | 0.24 | %(4) (11) | 0.18 | % | 0.00 | % | 0.89 | %(9) | 0.05 | %(7) | 0.84 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.47 | % | 0.75 | %(4) | 0.18 | % | 0.00 | % | 1.40 | %(9) | 0.05 | %(7) | 1.35 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.47 | % | None | 0.18 | % | 0.00 | % | 0.65 | %(9) | 0.05 | %(7) | 0.60 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | 0.47 | % | 0.25 | % | 0.14 | % | 0.00 | % | 0.86 | % | [ ] | (6) | [ ] | |||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.47 | % | 0.24 | %(11) | 0.14 | % | 0.00 | % | 0.85 | % | [ ] | (6) | [ ] | |||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.47 | % | 0.75 | % | 0.14 | % | 0.00 | % | 1.36 | % | [ ] | (6) | [ ] | |||||||||||||||||||||||
Y |
None | None | None | 0.47 | % | None | 0.14 | % | 0.00 | % | 0.61 | % | [ ] | (6) | [ ] | |||||||||||||||||||||||||
Morgan Stanley Commodities Alpha Fund as of 7/31/09 |
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.75 | % | None | None | 0.50 | %(12) | 0.23 | %(4) | 0.94 | %(12) | 0.00 | % | 1.67 | % | 0.44 | %(5) (10) | 1.23 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.50 | %(12) | 1.00 | %(4) | 0.94 | %(12) | 0.00 | % | 2.44 | % | 0.44 | %(5) (10) | 2.00 | %(13) | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.50 | %(12) | 1.00 | %(4) | 0.94 | %(12) | 0.00 | % | 2.44 | % | 0.44 | %(5) (10) | 2.00 | % | ||||||||||||||||||||||
W merging into Acquiring Fund A |
None | None | None | 0.50 | %(12) | 0.35 | %(4) | 0.94 | %(12) | 0.00 | % | 1.79 | % | 0.44 | %(5) (10) | 1.35 | % | |||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | None | 0.50 | %(12) | 0.50 | %(4) | 0.94 | %(12) | 0.00 | % | 1.94 | % | 0.44 | %(5) (10) | 1.50 | % | |||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.50 | %(12) | None | 0.94 | %(12) | 0.00 | % | 1.44 | % | 0.44 | %(5) (10) | 1.00 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 7/31/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.50 | % | 0.23 | % | 0.80 | % | 0.00 | % | 1.53 | % | 0.30 | %(6) | 1.23 | % | ||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.50 | % | 1.00 | % | 0.80 | % | 0.00 | % | 2.30 | % | 0.30 | %(6) | 2.00 | %(13) | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.50 | % | 1.00 | % | 0.80 | % | 0.00 | % | 2.30 | % | 0.30 | %(6) | 2.00 | % | ||||||||||||||||||||||
R |
None | None | None | 0.50 | % | 0.50 | % | 0.80 | % | 0.00 | % | 1.80 | % | 0.30 | %(6) | 1.50 | % | |||||||||||||||||||||||
Y |
None | None | None | 0.50 | % | None | 0.80 | % | 0.00 | % | 1.30 | % | 0.30 | %(6) | 1.00 | % | ||||||||||||||||||||||||
Morgan Stanley Convertible Securities Trust as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.25 | % | None | None | 0.52 | % | 0.25 | %(4) | 0.50 | % | 0.00 | % | 1.27 | % | 0.00 | % | 1.27 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.52 | % | 1.00 | %(4) | 0.50 | % | 0.00 | % | 2.02 | % | 0.00 | % | 2.02 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.52 | % | 1.00 | %(4) | 0.50 | % | 0.00 | % | 2.02 | % | 0.00 | % | 2.02 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.52 | % | None | 0.50 | % | 0.00 | % | 1.02 | % | 0.00 | % | 1.02 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.52 | % | 0.25 | % | 0.50 | % | 0.00 | % | 1.27 | % | 0.00 | %(6) | 1.27 | % | ||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.52 | % | 1.00 | % | 0.50 | % | 0.00 | % | 2.02 | % | 0.00 | %(6) | 2.02 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.52 | % | 1.00 | % | 0.50 | % | 0.00 | % | 2.02 | % | 0.00 | %(6) | 2.02 | % | ||||||||||||||||||||||
Y |
None | None | None | 0.52 | % | None | 0.50 | % | 0.00 | % | 1.02 | % | 0.00 | %(6) | 1.02 | % | ||||||||||||||||||||||||
Morgan Stanley Dividend Growth Securities Inc as of 2/28/09 |
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.25 | % | None | None | 0.42 | % | 0.25 | %(4) | 0.28 | % | 0.00 | % | 0.95 | %(9) | 0.00 | % | 0.95 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.42 | % | 0.24 | %(4) (11) | 0.28 | % | 0.00 | % | 0.94 | %(9) | 0.00 | % | 0.94 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.42 | % | 1.00 | %(4) | 0.28 | % | 0.00 | % | 1.70 | %(9) | 0.00 | % | 1.70 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.42 | % | None | 0.28 | % | 0.00 | % | 0.70 | %(9) | 0.00 | % | 0.70 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 2/28/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.42 | % | 0.25 | % | 0.24 | % | 0.00 | % | 0.91 | % | 0.00 | %(6) | 0.91 | % | ||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.42 | % | 0.24 | %(11) | 0.24 | % | 0.00 | % | 0.90 | % | 0.00 | %(6) | 0.90 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.42 | % | 1.00 | % | 0.24 | % | 0.00 | % | 1.66 | % | 0.00 | %(6) | 1.66 | % | ||||||||||||||||||||||
Y |
None | None | None | 0.42 | % | None | 0.24 | % | 0.00 | % | 0.66 | % | 0.00 | %(6) | 0.66 | % |
6
Shareholder Fees+ | Annual Fund Operating Expenses (1) | |||||||||||||||||||||||||||||||||||||||
Maximum | ||||||||||||||||||||||||||||||||||||||||
Sales | Maximum | |||||||||||||||||||||||||||||||||||||||
Charge | Deferred | Distribution | Acquired | Total Annual | ||||||||||||||||||||||||||||||||||||
(Load) | Sales | Redemption/ | and/or | Fund Fees | Fund | Net Annual | ||||||||||||||||||||||||||||||||||
Imposed on | Charge | Exchange | Manage- | Service (12b-1) | Other | and | Operating | Operating | ||||||||||||||||||||||||||||||||
Class | Purchases | (Load) | Fee | ment Fees | Fees | Expenses (2) | Expenses (3) | Expenses | Fee Waiver | Expenses | ||||||||||||||||||||||||||||||
Morgan Stanley Equally-Weighted S&P500 Fund as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.25 | % | None | None | 0.12 | % | 0.25 | % | 0.38 | % | 0.00 | % | 0.75 | % | 0.00 | % | 0.75 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.12 | % | 1.00 | % | 0.38 | % | 0.00 | % | 1.50 | % | 0.00 | % | 1.50 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.12 | % | 1.00 | % | 0.38 | % | 0.00 | % | 1.50 | % | 0.00 | % | 1.50 | % | ||||||||||||||||||||||
W merging into Acquiring Fund A |
None | None | None | 0.12 | % | 0.35 | % | 0.38 | % | 0.00 | % | 0.85 | % | 0.00 | % | 0.85 | % | |||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | None | 0.12 | % | 0.50 | % | 0.38 | % | 0.00 | % | 1.00 | % | 0.00 | % | 1.00 | % | |||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.12 | % | None | 0.38 | % | 0.00 | % | 0.50 | % | 0.00 | % | 0.50 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09
|
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.12 | % | 0.25 | % | 0.34 | % | 0.00 | % | 0.71 | % | 0.00 | %(6) | 0.71 | % | ||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.12 | % | 1.00 | % | 0.34 | % | 0.00 | % | 1.46 | % | 0.00 | %(6) | 1.46 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.12 | % | 1.00 | % | 0.34 | % | 0.00 | % | 1.46 | % | 0.00 | %(6) | 1.46 | % | ||||||||||||||||||||||
R |
None | None | None | 0.12 | % | 0.50 | % | 0.34 | % | 0.00 | % | 0.96 | % | 0.00 | %(6) | 0.96 | % | |||||||||||||||||||||||
Y |
None | None | None | 0.12 | % | None | 0.34 | % | 0.00 | % | 0.46 | % | 0.00 | %(6) | 0.46 | % | ||||||||||||||||||||||||
Morgan Stanley Fundamental Value Fund as of 9/30/09
|
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.25 | % | None | None | 0.67 | % | 0.25 | %(4) | 0.73 | % | 0.00 | % | 1.65 | % | 0.00 | % | 1.65 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.67 | % | 0.17 | %(4) (11) | 0.73 | % | 0.00 | % | 1.57 | % | 0.00 | % | 1.57 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.67 | % | 1.00 | %(4) | 0.73 | % | 0.00 | % | 2.40 | % | 0.00 | % | 2.40 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.67 | % | None | 0.73 | % | 0.00 | % | 1.40 | % | 0.00 | % | 1.40 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09
|
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.67 | % | 0.25 | % | 0.78 | % | 0.00 | % | 1.70 | % | 0.05 | %(6) | 1.65 | % | ||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.67 | % | 0.17 | %(11) | 0.78 | % | 0.00 | % | 1.62 | % | 0.05 | %(6) | 1.57 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.67 | % | 1.00 | % | 0.78 | % | 0.00 | % | 2.45 | % | 0.05 | %(6) | 2.40 | % | ||||||||||||||||||||||
Y |
None | None | None | 0.67 | % | None | 0.78 | % | 0.00 | % | 1.45 | % | 0.05 | %(6) | 1.40 | % | ||||||||||||||||||||||||
Morgan Stanley FX Alpha Plus Strategy Fund as of 10/31/09
|
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.00 | % | None | None | 1.10 | %(14) | 0.24 | %(4) | 0.71 | % | 0.00 | % | 2.05 | % | 0.22 | %(5) (10) | 1.83 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 0.75 | % | None | 1.10 | %(14) | 0.93 | %(4) | 0.71 | % | 0.00 | % | 2.74 | % | 0.22 | %(5) (10) | 2.52 | % | ||||||||||||||||||||||
W merging into Acquiring Fund A |
None | None | None | 1.10 | %(14) | 0.35 | %(4) | 0.71 | % | 0.00 | % | 2.16 | % | 0.22 | %(5) (10) | 1.94 | % | |||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | None | 1.10 | %(14) | 0.50 | %(4) | 0.71 | % | 0.00 | % | 2.31 | % | 0.22 | %(5) (10) | 2.09 | % | |||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 1.10 | %(14) | None | 0.71 | % | 0.00 | % | 1.81 | % | 0.22 | %(5) (10) | 1.59 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 10/31/09
|
||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | 1.10 | %(14) | 0.24 | % | 0.69 | % | 0.00 | % | 2.03 | % | 0.20 | %(6) | 1.83 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 1.10 | %(14) | 0.93 | % | 0.69 | % | 0.00 | % | 2.72 | % | 0.20 | %(6) | 2.52 | % | ||||||||||||||||||||||
R |
None | None | None | 1.10 | %(14) | 0.50 | % | 0.69 | % | 0.00 | % | 2.29 | % | 0.20 | %(6) | 2.09 | % | |||||||||||||||||||||||
Y |
None | None | None | 1.10 | %(14) | None | 0.69 | % | 0.00 | % | 1.79 | % | 0.20 | %(6) | 1.59 | % | ||||||||||||||||||||||||
Morgan Stanley FX Alpha Strategy Fund as of 10/31/09
|
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.00 | % | None | None | 0.55 | %(14) | 0.24 | %(4) | 1.70 | % | 0.00 | % | 2.49 | % | 1.23 | %(5) (10) | 1.26 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 0.75 | % | None | 0.55 | %(14) | 0.75 | %(4) | 1.70 | % | 0.00 | % | 3.00 | % | 1.23 | %(5) (10) | 1.77 | % | ||||||||||||||||||||||
W merging into Acquiring Fund A |
None | None | None | 0.55 | %(14) | 0.35 | %(4) | 1.70 | % | 0.00 | % | 2.60 | % | 1.23 | %(5) (10) | 1.37 | % | |||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | None | 0.55 | %(14) | 0.50 | %(4) | 1.70 | % | 0.00 | % | 2.75 | % | 1.23 | %(5) (10) | 1.52 | % | |||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.55 | %(14) | None | 1.70 | % | 0.00 | % | 2.25 | % | 1.23 | %(5) (10) | 1.02 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 10/31/09
|
||||||||||||||||||||||||||||||||||||||||
A |
2.50 | % | None | None | 0.55 | %(14) | 0.24 | % | 1.77 | % | 0.00 | % | 2.56 | % | 1.30 | %(6) | 1.26 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.55 | %(14) | 0.75 | % | 1.77 | % | 0.00 | % | 3.07 | % | 1.30 | %(6) | 1.77 | % | ||||||||||||||||||||||
R |
None | None | None | 0.55 | %(14) | 0.50 | % | 1.77 | % | 0.00 | % | 2.82 | % | 1.30 | %(6) | 1.52 | % | |||||||||||||||||||||||
Y |
None | None | None | 0.55 | %(14) | None | 1.77 | % | 0.00 | % | 2.32 | % | 1.30 | %(6) | 1.02 | % | ||||||||||||||||||||||||
Morgan Stanley Global Advantage Fund as of 5/31/09
|
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.25 | % | None | None | 0.57 | % | 0.25 | %(4) | 0.59 | % | 0.00 | % | 1.41 | % | 0.00 | % | 1.41 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.57 | % | 1.00 | %(4) | 0.59 | % | 0.00 | % | 2.16 | % | 0.00 | % | 2.16 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.57 | % | 1.00 | %(4) | 0.59 | % | 0.00 | % | 2.16 | % | 0.00 | % | 2.16 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.57 | % | None | 0.59 | % | 0.00 | % | 1.16 | % | 0.00 | % | 1.16 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 5/31/09
|
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.57 | % | 0.25 | % | 0.57 | % | 0.00 | % | 1.39 | % | 0.00 | %(6) | 1.39 | % | ||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.57 | % | 1.00 | % | 0.57 | % | 0.00 | % | 2.14 | % | 0.00 | %(6) | 2.14 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.57 | % | 1.00 | % | 0.57 | % | 0.00 | % | 2.14 | % | 0.00 | %(6) | 2.14 | % | ||||||||||||||||||||||
Y |
None | None | None | 0.57 | % | None | 0.57 | % | 0.00 | % | 1.14 | % | 0.00 | %(6) | 1.14 | % | ||||||||||||||||||||||||
Morgan Stanley Global Dividend Growth Securities as of 3/31/09
|
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.25 | % | None | None | 0.67 | % | 0.25 | %(4) | 0.33 | % | 0.00 | % | 1.25 | % | 0.00 | % | 1.25 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.67 | % | 0.19 | %(4) | 0.33 | % | 0.00 | % | 1.19 | % | 0.00 | % | 1.19 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.67 | % | 1.00 | %(4) | 0.33 | % | 0.00 | % | 2.00 | % | 0.00 | % | 2.00 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.67 | % | None | 0.33 | % | 0.00 | % | 1.00 | % | 0.00 | % | 1.00 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09
|
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.67 | % | 0.25 | % | 0.29 | % | 0.00 | % | 1.21 | % | 0.00 | %(6) | 1.21 | % | ||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.67 | % | 0.19 | % | 0.29 | % | 0.00 | % | 1.15 | % | 0.00 | %(6) | 1.15 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.67 | % | 1.00 | % | 0.29 | % | 0.00 | % | 1.96 | % | 0.00 | %(6) | 1.96 | % | ||||||||||||||||||||||
Y |
None | None | None | 0.67 | % | None | 0.29 | % | 0.00 | % | 0.96 | % | 0.00 | %(6) | 0.96 | % |
Shareholder Fees+ | Annual Fund Operating Expenses (1) | |||||||||||||||||||||||||||||||||||||||
Maximum | ||||||||||||||||||||||||||||||||||||||||
Sales | Maximum | |||||||||||||||||||||||||||||||||||||||
Charge | Deferred | Distribution | Acquired | Total Annual | ||||||||||||||||||||||||||||||||||||
(Load) | Sales | Redemption/ | and/or | Fund Fees | Fund | Net Annual | ||||||||||||||||||||||||||||||||||
Imposed on | Charge | Exchange | Manage- | Service (12b- | Other | and | Operating | Operating | ||||||||||||||||||||||||||||||||
Class | Purchases | (Load) | Fee | ment Fees | 1) Fees | Expenses (2) | Expenses (3) | Expenses | Fee Waiver | Expenses | ||||||||||||||||||||||||||||||
Morgan Stanley Health Sciences Trust as of 7/31/09 |
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.25 | % | None | None | 0.92 | % | 0.25 | % | 0.48 | % | 0.00 | % | 1.65 | % | 0.00 | % | 1.65 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.92 | % | 1.00 | % | 0.48 | % | 0.00 | % | 2.40 | % | 0.00 | % | 2.40 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.92 | % | 1.00 | % | 0.48 | % | 0.00 | % | 2.40 | % | 0.00 | % | 2.40 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.92 | % | None | 0.48 | % | 0.00 | % | 1.40 | % | 0.00 | % | 1.40 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 7/31/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.92 | % | 0.25 | % | 0.45 | % | 0.00 | % | 1.62 | % | 0.00 | %(6) | 1.62 | % | ||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.92 | % | 1.00 | % | 0.45 | % | 0.00 | % | 2.37 | % | 0.00 | %(6) | 2.37 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.92 | % | 1.00 | % | 0.45 | % | 0.00 | % | 2.37 | % | 0.00 | %(6) | 2.37 | % | ||||||||||||||||||||||
Y |
None | None | None | 0.92 | % | None | 0.45 | % | 0.00 | % | 1.37 | % | 0.00 | %(6) | 1.37 | % | ||||||||||||||||||||||||
Morgan Stanley High Yield Securities Inc. as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.25 | % | None | 2.00 | % | 0.42 | % | 0.25 | %(4) | 1.47 | % | 0.00 | % | 2.14 | % | 0.00 | % | 2.14 | % | |||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | 2.00 | % | 0.42 | % | 0.75 | %(4) | 1.47 | % | 0.00 | % | 2.64 | % | 0.00 | % | 2.64 | % | |||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | 2.00 | % | 0.42 | % | 0.85 | %(4) | 1.47 | % | 0.00 | % | 2.74 | % | 0.00 | % | 2.74 | % | |||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | 2.00 | % | 0.42 | % | None | 1.47 | % | 0.00 | % | 1.89 | % | 0.00 | % | 1.89 | % | |||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | 2.00 | % | 0.42 | % | 0.25 | % | 1.49 | % | 0.00 | % | 2.16 | % | 0.02 | %(6) | 2.14 | % | |||||||||||||||||||||
B |
None | 5.00 | % | 2.00 | % | 0.42 | % | 0.75 | % | 1.49 | % | 0.00 | % | 2.66 | % | 0.02 | %(6) | 2.64 | % | |||||||||||||||||||||
C |
None | 1.00 | % | 2.00 | % | 0.42 | % | 0.85 | % | 1.49 | % | 0.00 | % | 2.76 | % | 0.02 | %(6) | 2.74 | % | |||||||||||||||||||||
Y |
None | None | 2.00 | % | 0.42 | % | None | 1.49 | % | 0.00 | % | 1.91 | % | 0.02 | %(6) | 1.89 | % | |||||||||||||||||||||||
Morgan Stanley International Growth Equity Portfolio (Inst) as of 06/30/09 |
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P merging into Acquiring Fund A |
None | None | 2.00 | % | 0.75 | % | 0.25 | % | 0.61 | % | 0.00 | % | 1.61 | %(9) | 0.35 | %(5) | 1.26 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | 2.00 | % | 0.75 | % | None | 0.61 | % | 0.00 | % | 1.36 | %(9) | 0.35 | %(5) | 1.01 | % | |||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | 2.00 | % | 0.75 | % | 0.25 | % | 0.66 | % | 0.00 | % | 1.66 | % | [ ] | (6) | [ ] | ||||||||||||||||||||||
Y |
None | None | 2.00 | % | 0.75 | % | None | 0.66 | % | 0.00 | % | 1.41 | % | [ ] | (6) | [ ] | ||||||||||||||||||||||||
Morgan Stanley Large Cap Relative Value Portfolio (Inst) as of 06/30/09 |
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P merging into Acquiring Fund A |
None | None | None | 0.49 | % | 0.25 | % | 0.31 | % | 0.01 | % | 1.06 | %(9) | 0.10 | %(5) | 0.96 | % | |||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.49 | % | None | 0.31 | % | 0.01 | % | 0.81 | %(9) | 0.10 | %(5) | 0.71 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.49 | % | 0.25 | % | 0.26 | % | 0.01 | % | 1.01 | % | [ ] | (6) | [ ] | |||||||||||||||||||||||
Y |
None | None | None | 0.49 | % | None | 0.26 | % | 0.01 | % | 0.76 | % | [ ] | (6) | [ ] | |||||||||||||||||||||||||
Morgan Stanley Mid-Cap Value Fund as of 8/31/09 |
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A merging into Acquiring Fund A |
5.25 | % | None | None | 0.72 | % | 0.25 | %(4) | 0.67 | % | 0.00 | % | 1.64 | % | 0.00 | % | 1.64 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.72 | % | 1.00 | %(4) | 0.67 | % | 0.00 | % | 2.39 | % | 0.00 | % | 2.39 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.72 | % | 1.00 | %(4) | 0.67 | % | 0.00 | % | 2.39 | % | 0.00 | % | 2.39 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.72 | % | None | 0.67 | % | 0.00 | % | 1.39 | % | 0.00 | % | 1.39 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.72 | % | 0.25 | % | 0.65 | % | 0.00 | % | 1.62 | % | 0.00 | %(6) | 1.62 | % | ||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.72 | % | 1.00 | % | 0.65 | % | 0.00 | % | 2.37 | % | 0.00 | %(6) | 2.37 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.72 | % | 1.00 | % | 0.65 | % | 0.00 | % | 2.37 | % | 0.00 | %(6) | 2.37 | % | ||||||||||||||||||||||
Y |
None | None | None | 0.72 | % | None | 0.65 | % | 0.00 | % | 1.37 | % | 0.00 | %(6) | 1.37 | % | ||||||||||||||||||||||||
Morgan Stanley Municipal Portfolio (Inst) as of 09/30/09 |
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P merging into Acquiring Fund A |
None | None | None | 0.375 | % | 0.25 | % | 0.19 | %(15) | 0.00 | % | 0.82 | % | 0.07 | %(5) | 0.75 | % | |||||||||||||||||||||||
H merging into Acquiring Fund A |
3.50 | % | None | None | 0.375 | % | 0.25 | % | 0.19 | %(15) | 0.00 | % | 0.82 | % | 0.07 | %(5) | 0.75 | % | ||||||||||||||||||||||
L merging into Acquiring Fund A |
None | None | None | 0.375 | % | 0.50 | % | 0.19 | %(15) | 0.00 | % | 1.07 | % | 0.07 | %(5) | 1.00 | % | |||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.375 | % | None | 0.19 | %(15) | 0.00 | % | 0.57 | % | 0.07 | %(5) | 0.50 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | 0.375 | % | 0.25 | % | 0.14 | % | 0.00 | % | 0.77 | % | 0.02 | %(6) | 0.75 | % | ||||||||||||||||||||||
Y |
None | None | None | 0.375 | % | None | 0.14 | % | 0.00 | % | 0.52 | % | 0.02 | %(6) | 0.50 | % |
Shareholder Fees+ | Annual Fund Operating Expenses (1) | |||||||||||||||||||||||||||||||||||||||
Maximum | ||||||||||||||||||||||||||||||||||||||||
Sales | Maximum | |||||||||||||||||||||||||||||||||||||||
Charge | Deferred | Distribution | Acquired | Total Annual | ||||||||||||||||||||||||||||||||||||
(Load) | Sales | Redemption/ | and/or | Fund Fees | Fund | Net Annual | ||||||||||||||||||||||||||||||||||
Imposed on | Charge | Exchange | Manage- | Service (12b- | Other | and | Operating | Operating | ||||||||||||||||||||||||||||||||
Class | Purchases | (Load) | Fee | ment Fees | 1) Fees | Expenses (2) | Expenses (3) | Expenses | Fee Waiver | Expenses | ||||||||||||||||||||||||||||||
Morgan Stanley New York Tax-Free Income Fund as of 06/30/2009 |
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A merging into Acquiring Fund A |
4.25 | % | None | None | 0.47 | % | 0.25 | %(4) | 0.37 | % | 0.00 | % | 1.09 | %(9) | 0.19 | %(7) | 0.90 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.47 | % | 0.24 | %(4) (11) | 0.37 | % | 0.00 | % | 1.08 | %(9) | 0.19 | %(7) | 0.89 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.47 | % | 0.75 | %(4) | 0.37 | % | 0.00 | % | 1.59 | %(9) | 0.19 | %(7) | 1.40 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.47 | % | None | 0.37 | % | 0.00 | % | 0.84 | %(9) | 0.19 | %(7) | 0.65 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | 0.47 | % | 0.25 | % | 0.37 | % | 0.00 | % | 1.09 | % | [ ] | (6) | [ ] | |||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.47 | % | 0.24 | %(11) | 0.37 | % | 0.00 | % | 1.08 | % | [ ] | (6) | [ ] | |||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.47 | % | 0.75 | % | 0.37 | % | 0.00 | % | 1.59 | % | [ ] | (6) | [ ] | |||||||||||||||||||||||
Y |
None | None | None | 0.47 | % | None | 0.37 | % | 0.00 | % | 0.84 | % | [ ] | (6) | [ ] | |||||||||||||||||||||||||
Morgan Stanley Pacific Growth Fund as of 10/31/09 |
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A merging into Acquiring Fund A |
5.25 | % | None | 2.00 | % | 0.87 | % | 0.25 | %(4) | 0.76 | % | 0.00 | % | 1.88 | % | 0.00 | % | 1.88 | % | |||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | 2.00 | % | 0.87 | % | 1.00 | %(4) | 0.76 | % | 0.00 | % | 2.63 | % | 0.00 | % | 2.63 | % | |||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | 2.00 | % | 0.87 | % | 1.00 | %(4) | 0.76 | % | 0.00 | % | 2.63 | % | 0.00 | % | 2.63 | % | |||||||||||||||||||||
W merging into Acquiring Fund A |
None | None | 2.00 | % | 0.87 | % | 0.35 | %(4) | 0.76 | % | 0.00 | % | 1.98 | % | 0.00 | % | 1.98 | % | ||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | 2.00 | % | 0.87 | % | 0.50 | %(4) | 0.76 | % | 0.00 | % | 2.13 | % | 0.00 | % | 2.13 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | 2.00 | % | 0.87 | % | None | 0.76 | % | 0.00 | % | 1.63 | % | 0.00 | % | 1.63 | % | |||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 10/31/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | 2.00 | % | 0.87 | % | 0.25 | % | 0.76 | % | 0.00 | % | 1.88 | % | 0.00 | %(6) | 1.88 | % | |||||||||||||||||||||
B |
None | 5.00 | % | 2.00 | % | 0.87 | % | 1.00 | % | 0.76 | % | 0.00 | % | 2.63 | % | 0.00 | %(6) | 2.63 | % | |||||||||||||||||||||
C |
None | 1.00 | % | 2.00 | % | 0.87 | % | 1.00 | % | 0.76 | % | 0.00 | % | 2.63 | % | 0.00 | %(6) | 2.63 | % | |||||||||||||||||||||
R |
None | None | 2.00 | % | 0.87 | % | 0.50 | % | 0.76 | % | 0.00 | % | 2.13 | % | 0.00 | %(6) | 2.13 | % | ||||||||||||||||||||||
Y |
None | None | 2.00 | % | 0.87 | % | None | 0.76 | % | 0.00 | % | 1.63 | % | 0.00 | %(6) | 1.63 | % | |||||||||||||||||||||||
Morgan Stanley S&P 500 Index Fund as of 8/31/09 |
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A merging into Acquiring Fund A |
5.25 | % | None | None | 0.12 | % | 0.25 | %(4) | 0.37 | % | 0.00 | % | 0.74 | % | 0.09 | %(8) | 0.65 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.12 | % | 1.00 | %(4) | 0.37 | % | 0.00 | % | 1.49 | % | 0.09 | %(8) | 1.40 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.12 | % | 1.00 | %(4) | 0.37 | % | 0.00 | % | 1.49 | % | 0.09 | %(8) | 1.40 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.12 | % | None | 0.37 | % | 0.00 | % | 0.49 | % | 0.09 | %(8) | 0.40 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.12 | % | 0.25 | % | 0.33 | % | 0.00 | % | 0.70 | % | 0.05 | %(6) | 0.65 | % | ||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.12 | % | 1.00 | % | 0.33 | % | 0.00 | % | 1.45 | % | 0.05 | %(6) | 1.40 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.12 | % | 1.00 | % | 0.33 | % | 0.00 | % | 1.45 | % | 0.05 | %(6) | 1.40 | % | ||||||||||||||||||||||
Y |
None | None | None | 0.12 | % | None | 0.33 | % | 0.00 | % | 0.45 | % | 0.05 | %(6) | 0.40 | % | ||||||||||||||||||||||||
Morgan Stanley Small-Mid Special Value Fund as of 4/30/09 |
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A merging into Acquiring Fund A |
5.25 | % | None | None | 0.67 | % | 0.25 | %(4) | 0.54 | % | 0.00 | % | 1.46 | % | 0.00 | % | 1.46 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.67 | % | 0.12 | %(4) | 0.54 | % | 0.00 | % | 1.33 | % | 0.00 | % | 1.33 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.67 | % | 1.00 | %(4) | 0.54 | % | 0.00 | % | 2.21 | % | 0.00 | % | 2.21 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.67 | % | None | 0.54 | % | 0.00 | % | 1.21 | % | 0.00 | % | 1.21 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 4/30/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.67 | % | 0.25 | % | 0.53 | % | 0.00 | % | 1.45 | % | 0.00 | %(6) | 1.45 | % | ||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.67 | % | 0.12 | % | 0.53 | % | 0.00 | % | 1.32 | % | 0.00 | %(6) | 1.32 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.67 | % | 1.00 | % | 0.53 | % | 0.00 | % | 2.20 | % | 0.00 | %(6) | 2.20 | % | ||||||||||||||||||||||
Y |
None | None | None | 0.67 | % | None | 0.53 | % | 0.00 | % | 1.20 | % | 0.00 | %(6) | 1.20 | % | ||||||||||||||||||||||||
Morgan Stanley Special Value Fund as of 7/31/09 |
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A merging into Acquiring Fund A |
5.25 | % | None | 2.00 | % | 0.67 | % | 0.25 | % | 0.42 | % | 0.00 | % | 1.34 | % | 0.00 | % | 1.34 | % | |||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | 2.00 | % | 0.67 | % | 1.00 | % | 0.42 | % | 0.00 | % | 2.09 | % | 0.00 | % | 2.09 | % | |||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | 2.00 | % | 0.67 | % | 1.00 | % | 0.42 | % | 0.00 | % | 2.09 | % | 0.00 | % | 2.09 | % | |||||||||||||||||||||
W merging into Acquiring Fund A |
None | None | 2.00 | % | 0.67 | % | 0.35 | % | 0.42 | % | 0.00 | % | 1.44 | %(16) | 0.00 | % | 1.44 | % | ||||||||||||||||||||||
R merging into Acquiring Fund R |
None | None | 2.00 | % | 0.67 | % | 0.50 | % | 0.42 | % | 0.00 | % | 1.59 | %(16) | 0.00 | % | 1.59 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | 2.00 | % | 0.67 | % | None | 0.42 | % | 0.00 | % | 1.09 | % | 0.00 | % | 1.09 | % | |||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 7/31/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | 2.00 | % | 0.67 | % | 0.25 | % | 0.40 | % | 0.00 | % | 1.32 | % | 0.00 | %(6) | 1.32 | % | |||||||||||||||||||||
B |
None | 5.00 | % | 2.00 | % | 0.67 | % | 1.00 | % | 0.40 | % | 0.00 | % | 2.07 | % | 0.00 | %(6) | 2.07 | % | |||||||||||||||||||||
C |
None | 1.00 | % | 2.00 | % | 0.67 | % | 1.00 | % | 0.40 | % | 0.00 | % | 2.07 | % | 0.00 | %(6) | 2.07 | % | |||||||||||||||||||||
R |
None | None | 2.00 | % | 0.67 | % | 0.50 | % | 0.40 | % | 0.00 | % | 1.57 | %(16) | 0.00 | %(6) | 1.57 | % | ||||||||||||||||||||||
Y |
None | None | 2.00 | % | 0.67 | % | None | 0.40 | % | 0.00 | % | 1.07 | % | 0.00 | %(6) | 1.07 | % | |||||||||||||||||||||||
Morgan Stanley Tax Exempt Securities Trust as of 06/30/2009 |
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
4.25 | % | None | None | 0.39 | % | 0.25 | %(4) | 0.22 | % | 0.00 | % | 0.86 | %(9) | 0.00 | % | 0.86 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.39 | % | 0.60 | %(4) | 0.22 | % | 0.00 | % | 1.21 | %(9) | 0.00 | % | 1.21 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.39 | % | 0.70 | %(4) | 0.22 | % | 0.00 | % | 1.31 | %(9) | 0.00 | % | 1.31 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.39 | % | None | 0.22 | % | 0.00 | % | 0.61 | %(9) | 0.00 | % | 0.61 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||
A |
4.75 | % | None | None | 0.39 | % | 0.25 | % | 0.17 | % | 0.00 | % | 0.81 | % | [ ] | (6) | [ ] | |||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.39 | % | 0.60 | % | 0.17 | % | 0.00 | % | 1.16 | % | [ ] | (6) | [ ] | |||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.39 | % | 0.70 | % | 0.17 | % | 0.00 | % | 1.26 | % | [ ] | (6) | [ ] | |||||||||||||||||||||||
Y |
None | None | None | 0.39 | % | None | 0.17 | % | 0.00 | % | 0.56 | % | [ ] | (6) | [ ] |
Shareholder Fees+ | Annual Fund Operating Expenses (1) | |||||||||||||||||||||||||||||||||||||||
Maximum | ||||||||||||||||||||||||||||||||||||||||
Sales | Maximum | |||||||||||||||||||||||||||||||||||||||
Charge | Deferred | Distribution | Acquired | Total Annual | ||||||||||||||||||||||||||||||||||||
(Load) | Sales | Redemption/ | and/or | Fund Fees | Fund | Net Annual | ||||||||||||||||||||||||||||||||||
Imposed on | Charge | Exchange | Management | Service (12b-1) | Other | and | Operating | Operating | ||||||||||||||||||||||||||||||||
Class | Purchases | (Load) | Fee | Fees | Fees | Expenses (2) | Expenses (3) | Expenses | Fee Waiver | Expenses | ||||||||||||||||||||||||||||||
Morgan Stanley Technology Fund as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.25 | % | None | None | 0.67 | % | 0.25 | %(4) | 1.08 | % | 0.00 | % | 2.00 | % | 0.00 | % | 2.00 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.67 | % | 1.00 | %(4) | 1.08 | % | 0.00 | % | 2.75 | % | 0.00 | % | 2.75 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.67 | % | 1.00 | %(4) | 1.08 | % | 0.00 | % | 2.75 | % | 0.00 | % | 2.75 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.67 | % | None | 1.08 | % | 0.00 | % | 1.75 | % | 0.00 | % | 1.75 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.67 | % | 0.25 | % | 1.10 | % | 0.00 | % | 2.02 | % | 0.02 | %(6) | 2.00 | % | ||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.67 | % | 1.00 | % | 1.10 | % | 0.00 | % | 2.77 | % | 0.02 | %(6) | 2.75 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.67 | % | 1.00 | % | 1.10 | % | 0.00 | % | 2.77 | % | 0.02 | %(6) | 2.75 | % | ||||||||||||||||||||||
Y |
None | None | None | 0.67 | % | None | 1.10 | % | 0.00 | % | 1.77 | % | 0.02 | %(6) | 1.75 | % | ||||||||||||||||||||||||
Morgan Stanley U.S. Mid Cap Value Portfolio (Inst) as of 09/30/09 |
||||||||||||||||||||||||||||||||||||||||
P merging into Acquiring Fund A |
None | None | None | 0.72 | % | 0.25 | % | 0.30 | %(15) | 0.01 | % | 1.28 | % | 0.00 | % | 1.28 | % | |||||||||||||||||||||||
Investment merging into Acquiring Fund Y |
None | None | None | 0.72 | % | 0.15 | % | 0.29 | %(15) | 0.01 | % | 1.17 | % | 0.00 | % | 1.17 | % | |||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.72 | % | None | 0.29 | %(15) | 0.01 | % | 1.02 | % | 0.00 | % | 1.02 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.72 | % | 0.25 | % | 0.26 | % | 0.01 | % | 1.24 | % | 0.00 | %(6) | 1.24 | % | ||||||||||||||||||||||
Y |
None | None | None | 0.72 | % | None | 0.26 | % | 0.01 | % | 0.99 | % | 0.00 | %(6) | 0.99 | % | ||||||||||||||||||||||||
Morgan Stanley U.S. Small/Mid Cap Value Portfolio (Inst) as of 06/30/09 |
||||||||||||||||||||||||||||||||||||||||
P merging into Acquiring Fund A |
None | None | None | 0.67 | % | 0.25 | % | 0.62 | %(15) | 0.01 | % | 1.55 | % | 0.00 | % | 1.55 | % | |||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.67 | % | None | 0.62 | %(15) | 0.01 | % | 1.30 | % | 0.00 | % | 1.30 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.67 | % | 0.25 | % | 0.85 | % | 0.01 | % | 1.78 | % | [ ] | (6) | [ ] | |||||||||||||||||||||||
Y |
None | None | None | 0.67 | % | None | 0.85 | % | 0.01 | % | 1.53 | % | [ ] | (6) | [ ] | |||||||||||||||||||||||||
Morgan Stanley U.S. Small Cap Value Portfolio (Inst) as of 09/30/09 |
||||||||||||||||||||||||||||||||||||||||
P merging into Acquiring Fund A |
None | None | 2.00 | % | 0.67 | % | 0.25 | % | 0.21 | %(15) | 0.00 | % | 1.13 | % | 0.00 | % | 1.13 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | 2.00 | % | 0.67 | % | None | 0.20 | %(15) | 0.00 | % | 0.87 | % | 0.00 | % | 0.87 | % | |||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | 2.00 | % | 0.67 | % | 0.25 | % | 0.15 | % | 0.00 | % | 1.07 | % | 0.00 | %(6) | 1.07 | % | |||||||||||||||||||||
Y |
None | None | 2.00 | % | 0.67 | % | None | 0.15 | % | 0.00 | % | 0.82 | % | 0.00 | %(6) | 0.82 | % | |||||||||||||||||||||||
Morgan Stanley Value Fund as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||
A merging into Acquiring Fund A |
5.25 | % | None | None | 0.42 | % | 0.25 | %(4) | 0.58 | % | 0.00 | % | 1.25 | % | 0.00 | % | 1.25 | % | ||||||||||||||||||||||
B merging into Acquiring Fund B |
None | 5.00 | % | None | 0.42 | % | 1.00 | %(4) | 0.58 | % | 0.00 | % | 2.00 | % | 0.00 | % | 2.00 | % | ||||||||||||||||||||||
C merging into Acquiring Fund C |
None | 1.00 | % | None | 0.42 | % | 1.00 | %(4) | 0.58 | % | 0.00 | % | 2.00 | % | 0.00 | % | 2.00 | % | ||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.42 | % | None | 0.58 | % | 0.00 | % | 1.00 | % | 0.00 | % | 1.00 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.42 | % | 0.25 | % | 0.58 | % | 0.00 | % | 1.25 | % | 0.00 | %(6) | 1.25 | % | ||||||||||||||||||||||
B |
None | 5.00 | % | None | 0.42 | % | 1.00 | % | 0.58 | % | 0.00 | % | 2.00 | % | 0.00 | %(6) | 2.00 | % | ||||||||||||||||||||||
C |
None | 1.00 | % | None | 0.42 | % | 1.00 | % | 0.58 | % | 0.00 | % | 2.00 | % | 0.00 | %(6) | 2.00 | % | ||||||||||||||||||||||
Y |
None | None | None | 0.42 | % | None | 0.58 | % | 0.00 | % | 1.00 | % | 0.00 | %(6) | 1.00 | % | ||||||||||||||||||||||||
Morgan Stanley Value Portfolio (Inst) as of 09/30/09 |
||||||||||||||||||||||||||||||||||||||||
P merging into Acquiring Fund A |
None | None | None | 0.50 | % | 0.25 | % | 0.26 | %(15) | 0.00 | % | 1.01 | % | 0.00 | % | 1.01 | % | |||||||||||||||||||||||
I merging into Acquiring Fund Y |
None | None | None | 0.50 | % | None | 0.26 | %(15) | 0.00 | % | 0.76 | % | 0.00 | % | 0.76 | % | ||||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||||||||||
A |
5.50 | % | None | None | 0.50 | % | 0.25 | % | 0.22 | % | 0.00 | % | 0.97 | % | 0.00 | %(6) | 0.97 | % | ||||||||||||||||||||||
Y |
None | None | None | 0.50 | % | None | 0.22 | % | 0.00 | % | 0.72 | % | 0.00 | %(6) | 0.72 | % | ||||||||||||||||||||||||
+ | Details regarding sales charges imposed on purchases, deferred sales charges and redemption/exchange fees can be found in the Comparison of Share Classes and Distribution Arrangements section of this Joint Proxy Statement/Prospectus. | |
(1) | There is no guarantee that actual expenses will be the same as those shown in the table. Pro Forma expenses of each Acquiring Fund are based on estimated amounts for the current fiscal year. | |
(2) | Each MS Fund is estimated to incur approximately $[ ] in connection with the Reorganization and each Acquiring Fund will incur approximately $[ ] in connection with the Reorganization. Morgan Stanley and Invesco will bear, or will arrange for an entity under common ownership of Morgan Stanley or Invesco to bear, 100% of these costs. These reorganization expenses have not been reflected in the tables above. | |
(3) | Acquired fund fees and expenses are not fees or expenses incurred by each fund directly, but are expenses of the investment companies in which the fund invests. You incur these fees and expenses indirectly through the valuation of the funds investment in those investment companies. As a result, the Net Annual Fund Operating Expenses listed above may exceed the expense limit numbers reflected below in the table. The impact of the acquired fund fees and expenses are included in the total returns of the fund. | |
(4) | The Fund has adopted a Rule 12b-1 Distribution Plan and a Shareholder Services Plan pursuant to which it reimburses the distributor for distribution-related and/or shareholder servicing expenses (including personal services to shareholders) incurred on behalf of Class A, Class B, Class C, Class R and Class W shares in an amount each month up to an annual rate of 0.25%, 1.00%, 1.00%, 0.50% and 0.35% of the average daily net assets of Class A, Class B, Class C, Class R and Class W shares, respectively. | |
(5) | The MS Funds investment adviser has agreed to reimburse all or a portion of Total Annual Fund Operating Expenses such that Total Annual Fund Operating Expenses after fee waiver and/or expense reimbursement (excluding performance adjustment, brokerage fees, 12b-1 fees, foreign country tax expense, interest expense on borrowings, and Acquired Fund Fees and Expenses, if any). The amounts shown below in the table include the expense limit plus the 12b-1 Fee. The expense reimbursements are expected to continue until such time that the MS Board acts to discontinue all or a portion of such reimbursements. | |
(6) | Effective upon the closing of the Reorganization, Invesco Advisers has contractually agreed through at least June 30, 2012 to waive advisory fees and/or reimburse expenses to the extent necessary to limit Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement (excluding certain items discussed below) for each Acquiring Fund as shown in the table below. In determining the Invesco Advisers obligation to waive advisory fees and/or reimburse expenses, the following expenses are not taken into account, and could cause the Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement to exceed the limits reflected below in the table (i) interest; (ii) taxes; (iii) dividend expense on short sales; (iv) extraordinary or non-routine items; and (v) expenses that the fund has incurred but did not actually pay because of an expense offset arrangement. Currently, the expense offset arrangements from which the Acquiring Fund benefits are in the form of credits that the Acquiring Fund receives from banks where the fund or its transfer agent has deposit accounts in which it hold uninvested cash. These credits are used to pay certain expenses incurred by the Acquiring Fund. | |
(7) | The investment adviser to the MS Fund has voluntarily agreed to cap the MS Funds operating expenses (except for brokerage and 12b-1 fees) by assuming the MS Funds other expenses and/or waiving the MS Funds investment advisory fees, and Morgan Stanley Services Company Inc., the MS Funds administrator, has agreed to waive the MS Funds administrative fees, to the extent such operating expenses exceed 0.60% for Morgan Stanley California Tax-Free Income Fund and 0.65% for Morgan Stanley New York Tax-Free Income Fund of the average daily net assets of the MS Fund on an annualized basis. The expenses and fees disclosed above in the fee table do not reflect the assumption of any expenses or the waiver of any compensation by the Investment Adviser or administrator. The expense limits shown below in the table include the expense limit plus the 12b-1 Fee. Such voluntary waivers may be terminated at any time without notice. | |
(8) | The investment adviser to the MS Fund has agreed to permanently cap the MS Funds total operating expenses (except for brokerage and 12b-1 fees) by assuming the Funds other expenses and/or |
waiving the MS Funds investment advisory fees, and Morgan Stanley Services Company Inc., the MS Funds administrator, has agreed to waive the Funds administrative fees, to the extent such operating expenses exceed 0.40% of the average daily net assets of the Fund on an annualized basis. The fees and expenses disclosed above in the fee table reflect the assumption of such expenses and waiver of compensation by the investment adviser and administrator to the extent that such expenses and compensation on an annualized basis exceed 0.40% of the average daily net assets of the MS Fund. In addition, the investment adviser has agreed to voluntarily cap the MS Funds total operating expenses (except for brokerage and 12b-1 fees) to the extent such operating expenses exceed 0.34% of the average daily net assets of the MS Fund on an annualized basis. The expenses and fees disclosed above in the fee table do not reflect this additional voluntary expense cap. Taking into account the voluntary expense cap of 0.34%, the MS Funds total annual operating expenses for Class A, Class B, Class C and Class I shares were 0.59%, 1.24%, 1.34% and 0.34%, respectively, for the fiscal year ended August 31, 2009. This voluntary expense cap may be terminated at any time without notice. If the MS Fund had borne all of its expense for the fiscal year ended August 31, 2009, the Funds expenses for Class A, Class B, Class C and Class I shares would have been 0.74%, 1.49%, 1.49% and 0.49%. |
MS Fund | Class A | Class B | Class C | Class W | Class I | Class R | Invest. | Acquiring Fund | Class A | Class B | Class C | Class R | Class Y | |||||||||||||||||||||||||||||||||||||
Morgan Stanley Alternative Opportunities Fund |
1.56 | % | 2.31 | % | 2.31 | % | 1.66 | % | 1.31 | % | 1.81 | % | Invesco Alternative Opportunities Fund | 1.56 | % | 2.31 | % | 2.31 | % | 1.81 | % | 1.31 | % | |||||||||||||||||||||||||||
Morgan Stanley Balanced Fund |
None | None | None | None | Invesco Balanced Fund | 1.10 | % | 1.85 | % | 1.85 | % | 0.85 | % | |||||||||||||||||||||||||||||||||||||
Morgan Stanley California Tax-Free Income Fund |
0.85 | % | 1.60 | % | 1.60 | % | 0.95 | % | 0.60 | % | Invesco California Tax-Free Income Fund | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||||||||||||
Morgan Stanley Commodities Alpha Fund |
1.25 | % | 2.00 | % | 2.00 | % | 1.35 | % | 1.00 | % | 1.50 | % | Invesco Commodities Alpha Fund | 1.25 | % | 2.00 | % | 2.00 | % | 1.50 | % | 1.00 | % | |||||||||||||||||||||||||||
Morgan Stanley Convertible Securities Trust Fund |
None | None | None | None | Invesco Convertible Securities Fund | 1.27 | % | 2.02 | % | 2.02 | % | 1.02 | % | |||||||||||||||||||||||||||||||||||||
Morgan Stanley Dividend Growth Securities Fund |
None | None | None | None | Invesco Dividend Growth Securities Fund | 0.95 | % | 1.70 | % | 1.70 | % | 0.70 | % | |||||||||||||||||||||||||||||||||||||
Morgan Stanley Equally-Weighted S&P 500 Fund |
None | None | None | None | None | None | Invesco Equally-Weighted S&P 500 Fund | 0.75 | % | 1.50 | % | 1.50 | % | 1.00 | % | 0.50 | % | |||||||||||||||||||||||||||||||||
Morgan Stanley Fundamental Value Fund |
None | None | None | None | Invesco Fundamental Value Fund | 1.65 | % | 2.40 | % | 2.40 | % | 1.40 | % | |||||||||||||||||||||||||||||||||||||
Morgan Stanley FX Alpha Plus Strategy Fund |
1.84 | % | 2.59 | % | 1.94 | % | 1.59 | % | 2.09 | % | Invesco FX Alpha Plus Strategy Fund | 1.84 | % | 2.59 | % | 2.09 | % | 1.59 | % | |||||||||||||||||||||||||||||||
Morgan Stanley FX Alpha Strategy Fund |
1.29 | % | 2.04 | % | 1.39 | % | 1.04 | % | 1.54 | % | Invesco FX Alpha Strategy Fund | 1.29 | % | 2.04 | % | 1.54 | % | 1.04 | % | |||||||||||||||||||||||||||||||
Morgan Stanley Global Advantage Fund |
None | None | None | None | Invesco Global Advantage Fund | 1.41 | % | 2.16 | % | 2.16 | % | 1.16 | % | |||||||||||||||||||||||||||||||||||||
Morgan Stanley Global Dividend Growth Securities Fund |
None | None | None | None | Invesco Global Dividend Growth Securities Fund | 1.25 | % | 2.00 | % | 2.00 | % | 1.00 | % | |||||||||||||||||||||||||||||||||||||
Morgan Stanley
Health Sciences
Trust |
None | None | None | None | Invesco Health Sciences Fund | 1.65 | % | 2.40 | % | 2.40 | % | 1.40 | % | |||||||||||||||||||||||||||||||||||||
Morgan Stanley High
Yield Securities
Fund |
None | None | None | None | Invesco High Yield Securities Fund | 2.13 | % | 2.88 | % | 2.88 | % | 1.88 | % | |||||||||||||||||||||||||||||||||||||
Morgan Stanley
International
Growth Equity Fund
(Inst) * |
1.00 | % | Invesco International Growth Equity Fund | [ ] | [ ] | |||||||||||||||||||||||||||||||||||||||||||||
Morgan Stanley
Large Cap Relative
Value Fund (Inst) * |
0.70 | % | Invesco Large Cap Relative Value Fund | [ ] | [ ] | |||||||||||||||||||||||||||||||||||||||||||||
Morgan Stanley
Mid-Cap Value Fund |
None | None | None | None | Invesco Mid-Cap Value Fund | 1.64 | % | 2.39 | % | 2.39 | % | 1.39 | % | |||||||||||||||||||||||||||||||||||||
Morgan Stanley
Municipal Fund
(Inst) ** |
0.50 | % | Invesco Municipal Fund | 0.75 | % | 0.50 | % | |||||||||||||||||||||||||||||||||||||||||||
Morgan Stanley New
York Tax-Free
Income Fund |
0.90 | % | 1.65 | % | 1.65 | % | 0.65 | % | Invesco New York Tax-Free Income Fund | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||||||||||||||
Morgan Stanley
Pacific Growth |
None | None | None | None | None | None | Invesco Pacific Growth | 1.88 | % | 2.63 | % | 2.63 | % | 2.13 | % | 1.63 | % | |||||||||||||||||||||||||||||||||
Morgan Stanley S&P
500 Index |
0.59 | % | 1.34 | % | 1.34 | % | 0.34 | % | Invesco S&P 500 Index | 0.65 | % | 1.40 | % | 1.40 | % | 0.40 | % | |||||||||||||||||||||||||||||||||
Morgan Stanley
Small-Mid Special
Value |
None | None | None | None | Invesco Small-Mid Special Value | 1.46 | % | 2.21 | % | 2.21 | % | 1.21 | % | |||||||||||||||||||||||||||||||||||||
Morgan Stanley
Special Value |
None | None | None | None | Invesco Special Value | 1.34 | % | 2.09 | % | 2.09 | % | 1.09 | % | |||||||||||||||||||||||||||||||||||||
Morgan Stanley
Tax-Exempt
Securities Trust |
None | None | None | None | Invesco Tax-Exempt Securities Fund | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||||||||||||||||||
Morgan Stanley
Technology |
None | None | None | None | Invesco Technology Fund | 2.00 | % | 2.75 | % | 2.75 | % | 1.75 | % | |||||||||||||||||||||||||||||||||||||
Morgan Stanley U.S.
Mid Cap Value Fund
(Inst) *** |
None | None | Invesco U.S. Mid Cap Value Fund | 1.27 | % | 1.02 | % | |||||||||||||||||||||||||||||||||||||||||||
Morgan Stanley U.S.
Small Cap Value
Fund (Inst) *** |
None | Invesco U.S. Small Cap Value Fund | 1.12 | % | 0.87 | % | ||||||||||||||||||||||||||||||||||||||||||||
Morgan Stanley U.S.
Small/Mid Cap Value
Fund (Inst) *** |
None | Invesco U.S. Small/Mid Cap Value Fund | [ ] | [ ] | ||||||||||||||||||||||||||||||||||||||||||||||
Morgan Stanley Value |
None | None | None | None | Invesco Value Fund | 1.25 | % | 2.00 | % | 2.00 | % | 1.00 | % | |||||||||||||||||||||||||||||||||||||
Morgan Stanley
Value Fund (Inst)
*** |
None | Invesco Value II Fund | 1.01 | % | 0.76 | % |
* | In addition, Class P has an expense limit of 1.25% and 0.95% for Morgan Stanley International Growth Equity Fund and Morgan Stanley Large Cap Relative Value Fund, respectively. | |
** | In addition, Class P, Class H and Class L have expense limits of 0.75%, 0.75% and 1.00%, respectively. | |
*** | There are currently no expense limits in place for Class P. | |
(9) | The Total Annual Fund Operating Expenses listed above in the fee tables are based on the average net assets of the Fund as of its fiscal year end. To the extent that the Funds average net assets decrease over the Funds next fiscal year, such expenses can be expected to increase, potentially significantly, because certain fixed costs will be spread over a smaller amount of assets. |
(10) | The Total Annual Fund Operating Expenses disclosed above in the fee tables do not include a rebate of certain Fund expense in connection with investments in Morgan Stanley Institutional Liquidity Funds-Money Market Portfolio-Institutional Class during the fiscal period, which had a net effect on the Funds total annual operating expenses as shown below in the table: |
MS Fund | Rebate | |||
MS Balanced Fund |
0.01 | % | ||
MS Commodities Alpha |
0.05 | % | ||
MS FX Alpha Plus Strategy |
0.04 | % | ||
MS FX Alpha Strategy |
0.04 | % |
(11) | Currently, the distributor has voluntarily agreed to waive the 12b-1 fee on Class B shares to the extent it exceeds 0.24% of the average daily net assets of such shares on an annualized basis. The distributor may discontinue this waiver in the future. | |
(12) | Reflects current rather than historical fees. Other Expenses include the expenses of the Funds subsidiary, which are borne entirely by the Funds investment adviser. | |
(13) | As of the date of this Fee Table, Class B shares were not operational. Expense information shown is that of Class I and includes the distribution and shareholder services fee of 1.00% in the case of Class B shares. | |
(14) | For The FX Alpha Strategy Portfolio, the advisory fee is the Funds annual base advisory fee. On a monthly basis, the base fee
either will remain unadjusted or will be adjusted up or down depending upon the investment
performance of the Funds shares during the most recent 12-month period. The base fee is
adjusted (i) upward if the Funds return during the applicable 12-month period exceeds the
U.S. Dollar London Interbank Offering Rate (LIBOR) plus 2.50% and (ii) downward if the
Funds return during the applicable 12-month period is less than LIBOR minus 2.50%. The
upward or downward adjustment, if any, is 20% of the amount by which the Fund outperforms or
underperforms LIBOR plus or minus 2.50%, respectively. The maximum or minimum adjustment over
any 12-month period will be 0.275%. As a result, the Fund could pay an annualized advisory
fee that ranges from 0.275% to 0.825% of the Funds average daily net assets. The performance
adjustment for each class of shares will be based on the performance of the Class I shares. For The FX Alpha Plus Strategy Portfolio, the advisory fee shown is the Portfolios annual base advisory fee. On a monthly basis, the base fee either will remain unadjusted or will be adjusted up or down depending upon the investment performance of the Portfolios shares during the most recent 12-month period. The base fee is adjusted (i) upward if the Portfolios return during the applicable 12-month period exceeds the U.S. Dollar London Interbank Offering Rate (LIBOR) plus 6.00% and (ii) downward if the Portfolios return during the applicable 12-month period is less than LIBOR minus 6.00%. The upward or downward adjustment, if any, is 20% of the amount by which the portfolio outperforms or underperforms LIBOR plus or minus 6.00%, respectively. The maximum or minimum adjustment over any 12-month period will be 0.550%. As a result, the Portfolio could pay an annualized advisory fee that ranges from 0.550% to 1.65% of the Portfolios average daily net assets. The performance adjustment for each class of shares will be based on the performance of the Class I shares. |
|
(15) | Other Expense includes sub-transfer agency fees that are incurred on a class-by-class basis. | |
(16) | As of the date of this Fee Table, Class R and Class W shares were not operational. The expense information shown is that of Class I and includes the distribution and shareholder services fees of 0.50% in the case of Class R shares and 0.35% in the case of Class W shares. |
with redemptions | without redemptions | |||||||||||||||||||||||||||||||
Class | 1 Year | 3 Years | 5 Years | 10 Years | 1 Year | 3 Years | 5 Years | 10 Years | ||||||||||||||||||||||||
Morgan Stanley Alternative Opportunties Fund as of 7/31/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 620 | $ | 927 | $ | 1,255 | $ | 2,180 | $ | 620 | $ | 927 | $ | 1,255 | $ | 2,180 | ||||||||||||||||
C merging into New Fund C |
$ | 334 | $ | 721 | $ | 1,235 | $ | 2,646 | $ | 234 | $ | 721 | $ | 1,235 | $ | 2,646 | ||||||||||||||||
W merging into New Fund A |
$ | 169 | $ | 523 | $ | 902 | $ | 1,965 | $ | 169 | $ | 523 | $ | 902 | $ | 1,965 | ||||||||||||||||
R merging into New Fund R |
$ | 184 | $ | 569 | $ | 980 | $ | 2,127 | $ | 184 | $ | 569 | $ | 980 | $ | 2,127 | ||||||||||||||||
I merging into New Fund Y |
$ | 133 | $ | 415 | $ | 718 | $ | 1,579 | $ | 133 | $ | 415 | $ | 718 | $ | 1,579 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 7/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 694 | $ | 1,082 | $ | 1,577 | $ | 2,936 | $ | 694 | $ | 1,082 | $ | 1,577 | $ | 2,936 | ||||||||||||||||
C |
$ | 334 | $ | 808 | $ | 1,493 | $ | 3,321 | $ | 234 | $ | 808 | $ | 1,493 | $ | 3,321 | ||||||||||||||||
R |
$ | 184 | $ | 657 | $ | 1,244 | $ | 2,838 | $ | 184 | $ | 657 | $ | 1,244 | $ | 2,838 | ||||||||||||||||
Y |
$ | 133 | $ | 504 | $ | 989 | $ | 2,328 | $ | 133 | $ | 504 | $ | 989 | $ | 2,328 | ||||||||||||||||
Morgan Stanley Balanced Fund as of 1/31/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 631 | $ | 856 | $ | 1,099 | $ | 1,795 | $ | 631 | $ | 856 | $ | 1,099 | $ | 1,795 | ||||||||||||||||
B merging into New Fund B |
$ | 688 | $ | 882 | $ | 1,201 | $ | 1,973 | $ | 188 | $ | 582 | $ | 1,001 | $ | 1,973 | ||||||||||||||||
C merging into New Fund C |
$ | 288 | $ | 582 | $ | 1,001 | $ | 2,169 | $ | 188 | $ | 582 | $ | 1,001 | $ | 2,169 | ||||||||||||||||
I merging into New Fund Y |
$ | 87 | $ | 271 | $ | 471 | $ | 1,049 | $ | 87 | $ | 271 | $ | 471 | $ | 1,049 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 1/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 653 | $ | 872 | $ | 1,108 | $ | 1,784 | $ | 653 | $ | 872 | $ | 1,108 | $ | 1,784 | ||||||||||||||||
B |
$ | 685 | $ | 873 | $ | 1,185 | $ | 1,940 | $ | 185 | $ | 573 | $ | 985 | $ | 1,940 | ||||||||||||||||
C |
$ | 285 | $ | 573 | $ | 985 | $ | 2,137 | $ | 185 | $ | 573 | $ | 985 | $ | 2,137 | ||||||||||||||||
Y |
$ | 84 | $ | 262 | $ | 455 | $ | 1,014 | $ | 84 | $ | 262 | $ | 455 | $ | 1,014 | ||||||||||||||||
Morgan Stanley California Tax-Free Income Fund as of 06/30/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 508 | $ | 685 | $ | 876 | $ | 1,429 | $ | 508 | $ | 685 | $ | 876 | $ | 1,429 | ||||||||||||||||
B merging into New Fund B |
$ | 586 | $ | 568 | $ | 666 | $ | 1,037 | $ | 86 | $ | 268 | $ | 466 | $ | 1,037 | ||||||||||||||||
C merging into New Fund C |
$ | 237 | $ | 428 | $ | 739 | $ | 1,624 | $ | 137 | $ | 428 | $ | 739 | $ | 1,624 | ||||||||||||||||
I merging into New Fund Y |
$ | 61 | $ | 192 | $ | 335 | $ | 750 | $ | 61 | $ | 192 | $ | 335 | $ | 750 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | ||||||||||||||||
B |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
C |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Y |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Morgan Stanley Commodities Alpha Fund as of 7/31/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 594 | $ | 847 | $ | 1,119 | $ | 1,893 | $ | 594 | $ | 847 | $ | 1,119 | $ | 1,893 | ||||||||||||||||
B merging into New Fund B |
$ | 703 | $ | 927 | $ | 1,278 | $ | 2,129 | $ | 203 | $ | 627 | $ | 1,078 | $ | 2,129 | ||||||||||||||||
C merging into New Fund C |
$ | 303 | $ | 627 | $ | 1,078 | $ | 2,327 | $ | 203 | $ | 627 | $ | 1,078 | $ | 2,327 | ||||||||||||||||
W merging into New Fund A |
$ | 137 | $ | 428 | $ | 739 | $ | 1,624 | $ | 137 | $ | 428 | $ | 739 | $ | 1,624 | ||||||||||||||||
R merging into New Fund R |
$ | 153 | $ | 474 | $ | 818 | $ | 1,791 | $ | 153 | $ | 474 | $ | 818 | $ | 1,791 | ||||||||||||||||
I merging into New Fund Y |
$ | 102 | $ | 318 | $ | 552 | $ | 1,225 | $ | 102 | $ | 318 | $ | 552 | $ | 1,225 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 7/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 668 | $ | 950 | $ | 1,283 | $ | 2,224 | $ | 668 | $ | 950 | $ | 1,283 | $ | 2,224 | ||||||||||||||||
B |
$ | 703 | $ | 959 | $ | 1,374 | $ | 2,394 | $ | 203 | $ | 659 | $ | 1,174 | $ | 2,394 | ||||||||||||||||
C |
$ | 303 | $ | 659 | $ | 1,174 | $ | 2,588 | $ | 203 | $ | 659 | $ | 1,174 | $ | 2,588 | ||||||||||||||||
R |
$ | 153 | $ | 506 | $ | 917 | $ | 2,065 | $ | 153 | $ | 506 | $ | 917 | $ | 2,065 | ||||||||||||||||
Y |
$ | 102 | $ | 351 | $ | 654 | $ | 1,514 | $ | 102 | $ | 351 | $ | 654 | $ | 1,514 | ||||||||||||||||
Morgan Stanley Convertible Securities Trust as of 9/30/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 648 | $ | 907 | $ | 1,185 | $ | 1,978 | $ | 648 | $ | 907 | $ | 1,185 | $ | 1,978 | ||||||||||||||||
B merging into New Fund B |
$ | 705 | $ | 934 | $ | 1,288 | $ | 2,155 | $ | 205 | $ | 634 | $ | 1,088 | $ | 2,155 | ||||||||||||||||
C merging into New Fund C |
$ | 305 | $ | 634 | $ | 1,088 | $ | 2,348 | $ | 205 | $ | 634 | $ | 1,088 | $ | 2,348 | ||||||||||||||||
I merging into New Fund Y |
$ | 104 | $ | 325 | $ | 563 | $ | 1,248 | $ | 104 | $ | 325 | $ | 563 | $ | 1,248 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 672 | $ | 931 | $ | 1,209 | $ | 2,000 | $ | 672 | $ | 931 | $ | 1,209 | $ | 2,000 | ||||||||||||||||
B |
$ | 705 | $ | 934 | $ | 1,288 | $ | 2,155 | $ | 205 | $ | 634 | $ | 1,088 | $ | 2,155 | ||||||||||||||||
C |
$ | 305 | $ | 634 | $ | 1,088 | $ | 2,348 | $ | 205 | $ | 634 | $ | 1,088 | $ | 2,348 | ||||||||||||||||
Y |
$ | 104 | $ | 325 | $ | 563 | $ | 1,248 | $ | 104 | $ | 325 | $ | 563 | $ | 1,248 | ||||||||||||||||
Morgan Stanley Dividend Growth Securities Inc as of 2/28/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 617 | $ | 812 | $ | 1,023 | $ | 1,630 | $ | 617 | $ | 812 | $ | 1,023 | $ | 1,630 | ||||||||||||||||
B merging into New Fund B |
$ | 596 | $ | 600 | $ | 720 | $ | 1,155 | $ | 96 | $ | 300 | $ | 520 | $ | 1,155 | ||||||||||||||||
C merging into New Fund C |
$ | 273 | $ | 536 | $ | 923 | $ | 2,009 | $ | 173 | $ | 536 | $ | 923 | $ | 2,009 | ||||||||||||||||
I merging into New Fund Y |
$ | 72 | $ | 224 | $ | 390 | $ | 871 | $ | 72 | $ | 224 | $ | 390 | $ | 871 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 2/28/09 |
||||||||||||||||||||||||||||||||
A |
$ | 638 | $ | 824 | $ | 1,026 | $ | 1,608 | $ | 638 | $ | 824 | $ | 1,026 | $ | 1,608 | ||||||||||||||||
B |
$ | 592 | $ | 587 | $ | 698 | $ | 1,108 | $ | 92 | $ | 287 | $ | 498 | $ | 1,108 | ||||||||||||||||
C |
$ | 269 | $ | 523 | $ | 902 | $ | 1,965 | $ | 169 | $ | 523 | $ | 902 | $ | 1,965 | ||||||||||||||||
Y |
$ | 67 | $ | 211 | $ | 368 | $ | 822 | $ | 67 | $ | 211 | $ | 368 | $ | 822 |
with redemptions | without redemptions | |||||||||||||||||||||||||||||||
Class | 1 Year | 3 Years | 5 Years | 10 Years | 1 Year | 3 Years | 5 Years | 10 Years | ||||||||||||||||||||||||
Morgan
Stanley Equally-Weighted S&P 500 Fund as of 6/30/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 598 | $ | 752 | $ | 920 | $ | 1,406 | $ | 598 | $ | 752 | $ | 920 | $ | 1,406 | ||||||||||||||||
B merging into New Fund B |
$ | 653 | $ | 774 | $ | 1,018 | $ | 1,588 | $ | 153 | $ | 474 | $ | 818 | $ | 1,588 | ||||||||||||||||
C merging into New Fund C |
$ | 253 | $ | 474 | $ | 818 | $ | 1,791 | $ | 153 | $ | 474 | $ | 818 | $ | 1,791 | ||||||||||||||||
W merging into New Fund A |
$ | 87 | $ | 271 | $ | 471 | $ | 1,049 | $ | 87 | $ | 271 | $ | 471 | $ | 1,049 | ||||||||||||||||
R merging into New Fund R |
$ | 102 | $ | 318 | $ | 552 | $ | 1,225 | $ | 102 | $ | 318 | $ | 552 | $ | 1,225 | ||||||||||||||||
I merging into New Fund Y |
$ | 51 | $ | 160 | $ | 280 | $ | 628 | $ | 51 | $ | 160 | $ | 280 | $ | 628 | ||||||||||||||||
Pro
Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 619 | $ | 765 | $ | 923 | $ | 1,384 | $ | 619 | $ | 765 | $ | 923 | $ | 1,384 | ||||||||||||||||
B |
$ | 649 | $ | 762 | $ | 997 | $ | 1,543 | $ | 149 | $ | 462 | $ | 797 | $ | 1,543 | ||||||||||||||||
C |
$ | 249 | $ | 462 | $ | 797 | $ | 1,746 | $ | 149 | $ | 462 | $ | 797 | $ | 1,746 | ||||||||||||||||
R |
$ | 98 | $ | 306 | $ | 531 | $ | 1,178 | $ | 98 | $ | 306 | $ | 531 | $ | 1,178 | ||||||||||||||||
Y |
$ | 47 | $ | 148 | $ | 258 | $ | 579 | $ | 47 | $ | 148 | $ | 258 | $ | 579 | ||||||||||||||||
Morgan
Stanley Fundamental Value Fund as of 9/30/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 684 | $ | 1,018 | $ | 1,375 | $ | 2,377 | $ | 684 | $ | 1,018 | $ | 1,375 | $ | 2,377 | ||||||||||||||||
B merging into New Fund B |
$ | 660 | $ | 796 | $ | 1,055 | $ | 1,867 | $ | 160 | $ | 496 | $ | 855 | $ | 1,867 | ||||||||||||||||
C merging into New Fund C |
$ | 343 | $ | 748 | $ | 1,280 | $ | 2,736 | $ | 243 | $ | 748 | $ | 1,280 | $ | 2,736 | ||||||||||||||||
I merging into New Fund Y |
$ | 143 | $ | 443 | $ | 766 | $ | 1,680 | $ | 143 | $ | 443 | $ | 766 | $ | 1,680 | ||||||||||||||||
Pro
Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 709 | $ | 1,047 | $ | 1,413 | $ | 2,440 | $ | 709 | $ | 1,047 | $ | 1,413 | $ | 2,440 | ||||||||||||||||
B |
$ | 660 | $ | 801 | $ | 1,072 | $ | 1,913 | $ | 160 | $ | 501 | $ | 872 | $ | 1,913 | ||||||||||||||||
C |
$ | 343 | $ | 754 | $ | 1,296 | $ | 2,778 | $ | 243 | $ | 754 | $ | 1,296 | $ | 2,778 | ||||||||||||||||
Y |
$ | 143 | $ | 449 | $ | 782 | $ | 1,726 | $ | 143 | $ | 449 | $ | 782 | $ | 1,726 | ||||||||||||||||
Morgan
Stanley FX Alpha Plus Strategy Fund as of 10/31/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 578 | $ | 953 | $ | 1,351 | $ | 2,462 | $ | 578 | $ | 953 | $ | 1,351 | $ | 2,462 | ||||||||||||||||
C merging into New Fund C |
$ | 355 | $ | 785 | $ | 1,340 | $ | 2,856 | $ | 255 | $ | 785 | $ | 1,340 | $ | 2,856 | ||||||||||||||||
W merging into New Fund A |
$ | 197 | $ | 609 | $ | 1,047 | $ | 2,264 | $ | 197 | $ | 609 | $ | 1,047 | $ | 2,264 | ||||||||||||||||
R merging into New Fund R |
$ | 212 | $ | 655 | $ | 1,124 | $ | 2,421 | $ | 212 | $ | 655 | $ | 1,124 | $ | 2,421 | ||||||||||||||||
I merging into New Fund Y |
$ | 162 | $ | 502 | $ | 866 | $ | 1,889 | $ | 162 | $ | 502 | $ | 866 | $ | 1,889 | ||||||||||||||||
Pro
Forma Acquiring Fund combined as of 10/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 652 | $ | 1,044 | $ | 1,480 | $ | 2,690 | $ | 652 | $ | 1,044 | $ | 1,480 | $ | 2,690 | ||||||||||||||||
C |
$ | 355 | $ | 805 | $ | 1,403 | $ | 3,021 | $ | 255 | $ | 805 | $ | 1,403 | $ | 3,021 | ||||||||||||||||
R |
$ | 212 | $ | 676 | $ | 1,188 | $ | 2,594 | $ | 212 | $ | 676 | $ | 1,188 | $ | 2,594 | ||||||||||||||||
Y |
$ | 162 | $ | 523 | $ | 931 | $ | 2,071 | $ | 162 | $ | 523 | $ | 931 | $ | 2,071 | ||||||||||||||||
Morgan
Stanley FX Alpha Strategy Fund as of 10/31/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 350 | $ | 616 | $ | 1,052 | $ | 1,713 | $ | 350 | $ | 616 | $ | 1,052 | $ | 1,713 | ||||||||||||||||
C merging into New Fund C |
$ | 255 | $ | 557 | $ | 959 | $ | 2,084 | $ | 180 | $ | 557 | $ | 959 | $ | 2,084 | ||||||||||||||||
W merging into New Fund A |
$ | 139 | $ | 434 | $ | 750 | $ | 1,646 | $ | 139 | $ | 434 | $ | 750 | $ | 1,646 | ||||||||||||||||
R merging into New Fund R |
$ | 155 | $ | 480 | $ | 652 | $ | 1,813 | $ | 155 | $ | 480 | $ | 652 | $ | 1,813 | ||||||||||||||||
I merging into New Fund Y |
$ | 104 | $ | 325 | $ | 563 | $ | 1,248 | $ | 104 | $ | 325 | $ | 563 | $ | 1,248 | ||||||||||||||||
Pro
Forma Acquiring Fund combined as of 10/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 375 | $ | 777 | $ | 1,341 | $ | 2,875 | $ | 375 | $ | 777 | $ | 1,349 | $ | 2,888 | ||||||||||||||||
C |
$ | 280 | $ | 696 | $ | 1,376 | $ | 3,194 | $ | 180 | $ | 696 | $ | 1,376 | $ | 3,194 | ||||||||||||||||
R |
$ | 155 | $ | 620 | $ | 1,251 | $ | 2,951 | $ | 155 | $ | 620 | $ | 1,251 | $ | 2,951 | ||||||||||||||||
Y |
$ | 104 | $ | 466 | $ | 995 | $ | 2,447 | $ | 104 | $ | 466 | $ | 995 | $ | 2,447 | ||||||||||||||||
Morgan
Stanley Global Advantage Fund as of 5/31/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 661 | $ | 948 | $ | 1,256 | $ | 2,127 | $ | 661 | $ | 948 | $ | 1,256 | $ | 2,127 | ||||||||||||||||
B merging into New Fund B |
$ | 719 | $ | 976 | $ | 1,359 | $ | 2,303 | $ | 219 | $ | 676 | $ | 1,159 | $ | 2,303 | ||||||||||||||||
C merging into New Fund C |
$ | 319 | $ | 676 | $ | 1,159 | $ | 2,493 | $ | 219 | $ | 676 | $ | 1,159 | $ | 2,493 | ||||||||||||||||
I merging into New Fund Y |
$ | 118 | $ | 368 | $ | 638 | $ | 1,409 | $ | 118 | $ | 368 | $ | 638 | $ | 1,409 | ||||||||||||||||
Pro
Forma Acquiring Fund combined as of 5/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 684 | $ | 966 | $ | 1,269 | $ | 2,127 | $ | 684 | $ | 966 | $ | 1,269 | $ | 2,127 | ||||||||||||||||
B |
$ | 717 | $ | 970 | $ | 1,349 | $ | 2,282 | $ | 217 | $ | 670 | $ | 1,149 | $ | 2,282 | ||||||||||||||||
C |
$ | 317 | $ | 670 | $ | 1,149 | $ | 2,472 | $ | 217 | $ | 670 | $ | 1,149 | $ | 2,472 | ||||||||||||||||
Y |
$ | 116 | $ | 362 | $ | 628 | $ | 1,386 | $ | 116 | $ | 362 | $ | 628 | $ | 1,386 | ||||||||||||||||
Morgan
Stanley Global Dividend Growth Securities as of 3/31/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 646 | $ | 901 | $ | 1,175 | $ | 1,957 | $ | 646 | $ | 901 | $ | 1,175 | $ | 1,957 | ||||||||||||||||
B merging into New Fund B |
$ | 621 | $ | 678 | $ | 854 | $ | 1,443 | $ | 121 | $ | 378 | $ | 654 | $ | 1,443 | ||||||||||||||||
C merging into New Fund C |
$ | 303 | $ | 627 | $ | 1,078 | $ | 2,327 | $ | 203 | $ | 627 | $ | 1,078 | $ | 2,327 | ||||||||||||||||
I merging into New Fund Y |
$ | 102 | $ | 318 | $ | 552 | $ | 1,225 | $ | 102 | $ | 318 | $ | 552 | $ | 1,225 | ||||||||||||||||
Pro
Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 667 | $ | 913 | $ | 1,178 | $ | 1,935 | $ | 667 | $ | 913 | $ | 1,178 | $ | 1,935 | ||||||||||||||||
B |
$ | 617 | $ | 665 | $ | 833 | $ | 1,398 | $ | 117 | $ | 365 | $ | 633 | $ | 1,398 | ||||||||||||||||
C |
$ | 299 | $ | 615 | $ | 1,057 | $ | 2,285 | $ | 199 | $ | 615 | $ | 1,057 | $ | 2,285 | ||||||||||||||||
Y |
$ | 98 | $ | 306 | $ | 531 | $ | 1,178 | $ | 98 | $ | 306 | $ | 531 | $ | 1,178 |
with redemptions | without redemptions | |||||||||||||||||||||||||||||||
Class | 1 Year | 3 Years | 5 Years | 10 Years | 1 Year | 3 Years | 5 Years | 10 Years | ||||||||||||||||||||||||
Morgan Stanley Health Sciences Trust as of 7/31/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 684 | $ | 1,018 | $ | 1,375 | $ | 2,377 | $ | 684 | $ | 1,018 | $ | 1,375 | $ | 2,377 | ||||||||||||||||
B merging into New Fund B |
$ | 743 | $ | 1,048 | $ | 1,480 | $ | 2,550 | $ | 243 | $ | 748 | $ | 1,280 | $ | 2,550 | ||||||||||||||||
C merging into New Fund C |
$ | 343 | $ | 748 | $ | 1,280 | $ | 2,736 | $ | 243 | $ | 748 | $ | 1,280 | $ | 2,736 | ||||||||||||||||
I merging into New Fund Y |
$ | 143 | $ | 443 | $ | 766 | $ | 1,680 | $ | 143 | $ | 443 | $ | 766 | $ | 1,680 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 7/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 706 | $ | 1,033 | $ | 1,383 | $ | 2,366 | $ | 706 | $ | 1,033 | $ | 1,383 | $ | 2,366 | ||||||||||||||||
B |
$ | 740 | $ | 1,039 | $ | 1,465 | $ | 2,520 | $ | 240 | $ | 739 | $ | 1,265 | $ | 2,520 | ||||||||||||||||
C |
$ | 340 | $ | 739 | $ | 1,265 | $ | 2,706 | $ | 240 | $ | 739 | $ | 1,265 | $ | 2,706 | ||||||||||||||||
Y |
$ | 139 | $ | 434 | $ | 750 | $ | 1,646 | $ | 139 | $ | 434 | $ | 750 | $ | 1,646 | ||||||||||||||||
Morgan Stanley High Yield Securities Inc. as of 8/31/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 633 | $ | 1,067 | $ | 1,525 | $ | 2,792 | $ | 633 | $ | 1,067 | $ | 1,525 | $ | 2,792 | ||||||||||||||||
B merging into New Fund B |
$ | 767 | $ | 1,120 | $ | 1,600 | $ | 2,853 | $ | 267 | $ | 820 | $ | 1,400 | $ | 2,853 | ||||||||||||||||
C merging into New Fund C |
$ | 377 | $ | 850 | $ | 1,450 | $ | 3,070 | $ | 277 | $ | 850 | $ | 1,450 | $ | 3,070 | ||||||||||||||||
I merging into New Fund Y |
$ | 192 | $ | 594 | $ | 1,021 | $ | 2,212 | $ | 192 | $ | 594 | $ | 1,021 | $ | 2,212 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 682 | $ | 1,115 | $ | 1,576 | $ | 2,846 | $ | 682 | $ | 1,115 | $ | 1,576 | $ | 2,846 | ||||||||||||||||
B |
$ | 767 | $ | 1,122 | $ | 1,606 | $ | 2,869 | $ | 267 | $ | 822 | $ | 1,406 | $ | 2,869 | ||||||||||||||||
C |
$ | 377 | $ | 852 | $ | 1,456 | $ | 3,087 | $ | 276 | $ | 852 | $ | 1,456 | $ | 3,087 | ||||||||||||||||
Y |
$ | 192 | $ | 596 | $ | 1,028 | $ | 2,229 | $ | 192 | $ | 596 | $ | 1,028 | $ | 2,229 | ||||||||||||||||
Morgan Stanley International Growth Equity Portfolio (Inst)
as of 06/30/09 |
||||||||||||||||||||||||||||||||
P merging into New Fund A |
$ | 128 | $ | 400 | $ | 692 | $ | 1,523 | $ | 128 | $ | 400 | $ | 692 | $ | 1,523 | ||||||||||||||||
I merging into New Fund Y |
$ | 103 | $ | 322 | $ | 558 | $ | 1,236 | $ | 103 | $ | 322 | $ | 558 | $ | 1,236 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | ||||||||||||||||
Y |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Morgan Stanley Large Cap Relative Value Portfolio (Inst) as of 06/30/09 |
||||||||||||||||||||||||||||||||
P merging into New Fund A |
$ | 98 | $ | 306 | $ | 531 | $ | 1,178 | $ | 98 | $ | 306 | $ | 531 | $ | 1,178 | ||||||||||||||||
I merging into New Fund Y |
$ | 73 | $ | 227 | $ | 395 | $ | 883 | $ | 73 | $ | 227 | $ | 395 | $ | 883 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | ||||||||||||||||
Y |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Morgan Stanley Mid-Cap Value Fund as of 8/31/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 683 | $ | 1,015 | $ | 1,370 | $ | 2,367 | $ | 683 | $ | 1,015 | $ | 1,370 | $ | 2,367 | ||||||||||||||||
B merging into New Fund B |
$ | 742 | $ | 1,045 | $ | 1,475 | $ | 2,540 | $ | 242 | $ | 745 | $ | 1,275 | $ | 2,540 | ||||||||||||||||
C merging into New Fund C |
$ | 342 | $ | 745 | $ | 1,275 | $ | 2,726 | $ | 242 | $ | 745 | $ | 1,275 | $ | 2,726 | ||||||||||||||||
I merging into New Fund Y |
$ | 142 | $ | 440 | $ | 761 | $ | 1,669 | $ | 142 | $ | 440 | $ | 761 | $ | 1,669 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 706 | $ | 1,033 | $ | 1,383 | $ | 2,366 | $ | 706 | $ | 1,033 | $ | 1,383 | $ | 2,366 | ||||||||||||||||
B |
$ | 740 | $ | 1,039 | $ | 1,465 | $ | 2,520 | $ | 240 | $ | 739 | $ | 1,265 | $ | 2,520 | ||||||||||||||||
C |
$ | 340 | $ | 739 | $ | 1,265 | $ | 2,706 | $ | 240 | $ | 739 | $ | 1,265 | $ | 2,706 | ||||||||||||||||
Y |
$ | 139 | $ | 434 | $ | 750 | $ | 1,646 | $ | 139 | $ | 434 | $ | 750 | $ | 1,646 | ||||||||||||||||
Morgan Stanley Municipal Portfolio (Inst) as of 09/30/09 |
||||||||||||||||||||||||||||||||
P merging into New Fund A |
$ | 77 | 240 | 417 | 930 | $ | 77 | 240 | 417 | 930 | ||||||||||||||||||||||
H merging into New Fund A |
$ | 424 | 581 | 752 | 1,248 | $ | 424 | 581 | 752 | 1,248 | ||||||||||||||||||||||
L merging into New Fund A |
$ | 102 | 318 | 552 | 1,225 | $ | 102 | 318 | 552 | 1,225 | ||||||||||||||||||||||
I merging into New Fund Y |
$ | 51 | 160 | 280 | 628 | $ | 51 | 160 | 280 | 628 | ||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 548 | 705 | 879 | 1,380 | $ | 548 | 705 | 879 | 1,380 | ||||||||||||||||||||||
Y |
$ | 51 | 163 | 287 | 649 | $ | 51 | 163 | 287 | 649 |
with redemptions | without redemptions | |||||||||||||||||||||||||||||||
Class | 1 Year | 3 Years | 5 Years | 10 Years | 1 Year | 3 Years | 5 Years | 10 Years | ||||||||||||||||||||||||
Morgan Stanley New York Tax-Free Income Fund as of 06/30/2009 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 513 | $ | 700 | $ | 902 | $ | 1,486 | $ | 513 | $ | 700 | $ | 902 | $ | 1,486 | ||||||||||||||||
B merging into New Fund B |
$ | 591 | $ | 584 | $ | 693 | $ | 1,096 | $ | 91 | $ | 284 | $ | 493 | $ | 1,096 | ||||||||||||||||
C merging into New Fund C |
$ | 243 | $ | 443 | $ | 766 | $ | 1,680 | $ | 143 | $ | 443 | $ | 766 | $ | 1,680 | ||||||||||||||||
I merging into New Fund Y |
$ | 66 | $ | 208 | $ | 362 | $ | 810 | $ | 66 | $ | 208 | $ | 362 | $ | 810 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | ||||||||||||||||
B |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
C |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Y |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Morgan Stanley Pacific Growth Fund as of 10/31/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 706 | $ | 1,085 | $ | 1,488 | $ | 2,610 | $ | 706 | $ | 1,085 | $ | 1,488 | $ | 2,610 | ||||||||||||||||
B merging into New Fund B |
$ | 766 | $ | 1,117 | $ | 1,595 | $ | 2,782 | $ | 266 | $ | 817 | $ | 1,395 | $ | 2,782 | ||||||||||||||||
C merging into New Fund C |
$ | 366 | $ | 817 | $ | 1,395 | $ | 2,964 | $ | 266 | $ | 817 | $ | 1,395 | $ | 2,964 | ||||||||||||||||
W merging into New Fund A |
$ | 201 | $ | 621 | $ | 1,068 | $ | 2,306 | $ | 201 | $ | 621 | $ | 1,068 | $ | 2,306 | ||||||||||||||||
R merging into New Fund R |
$ | 216 | $ | 667 | $ | 1,144 | $ | 2,462 | $ | 216 | $ | 667 | $ | 1,144 | $ | 2,462 | ||||||||||||||||
I merging into New Fund Y |
$ | 166 | $ | 514 | $ | 887 | $ | 1,933 | $ | 166 | $ | 514 | $ | 887 | $ | 1,933 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 10/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 730 | $ | 1,108 | $ | 1,510 | $ | 2,630 | $ | 730 | $ | 1,108 | $ | 1,510 | $ | 2,630 | ||||||||||||||||
B |
$ | 766 | $ | 1,117 | $ | 1,595 | $ | 2,782 | $ | 266 | $ | 817 | $ | 1,395 | $ | 2,782 | ||||||||||||||||
C |
$ | 366 | $ | 817 | $ | 1,395 | $ | 2,964 | $ | 266 | $ | 817 | $ | 1,395 | $ | 2,964 | ||||||||||||||||
R |
$ | 216 | $ | 667 | $ | 1,144 | $ | 2,462 | $ | 216 | $ | 667 | $ | 1,144 | $ | 2,462 | ||||||||||||||||
Y |
$ | 166 | $ | 514 | $ | 887 | $ | 1,933 | $ | 166 | $ | 514 | $ | 887 | $ | 1,933 | ||||||||||||||||
Morgan Stanley S&P 500 Index Fund as of 8/31/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 588 | $ | 722 | $ | 868 | $ | 1,293 | $ | 588 | $ | 722 | $ | 868 | $ | 1,293 | ||||||||||||||||
B merging into New Fund B |
$ | 643 | $ | 743 | $ | 966 | $ | 1,475 | $ | 143 | $ | 443 | $ | 766 | $ | 1,475 | ||||||||||||||||
C merging into New Fund C |
$ | 243 | $ | 443 | $ | 766 | $ | 1,680 | $ | 143 | $ | 443 | $ | 766 | $ | 1,680 | ||||||||||||||||
I merging into New Fund Y |
$ | 41 | $ | 128 | $ | 224 | $ | 505 | $ | 41 | $ | 128 | $ | 224 | $ | 505 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 8/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 613 | $ | 752 | $ | 909 | $ | 1,364 | $ | 613 | $ | 752 | $ | 909 | $ | 1,364 | ||||||||||||||||
B |
$ | 643 | $ | 749 | $ | 982 | $ | 1,522 | $ | 143 | $ | 449 | $ | 782 | $ | 1,522 | ||||||||||||||||
C |
$ | 243 | $ | 449 | $ | 782 | $ | 1,726 | $ | 143 | $ | 449 | $ | 782 | $ | 1,726 | ||||||||||||||||
Y |
$ | 41 | $ | 134 | $ | 242 | $ | 557 | $ | 41 | $ | 134 | $ | 242 | $ | 557 | ||||||||||||||||
Morgan Stanley Small-Mid Special Value Fund as of 4/30/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 666 | $ | 962 | $ | 1,281 | $ | 2,180 | $ | 666 | $ | 962 | $ | 1,281 | $ | 2,180 | ||||||||||||||||
B merging into New Fund B |
$ | 635 | $ | 721 | $ | 929 | $ | 1,601 | $ | 135 | $ | 421 | $ | 729 | $ | 1,601 | ||||||||||||||||
C merging into New Fund C |
$ | 324 | $ | 691 | $ | 1,185 | $ | 2,544 | $ | 224 | $ | 691 | $ | 1,185 | $ | 2,544 | ||||||||||||||||
I merging into New Fund Y |
$ | 123 | $ | 384 | $ | 665 | $ | 1,466 | $ | 123 | $ | 384 | $ | 665 | $ | 1,466 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 4/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 689 | $ | 983 | $ | 1,299 | $ | 2,190 | $ | 689 | $ | 983 | $ | 1,299 | $ | 2,190 | ||||||||||||||||
B |
$ | 634 | $ | 718 | $ | 923 | $ | 1,590 | $ | 134 | $ | 418 | $ | 723 | $ | 1,590 | ||||||||||||||||
C |
$ | 323 | $ | 688 | $ | 1,180 | $ | 2,534 | $ | 223 | $ | 688 | $ | 1,180 | $ | 2,534 | ||||||||||||||||
Y |
$ | 122 | $ | 381 | $ | 660 | $ | 1,455 | $ | 122 | $ | 381 | $ | 660 | $ | 1,455 | ||||||||||||||||
Morgan Stanley Special Value Fund as of 7/31/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 654 | $ | 927 | $ | 1,221 | $ | 2,053 | $ | 654 | $ | 927 | $ | 1,221 | $ | 2,053 | ||||||||||||||||
B merging into New Fund B |
$ | 712 | $ | 955 | $ | 1,324 | $ | 2,229 | $ | 212 | $ | 655 | $ | 1,124 | $ | 2,229 | ||||||||||||||||
C merging into New Fund C |
$ | 312 | $ | 655 | $ | 1,124 | $ | 2,421 | $ | 212 | $ | 655 | $ | 1,124 | $ | 2,421 | ||||||||||||||||
W merging into New Fund A |
$ | 147 | $ | 456 | $ | 787 | $ | 1,724 | $ | 147 | $ | 456 | $ | 787 | $ | 1,724 | ||||||||||||||||
R merging into New Fund R |
$ | 162 | $ | 502 | $ | 866 | $ | 1,889 | $ | 162 | $ | 502 | $ | 866 | $ | 1,889 | ||||||||||||||||
I merging into New Fund Y |
$ | 111 | $ | 347 | $ | 601 | $ | 1,329 | $ | 111 | $ | 347 | $ | 601 | $ | 1,329 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 7/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 677 | $ | 945 | $ | 1,234 | $ | 2,053 | $ | 677 | $ | 945 | $ | 1,234 | $ | 2,053 | ||||||||||||||||
B |
$ | 710 | $ | 949 | $ | 1,314 | $ | 2,208 | $ | 210 | $ | 649 | $ | 1,114 | $ | 2,208 | ||||||||||||||||
C |
$ | 310 | $ | 649 | $ | 1,114 | $ | 2,400 | $ | 210 | $ | 649 | $ | 1,114 | $ | 2,400 | ||||||||||||||||
R |
$ | 160 | $ | 496 | $ | 855 | $ | 1,867 | $ | 160 | $ | 496 | $ | 855 | $ | 1,867 | ||||||||||||||||
Y |
$ | 109 | $ | 340 | $ | 590 | $ | 1,306 | $ | 109 | $ | 340 | $ | 590 | $ | 1,306 | ||||||||||||||||
Morgan Stanley Tax Exempt Securities Trust as of 06/30/2009 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 509 | $ | 688 | $ | 882 | $ | 1,441 | $ | 509 | $ | 688 | $ | 882 | $ | 1,441 | ||||||||||||||||
B merging into New Fund B |
$ | 623 | $ | 384 | $ | 665 | $ | 1,369 | $ | 123 | $ | 684 | $ | 865 | $ | 1,369 | ||||||||||||||||
C merging into New Fund C |
$ | 133 | $ | 415 | $ | 718 | $ | 1,579 | $ | 233 | $ | 415 | $ | 718 | $ | 1,579 | ||||||||||||||||
I merging into New Fund Y |
$ | 62 | $ | 195 | $ | 340 | $ | 762 | $ | 62 | $ | 195 | $ | 340 | $ | 762 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | ||||||||||||||||
B |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
C |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Y |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] |
with redemptions | without redemptions | |||||||||||||||||||||||||||||||
Class | 1 Year | 3 Years | 5 Years | 10 Years | 1 Year | 3 Years | 5 Years | 10 Years | ||||||||||||||||||||||||
Morgan Stanley Technology Fund as of 3/31/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 717 | $ | 1,120 | $ | 1,546 | $ | 2,730 | $ | 717 | $ | 1,120 | $ | 1,546 | $ | 2,730 | ||||||||||||||||
B merging into New Fund B |
$ | 778 | $ | 1,153 | $ | 1,654 | $ | 2,900 | $ | 278 | $ | 853 | $ | 1,454 | $ | 2,900 | ||||||||||||||||
C merging into New Fund C |
$ | 378 | $ | 853 | $ | 1,454 | $ | 3,080 | $ | 278 | $ | 853 | $ | 1,454 | $ | 3,080 | ||||||||||||||||
I merging into New Fund Y |
$ | 178 | $ | 551 | $ | 949 | $ | 2,062 | $ | 178 | $ | 551 | $ | 949 | $ | 2,062 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 3/31/09 |
||||||||||||||||||||||||||||||||
A |
$ | 742 | $ | 1,145 | $ | 1,575 | $ | 2,766 | $ | 742 | $ | 1,145 | $ | 1,575 | $ | 2,766 | ||||||||||||||||
B |
$ | 778 | $ | 1,155 | $ | 1,661 | $ | 2,917 | $ | 278 | $ | 855 | $ | 1,461 | $ | 2,917 | ||||||||||||||||
C |
$ | 378 | $ | 855 | $ | 1,461 | $ | 3,096 | $ | 278 | $ | 855 | $ | 1,461 | $ | 3,096 | ||||||||||||||||
Y |
$ | 178 | $ | 553 | $ | 955 | $ | 2,080 | $ | 178 | $ | 553 | $ | 955 | $ | 2,080 | ||||||||||||||||
Morgan Stanley U.S. Mid Cap Value Portfolio (Inst)
as of 09/30/09 |
||||||||||||||||||||||||||||||||
P merging into New Fund A |
$ | 130 | 406 | 702 | 1,545 | $ | 130 | 406 | 702 | 1,545 | ||||||||||||||||||||||
Investment merging into New Fund Y |
$ | 119 | 372 | 644 | 1,420 | $ | 119 | 372 | 644 | 1,420 | ||||||||||||||||||||||
I merging into New Fund Y |
$ | 104 | 325 | 563 | 1,248 | $ | 104 | 325 | 563 | 1,248 | ||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 669 | 922 | 1,194 | 1,967 | $ | 669 | 922 | 1,194 | 1,967 | ||||||||||||||||||||||
Y |
$ | 101 | 315 | 547 | 1,213 | $ | 101 | 315 | 547 | 1,213 | ||||||||||||||||||||||
Morgan Stanley U.S. Small/Mid Cap Value Portfolio
(Inst) as of 06/30/09 |
||||||||||||||||||||||||||||||||
P merging into New Fund A |
$ | 158 | 490 | 845 | 1,845 | $ | 158 | 490 | 845 | 1,845 | ||||||||||||||||||||||
I merging into New Fund Y |
$ | 132 | 412 | 713 | 1,568 | $ | 132 | 412 | 713 | 1,568 | ||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 6/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | $ | [ ] | ||||||||||||||||
Y |
[ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | [ ] | ||||||||||||||||||||||||
Morgan Stanley U.S. Small Cap Value Portfolio
(Inst) as of 09/30/09 |
||||||||||||||||||||||||||||||||
P merging into New Fund A |
$ | 115 | 359 | 622 | 1,375 | $ | 115 | 359 | 622 | 1,375 | ||||||||||||||||||||||
I merging into New Fund Y |
$ | 89 | 278 | 482 | 1,073 | $ | 89 | 278 | 482 | 1,073 | ||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 653 | 872 | 1,108 | 1,784 | $ | 653 | 872 | 1,108 | 1,784 | ||||||||||||||||||||||
Y |
$ | 84 | 262 | 455 | 1,014 | $ | 84 | 262 | 455 | 1,014 | ||||||||||||||||||||||
Morgan Stanley Value Fund as of 9/30/09 |
||||||||||||||||||||||||||||||||
A merging into New Fund A |
$ | 646 | $ | 901 | $ | 1,175 | $ | 1,957 | $ | 646 | $ | 901 | $ | 1,175 | $ | 1,957 | ||||||||||||||||
B merging into New Fund B |
$ | 703 | $ | 927 | $ | 1,278 | $ | 2,134 | $ | 203 | $ | 627 | $ | 1,078 | $ | 2,134 | ||||||||||||||||
C merging into New Fund C |
$ | 303 | $ | 627 | $ | 1,078 | $ | 2,327 | $ | 203 | $ | 627 | $ | 1,078 | $ | 2,327 | ||||||||||||||||
I merging into New Fund Y |
$ | 102 | $ | 318 | $ | 552 | $ | 1,225 | $ | 102 | $ | 318 | $ | 552 | $ | 1,225 | ||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 670 | $ | 925 | $ | 1,199 | $ | 1,978 | $ | 670 | $ | 925 | $ | 1,199 | $ | 1,978 | ||||||||||||||||
B |
$ | 703 | $ | 927 | $ | 1,278 | $ | 2,134 | $ | 203 | $ | 627 | $ | 1,078 | $ | 2,134 | ||||||||||||||||
C |
$ | 303 | $ | 627 | $ | 1,078 | $ | 2,327 | $ | 203 | $ | 627 | $ | 1,078 | $ | 2,327 | ||||||||||||||||
Y |
$ | 102 | $ | 318 | $ | 552 | $ | 1,225 | $ | 102 | $ | 318 | $ | 552 | $ | 1,225 | ||||||||||||||||
Morgan Stanley Value Portfolio (Inst) as of 09/30/09 |
||||||||||||||||||||||||||||||||
P merging into New Fund A |
$ | 103 | 322 | 558 | 1,236 | $ | 103 | 322 | 558 | 1,236 | ||||||||||||||||||||||
I merging into New Fund Y |
$ | 78 | 243 | 422 | 942 | $ | 78 | 243 | 422 | 942 | ||||||||||||||||||||||
Pro Forma Acquiring Fund combined as of 9/30/09 |
||||||||||||||||||||||||||||||||
A |
$ | 644 | 842 | 1,057 | 1,674 | $ | 644 | 842 | 1,057 | 1,674 | ||||||||||||||||||||||
Y |
$ | 74 | 230 | 401 | 894 | $ | 74 | 230 | 401 | 894 |
| Invesco Asset Management Deutschland GmbH; | ||
| Invesco Asset Management Limited; | ||
| Invesco Asset Management (Japan) Limited; | ||
| Invesco Australia Limited; | ||
| Invesco Hong Kong Limited; | ||
| Invesco Senior Secured Management, Inc.; and |
7
| Invesco Trimark Ltd. |
MS Funds | Acquiring Funds | |||
Administrator:
|
Morgan Stanley Services Company Inc. | Invesco Advisers, Inc. | ||
Morgan Stanley Investment Management Inc. | ||||
(MS Institutional Funds) | ||||
Transfer Agent:
|
Morgan Stanley Trust | Invesco Aim Investment Services, Inc. | ||
Morgan Stanley Services Company Inc. (MS | ||||
Institutional Funds) | ||||
Custodian:
|
State Street Bank and Trust Company | State Street Bank and Trust Company | ||
JPMorgan Chase Bank, N.A. (MS | JPMorgan Chase Bank, N.A. | |||
Institutional Funds) | (corresponding Acquiring Funds) | |||
Distributor:
|
Morgan Stanley Distributors, Inc. | Invesco Aim Distributors, Inc. | ||
Morgan Stanley Distribution, Inc. (MS | ||||
Institutional Funds) | ||||
Auditor:
|
Deloitte & Touche LLP | PricewaterhouseCoopers LLP | ||
Ernst & Young LLP (MS Institutional Funds) |
8
Acquiring Funds | ||
MS Funds Share Classes | Corresponding Share Classes | |
Class A | Class A | |
Class B | Class B | |
Class C | Class C | |
Class H | Class A | |
Class I | Class Y | |
Investment Class | Class Y | |
Class L | Class A | |
Class P | Class A | |
Class R | Class R | |
Class W | Class A |
9
10
11
MS Fund | ||||
Amount of Purchase | As
a % of Offering Price |
|||
Less than $25,000
|
5.25 | % | ||
$25,000 but less than $50,000
|
4.75 | % | ||
$50,000 but less than $100,000
|
4.00 | % | ||
$100,000 but less than $250,000
|
3.00 | % | ||
$250,000 but less than $500,000
|
2.50 | % | ||
$500,000 but less than $1,000,000
|
2.00 | % |
Acquiring Fund | ||||
Amount of Purchase | As
a % of Offering Price |
|||
Less than $50,000
|
5.50 | % | ||
$50,000 but less than $100,000
|
4.50 | % | ||
$100,000 but less than $250,000
|
3.50 | % | ||
$250,000 but less than $500,000
|
2.75 | % | ||
$500,000 but less than $1,000,000
|
2.00 | % |
MS Fund | ||||
Amount of Purchase | As
a % of Offering Price |
|||
Less than $25,000
|
4.25 | % | ||
$25,000 but less than $50,000
|
4.00 | % | ||
$50,000 but less than $100,000
|
3.50 | % | ||
$100,000 but less than $250,000
|
2.75 | % | ||
$250,000 but less than $500,000
|
2.25 | % | ||
$500,000 but less than $1,000,000
|
1.75 | % |
Acquiring Fund | ||||
Amount of Purchase | As
a % of Offering Price |
|||
Less than $50,000
|
4.75 | % | ||
$50,000 but less than $100,000
|
4.25 | % | ||
$100,000 but less than $250,000
|
3.50 | % | ||
$250,000 but less than $500,000
|
2.50 | % | ||
$500,000 but less than $1,000,000
|
2.00 | % |
MS Fund | ||||
Amount of Purchase | As
a % of Offering Price |
|||
Less than $50,000
|
4.75 | % | ||
$50,000 but less than $100,000
|
4.00 | % | ||
$100,000 but less than $250,000
|
3.00 | % | ||
$250,000 but less than $500,000
|
2.50 | % | ||
$500,000 but less than $1,000,000
|
2.00 | % |
Acquiring Fund | ||||
Amount of Purchase | As
a % of Offering Price |
|||
Less than $50,000
|
5.50 | % | ||
$50,000 but less than $100,000
|
4.50 | % | ||
$100,000 but less than $250,000
|
3.50 | % | ||
$250,000 but less than $500,000
|
2.75 | % | ||
$500,000 but less than $1,000,000
|
2.00 | % |
12
MS Funds | ||||
Amount of Purchase | As
a % of Offering Price |
|||
Less than $50,000
|
4.00 | % | ||
$50,000 but less than $100,000
|
3.50 | % | ||
$100,000 but less than $250,000
|
2.75 | % | ||
$250,000 but less than $500,000
|
2.25 | % | ||
$500,000 but less than $1,000,000
|
1.75 | % |
Acquiring Fund | ||||
Amount of Purchase | As
a % of Offering Price |
|||
Less than $50,000
|
4.75 | % | ||
$50,000 but less than $100,000
|
4.25 | % | ||
$100,000 but less than $250,000
|
3.50 | % | ||
$250,000 but less than $500,000
|
2.50 | % | ||
$500,000 but less than $1,000,000
|
2.00 | % |
MS Fund | ||||
Amount of Purchase | As
a % of Offering Price |
|||
Less than $50,000
|
2.25 | % | ||
$50,000 but less than $100,000
|
2.00 | % | ||
$100,000 but less than $250,000
|
1.75 | % | ||
$250,000 but less than $500,000
|
1.50 | % | ||
$500,000 but less than $1,000,000
|
1.25 | % |
Acquiring Fund | ||||
Amount of Purchase | As
a % of Offering Price |
|||
Less than $50,000
|
2.50 | % | ||
Less than $100,000
|
2.50 | % | ||
$100,000 but less than $250,000
|
2.00 | % | ||
$250,000 but less than $500,000
|
1.50 | % | ||
$500,000 but less than $1,000,000
|
1.25 | % |
MS Fund | ||||
Amount of Purchase | As
a % of offering price |
|||
$25,000 but less than $50,000
|
3.50 | % | ||
$50,000 but less than $100,000
|
3.00 | % | ||
$100,000 but less than $250,000
|
2.50 | % | ||
$250,000 but less than $500,000
|
2.00 | % | ||
$500,000 but less than $1,000,000
|
1.00 | % |
Acquiring Fund | ||||
Amount of Purchase | As
a % of offering price |
|||
Less than $50,000
|
4.75 | % | ||
$50,000 but less than $100,000
|
4.25 | % | ||
$100,000 but less than $250,000
|
3.50 | % | ||
$250,000 but less than $500,000
|
2.50 | % | ||
$500,000 but less than $1,000,000
|
2.00 | % |
13
Years Since | MS Fund | Acquiring Fund | ||||||
Purchase Made | Class B CDSC | Class B CDSC | ||||||
First |
5.00 | % | 5.00 | % | ||||
Second |
4.00 | 4.00 | ||||||
Third |
3.00 | 3.00 | ||||||
Fourth |
2.00 | 3.00 | ||||||
Fifth |
2.00 | 2.00 | ||||||
Sixth |
1.00 | 1.00 | ||||||
Seventh and following |
0.00 | 0.00 |
14
| If you participate in the Systematic Redemption Plan and withdraw up to 12% of the value of your shares that are subject to a CDSC in any twelve-month period. | ||
| If you redeem shares to pay account fees. | ||
| If you are the executor, administrator or beneficiary of an estate or are otherwise entitled to assets remaining in an account following the death or post-purchase disability of a shareholder or beneficial owner and you choose to redeem those shares. |
15
16
17
| Banks and trust companies acting in a fiduciary capacity; | ||
| Bank and trust company common and collective trust funds; | ||
| Banks and trust companies investing for their own accounts; | ||
| Entities acting for the account of a public entity (e.g., Taft-Hartley funds, state, cities or government agencies); | ||
| Funds of funds or other pooled investment vehicles; | ||
| Corporations investing for their own accounts; | ||
| Defined benefit plans; | ||
| Foundations; and | ||
| Defined contribution plans offered pursuant to Sections 401, 457, 403(a), 403(b) (if sponsored by a Section 501(c)(3) organization) or 403(c). |
18
19
20
21
22
23
24
25
| Acquiring Fund Registration Statement on Form N-14 under the 1933 Act shall have been filed with the SEC and such Registration Statement shall have become effective, and no stop-order suspending the effectiveness of the Registration Statement shall have been issued; | ||
| the shareholders of the MS Fund shall have approved the Agreement; | ||
| the Acquiring Fund and MS Fund have each delivered an officers certificate certifying that all agreements and commitments set forth in the Agreement have been satisfied; and | ||
| the Acquiring Fund and MS Fund shall have received a legal opinion that the consummation of the transactions contemplated by the Agreement will not result in the recognition of gain or loss for federal income tax purposes for the MS Fund or its shareholders or the Acquiring Fund. |
26
| the Reorganization will qualify as a reorganization within the meaning of Section 368(a) of the Code; | ||
| no gain or loss will be recognized by the MS Fund upon the transfer of its assets to the Acquiring Fund solely in exchange for shares of the Acquiring Fund and the Acquiring Funds assumption of the liabilities of the MS Fund or on the distribution of those shares to the MS Funds shareholders; | ||
| no gain or loss will be recognized by the Acquiring Fund on its receipt of assets of the MS Fund in exchange for shares of the Acquiring Fund issued directly to the MS Funds shareholders; | ||
| no gain or loss will be recognized by any shareholder of the MS Fund upon the exchange of shares of the MS Fund solely for shares of the Acquiring Fund; | ||
| the aggregate tax basis of the shares of the Acquiring Fund to be received by a shareholder of the MS Fund will be the same as the shareholders aggregate tax basis of the shares of the MS Fund surrendered in exchange therefor; |
27
| the holding period of the shares of the Acquiring Fund to be received by a shareholder of the MS Fund will include the period for which such shareholder held the shares of the MS Fund exchanged therefor, provided that such shares of the MS Fund are capital assets in the hands of such shareholder as of the Closing; and | ||
| the Acquiring Fund will thereafter succeed to and take into account any capital loss carryover and certain other tax attributes of the MS Fund. |
28
29
30
Pro Forma Invesco | ||||||||||||||||
Morgan Stanley | Invesco Alternative | Alternative | ||||||||||||||
Alternative | Opportunities Fund | Pro Forma | Opportunities Fund | |||||||||||||
Opportunities Fund | (Acquiring Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets |
||||||||||||||||
Class A |
$ | 3,067,962 | $ | | $ | 101,739 | (3) | $ | 3,169,701 | |||||||
Class C |
4,497,732 | | | 4,497,732 | ||||||||||||
Class I |
6,105,992 | | (6,105,992 | )(4) | | |||||||||||
Class R |
93,216 | | | 93,216 | ||||||||||||
Class W |
101,739 | | (101,739 | )(3) | | |||||||||||
Class Y |
| | 6,105,992 | (4) | 6,105,992 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 27.81 | $ | | $ | | $ | 27.81 | ||||||||
Class C |
27.57 | | | 27.57 | ||||||||||||
Class I |
27.87 | | | | ||||||||||||
Class R |
27.75 | | | 27.75 | ||||||||||||
Class W |
27.79 | | | | ||||||||||||
Class Y |
| | | 27.87 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
110,302 | | 3,658 | (3) | 113,960 | |||||||||||
Class C |
163,139 | | | 163,139 | ||||||||||||
Class I |
219,062 | | (219,062 | )(4) | | |||||||||||
Class R |
3,359 | | | 3,359 | ||||||||||||
Class W |
3,661 | | (3,661 | )(3) | | |||||||||||
Class Y |
| | 219,062 | (4) | 219,062 |
Invesco Balanced | Pro Forma Invesco | |||||||||||||||
Morgan Stanley | Fund (Acquiring Fund) | Pro Forma | Balanced Fund | |||||||||||||
Balanced Fund | (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 81,291,080 | $ | | $ | | $ | 81,291,080 | ||||||||
Class B |
43,956,501 | | | 43,956,501 | ||||||||||||
Class C |
54,707,254 | | | 54,707,254 | ||||||||||||
Class I |
168,768 | | (168,768 | )(4) | | |||||||||||
Class Y |
| | 168,768 | (4) | 168,768 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 11.94 | $ | | $ | | $ | 11.94 | ||||||||
Class B |
11.95 | | | 11.95 | ||||||||||||
Class C |
11.95 | | | 11.95 | ||||||||||||
Class I |
11.92 | | | | ||||||||||||
Class Y |
| | | 11.92 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
6,810,238 | | | 6,810,238 | ||||||||||||
Class B |
3,678,480 | | | 3,678,480 | ||||||||||||
Class C |
4,579,168 | | | 4,579,168 | ||||||||||||
Class I |
14,155 | | (14,155 | )(4) | | |||||||||||
Class Y |
| | 14,155 | (4) | 14,155 |
Pro Forma Invesco | ||||||||||||||||
Morgan Stanley | Invesco California Tax | California Tax Free | ||||||||||||||
California Tax Free | Free Income Fund | Pro Forma | Income Fund (Acquiring | |||||||||||||
Income Fund | (Acquiring Fund) (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 23,872,308 | $ | | $ | | $ | 23,872,308 | ||||||||
Class B |
266,751,425 | | | 266,751,425 | ||||||||||||
Class C |
17,580,923 | | | 17,580,923 | ||||||||||||
Class I |
28,132,355 | | (28,132,355 | )(4) | | |||||||||||
Class Y |
| | 28,132,355 | (4) | 28,132,355 |
31
Pro Forma Invesco | ||||||||||||||||
Morgan Stanley | Invesco California Tax | California Tax Free | ||||||||||||||
California Tax Free | Free Income Fund | Pro Forma | Income Fund (Acquiring | |||||||||||||
Income Fund | (Acquiring Fund) (1) | Adjustments (2) | Fund) | |||||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 11.14 | $ | | $ | | $ | 11.14 | ||||||||
Class B |
11.22 | | | 11.22 | ||||||||||||
Class C |
11.21 | | | 11.21 | ||||||||||||
Class I |
11.18 | | | | ||||||||||||
Class Y |
| | | 11.18 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
2,142,124 | | | 2,142,124 | ||||||||||||
Class B |
23,778,733 | | | 23,778,733 | ||||||||||||
Class C |
1,568,649 | | | 1,568,649 | ||||||||||||
Class I |
2,516,154 | | (2,516,154 | )(4) | | |||||||||||
Class Y |
| | 2,516,154 | (4) | 2,516,154 | |||||||||||
Morgan Stanley | Invesco Commodities | Pro Forma Invesco | ||||||||||||||
Commodities Alpha | Alpha Fund (Acquiring | Pro Forma | Commodities Alpha | |||||||||||||
Fund (5) | Fund) (1) | Adjustments (2) | Fund (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 5,308,306 | $ | | $ | 62,769 | (3) | $ | 5,371,075 | |||||||
Class C |
2,610,669 | | | 2,610,669 | ||||||||||||
Class I |
38,820,450 | | (38,820,450 | )(4) | | |||||||||||
Class R |
107,972 | | | 107,972 | ||||||||||||
Class W |
62,769 | | (62,769 | )(3) | | |||||||||||
Class Y |
| | 38,820,450 | (4) | 38,820,450 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 19.25 | $ | | | $ | 19.25 | |||||||||
Class C |
19.17 | | | 19.17 | ||||||||||||
Class I |
19.29 | | | | ||||||||||||
Class R |
19.23 | | | 19.23 | ||||||||||||
Class W |
19.25 | | | | ||||||||||||
Class Y |
| | | 19.29 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
275,705 | | 3,261 | (3) | 278,966 | |||||||||||
Class C |
136,199 | | | 136,199 | ||||||||||||
Class I |
2,012,069 | | (2,012,069 | )(4) | | |||||||||||
Class R |
5,614 | | | 5,614 | ||||||||||||
Class W |
3,261 | | (3,261 | )(3) | | |||||||||||
Class Y |
| | 2,012,069 | (4) | 2,012,069 | |||||||||||
Morgan Stanley | Invesco Convertible | Pro Forma Invesco | ||||||||||||||
Convertible Securities | Securities Fund | Pro Forma | Convertible Securities | |||||||||||||
Trust Fund | (Acquiring Fund) (1) | Adjustments (2) | Fund (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 82,264,778 | $ | | $ | | $ | 82,264,778 | ||||||||
Class B |
15,943,359 | | | 15,943,359 | ||||||||||||
Class C |
6,198,728 | | | 6,198,728 | ||||||||||||
Class I |
827,690 | | (827,690 | )(4) | | |||||||||||
Class Y |
| | 827,690 | (4) | 827,690 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 17.08 | $ | | $ | | $ | 17.08 | ||||||||
Class B |
17.11 | | | 17.11 | ||||||||||||
Class C |
16.98 | | | 16.98 | ||||||||||||
Class I |
17.11 | | | | ||||||||||||
Class Y |
| | | 17.11 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
4,815,210 | | | 4,815,210 | ||||||||||||
Class B |
931,989 | | | 931,989 | ||||||||||||
Class C |
365,130 | | | 365,130 | ||||||||||||
Class I |
48,375 | | (48,375 | )(4) | | |||||||||||
Class Y |
| | 48,375 | (4) | 48,375 |
32
Pro Forma Invesco | ||||||||||||||||
Morgan Stanley | Invesco Dividend | Dividend Growth | ||||||||||||||
Dividend Growth | Growth Securities | Pro Forma | Securities (Acquiring | |||||||||||||
Securities Fund | (Acquiring Fund) (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 43,072,874 | $ | | $ | | $ | 43,072,874 | ||||||||
Class B |
1,338,381,328 | | | 1,338,381,328 | ||||||||||||
Class C |
24,054,879 | | | 24,054,879 | ||||||||||||
Class I |
17,721,667 | | (17,721,667 | )(4) | | |||||||||||
Class Y |
| | 17,721,667 | (4) | 17,721,667 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 13.57 | $ | | $ | | $ | 13.57 | ||||||||
Class B |
13.68 | | | 13.68 | ||||||||||||
Class C |
13.53 | | | 13.53 | ||||||||||||
Class I |
13.59 | | | | ||||||||||||
Class Y |
| | | 13.59 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
3,173,687 | | | 3,173,687 | ||||||||||||
Class B |
97,813,468 | | | 97,813,468 | ||||||||||||
Class C |
1,778,528 | | | 1,778,528 | ||||||||||||
Class I |
1,303,770 | | (1,303,770 | )(4) | | |||||||||||
Class Y |
| | 1,303,770 | (4) | 1,303,770 |
Invesco Capital | Pro Forma Invesco | |||||||||||||||
Morgan Stanley | Equally-Weighted S&P | Capital Equally-Weighted | ||||||||||||||
Equally-Weighted S&P | 500 Fund (Acquiring | Pro Forma | S&P 500 Fund (Acquiring | |||||||||||||
500 Fund | Fund) (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 572,020,938 | $ | | $ | 109,315 | (3) | $ | 572,130,253 | |||||||
Class B |
161,950,481 | | | 161,950,481 | ||||||||||||
Class C |
60,385,187 | | | 60,385,187 | ||||||||||||
Class I |
170,257,300 | | (170,257,300 | )(4) | | |||||||||||
Class R |
120,143 | | | 120,143 | ||||||||||||
Class W |
109,315 | | (109,315 | )(3) | | |||||||||||
Class Y |
| | 170,257,300 | (4) | 170,257,300 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 24.84 | $ | | $ | | $ | 24.84 | ||||||||
Class B |
24.68 | | | 24.68 | ||||||||||||
Class C |
23.96 | | | 23.96 | ||||||||||||
Class I |
25.02 | | | | ||||||||||||
Class R |
24.76 | | | 24.76 | ||||||||||||
Class W |
24.78 | | | | ||||||||||||
Class Y |
| | | 25.02 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
23,030,626 | | 4,401 | (3) | 23,035,027 | |||||||||||
Class B |
6,562,691 | | | 6,562,691 | ||||||||||||
Class C |
2,520,518 | | | 2,520,518 | ||||||||||||
Class I |
6,805,222 | | (6,805,222 | )(4) | | |||||||||||
Class R |
4,852 | | | 4,852 | ||||||||||||
Class W |
4,412 | | (4,412 | )(3) | | |||||||||||
Class Y |
| | 6,805,222 | (4) | 6,805,222 |
33
Invesco Fundamental | Pro Forma Invesco | |||||||||||||||
Morgan Stanley | Fund (Acquiring Fund) | Pro Forma | Fundamental Fund | |||||||||||||
Fundamental Fund | (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 15,666,663 | $ | | $ | | $ | 15,666,663 | ||||||||
Class B |
29,392,653 | | | 29,392,653 | ||||||||||||
Class C |
3,686,434 | | | 3,686,434 | ||||||||||||
Class I |
308,451 | | (308,451 | )(4) | | |||||||||||
Class Y |
| | 308,451 | (4) | 308,451 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 9.91 | $ | | $ | | $ | 9.91 | ||||||||
Class B |
9.85 | | | 9.85 | ||||||||||||
Class C |
9.76 | | | 9.76 | ||||||||||||
Class I |
9.92 | | | | ||||||||||||
Class Y |
| | | 9.92 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
1,580,324 | | | 1,580,324 | ||||||||||||
Class B |
2,984,764 | | | 2,984,764 | ||||||||||||
Class C |
377,724 | | | 377,724 | ||||||||||||
Class I |
31,090 | | (31,090 | )(4) | | |||||||||||
Class Y |
| | 31,090 | (4) | 31,090 |
Invesco FX Alpha | Pro Forma Invesco | |||||||||||||||
Morgan Stanley FX | Plus Strategy Fund | FX Alpha Plus | ||||||||||||||
Alpha Plus Strategy | (Acquiring Fund) | Pro Forma | Strategy Fund | |||||||||||||
Fund | (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 32,023,085 | $ | | $ | 28,299 | (3) | $ | 32,051,384 | |||||||
Class C |
35,177,026 | | | 35,177,026 | ||||||||||||
Class I |
8,964,545 | | (8,964,545 | )(4) | | |||||||||||
Class R |
94,184 | | | 94,184 | ||||||||||||
Class W |
28,299 | | (28,299 | )(3) | | |||||||||||
Class Y |
| | 8,964,545 | (4) | 8,964,545 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 27.63 | $ | | $ | | $ | 27.63 | ||||||||
Class C |
27.28 | | | 27.28 | ||||||||||||
Class I |
27.79 | | | | ||||||||||||
Class R |
27.50 | | | 27.50 | ||||||||||||
Class W |
27.56 | | | | ||||||||||||
Class Y |
| | | 27.79 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
1,159,130 | | 1,024 | (3) | 1,160,154 | |||||||||||
Class C |
1,289,297 | | | 1,289,297 | ||||||||||||
Class I |
322,542 | | (322,542 | )(4) | | |||||||||||
Class R |
3,425 | | | 3,425 | ||||||||||||
Class W |
1,027 | | (1,027 | )(3) | | |||||||||||
Class Y |
| | 322,542 | (4) | 322,542 |
Pro Forma Invesco | ||||||||||||||||
Invesco FX Alpha | FX Alpha Strategy | |||||||||||||||
Morgan Stanley FX | Strategy Fund | Pro Forma | Fund (Acquiring | |||||||||||||
Alpha Strategy Fund | (Acquiring Fund) (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 8,983,827 | $ | | $ | 97,779 | (3) | $ | 9,081,606 | |||||||
Class C |
8,780,261 | | | 8,780,261 | ||||||||||||
Class I |
2,686,652 | | (2,686,652 | )(4) | | |||||||||||
Class R |
97,551 | | | 97,551 | ||||||||||||
Class W |
97,779 | | (97,779 | )(3) | |
Pro Forma Invesco | ||||||||||||||||
Invesco FX Alpha | FX Alpha Strategy | |||||||||||||||
Morgan Stanley FX | Strategy Fund | Pro Forma | Fund (Acquiring | |||||||||||||
Alpha Strategy Fund | (Acquiring Fund) (1) | Adjustments (2) | Fund) | |||||||||||||
Class Y |
| | 2,686,652 | (4) | 2,686,652 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 29.19 | $ | | $ | | $ | 29.19 | ||||||||
Class C |
28.99 | | | 28.99 | ||||||||||||
Class I |
29.26 | | | | ||||||||||||
Class R |
29.11 | | | 29.11 | ||||||||||||
Class W |
29.15 | | | | ||||||||||||
Class Y |
| | | 29.26 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
307,722 | | 3,350 | (3) | 311,072 | |||||||||||
Class C |
302,829 | | | 302,829 | ||||||||||||
Class I |
91,805 | | (91,805 | )(4) | | |||||||||||
Class R |
3,351 | | | 3,351 | ||||||||||||
Class W |
3,354 | | (3,354 | )(3) | | |||||||||||
Class Y |
| | 91,805 | (4) | 91,805 |
Invesco Global | Pro Forma Invesco | |||||||||||||||
Advantage Fund | Global Advantage | |||||||||||||||
Morgan Global | (Acquiring Fund) | Pro Forma | Fund (Acquiring | |||||||||||||
Advantage Fund | (1) | Adjustments(2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 115,602,924 | $ | | $ | | $ | 115,602,924 | ||||||||
Class B |
5,902,856 | | | 5,902,856 | ||||||||||||
Class C |
13,399,718 | | | 13,399,718 | ||||||||||||
Class I |
196,807 | | (196,807 | )(4) | | |||||||||||
Class Y |
| | 196,807 | (4) | 196,807 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 9.55 | $ | | $ | | $ | 9.55 | ||||||||
Class B |
8.84 | | | 8.84 | ||||||||||||
Class C |
8.86 | | | 8.86 | ||||||||||||
Class I |
9.75 | | | | ||||||||||||
Class Y |
| | | 9.75 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
12,104,346 | | | 12,104,346 | ||||||||||||
Class B |
668,011 | | | 668,011 | ||||||||||||
Class C |
1,512,185 | | | 1,512,185 | ||||||||||||
Class I |
20,189 | | (20,189 | )(4) | | |||||||||||
Class Y |
| | 20,189 | (4) | 20,189 |
Invesco Global | Pro Forma Invesco | |||||||||||||||
Morgan Stanley | Dividend Growth | Global Dividend | ||||||||||||||
Global Dividend | Securities Fund | Growth Securities | ||||||||||||||
Growth Securities | (Acquiring Fund) | Pro Forma | Fund (Acquiring | |||||||||||||
Fund | (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 332,378,282 | $ | | $ | | $ | 332,378,282 | ||||||||
Class B |
92,393,916 | | | 92,393,916 | ||||||||||||
Class C |
7,590,351 | | | 7,590,351 | ||||||||||||
Class I |
2,356,870 | | (2,356,870 | )(4) | | |||||||||||
Class Y |
| | 2,356,870 | (4) | 2,356,870 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 9.03 | $ | | $ | | $ | 9.03 | ||||||||
Class B |
9.18 | | | 9.18 | ||||||||||||
Class C |
8.99 | | | 8.99 | ||||||||||||
Class I |
9.10 | | | | ||||||||||||
Class Y |
| | | 9.10 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
36,794,369 | | | 36,794,369 |
Invesco Global | Pro Forma Invesco | |||||||||||||||
Morgan Stanley | Dividend Growth | Global Dividend | ||||||||||||||
Global Dividend | Securities Fund | Growth Securities | ||||||||||||||
Growth Securities | (Acquiring Fund) | Pro Forma | Fund (Acquiring | |||||||||||||
Fund | (1) | Adjustments (2) | Fund) | |||||||||||||
Class B |
10,068,817 | | | 10,068,817 | ||||||||||||
Class C |
844,473 | | | 844,473 | ||||||||||||
Class I |
258,998 | | (258,998 | )(4) | | |||||||||||
Class Y |
| | 258,998 | (4) | 258,998 |
Invesco Health | Pro Forma Invesco | |||||||||||||||
Morgan Stanley | Sciences Trust | Health Sciences | ||||||||||||||
Health Sciences | (Acquiring Fund) | ProForma | Trust (Acquiring | |||||||||||||
Trust | (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 124,845,105 | $ | | $ | | $ | 124,845,105 | ||||||||
Class B |
35,500,934 | | | 35,500,934 | ||||||||||||
Class C |
8,719,235 | | | 8,719,235 | ||||||||||||
Class I |
349,805 | | (349,805) | (4) | | |||||||||||
Class Y |
| | 349,805 | (4) | 349,805 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 13.02 | $ | | $ | | $ | 13.02 | ||||||||
Class B |
10.98 | | | 10.98 | ||||||||||||
Class C |
11.01 | | | 11.01 | ||||||||||||
Class I |
13.67 | | | | ||||||||||||
Class Y |
| | | 13.67 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
9,587,321 | | | 9,587,321 | ||||||||||||
Class B |
3,233,035 | | | 3,233,035 | ||||||||||||
Class C |
791,638 | | | 791,638 | ||||||||||||
Class I |
25,596 | | (25,596) | (4) | | |||||||||||
Class Y |
| | 25,596 | (4) | 25,596 |
Invesco High Yield | Pro Forma Invesco | |||||||||||||||
Morgan Stanley High | Securities Fund | High Yield | ||||||||||||||
Yield Securities | (Acquiring Fund) | Pro Forma | Securities Fund | |||||||||||||
Fund | (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 58,205,975 | $ | | $ | | $ | 58,205,975 | ||||||||
Class B |
23,266,873 | | | 23,266,873 | ||||||||||||
Class C |
10,299,762 | | | 10,299,762 | ||||||||||||
Class I |
41,537,415 | | (41,537,415) | (4) | | |||||||||||
Class Y |
| | 41,537,415 | (4) | 41,537,415 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 16.29 | $ | | $ | | $ | 16.29 | ||||||||
Class B |
16.10 | | | 16.10 | ||||||||||||
Class C |
16.17 | | | 16.17 | ||||||||||||
Class I |
16.24 | | | | ||||||||||||
Class Y |
| | | 16.24 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
3,572,419 | | | 3,572,419 | ||||||||||||
Class B |
1,444,885 | | | 1,444,885 | ||||||||||||
Class C |
636,819 | | | 636,819 | ||||||||||||
Class I |
2,558,369 | | (2,558,369) | (4) | | |||||||||||
Class Y |
| | 2,558,369 | (4) | 2,558,369 |
Invesco | Pro Forma Invesco | |||||||||||||||
Morgan Stanley | International | International | ||||||||||||||
International | Growth Equity Fund | Growth Equity Fund | ||||||||||||||
Growth Equity Fund | (Inst) (Acquiring | Pro Forma | (Inst) (Acquiring | |||||||||||||
(Inst) | Fund) (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | | $ | | $ | 127,547 | (3) | $ | 127,547 | |||||||
Class I |
64,455,534 | | (64,455,534) | (4) | | |||||||||||
Class P |
127,547 | | (127,547) | (3) | | |||||||||||
Class Y |
| | 64,455,534 | (4) | 64,455,534 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | | $ | | $ | | $ | 9.09 | ||||||||
Class I |
9.08 | | | | ||||||||||||
Class P |
9.09 | | | | ||||||||||||
Class Y |
| | | 9.08 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
| | 14,031 | (3) | 14,031 | |||||||||||
Class I |
7,095,339 | | (7,095,339) | (4) | | |||||||||||
Class P |
14,031 | | (14,031) | (3) | | |||||||||||
Class Y |
| | 7,095,339 | (4) | 7,095,339 |
Invesco Large Cap | Pro Forma Invesco | |||||||||||||||
Morgan Stanley | Relative Value Fund | Large Cap Relative | ||||||||||||||
Large Cap Relative | (Inst) (Acquiring | Pro Forma | Value Fund (Inst) | |||||||||||||
Value Fund (Inst) | Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | | $ | | $ | 49,185,727 | (3) | $ | 49,185,727 | |||||||
Class I |
211,303,155 | | (211,303,155) | (4) | | |||||||||||
Class P |
49,185,727 | | (49,185,727) | (3) | | |||||||||||
Class Y |
| | 211,303,155 | (4) | 211,303,155 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | | $ | | $ | | $ | 9.54 | ||||||||
Class I |
9.55 | | | | ||||||||||||
Class P |
9.54 | | | | ||||||||||||
Class Y |
| | | 9.55 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
| | 5,157,683 | (3) | 5,157,683 | |||||||||||
Class I |
22,131,692 | | (22,131,692) | (4) | | |||||||||||
Class P |
5,157,683 | | (5,157,683) | (3) | | |||||||||||
Class Y |
| | 22,131,692 | (4) | 22,131,692 |
Invesco Mid-Cap | ||||||||||||||||
Value Fund | Pro Forma Invesco | |||||||||||||||
Morgan Stanley | (Acquiring Fund) | Pro Forma | Mid-Cap Value Fund | |||||||||||||
Mid-Cap Value Fund | (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 15,174,219 | $ | | $ | | $ | 15,174,219 | ||||||||
Class B |
11,527,266 | | | 11,527,266 | ||||||||||||
Class C |
4,765,753 | | | 4,765,753 | ||||||||||||
Class I |
77,540,096 | | (77,540,096) | (4) | | |||||||||||
Class Y |
| | 77,540,096 | (4) | 77,540,096 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 7.41 | $ | | $ | | $ | 7.41 | ||||||||
Class B |
6.87 | | | 6.87 | ||||||||||||
Class C |
6.90 | | | 6.90 | ||||||||||||
Class I |
7.54 | | | | ||||||||||||
Class Y |
| | | 7.54 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
2,048,491 | | | 2,048,491 | ||||||||||||
Class B |
1,677,236 | | | 1,677,236 | ||||||||||||
Class C |
690,731 | | | 690,731 | ||||||||||||
Class I |
10,280,416 | | (10,280,416) | (4) | | |||||||||||
Class Y |
| | 10,280,416 | (4) | 10,280,416 |
Invesco Municipal | Pro Forma Invesco | |||||||||||||||
Morgan Stanley | Fund (Inst) (Acquiring | Pro Forma | Municipal Fund (Inst) | |||||||||||||
Municipal Fund (Inst) | Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | | $ | | $ | 93,131,439 | (3) | $ | 93,131,439 | |||||||
Class H |
6,091,211 | | (6,091,211 | )(3) | | |||||||||||
Class I |
352,075,458 | | (352,075,458 | )(4) | | |||||||||||
Class L |
62,412,751 | | (62,412,751 | )(3) | | |||||||||||
Class P |
24,627,477 | | (24,627,477 | )(3) | | |||||||||||
Class Y |
| | 352,075,458 | (4) | 352,075,458 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | | $ | | $ | | $ | 11.78 | ||||||||
Class H |
11.78 | | | | ||||||||||||
Class I |
11.78 | | | | ||||||||||||
Class L |
11.74 | | | | ||||||||||||
Class P |
11.78 | | | | ||||||||||||
Class Y |
| | | 11.78 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
| | 7,905,895 | (3) | 7,905,895 | |||||||||||
Class H |
517,005 | | (517,005 | )(3) | | |||||||||||
Class I |
29,891,413 | | (29,891,413 | )(4) | | |||||||||||
Class L |
5,315,463 | | (5,315,463 | )(3) | | |||||||||||
Class P |
2,090,621 | | (2,090,621 | )(3) | | |||||||||||
Class Y |
| | 29,891,413 | (4) | 29,891,413 |
Morgan Stanley New | Invesco New York Tax- | Pro Forma Invesco New | ||||||||||||||
York Tax-Free Income | Free Income Fund | Pro Forma | York Tax-Free Income | |||||||||||||
Fund | (Acquiring Fund) (1) | Adjustments (2) | Fund (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 45,006,353 | $ | | $ | | $ | 45,006,353 | ||||||||
Class B |
15,007,723 | | | 15,007,723 | ||||||||||||
Class C |
3,280,256 | | | 3,280,256 | ||||||||||||
Class I |
6,210,371 | | (6,210,371 | )(4) | | |||||||||||
Class Y |
| | 6,210,371 | (4) | 6,210,371 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 10.67 | $ | | $ | | $ | 10.67 | ||||||||
Class B |
10.60 | | | 10.60 | ||||||||||||
Class C |
10.59 | | | 10.59 | ||||||||||||
Class I |
10.56 | | | | ||||||||||||
Class Y |
| | | 10.56 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
4,216,354 | | | 4,216,354 | ||||||||||||
Class B |
1,416,341 | | | 1,416,341 | ||||||||||||
Class C |
309,864 | | | 309,864 | ||||||||||||
Class I |
588,301 | | (588,301 | )(4) | | |||||||||||
Class Y |
| | 588,301 | (4) | 588,301 |
Invesco Pacific | Pro Forma Invesco | |||||||||||||||
Morgan Stanley | Growth (Acquiring | Pro Forma | Pacific Growth | |||||||||||||
Pacific Growth | Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 109,080,497 | $ | | $ | 105,373 | (3) | $ | 109,185,870 | |||||||
Class B |
11,129,078 | | | 11,129,078 | ||||||||||||
Class C |
5,711,139 | | | 5,711,139 | ||||||||||||
Class I |
635,073 | | (635,073 | )(4) | | |||||||||||
Class R |
85,040 | | | 85,040 | ||||||||||||
Class W |
105,373 | | (105,373 | )(3) | |
Invesco Pacific | Pro Forma Invesco | |||||||||||||||
Morgan Stanley | Growth (Acquiring | Pro Forma | Pacific Growth | |||||||||||||
Pacific Growth | Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Class Y |
| | 635,073 | (4) | 635,073 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 19.90 | $ | | $ | | $ | 19.90 | ||||||||
Class B |
18.87 | | | 18.87 | ||||||||||||
Class C |
18.89 | | | 18.89 | ||||||||||||
Class I |
20.20 | | | | ||||||||||||
Class R |
19.82 | | | 19.82 | ||||||||||||
Class W |
19.84 | | | | ||||||||||||
Class Y |
| | | 20.20 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
5,481,061 | | 5,295 | (3) | 5,486,356 | |||||||||||
Class B |
589,713 | | | 589,713 | ||||||||||||
Class C |
302,323 | | | 302,323 | ||||||||||||
Class I |
31,445 | | (31,445 | )(4) | | |||||||||||
Class R |
4,291 | | | 4,291 | ||||||||||||
Class W |
5,310 | | (5,310 | )(3) | | |||||||||||
Class Y |
| | 31,445 | (4) | 31,445 |
Pro Forma Invesco S&P | ||||||||||||||||
Morgan Stanley S&P | Invesco S&P 500 Index | Pro Forma | 500 Index (Acquiring | |||||||||||||
500 Index | (Acquiring Fund) (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 369,325,902 | $ | | $ | | $ | 369,325,902 | ||||||||
Class B |
104,195,041 | | | 104,195,041 | ||||||||||||
Class C |
78,036,575 | | | 78,036,575 | ||||||||||||
Class I |
24,805,490 | | (24,805,490 | )(4) | | |||||||||||
Class Y |
| | 24,805,490 | (4) | 24,805,490 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 11.95 | $ | | $ | | $ | 11.95 | ||||||||
Class B |
11.65 | | | 11.65 | ||||||||||||
Class C |
11.55 | | | 11.55 | ||||||||||||
Class I |
12.08 | | | | ||||||||||||
Class Y |
| | | 12.08 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
30,901,571 | | | 30,901,571 | ||||||||||||
Class B |
8,943,820 | | | 8,943,820 | ||||||||||||
Class C |
6,755,732 | | | 6,755,732 | ||||||||||||
Class I |
2,053,636 | | (2,053,636 | )(4) | | |||||||||||
Class Y |
| | 2,053,636 | (4) | 2,053,636 |
Invesco Small-Mid | Pro Forma Invesco Small- | |||||||||||||||
Morgan Stanley Small- | Special Value | Pro Forma | Mid Special Value | |||||||||||||
Mid Special Value | (Acquiring Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 23,084,669 | $ | | $ | | $ | 23,084,669 | ||||||||
Class B |
45,321,065 | | | 45,321,065 | ||||||||||||
Class C |
14,669,546 | | | 14,669,546 | ||||||||||||
Class I |
5,176,272 | | (5,176,272 | )(4) | | |||||||||||
Class Y |
| | 5,176,272 | (4) | 5,176,272 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 8.80 | $ | | $ | | $ | 8.80 | ||||||||
Class B |
8.24 | | | 8.24 | ||||||||||||
Class C |
8.08 | | | 8.08 | ||||||||||||
Class I |
9.05 | | | | ||||||||||||
Class Y |
| | | 9.05 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
2,622,154 | | | 2,622,154 |
Invesco Small-Mid | Pro Forma Invesco Small- | |||||||||||||||
Morgan Stanley Small- | Special Value | Pro Forma | Mid Special Value | |||||||||||||
Mid Special Value | (Acquiring Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Class B |
5,502,891 | | | 5,502,891 | ||||||||||||
Class C |
1,814,710 | | | 1,814,710 | ||||||||||||
Class I |
572,257 | | (572,257 | )(4) | | |||||||||||
Class Y |
| | 572,257 | (4) | 572,257 |
Morgan Stanley |
Invesco Special Value | Pro Forma | Pro Forma Invesco Special Value (Acquiring |
|||||||||||||
Special Value | (Acquiring Fund) (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 230,667,382 | $ | | $ | | $ | 230,667,382 | ||||||||
Class B |
48,768,123 | | | 48,768,123 | ||||||||||||
Class C |
18,040,958 | | | 18,040,958 | ||||||||||||
Class I |
1,564,374 | | (1,564,374 | )(4) | | |||||||||||
Class Y |
| | 1,564,374 | (4) | 1,564,374 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 10.70 | $ | | $ | | $ | 10.70 | ||||||||
Class B |
8.74 | | | 8.74 | ||||||||||||
Class C |
8.76 | | | 8.76 | ||||||||||||
Class I |
11.35 | | | | ||||||||||||
Class Y |
| | | 11.35 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
21,561,317 | | | 21,561,317 | ||||||||||||
Class B |
5,581,956 | | | 5,581,956 | ||||||||||||
Class C |
2,060,582 | | | 2,060,582 | ||||||||||||
Class I |
137,880 | | (137,880 | )(4) | | |||||||||||
Class Y |
| | 137,880 | (4) | 137,880 |
Morgan Stanley Tax- | Invesco Tax-Exempt | Pro Forma Invesco Tax- | ||||||||||||||
Exempt Securities | Securities Trust | Pro Forma | Exempt Securities Trust | |||||||||||||
Trust | (Acquiring Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 163,931,174 | $ | | $ | | $ | 163,931,174 | ||||||||
Class B |
37,137,797 | | | 37,137,797 | ||||||||||||
Class C |
24,010,899 | | | 24,010,899 | ||||||||||||
Class I |
541,355,175 | | (541,355,175 | )(4) | | |||||||||||
Class Y |
| | 541,355,175 | (4) | 541,355,175 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 10.61 | $ | | $ | | $ | 10.61 | ||||||||
Class B |
10.66 | | | 10.66 | ||||||||||||
Class C |
10.62 | | | 10.62 | ||||||||||||
Class I |
10.61 | | | | ||||||||||||
Class Y |
| | | 10.61 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
15,443,863 | | | 15,443,863 | ||||||||||||
Class B |
3,483,809 | | | 3,483,809 | ||||||||||||
Class C |
2,259,853 | | | 2,259,853 | ||||||||||||
Class I |
51,033,357 | | (51,033,357 | )(4) | | |||||||||||
Class Y |
| | 51,033,357 | (4) | 51,033,357 |
Pro Forma Invesco | ||||||||||||||||
Morgan Stanley | Invesco Technology | Pro Forma | Technology (Acquiring | |||||||||||||
Technology | (Acquiring Fund) (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 103,681,832 | $ | | $ | | $ | 103,681,832 | ||||||||
Class B |
17,093,470 | | | 17,093,470 | ||||||||||||
Class C |
10,887,093 | | | 10,887,093 | ||||||||||||
Class I |
291,463 | | (291,463 | )(4) | |
Pro Forma Invesco | ||||||||||||||||
Morgan Stanley | Invesco Technology | Pro Forma | Technology (Acquiring | |||||||||||||
Technology | (Acquiring Fund) (1) | Adjustments (2) | Fund) | |||||||||||||
Class Y |
| | 291,463 | (4) | 291,463 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 9.62 | $ | | $ | | $ | 9.62 | ||||||||
Class B |
8.69 | | | 8.69 | ||||||||||||
Class C |
8.69 | | | 8.69 | ||||||||||||
Class I |
9.91 | | | | ||||||||||||
Class Y |
| | | 9.91 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
10,780,915 | | | 10,780,915 | ||||||||||||
Class B |
1,966,729 | | | 1,966,729 | ||||||||||||
Class C |
1,253,015 | | | 1,253,015 | ||||||||||||
Class I |
29,404 | | (29,404 | )(4) | | |||||||||||
Class Y |
| | 29,404 | (4) | 29,404 |
Pro Forma Invesco U.S. | ||||||||||||||||
Morgan Stanley U.S. | Invesco U.S. Mid Cap | Mid Cap Value Fund | ||||||||||||||
Mid Cap Value Fund | Value Fund (Inst) | Pro Forma | (Inst) | |||||||||||||
(Inst) | (Acquiring Fund) (1) | Adjustments (2) | (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
| $ | | $ | 35,136,774 | (3) | $ | 35,136,774 | ||||||||
Class I |
99,071,096 | | (99,071,096 | )(4) | | |||||||||||
Investment Class |
4,948,445 | | (4,948,445 | )(3) | | |||||||||||
Class P |
30,188,328 | | (30,188,328 | )(3) | | |||||||||||
Class Y |
| | 99,071,096 | (4) | 99,071,096 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | | $ | | $ | | $ | 27.61 | ||||||||
Class I |
27.94 | | | | ||||||||||||
Investment Class |
27.77 | | | | ||||||||||||
Class P |
27.61 | | | | ||||||||||||
Class Y |
| | | 27.94 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
| | 1,272,610 | (3) | 1,272,610 | |||||||||||
Class I |
3,546,334 | | (3,546,334 | )(4) | | |||||||||||
Investment Class |
178,209 | | (178,209 | )(3) | | |||||||||||
Class P |
1,093,231 | | (1,093,231 | )(3) | | |||||||||||
Class Y |
| | 3,546,334 | (4) | 3,546,334 |
Morgan Stanley U.S. | Invesco U.S. Small Cap | Pro Forma Invesco U.S. | ||||||||||||||
Small Cap Value Fund | Value Fund (Inst) | Pro Forma | Small Cap Value Fund | |||||||||||||
(Inst) | (Acquiring Fund) (1) | Adjustments (2) | (Inst) (Acquiring Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
| $ | | $ | 122,353,682 | (3) | $ | 122,353,682 | ||||||||
Class I |
533,306,028 | | (533,306,028 | )(4) | | |||||||||||
Class P |
122,353,682 | | (122,353,682 | )(3) | | |||||||||||
Class Y |
| | 533,306,028 | (4) | 533,306,028 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | | $ | | $ | | $ | 19.45 | ||||||||
Class I |
19.60 | | | | ||||||||||||
Class P |
19.45 | | | | ||||||||||||
Class Y |
| | | 19.60 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
| | 6,289,517 | (3) | 6,289,517 | |||||||||||
Class I |
27,213,285 | | (27,213,285 | )(4) | | |||||||||||
Class P |
6,289,517 | | (6,289,517 | )(3) | | |||||||||||
Class Y |
| | 27,213,285 | (4) | 27,213,285 |
Pro Forma Invesco U.S. | ||||||||||||||||
Morgan Stanley U.S. | Invesco U.S. Small/Mid | Small/Mid Cap Value | ||||||||||||||
Small/Mid Cap Value | Cap Value Fund (Inst) | Pro Forma | Fund (Inst) (Acquiring | |||||||||||||
Fund (Inst) | (Acquiring Fund) (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | | $ | | $ | 73,201 | (3) | $ | 73,201 | |||||||
Class I |
20,680,599 | | (20,680,599 | )(4) | | |||||||||||
Class P |
73,201 | | (73,201 | )(3) | | |||||||||||
Class Y |
| | 20,680,599 | (4) | 20,680,599 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | | $ | | $ | | $ | 7.32 | ||||||||
Class I |
7.36 | | | | ||||||||||||
Class P |
7.32 | | | | ||||||||||||
Class Y |
| | | 7.36 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
| | 10,000 | (3) | 10,000 | |||||||||||
Class I |
2,811,109 | | (2,811,109 | )(4) | | |||||||||||
Class P |
10,000 | | (10,000 | )(3) | | |||||||||||
Class Y |
| | 2,811,109 | (4) | 2,811,109 |
Pro Forma Invesco | ||||||||||||||||
Invesco Value Fund | Pro Forma | Value Fund (Acquiring | ||||||||||||||
Morgan Stanley Value | (Acquiring Fund) (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | 76,395,110 | $ | | $ | | $ | 76,395,110 | ||||||||
Class B |
26,445,938 | | | 26,445,938 | ||||||||||||
Class C |
9,062,950 | | | 9,062,950 | ||||||||||||
Class I |
399,687 | | (399,687 | )(4) | | |||||||||||
Class Y |
| | 399,687 | (4) | 399,687 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | 10.86 | $ | | $ | | $ | 10.86 | ||||||||
Class B |
10.54 | | | 10.54 | ||||||||||||
Class C |
10.47 | | | 10.47 | ||||||||||||
Class I |
11.03 | | | | ||||||||||||
Class Y |
| | | 11.03 | ||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
7,034,791 | | | 7,034,791 | ||||||||||||
Class B |
2,510,087 | | | 2,510,087 | ||||||||||||
Class C |
865,384 | | | 865,384 | ||||||||||||
Class I |
36,232 | | (36,232 | )(4) | | |||||||||||
Class Y |
| | 36,232 | (4) | 36,232 |
Invesco Value Fund | Pro Forma Invesco Value | |||||||||||||||
Morgan Stanley Value | (Inst) (Acquiring Fund) | Pro Forma | Fund (Inst) (Acquiring | |||||||||||||
Fund (Inst) | (1) | Adjustments (2) | Fund) | |||||||||||||
Net Assets: |
||||||||||||||||
Class A |
$ | | $ | | $ | 109,960,235 | (3) | $ | 109,960,235 | |||||||
Class I |
91,659,960 | | (91,659,960 | )(4) | | |||||||||||
Class P |
109,960,235 | | (109,960,235 | )(3) | | |||||||||||
Class Y |
| | 91,659,960 | (4) | 91,659,960 | |||||||||||
Net Asset Value Per Share: |
||||||||||||||||
Class A |
$ | | $ | | $ | | 13.24 | |||||||||
Class I |
13.25 | | | | ||||||||||||
Class P |
13.24 | | | | ||||||||||||
Class Y |
| | | 13.25 |
Invesco Value Fund | Pro Forma Invesco Value | |||||||||||||||
Morgan Stanley Value | (Inst) (Acquiring Fund) | Pro Forma | Fund (Inst) (Acquiring | |||||||||||||
Fund (Inst) | (1) | Adjustments (2) | Fund) | |||||||||||||
Shares Outstanding: |
||||||||||||||||
Class A |
| | 8,307,594 | (3) | 8,307,594 | |||||||||||
Class I |
6,916,245 | | (6,916,245 | )(4) | | |||||||||||
Class P |
8,307,594 | | (8,307,594 | )(3) | | |||||||||||
Class Y |
| | 6,916,245 | (4) | 6,916,245 |
(1) | Each Acquiring Fund is a shell fund without any shares outstanding and, therefore, no estimated capitalization is available. | |
(2) | Invesco and Morgan Stanley will bear, or will arrange for an entity under common ownerhsip of Invesco or Morgan Stanley to bear, 100% of each MS Funds Reorganization expenses, therefore Net Assets have not been adjusted for any expenses expected to be incurred by each MS Fund in connection with the Reorganization. Each Aquiring Fund is expected to incur approximately $xx,xxx in connection with the Reorganization of which Invesco and Morgan Stanley, or entities under their respective common ownership, will pay 100%. As a result, there are no Pro Forma Adjustments to Net Assets. | |
(3) | Holders of each MS Fund Investment Class, Class W, Class H, Class L, and Class P shares will receive Class A shares of the Acquiring Fund upon closing of the Reorganization. | |
(4) | Holders of each MS Fund Class I shares will receive Class Y shares of the Acquiring Fund upon closing of the Reorganization. | |
(5) | Information presented for Morgan Stanley Commodities Alpha Fund is as of November 30, 2009 and does not include any assets to be acquired in the reorganization of Morgan Stanley Natural Resources Fund. Morgan Stanley Natural Resources Funds net assets on November 30, 2009 were $114,512,911. |
32
33
MS FUND | ||||||||
INVESTMENT | ||||||||
SEC FILE | SEC FILE | OBJECTIVE IS | ||||||
MS FUND | NUMBER | ACQUIRING FUND | NUMBER | FUNDAMENTAL | ||||
Morgan Stanley Alternative
Opportunities Fund, a series of
Morgan Stanley Series Funds
|
333-143505 | Invesco Alternative Opportunities Fund, a series of AIM Investment Funds | 033-19338 | No | ||||
Class A
|
Class A | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Class R
|
Class R | |||||||
Class W
|
Class A | |||||||
Morgan Stanley Balanced Fund
|
033-56853 | Invesco Balanced Fund, a series of AIM Counselor Series Trust | 333-36074 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Morgan Stanley California Tax-Free Income Fund |
002-91103 | Invesco California Tax-Free Income Fund, a series of AIM Counselor Series Trust | 333-36074 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y |
A-1
MS FUND | ||||||||
INVESTMENT | ||||||||
SEC FILE | SEC FILE | OBJECTIVE IS | ||||||
MS FUND | NUMBER | ACQUIRING FUND | NUMBER | FUNDAMENTAL | ||||
Morgan Stanley Commodities Alpha
Fund, a series of Morgan Stanley
Series Funds
|
333-143505 | Invesco Commodities Alpha Fund, a series of AIM Investment Funds | 033-19338 | No | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Class R
|
Class R | |||||||
Class W
|
Class A | |||||||
Morgan Stanley Convertible Securities Trust |
002-97963 | Invesco Convertible Securities Fund, a series of AIM Growth Series | 002-57526 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Morgan Stanley Dividend Growth
Securities Inc.
|
002-70423 | Invesco Dividend Growth Securities Fund, a series of AIM Counselor Series Trust | 333-36074 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Morgan Stanley Equally-Weighted S&P 500 Fund |
033-14629 | Invesco Equally-Weighted S&P 500 Fund, a series of AIM Counselor Series Trust | 333-36074 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Class R
|
Class R | |||||||
Class W
|
Class A |
A-2
MS FUND | ||||||||
INVESTMENT | ||||||||
SEC FILE | SEC FILE | OBJECTIVE IS | ||||||
MS FUND | NUMBER | ACQUIRING FUND | NUMBER | FUNDAMENTAL | ||||
Morgan Stanley Fundamental Value Fund |
333-92322 | Invesco Fundamental Value Fund, a series of AIM Counselor Series Trust | 333-36074 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
The FX Alpha Plus Strategy
Portfolio, a series of Morgan
Stanley FX Series Funds
|
333-140930 | Invesco FX Alpha Plus Strategy Fund, a series of AIM Investment Funds | 033-19338 | No | ||||
Class A
|
Class A | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Class R
|
Class R | |||||||
Class W
|
Class A | |||||||
The FX Alpha Strategy Portfolio,
a series of Morgan Stanley FX
Series Funds
|
333-140930 | Invesco FX Alpha Strategy Fund, a series of AIM Investment Funds | 033-19338 | No | ||||
Class A
|
Class A | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Class R
|
Class R | |||||||
Class W
|
Class A | |||||||
Morgan Stanley Global Advantage Fund |
333-38297 | Invesco Global Advantage Fund, a series of AIM Investment Funds | 033-19338 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y |
A-3
MS FUND | ||||||||
INVESTMENT | ||||||||
SEC FILE | SEC FILE | OBJECTIVE IS | ||||||
MS FUND | NUMBER | ACQUIRING FUND | NUMBER | FUNDAMENTAL | ||||
Morgan Stanley Global Dividend Growth Securities |
033-59004 | Invesco Global Dividend Growth Securities Fund, a series of AIM Investment Funds | 033-19338 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Morgan Stanley Health Sciences Trust |
033-48189 | Invesco Health Sciences Fund, a series of AIM Investment Funds | 033-19338 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Morgan Stanley High Yield
Securities Inc.
|
002-64782 | Invesco High Yield Securities Fund, a series of AIM Investment Securities Fund | 033-39519 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
International Growth Equity
Portfolio, a series of Morgan
Stanley Institutional Fund, Inc.
|
033-23166 | Invesco International Growth Equity Fund, a series of AIM Investment Funds | 033-19338 | No | ||||
Class I
|
Class Y | |||||||
Class P
|
Class A | |||||||
Large Cap Relative Value
Portfolio, a Series of Morgan
Stanley Institutional Fund, Inc.
|
033-23166 | Invesco Large Cap Relative Value Fund, a series of AIM Counselor Series Trust | 333-36074 | No | ||||
Class I
|
Class Y | |||||||
Class P
|
Class A |
A-4
MS FUND | ||||||||
INVESTMENT | ||||||||
SEC FILE | SEC FILE | OBJECTIVE IS | ||||||
MS FUND | NUMBER | ACQUIRING FUND | NUMBER | FUNDAMENTAL | ||||
Morgan Stanley Mid-Cap Value Fund
|
333-59140 | Invesco Mid-Cap Value Fund, a series of AIM Sector Funds | 002-85905 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Municipal Portfolio, a series of
Morgan Stanley Institutional
Fund Trust
|
002-89729 | Invesco Municipal Fund, a series of AIM Tax-Exempt Funds | 033-66242 | Yes | ||||
Class H
|
Class A | |||||||
Class I
|
Class Y | |||||||
Class L
|
Class A | |||||||
Class P
|
Class A | |||||||
Morgan Stanley New York Tax-Free Income Fund |
002-95664 | Invesco New York Tax-Free Income Fund, a series of AIM Counselor Series Trust | 333-36074 | No | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y |
A-5
MS FUND | ||||||||
INVESTMENT | ||||||||
SEC FILE | SEC FILE | OBJECTIVE IS | ||||||
MS FUND | NUMBER | ACQUIRING FUND | NUMBER | FUNDAMENTAL | ||||
Morgan Stanley Pacific Growth
Fund Inc.
|
033-35541 | Invesco Pacific Growth Fund, a series of AIM Investment Funds | 033-19338 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Class R
|
Class R | |||||||
Class W
|
Class A | |||||||
Morgan Stanley S&P 500 Index Fund
|
333-29721 | Invesco S&P 500 Index, a series of AIM Counselor Series Trust | 333-36074 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Morgan Stanley Small-Mid Special Value Fund |
333-83234 | Invesco Small-Mid Special Value Fund, a series of AIM Sector Funds | 002-85905 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Morgan Stanley Special Value Fund
|
333-06935 | Invesco Special Value Fund, a series of AIM Sector Funds | 002-85905 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Class W
|
Class A |
A-6
MS FUND | ||||||||
INVESTMENT | ||||||||
SEC FILE | SEC FILE | OBJECTIVE IS | ||||||
MS FUND | NUMBER | ACQUIRING FUND | NUMBER | FUNDAMENTAL | ||||
Morgan Stanley Tax-Exempt Securities Trust |
002-66268 | Invesco Tax-Exempt Securities Fund, a series of AIM Tax-Exempt Funds | 033-66242 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Morgan Stanley Technology Fund
|
033-87472 | Invesco Technology Fund, a series of AIM Sector Funds | 002-85905 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
U.S. Mid Cap Value Portfolio, a
series of Morgan Stanley
Institutional Fund Trust
|
002-89729 | Invesco U.S. Mid Cap Value Fund, a series of AIM Sector Funds | 002-85905 | Yes | ||||
Class I
|
Class Y | |||||||
Investment Class
|
Class Y | |||||||
Class P
|
Class A | |||||||
U.S. Small Cap Value Portfolio,
a series of Morgan Stanley
Institutional Fund Trust
|
002-89729 | Invesco U.S. Small Cap Value Fund, a series of AIM Sector Funds | 002-85905 | Yes | ||||
Class I
|
Class Y | |||||||
Class P
|
Class A | |||||||
U.S. Small/Mid Cap Value
Portfolio, a series of Morgan
Stanley Institutional Fund, Inc.
|
033-23166 | Invesco U.S. Small/Mid Cap Value Fund, a series of AIM Sector Funds | 002-85905 | No | ||||
Class I
|
Class Y | |||||||
Class P
|
Class A |
A-7
MS FUND | ||||||||
INVESTMENT | ||||||||
SEC FILE | SEC FILE | OBJECTIVE IS | ||||||
MS FUND | NUMBER | ACQUIRING FUND | NUMBER | FUNDAMENTAL | ||||
Morgan Stanley Value Fund
|
333-58643 | Invesco Value Fund, a series of AIM Sector Funds | 002-85905 | Yes | ||||
Class A
|
Class A | |||||||
Class B
|
Class B | |||||||
Class C
|
Class C | |||||||
Class I
|
Class Y | |||||||
Value Portfolio, a series of
Morgan Stanley Institutional
Fund Trust
|
002-89729 | Invesco Value II Fund, a series of AIM Sector Funds | 002-85905 | Yes | ||||
Class I
|
Class Y | |||||||
Class P
|
Class A |
A-8
B-1
Number of | Percent Owned | |||||||
Name and Address | Fund | Class of Shares | Shares Owned | of Record* | ||||
% |
* | The relevant MS Fund has no knowledge of whether all or any portion of the shares owned of record are also owned beneficially. |
C-1
MS Fund Fundamental Borrowing Restriction | Acquiring Fund Fundamental Borrowing Restriction | |||
Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
Morgan Stanley Alternative Opportunities Fund
Morgan Stanley Balanced Fund
Morgan Stanley California Tax-Free Income Fund
Morgan Stanley Commodities Alpha Fund
Morgan Stanley Convertible Securities Trust
Morgan Stanley Dividend Growth Securities Inc.
Morgan Stanley Equally-Weighted S&P 500 Fund
Morgan Stanley Fundamental Value Fund
The FX Alpha Plus Strategy Portfolio
The FX Alpha Strategy Portfolio
Morgan Stanley Global Advantage Fund
Morgan Stanley Global Dividend Growth Securities
Morgan Stanley Health Sciences Trust
Morgan Stanley High Yield Securities Inc.
International Growth Equity Portfolio
Morgan Stanley Mid-Cap Value Fund
Municipal Portfolio
Morgan Stanley New York Tax-Free Income Fund
Morgan Stanley Pacific Growth Fund Inc.
Morgan Stanley S&P 500 Index Fund
Morgan Stanley Small-Mid Special Value Fund
Morgan Stanley Special Value Fund
Morgan Stanley Tax-Exempt Securities Trust
Morgan Stanley Technology Fund
U.S. Mid Cap Value Portfolio
U.S. Small Cap Value Portfolio
U.S. Small/Mid Cap Value Portfolio
Morgan Stanley Value Fund
Value Portfolio
|
Borrow money, except that the Fund may borrow money to the extent permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief applicable to the Fund from the provisions of the 1940 Act, as amended from time to time. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. | ||
Large Cap Relative Value Portfolio
|
Issue senior securities and will not borrow, except from banks and as a temporary measure for extraordinary or emergency purposes and then, in no event, in excess of 33 1/3% of its total assets (including the amount borrowed) less liabilities (other than borrowings). | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. |
D-1
MS Fund Fundamental Senior Securities Restriction | Acquiring Fund Fundamental Senior Securities Restriction | |||
Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
Morgan Stanley Alternative Opportunities Fund
Morgan Stanley Balanced Fund
Morgan Stanley California Tax-Free Income Fund
Morgan Stanley Commodities Alpha Fund
Morgan Stanley Convertible Securities Trust
Morgan Stanley Dividend Growth Securities Inc.
Morgan Stanley Equally-Weighted S&P 500 Fund
Morgan Stanley Fundamental Value Fund
The FX Alpha Plus Strategy Portfolio
The FX Alpha Strategy Portfolio
Morgan Stanley Global Advantage Fund
Morgan Stanley Global Dividend Growth Securities
Morgan Stanley Health Sciences Trust
Morgan Stanley High Yield Securities Inc.
International Growth Equity Portfolio
Morgan Stanley Mid-Cap Value Fund
Municipal Portfolio
Morgan Stanley New York Tax-Free Income Fund
Morgan Stanley Pacific Growth Fund Inc.
Morgan Stanley S&P 500 Index Fund
Morgan Stanley Small-Mid Special Value Fund
Morgan Stanley Special Value Fund
Morgan Stanley Tax-Exempt Securities Trust
Morgan Stanley Technology Fund
U.S. Mid Cap Value Portfolio
U.S. Small Cap Value Portfolio
U.S. Small/Mid Cap Value Portfolio
Morgan Stanley Value Fund
Value Portfolio
|
Issue senior securities, except the Fund may issue senior securities to the extent permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief applicable to the Fund from the provisions of the 1940 Act, as amended from time to time. | Borrow money or issue senior securities, except as permitted by the 1940 Act Laws, Interpretations and Exemptions. |
D-2
MS Fund Fundamental Underwriting Restriction | Acquiring Fund Fundamental Underwriting Restriction | |||
Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
Morgan Stanley Alternative Opportunities Fund
|
Engage in the underwriting of securities, except insofar as the Fund or an Underlying Fund may be deemed an underwriter under the 1933 Act in disposing of a portfolio security. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. | ||
Morgan Stanley Balanced Fund
Morgan Stanley California Tax-Free Income Fund
Morgan Stanley Commodities Alpha Fund
Morgan Stanley Convertible Securities Trust
Morgan Stanley Dividend Growth Securities Inc.
Morgan Stanley Equally-Weighted S&P 500 Fund
Morgan Stanley Fundamental Value Fund
The FX Alpha Plus Strategy Portfolio
The FX Alpha Strategy Portfolio
Morgan Stanley Global Advantage Fund
Morgan Stanley Global Dividend Growth Securities
Morgan Stanley Health Sciences Trust
Morgan Stanley High Yield Securities Inc.
Morgan Stanley Mid-Cap Value Fund
Morgan Stanley New York Tax-Free Income Fund
Morgan Stanley Pacific Growth Fund Inc.
Morgan Stanley S&P 500 Index Fund
Morgan Stanley Small-Mid Special Value Fund
Morgan Stanley Special Value Fund
Morgan Stanley Tax-Exempt Securities Trust
Morgan Stanley Technology Fund
Morgan Stanley Value Fund
|
Engage in the underwriting of securities, except insofar as the Fund may be deemed an underwriter under the 1933 Act in disposing of a portfolio security. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. | ||
International Growth Equity Portfolio
Large Cap Relative Value Portfolio
U.S. Small/Mid Cap Value Portfolio
Municipal Portfolio
U.S. Mid Cap Value Portfolio
U.S. Small Cap Value Portfolio
Value Portfolio
|
Underwrite securities issued by others, except to the extent that the Portfolio may be considered an underwriter within the meaning of the 1933 Act in the disposition of restricted securities. | Underwrite the securities of other issuers. This restriction does not prevent the Fund from engaging in transactions involving the acquisition, disposition or resale of its portfolio securities, regardless of whether the Fund may be considered to be an underwriter under the 1933 Act. |
D-3
MS Fund Fundamental Real Estate Restriction | Acquiring Fund Fundamental Real Estate Restriction | |||
Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
Morgan Stanley Alternative Opportunities Fund
|
Purchase or sell real estate or interests therein, although the Fund may purchase Underlying Funds which purchase securities of issuers which engage in real estate operations and securities secured by real estate or interests therein. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
Morgan Stanley Balanced Fund
Morgan Stanley Dividend Growth Securities Inc.
Morgan Stanley Global Advantage Fund
Morgan Stanley Mid-Cap Value Fund
Morgan Stanley Pacific Growth Fund Inc.
Morgan Stanley S&P 500 Index Fund
Morgan Stanley Special Value Fund
Morgan Stanley Technology Fund
The FX Alpha Plus Strategy Portfolio
The FX Alpha Strategy Portfolio
|
Purchase or sell real estate or interests therein (including limited partnership interests), although the Fund may purchase securities of issuers which engage in real estate operations and securities secured by real estate or interests therein. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
Morgan Stanley California Tax-Free Income Fund
Morgan Stanley New York Tax-Free Income Fund
Morgan Stanley Tax-Exempt Securities Trust
|
Purchase or sell real estate or interests therein, although it may purchase securities secured by real estate or interests therein. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
Morgan Stanley High Yield Securities Inc.
Morgan Stanley Commodities Alpha Fund
Morgan Stanley Convertible Securities Trust
Morgan Stanley Equally-Weighted S&P 500 Fund
Morgan Stanley Global Dividend Growth Securities
Morgan Stanley Health Sciences Trust
Morgan Stanley Value Fund
|
Purchase or sell real estate or interests therein, although the Fund may purchase securities of issuers which engage in real estate operations and securities secured by real estate or interests therein. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
Morgan Stanley Fundamental Value Fund
Morgan Stanley Small-Mid Special Value Fund
|
Purchase or sell real estate or interests therein, although the Fund may purchase securities of issuers which engage in real estate operations and securities secured by real estate or interests therein, except that the Fund may invest in real estate limited partnership interests. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. |
D-4
MS Fund Fundamental Real Estate Restriction | Acquiring Fund Fundamental Real Estate Restriction | |||
Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
International Growth Equity Portfolio
Large Cap Relative Value Portfolio
U.S. Small/Mid Cap Value Portfolio
|
Purchase or sell real estate, although it may purchase and sell securities of companies that deal in real estate and may purchase and sell securities that are secured by interests in real estate. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. | ||
Municipal Portfolio
U.S. Mid Cap Value Portfolio
U.S. Small Cap Value Portfolio
Value Portfolio
|
Purchase or sell real estate, although it may purchase and sell securities of companies which deal in real estate, other than real estate limited partnerships, and may purchase and sell marketable securities which are secured by interests in real estate. | Purchase real estate or sell real estate unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from investing in issuers that invest, deal, or otherwise engage in transactions in real estate or interests therein, or investing in securities that are secured by real estate or interests therein. |
D-5
MS Fund Fundamental Commodities Restriction | Acquiring Fund Fundamental Commodities Restriction | |||
Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
Morgan Stanley Alternative Opportunities Fund
Morgan Stanley Balanced Fund
Morgan Stanley California Tax-Free Income Fund
Morgan Stanley Commodities Alpha Fund
Morgan Stanley Convertible Securities Trust
Morgan Stanley Dividend Growth Securities Inc.
Morgan Stanley Equally-Weighted S&P 500 Fund
Morgan Stanley Fundamental Value Fund
Morgan Stanley Global Advantage Fund
Morgan Stanley Global Dividend Growth Securities
Morgan Stanley Health Sciences Trust
Morgan Stanley High Yield Securities Inc.
Morgan Stanley Mid-Cap Value Fund
Morgan Stanley New York Tax-Free Income Fund
Morgan Stanley Pacific Growth Fund Inc.
Morgan Stanley S&P 500 Index Fund
Morgan Stanley Small-Mid Special Value Fund
Morgan Stanley Special Value Fund
Morgan Stanley Tax-Exempt Securities Trust
Morgan Stanley Technology Fund
Value Fund
International Growth Equity Portfolio
Municipal Portfolio
U.S. Mid Cap Value Portfolio
U.S. Small Cap Value Portfolio
U.S. Small/Mid Cap Value Portfolio
Value Portfolio
The FX Alpha Plus Strategy Portfolio
The FX Alpha Strategy Portfolio
|
Purchase or sell physical commodities unless acquired as a result of ownership of securities or other instruments; provided that this restriction shall not prohibit the Fund from purchasing or selling options, futures contracts and related options thereon, forward contracts, swaps, caps, floors, collars and any other financial instruments or from investing in securities or other instruments backed by physical commodities or as otherwise permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief applicable to the Fund from the provisions of the 1940 Act, as amended from time to time. | Purchase physical commodities or sell physical commodities unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from engaging in transactions involving futures contracts and options thereon or investing in securities that are secured by physical commodities. | ||
Large Cap Relative Value Portfolio
|
Purchase or sell physical commodities unless acquired as a result of ownership of securities or other instruments (except this shall not prevent the Portfolio from purchasing or selling options or futures contracts or from investing in securities or other instruments backed by physical commodities). | Purchase physical commodities or sell physical commodities unless acquired as a result of ownership of securities or other instruments. This restriction does not prevent the Fund from engaging in transactions involving futures contracts and options thereon or investing in securities that are secured by physical commodities. |
D-6
MS Fund Fundamental Lending Restriction | Acquiring Fund Fundamental Lending Restriction | |||
Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
Morgan Stanley Balanced Fund
Morgan Stanley California Tax-Free Income Fund
Morgan Stanley Commodities Alpha Fund
Morgan Stanley Dividend Growth Securities Inc
Morgan Stanley Equally-Weighted S&P 500 Fund
Morgan Stanley Mid-Cap Value Fund
Morgan Stanley New York Tax-Free Income Fund
Morgan Stanley Pacific Growth Fund Inc.
Morgan Stanley Small-Mid Special Value Fund
Morgan Stanley Tax-Exempt Securities Trust
Morgan Stanley Technology Fund
Morgan Stanley Alternative Opportunities Fund
Morgan Stanley Convertible Securities Trust
Morgan Stanley Fundamental Value Fund
Morgan Stanley Global Advantage Fund
Morgan Stanley Global Dividend Growth Securities
Morgan Stanley High Yield Securities Inc.
Morgan Stanley S&P 500 Index Fund
Morgan Stanley Special Value Fund
Morgan Stanley Value Fund
Morgan Stanley Health Sciences Trust
International Growth Equity Portfolio
Municipal Portfolio
U.S. Mid Cap Value Fund Portfolio
U.S. Small Cap Value Portfolio
U.S. Small/Mid Cap Value Portfolio
Value Portfolio
The FX Alpha Plus Strategy Portfolio
The FX Alpha Strategy Portfolio
|
Make loans of money or property to any person, except (a) to the extent that securities or interests in which the Fund may invest are considered to be loans, (b) through the loan of portfolio securities, (c) by engaging in repurchase agreements or (d) as may otherwise be permitted by (i) the 1940 Act, as amended from time to time, (ii) the rules and regulations promulgated by the SEC under the 1940 Act, as amended from time to time, or (iii) an exemption or other relief applicable to the Fund from the provisions of the 1940 Act, as amended from time to time. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. | ||
Large Cap Relative Value Portfolio
|
Lend any security or make any other loan if, as a result, more than 33 1/3% of its total assets would be lent to other parties, but this limitation does not apply to purchases of debt securities or repurchase agreements. | Make personal loans or loans of its assets to persons who control or are under common control with the Fund, except to the extent permitted by 1940 Act Laws, Interpretations and Exemptions. This restriction does not prevent the Fund from, among other things, purchasing debt obligations, entering into repurchase agreements, loaning its assets to broker-dealers or institutional investors, or investing in loans, including assignments and participation interests. |
D-7
MS Fund Fundamental Industry Concentration Restriction | Acquiring Fund Fundamental Industry Concentration Restriction | |||
Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
Morgan Stanley Alternative Opportunities Fund
|
Invest 25% or more of the value of its total assets in securities of issuers in any one industry, except that the Fund will concentrate its investments in the investment company industry. This restriction also does not apply to obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities. | The Invesco Alternative Opportunities Fund will make investment that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of investment companies. | ||
Morgan Stanley S&P 500 Index Fund
Morgan Stanley Value Fund
Morgan Stanley Commodities Alpha Fund
Morgan Stanley Equally-Weighted S&P 500 Fund
Morgan Stanley Fundamental Value Fund
The FX Alpha Plus Strategy Portfolio
The FX Alpha Strategy Portfolio
Morgan Stanley Global Advantage Fund
Morgan Stanley Global Dividend Growth Securities
Morgan Stanley Mid-Cap Value Fund
Morgan Stanley Small-Mid Special Value Fund
Morgan Stanley Special Value Fund
Morgan Stanley Balanced Fund
|
Invest 25% or more of the value of its total assets in securities of issuers in any one industry. This restriction does not apply to obligations issued or guaranteed by the United States Government, its agencies or instrumentalities. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
Morgan Stanley New York Tax-Free Income Fund
|
Invest more than 25% of the value of its total assets in taxable securities of issuers in any one industry (industrial development and pollution control bonds are grouped into industries based upon the business in which the issuers of such obligations are engaged). This restriction does not apply to obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities or to municipal obligations, including those issued by the State of New York or its political subdivisions. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, (ii) tax-exempt obligations issued by governments or political subdivisions of governments, or ... (iv) with respect to Invesco New York Tax-Free Income Fund, municipal obligations, including those issued by the State of New York or its political subdivisions In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. |
D-8
MS Fund Fundamental Industry Concentration Restriction | Acquiring Fund Fundamental Industry Concentration Restriction | |||
Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
Morgan Stanley California Tax-Free Income Fund
|
Invest more than 25% of the value of its total assets in taxable securities of issuers in any one industry (industrial development and pollution control bonds are grouped into industries based upon the business in which the issuers of such obligations are engaged). This restriction does not apply to obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities or to municipal obligations, including those issued by the State of California or its political subdivisions. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, (ii) tax-exempt obligations issued by governments or political subdivisions of governments, or (iii) with respect to Invesco California Tax-Free Income Fund, municipal obligations, including those issued by the State of California or its political subdivisions, ... In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
Morgan Stanley Convertible Securities Trust
|
Invest more than 25% of the value of its total assets in securities of issuers in any one industry. This restriction does not apply to obligations issued or guaranteed by the U.S. government or its agencies or instrumentalities. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
Morgan Stanley Dividend Growth Securities Inc.
|
Invest more than 25% of the value of its total assets in securities of issuers in any one industry. This restriction does not apply to bank obligations or obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
Morgan Stanley Health Sciences Trust
|
Invest 25% or more of the value of its total assets in securities of issuers in any one industry, except the Fund will invest at least 25% of the value of its total assets in the health sciences industry. | The Invesco Health Sciences Fund will invest at least 25% of the value of its total assets in the health sciences industry. |
D-9
MS Fund Fundamental Industry Concentration Restriction | Acquiring Fund Fundamental Industry Concentration Restriction | |||
Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
Morgan Stanley High Yield Securities Inc.
|
Invest more than 25% of its total assets in securities of issuers in any one industry. For purposes of this restriction, gas, electric, water and telephone utilities will each be treated as being a separate industry. This restriction does not apply to obligations issued or guaranteed by the U.S. Government or its agencies or instrumentalities. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
Large Cap Relative Value Portfolio
International Growth Equity Portfolio
U.S. Small/Mid Cap Value Portfolio
|
Acquire any securities of companies within one industry if, as a result of such acquisition, more than 25% of the value of the Portfolios total assets would be invested in securities of companies within such industry; provided, however, that there shall be no limitation on the purchase of obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities.... | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
Municipal Portfolio
U.S. Mid Cap Value Fund Portfolio
U.S. Small Cap Value Portfolio
Value Portfolio
|
Acquire any securities of companies within one industry, if, as a result of such acquisition, more than 25% of the value of the Portfolios total assets would be invested in securities of companies within such industry; provided, however that (i) there shall be no limitation on the purchase of obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities; (ii) utility companies will be divided according to their services, for example, gas, gas transmission, electric and telephone will each be considered a separate industry; (iii) financial service companies will be classified according to the end users of their services, for example, automobile finance, bank finance and diversified finance will each be considered a separate industry; and (iv) asset-backed securities will be classified according to the underlying assets securing such securities. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, (ii) tax-exempt obligations issued by governments or political subdivisions of governments, or (iii) with respect to AIM Tax-Exempt Cash Fund, bank instruments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. |
D-10
MS Fund Fundamental Industry Concentration Restriction | Acquiring Fund Fundamental Industry Concentration Restriction | |||
Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
Morgan Stanley Pacific Growth Fund Inc.
|
Invest 25% or more of the value of its total assets in securities of issuers in any one industry. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. | ||
Morgan Stanley Technology Fund
|
Invest 25% or more of the value of its total assets in securities of issuers in any one industry. This restriction does not apply to securities of the communications and information industry or to obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities. | Invesco Technology Fund will concentrate (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) its investments in the securities of issuers engaged primarily in the communications and information industry. | ||
Morgan Stanley Tax-Exempt Securities Trust
|
Invest more than 25% of the value of its total assets in taxable securities of issuers in any one industry (industrial development and pollution control bonds are grouped into industries based upon the business in which the issuers of such obligations are engaged). This restriction does not apply to obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities or to cash equivalents. | Make investments that will result in the concentration (as that term may be defined or interpreted by the 1940 Act Laws, Interpretations and Exemptions) of its investments in the securities of issuers primarily engaged in the same industry. This restriction does not limit the Funds investments in (i) obligations issued or guaranteed by the U.S. Government, its agencies or instrumentalities, or (ii) tax-exempt obligations issued by governments or political subdivisions of governments. In complying with this restriction, the Fund will not consider a bank-issued guaranty or financial guaranty insurance as a separate security. |
D-11
MS Fund Fundamental Oil, Gas, Minerals Restriction | Acquiring Fund Fundamental Oil, Gas, Minerals Restriction | |||
Fund | (The Fund may not . . .) | (The Fund may not . . .) | ||
International Growth Equity Portfolio
Large Cap Relative Value Portfolio
|
Write or acquire options or interests in oil, gas or other mineral exploration or development programs. | None |
D-12
E-1
E-2
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E-5
E-6
E-7
E-8
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AIM Counselor Series Trust, on behalf of its series identified on Exhibit A hereto | AIM Growth Series, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
AIM Investment Funds, on behalf of its series identified on Exhibit A hereto | AIM Investment Securities Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
AIM Sector Funds, on behalf of its series identified on Exhibit A hereto | AIM Tax-Exempt Funds, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
AIM Variable Insurance Funds, on behalf of its series identified on Exhibit A hereto | ||||||||||
By: |
||||||||||
Name: | ||||||||||
Title: |
Morgan Stanley Balanced Fund, on behalf of its series identified on Exhibit A hereto | Morgan Stanley California Tax-Free Income Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Convertible Securities Trust, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Dividend Growth Securities Inc., on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Equally-Weighted S&P 500 Fund, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Fundamental Value Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley FX Series Funds, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Global Advantage Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Global Dividend Growth Securities, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Health Sciences Trust, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley High Yield Securities Inc., on behalf of its series identified on Exhibit A hereto | Morgan Stanley Institutional Fund, Inc., on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Institutional Fund Trust, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Mid-Cap Value Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Pacific Growth Fund Inc., on behalf of its series identified on Exhibit A hereto | Morgan Stanley New York Tax-Free Income Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Select Dimensions Investment Series, on behalf of its series identified on Exhibit A hereto | Morgan Stanley S&P 500 Index Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Small-Mid Special Value Fund, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Series Funds, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Tax-Exempt Securities Trust, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Special Value Fund, on behalf of its series identified on Exhibit A hereto | |||||||||
By:
|
By: | |||||||||
Title: | Title: | |||||||||
Morgan Stanley Technology Fund, on behalf of its series identified on Exhibit A hereto | ||||||||||
By: | ||||||||||
Title: |
Morgan Stanley Value Fund, on behalf of its series identified on Exhibit A hereto | Morgan Stanley Variable Investment Series, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
The Universal Institutional Funds, Inc., on behalf of its series identified on Exhibit A hereto | Van Kampen Capital Growth Fund, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Comstock Fund, on behalf of its series identified on Exhibit A hereto | Van Kampen Corporate Bond Fund, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Enterprise Fund, on behalf of its series identified on Exhibit A hereto | Van Kampen Equity and Income Fund, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Equity Trust, on behalf of its series identified on Exhibit A hereto | Van Kampen Equity Trust II, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Government Securities Fund, on behalf of its series identified on Exhibit A hereto | Van Kampen Growth and Income Fund, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: |
Van Kampen Harbor Fund, on behalf of its series identified on Exhibit A hereto | Van Kampen High Yield Fund, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Life Investment Trust, on behalf of its series identified on Exhibit A hereto | Van Kampen Limited Duration Fund, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Pennsylvania Tax Free Income Fund, on behalf of its series identified on Exhibit A hereto | Van Kampen Real Estate Securities Fund, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Series Fund, Inc., on behalf of its series identified on Exhibit A hereto | Van Kampen Tax-Exempt Trust, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Tax Free Trust, on behalf of its series identified on Exhibit A hereto | Van Kampen Trust, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Van Kampen Trust II, on behalf of its series identified on Exhibit A hereto | Van Kampen U.S. Government Trust, on behalf of its series identified on Exhibit A hereto | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: |
Invesco Advisers, Inc. | Morgan Stanley Investment Management Inc. | |||||
By:
|
By: | |||||
Name: | Name: | |||||
Title: | Title: | |||||
Morgan Stanley Investment Advisors Inc. | ||||||
By: | ||||||
Name: | ||||||
Title: | ||||||
Van Kampen Asset Management | ||||||
By: | ||||||
Name: | ||||||
Title: |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
AIM Counselor Series Trust |
||
Invesco Balanced Fund, a
series of AIM Counselor
Series Trust
|
Morgan Stanley Balanced Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco California Tax-Free
Income Fund, a series of AIM
Counselor Series Trust
|
Morgan Stanley California Tax-Free Income Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Dividend Growth
Securities Fund, a series of
AIM Counselor Series Trust
|
Morgan Stanley Dividend Growth Securities Inc. | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Equally-Weighted S&P
500 Fund, a series of AIM
Counselor Series Trust
|
Morgan Stanley Equally-Weighted S&P 500 Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Class A
|
Class W | |
Invesco Fundamental Value
Fund, a series of AIM
Counselor Series Trust
|
Morgan Stanley Fundamental Value Fund | |
Class A
|
Class A |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Large Cap Relative
Value Fund, a series of AIM
Counselor Series Trust
|
Large Cap Relative Value Portfolio, a series of Morgan Stanley Institutional Fund, Inc. | |
Class Y
|
Class I | |
Class A
|
Class P | |
Invesco New York Tax-Free
Income Fund, a series of AIM
Counselor Series Trust
|
Morgan Stanley New York Tax-Free Income Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco S&P 500 Index, a
series of AIM Counselor
Series Trust
|
Morgan Stanley S&P 500 Index Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen American Franchise
Fund, a series of AIM
Counselor Series Trust
|
Van Kampen American Franchise Fund, a series of Van Kampen Equity Trust II | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Core Equity Fund,
a series of AIM Counselor
Series Trust
|
Van Kampen Core Equity Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Equity and Income
Fund, a series of AIM
Counselor Series Trust
|
Van Kampen Equity and Income Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Equity Premium
Income Fund, a series of AIM
Counselor Series Trust
|
Van Kampen Equity Premium Income Fund, a series of Van Kampen Equity Trust II | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Growth and Income
Fund, a series of AIM
Counselor Series Trust
|
Van Kampen Growth and Income Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Pennsylvania Tax
Free Income Fund, a series of
AIM Counselor Series Trust
|
Van Kampen Pennsylvania Tax Free Income Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Small Cap Growth
Fund, a series of AIM
Counselor Series Trust
|
Van Kampen Small Cap Growth Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
AIM Growth Series |
||
Invesco Convertible
Securities Fund, a series of
AIM Growth Series
|
Morgan Stanley Convertible Securities Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Asset Allocation
Conservative Fund, a series
of AIM Growth Series
|
Van Kampen Asset Allocation Conservative Fund, a series of Van Kampen Equity Trust |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Asset Allocation
Growth Fund, a series of AIM
Growth Series
|
Van Kampen Asset Allocation Growth Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Asset Allocation
Moderate Fund, a series of
AIM Growth Series
|
Van Kampen Asset Allocation Moderate Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Harbor Fund, a
series of AIM Growth Series
|
Van Kampen Harbor Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Leaders Fund, a
series of AIM Growth Series
|
Van Kampen Leaders Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Real Estate
Securities Fund, a series of
AIM Growth Series
|
Van Kampen Real Estate Securities Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen U.S. Mortgage
Fund, a series of AIM Growth
Series
|
Van Kampen U.S. Mortgage Fund, a series of Van Kampen U.S. Government Trust |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
AIM Investment Funds |
||
Invesco Alternative
Opportunities Fund, a series
of AIM Investment Funds
|
Morgan Stanley Alternative Opportunities Fund, a series of Morgan Stanley Series Funds | |
Class A
|
Class A | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Class A
|
Class W | |
Invesco Commodities Alpha
Fund, a series of AIM
Investment Funds
|
Morgan Stanley Commodities Alpha Fund, a series of Morgan Stanley Series Funds | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Class A
|
Class W | |
Invesco FX Alpha Plus
Strategy Fund, a series of
AIM Investment Funds
|
The FX Alpha Plus Strategy Portfolio, a series of Morgan Stanley FX Series Funds | |
Class A
|
Class A | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Class A
|
Class W | |
Invesco FX Alpha Strategy
Fund, a series of AIM
Investment Funds
|
The FX Alpha Strategy Portfolio, a series of Morgan Stanley FX Series Funds | |
Class A
|
Class A | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Class A
|
Class W | |
Invesco Global Advantage
Fund, a series of AIM
Investment Funds
|
Morgan Stanley Global Advantage Fund | |
Class A
|
Class A | |
Class B
|
Class B |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Global Dividend
Growth Securities Fund, a
series of AIM Investment
Funds
|
Morgan Stanley Global Dividend Growth Securities | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Health Sciences Fund,
a series of AIM Investment
Funds
|
Morgan Stanley Health Sciences Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco International Growth
Equity Fund, a series of AIM
Investment Funds
|
International Growth Equity Portfolio, a series of Morgan Stanley Institutional Fund, Inc. | |
Class Y
|
Class I | |
Class A
|
Class P | |
Invesco Pacific Growth Fund,
a series of AIM Investment
Funds
|
Morgan Stanley Pacific Growth Fund Inc. | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Class A
|
Class W | |
Van Kampen Emerging Markets
Fund, a series of AIM
Investment Funds
|
Van Kampen Emerging Markets Fund, a series of Van Kampen Series Fund, Inc. | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Global Bond Fund,
a series of AIM Investment
Funds
|
Van Kampen Global Bond Fund, a series of Van Kampen Trust II | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Global Equity
Allocation Fund, a series of
AIM Investment Funds
|
Van Kampen Global Equity Allocation Fund, a series of Van Kampen Series Fund, Inc. | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Global Franchise
Fund, a series of AIM
Investment Funds
|
Van Kampen Global Franchise Fund, a series of Van Kampen Series Fund, Inc. | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Global Tactical
Asset Allocation Fund, a
series of AIM Investment
Funds
|
Van Kampen Global Tactical Asset Allocation Fund, a series of Van Kampen Trust II | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen International
Advantage Fund, a series of
AIM Investment Funds
|
Van Kampen International Advantage Fund, a series of Van Kampen Equity Trust II | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen International
Growth Fund, a series of AIM
Investment Funds
|
Van Kampen International Growth Fund, a series of Van Kampen Equity Trust II | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
AIM Investment Securities Fund |
||
Invesco High Yield Securities
Fund, a series of AIM
Investment Securities Fund
|
Morgan Stanley High Yield Securities Inc. | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Core Plus Fixed
Income Fund, a series of AIM
Investment Securities Fund
|
Van Kampen Core Plus Fixed Income Fund, a series of Van Kampen Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Corporate Bond
Fund, a series of AIM
Investment Securities Fund
|
Van Kampen Corporate Bond Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Government
Securities Fund, a series of
AIM Investment Securities
Fund
|
Van Kampen Government Securities Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen High Yield Fund, a
series of AIM Investment
Securities Fund
|
Van Kampen High Yield Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Limited Duration
Fund, a series of AIM
Investment Securities Fund
|
Van Kampen Limited Duration Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
AIM Sector Funds |
||
Invesco Mid-Cap Value Fund, a
series of AIM Sector Funds
|
Morgan Stanley Mid-Cap Value Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Small-Mid Special
Value Fund, a series of AIM
Sector Funds
|
Morgan Stanley Small-Mid Special Value Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Special Value Fund, a
series of AIM Sector Funds
|
Morgan Stanley Special Value Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Class A
|
Class W | |
Invesco Technology Fund, a
series of AIM Sector Funds
|
Morgan Stanley Technology Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco U.S. Mid Cap Value
Fund, a series of AIM Sector
Funds
|
U.S. Mid Cap Value Portfolio, a series of Morgan Stanley Institutional Fund Trust | |
Class Y
|
Class I | |
Class Y
|
Investment Class | |
Class A
|
Class P | |
Invesco U.S. Small Cap Value
Fund, a series of AIM Sector
Funds
|
U.S. Small Cap Value Portfolio, a series of Morgan Stanley Institutional Fund Trust | |
Class Y
|
Class I | |
Class A
|
Class P |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Invesco U.S. Small/Mid Cap
Value Fund, a series of AIM
Sector Funds
|
U.S. Small/Mid Cap Value Portfolio, a series of Morgan Stanley Institutional Fund, Inc. | |
Class Y
|
Class I | |
Class A
|
Class P | |
Invesco Value Fund, a series
of AIM Sector Funds
|
Morgan Stanley Value Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Value II Fund, a
series of AIM Sector Funds
|
Value Portfolio, a series of Morgan Stanley Institutional Fund Trust | |
Class Y
|
Class I | |
Class A
|
Class P | |
Van Kampen American Value
Fund, a series of AIM Sector
Funds
|
Van Kampen American Value Fund, a series of Van Kampen Series Fund, Inc. | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Capital Growth
Fund, a series of AIM Sector
Funds
|
Van Kampen Capital Growth Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Comstock Fund, a
series of AIM Sector Funds
|
Van Kampen Comstock Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Enterprise Fund, a
series of AIM Sector Funds
|
Van Kampen Enterprise Fund | |
Class A
|
Class A | |
Class B
|
Class B |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Mid Cap Growth
Fund, a series of AIM Sector
Funds
|
Van Kampen Mid Cap Growth Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Small Cap Value
Fund, a series of AIM Sector
Funds
|
Van Kampen Small Cap Value Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Technology Fund, a
series of AIM Sector Funds
|
Van Kampen Technology Fund, a series of Van Kampen Equity Trust II | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Utility Fund, a
series of AIM Sector Funds
|
Van Kampen Utility Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Value
Opportunities Fund, a series
of AIM Sector Funds
|
Van Kampen Value Opportunities Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
AIM Tax-Exempt Funds |
||
Invesco Municipal Fund, a
series of AIM Tax-Exempt
Funds
|
Municipal Portfolio, a series of Morgan Stanley Institutional Fund Trust | |
Class A
|
Class H | |
Class Y
|
Class I | |
Class A
|
Class L | |
Class A
|
Class P |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Invesco Tax-Exempt Securities
Fund, a series of AIM
Tax-Exempt Funds
|
Morgan Stanley Tax-Exempt Securities Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen California Insured
Tax Free Fund, a series of
AIM Tax-Exempt Funds
|
Van Kampen California Insured Tax Free Fund, a series of Van Kampen Tax Free Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen High Yield
Municipal Fund, a series of
AIM Tax-Exempt Funds
|
Van Kampen High Yield Municipal Fund, a series of Van Kampen Tax-Exempt Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Insured Tax Free
Income Fund, a series of AIM
Tax-Exempt Funds
|
Van Kampen Insured Tax Free Income Fund, a series of Van Kampen Tax Free Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Intermediate Term
Municipal Income Fund, a
series of AIM Tax-Exempt
Funds
|
Van Kampen Intermediate Term Municipal Income Fund, a series of Van Kampen Tax Free Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Municipal Income
Fund, a series of AIM
Tax-Exempt Funds
|
Van Kampen Municipal Income Fund, a series of Van Kampen Tax Free Trust | |
Class A
|
Class A | |
Class B
|
Class B |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen New York Tax Free
Income Fund, a series of AIM
Tax-Exempt Funds
|
Van Kampen New York Tax Free Income Fund, a series of Van Kampen Tax Free Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
AIM Variable Insurance Funds |
||
Invesco V.I. Dividend Growth
Fund, a series of AIM
Variable Insurance Funds
|
The Dividend Growth Portfolio, a series of Morgan Stanley Variable Investment Series | |
Series I
|
Class X | |
Series II
|
Class Y | |
Invesco V.I. Global Dividend
Growth Fund, a series of AIM
Variable Insurance Funds
|
The Global Dividend Growth Portfolio, a series of Morgan Stanley Variable Investment Series | |
Series I
|
Class X | |
Series II
|
Class Y | |
Invesco V.I. High Yield Fund,
a series of AIM Variable
Insurance Funds
|
The High Yield Portfolio, a series of Morgan Stanley Variable Investment Series | |
Series I
|
Class X | |
Invesco V.I. Income Builder
Fund, a series of AIM
Variable Insurance Funds
|
The Income Builder Portfolio, a series of Morgan Stanley Variable Investment Series | |
Series I
|
Class X | |
Series II
|
Class Y | |
Invesco V.I. S&P 500 Index
Fund, a series of AIM
Variable Insurance Funds
|
The S&P 500 Index Portfolio, a series of Morgan Stanley Variable Investment Series | |
Series I
|
Class X | |
Series II
|
Class Y | |
Invesco V.I. Select
Dimensions Balanced Fund, a
series of AIM Variable
Insurance Funds
|
The Balanced Portfolio, a series of Morgan Stanley Select Dimensions Investment Series | |
Series I
|
Class X | |
Series II
|
Class Y |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Invesco V.I. Select
Dimensions Dividend Growth
Fund, a series of AIM
Variable Insurance Funds
|
The Dividend Growth Portfolio, a series of Morgan Stanley Select Dimensions Investment Series | |
Series I
|
Class X | |
Series II
|
Class Y | |
Invesco V.I. Selection
Dimensions Equally-Weighted
S&P 500 Fund, a series of AIM
Variable Insurance Funds
|
The Equally-Weighted S&P 500 Portfolio, a series of Morgan Stanley Select Dimensions Investment Series | |
Series I
|
Class X | |
Series II
|
Class Y | |
Van Kampen V.I. Capital
Growth Fund, a series of AIM
Variable Insurance Funds
|
Van Kampen Life Investment Trust Capital Growth Portfolio, a series of Van Kampen Life Investment Trust | |
Series I
|
Class I | |
Series II
|
Class II | |
Van Kampen V.I. Comstock
Fund, a series of AIM
Variable Insurance Funds
|
Van Kampen Life Investment Trust Comstock Portfolio, a series of Van Kampen Life Investment Trust | |
Series I
|
Class I | |
Series II
|
Class II | |
Van Kampen V.I. Equity and
Income Fund, a series of AIM
Variable Insurance Funds
|
Equity and Income Portfolio, a series of The Universal Institutional Funds, Inc. | |
Series II
|
Class II | |
Van Kampen V.I. Global
Tactical Asset Allocation
Fund, a series of AIM
Variable Insurance Funds
|
Van Kampen Life Investment Trust Global Tactical Asset Allocation Portfolio, a series of Van Kampen Life Investment Trust | |
Series I
|
Class I | |
Series II
|
Class II | |
Van Kampen V.I. Global Value
Equity Fund, a series of AIM
Variable Insurance Funds
|
Global Value Equity Portfolio, a series of The Universal Institutional Funds, Inc. | |
Series I
|
Class I |
Acquiring Fund (and share | Corresponding Target Fund (and share | |
classes) and Acquiring Entity | classes) and Target Entity | |
Van Kampen V.I. Government
Fund, a series of AIM
Variable Insurance Funds
|
Van Kampen Life Investment Trust Government Portfolio, a series of Van Kampen Life Investment Trust | |
Series I
|
Class I | |
Series II
|
Class II | |
Van Kampen V.I. Growth and
Income Fund, a series of AIM
Variable Insurance Funds
|
Van Kampen Life Investment Trust Growth and Income Portfolio, a series of Van Kampen Life Investment Trust | |
Series I
|
Class I | |
Series II
|
Class II | |
Van Kampen V.I. High Yield
Fund, a series of AIM
Variable Insurance Funds
|
High Yield Portfolio, a series of The Universal Institutional Funds, Inc. | |
Series I
|
Class I | |
Series II
|
Class II | |
Van Kampen V.I. International
Growth Equity Fund, a series
of AIM Variable Insurance
Funds
|
International Growth Equity Portfolio, a series of The Universal Institutional Funds, Inc. | |
Series II
|
Class II | |
Van Kampen V.I. Mid Cap
Growth Fund, a series of AIM
Variable Insurance Funds
|
Van Kampen Life Investment Trust Mid Cap Growth Portfolio, a series of Van Kampen Life Investment Trust | |
Series II
|
Class II | |
Van Kampen V.I. Mid Cap Value
Fund, a series of AIM
Variable Insurance Funds
|
U.S. Mid Cap Value Portfolio, a series of The Universal Institutional Funds, Inc. | |
Series I
|
Class I | |
Series II
|
Class II | |
Van Kampen V.I. Value Fund, a
series of AIM Variable
Insurance Funds
|
Value Portfolio, a series of The Universal Institutional Funds, Inc. | |
Series I
|
Class I |
JURISDICTION WHERE | FORM OF | |||
TARGET ENTITY | ORGANIZED | ORGANIZATION | ||
Morgan Stanley Balanced Fund
|
Massachusetts | Business trust | ||
Morgan Stanley California Tax-Free Income Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Convertible Securities Trust
|
Massachusetts | Business trust | ||
Morgan Stanley Dividend Growth Securities Inc.
|
Maryland | Corporation | ||
Morgan Stanley Equally-Weighted S&P 500 Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Fundamental Value Fund
|
Massachusetts | Business trust | ||
Morgan Stanley FX Series Funds
|
Massachusetts | Business trust | ||
Morgan Stanley Global Advantage Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Global Dividend Growth Securities
|
Massachusetts | Business trust | ||
Morgan Stanley Health Sciences Trust
|
Massachusetts | Business trust | ||
Morgan Stanley High Yield Securities Inc.
|
Maryland | Corporation | ||
Morgan Stanley Institutional Fund, Inc.
|
Maryland | Corporation | ||
Morgan Stanley Institutional Fund Trust
|
Pennsylvania | Business trust | ||
Morgan Stanley Mid-Cap Value Fund
|
Massachusetts | Business trust | ||
Morgan Stanley New York Tax-Free Income Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Pacific Growth Fund Inc.
|
Maryland | Corporation | ||
Morgan Stanley S&P 500 Index Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Select Dimensions Investment
Series
|
Massachusetts | Business trust | ||
Morgan Stanley Series Funds
|
Massachusetts | Business trust | ||
Morgan Stanley Small-Mid Special Value Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Special Value Fund
|
Massachusetts | Business trust |
JURISDICTION WHERE | FORM OF | |||
TARGET ENTITY | ORGANIZED | ORGANIZATION | ||
Morgan Stanley Tax-Exempt Securities Trust
|
Massachusetts | Business trust | ||
Morgan Stanley Technology Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Value Fund
|
Massachusetts | Business trust | ||
Morgan Stanley Variable Investment Series
|
Massachusetts | Business trust | ||
The Universal Institutional Funds, Inc.
|
Maryland | Corporation | ||
Van Kampen Capital Growth Fund
|
Delaware | Statutory trust | ||
Van Kampen Comstock Fund
|
Delaware | Statutory trust | ||
Van Kampen Corporate Bond Fund
|
Delaware | Statutory trust | ||
Van Kampen Enterprise Fund
|
Delaware | Statutory trust | ||
Van Kampen Equity and Income Fund
|
Delaware | Statutory trust | ||
Van Kampen Equity Trust
|
Delaware | Statutory trust | ||
Van Kampen Equity Trust II
|
Delaware | Statutory trust | ||
Van Kampen Government Securities Fund
|
Delaware | Statutory trust | ||
Van Kampen Growth and Income Fund
|
Delaware | Statutory trust | ||
Van Kampen Harbor Fund
|
Delaware | Statutory trust | ||
Van Kampen High Yield Fund
|
Delaware | Statutory trust | ||
Van Kampen Life Investment Trust
|
Delaware | Statutory trust | ||
Van Kampen Limited Duration Fund
|
Delaware | Statutory trust | ||
Van Kampen Pennsylvania Tax Free Income Fund
|
Pennsylvania | Business trust | ||
Van Kampen Real Estate Securities Fund
|
Delaware | Statutory trust | ||
Van Kampen Series Fund, Inc.
|
Maryland | Corporation | ||
Van Kampen Tax-Exempt Trust
|
Delaware | Statutory trust | ||
Van Kampen Tax Free Trust
|
Delaware | Statutory trust | ||
Van Kampen Trust
|
Delaware | Statutory trust | ||
Van Kampen Trust II
|
Delaware | Statutory trust | ||
Van Kampen U.S. Government Trust
|
Delaware | Statutory trust |
AIM Counselor Series Trust | AIM Tax-Exempt Funds | |
AIM Sector Funds | AIM Investment Securities Funds | |
AIM Growth Series | AIM Investment Funds |
Van Kampen American Franchise Fund | Van Kampen Harbor Fund | |
Van Kampen American Value Fund | Van Kampen High Yield Fund | |
Van Kampen Asset Allocation Conservative Fund | Van Kampen High Yield Municipal Fund | |
Van Kampen Asset Allocation Growth Fund | Van Kampen Insured Tax Free Income Fund | |
Van Kampen Asset Allocation Moderate Fund | Van Kampen Intermediate Term Municipal Income Fund | |
Van Kampen California Insured Tax Free Fund | Van Kampen International Advantage Fund | |
Van Kampen Capital Growth Fund | Van Kampen International Growth Fund | |
Van Kampen Comstock Fund | Van Kampen Leaders Fund | |
Van Kampen Core Equity Fund | Van Kampen Limited Duration Fund | |
Van Kampen Core Plus Fixed Income Fund | Van Kampen Mid Cap Growth Fund | |
Van Kampen Corporate Bond Fund | Van Kampen Municipal Income Fund | |
Van Kampen Emerging Markets Fund | Van Kampen New York Tax Free Income Fund | |
Van Kampen Enterprise Fund | Van Kampen Pennsylvania Tax Free Income Fund | |
Van Kampen Equity and Income Fund | Van Kampen Real Estate Securities Fund | |
Van Kampen Equity Premium Income Fund | Van Kampen Small Cap Growth Fund | |
Van Kampen Global Bond Fund | Van Kampen Small Cap Value Fund | |
Van Kampen Global Equity Allocation Fund | Van Kampen Technology Fund | |
Van Kampen Global Franchise Fund | Van Kampen U.S. Mortgage Fund | |
Van Kampen Global Tactical Asset Allocation Fund | Van Kampen Utility Fund | |
Van Kampen Government Securities Fund | Van Kampen Value Opportunities Fund | |
Van Kampen Growth and Income Fund |
Page | ||||
General Information |
3 | |||
Incorporation by Reference |
3 |
2
Van Kampen American Franchise Fund
|
Van Kampen Harbor Fund | |
Van Kampen American Value Fund | Van Kampen High Yield Fund | |
Van Kampen Asset Allocation Conservative Fund | Van Kampen High Yield Municipal Fund | |
Van Kampen Asset Allocation Growth Fund | Van Kampen Insured Tax Free Income Fund | |
Van Kampen Asset Allocation Moderate Fund | Van Kampen Intermediate Term Municipal Income Fund | |
Van Kampen California Insured Tax Free Fund | Van Kampen International Advantage Fund | |
Van Kampen Capital Growth Fund | Van Kampen International Growth Fund | |
Van Kampen Comstock Fund | Van Kampen Leaders Fund | |
Van Kampen Core Equity Fund | Van Kampen Limited Duration Fund | |
Van Kampen Core Plus Fixed Income Fund | Van Kampen Mid Cap Growth Fund | |
Van Kampen Corporate Bond Fund | Van Kampen Municipal Income Fund | |
Van Kampen Emerging Markets Fund | Van Kampen New York Tax Free Income Fund | |
Van Kampen Enterprise Fund | Van Kampen Pennsylvania Tax Free Income Fund | |
Van Kampen Equity and Income Fund | Van Kampen Real Estate Securities Fund | |
Van Kampen Equity Premium Income Fund | Van Kampen Small Cap Growth Fund | |
Van Kampen Global Bond Fund | Van Kampen Small Cap Value Fund | |
Van Kampen Global Equity Allocation Fund | Van Kampen Technology Fund | |
Van Kampen Global Franchise Fund | Van Kampen U.S. Mortgage Fund | |
Van Kampen Global Tactical Asset Allocation Fund | Van Kampen Utility Fund | |
Van Kampen Government Securities Fund | Van Kampen Value Opportunities Fund | |
Van Kampen Growth and Income Fund |
1. | Statement of Additional Information dated December 31, 2009, for Van Kampen Equity Trust II with respect to Van Kampen American Franchise Fund, Van Kampen International Advantage Fund, Van Kampen Equity Premium Income Fund, Van Kampen International Growth Fund, and Van Kampen Technology Fund (filed via EDGAR on October 23, 2009, Accession No. 0000950123-09-052700). |
3
2. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Equity Trust II Annual Report to Shareholders for the fiscal year ended August 31, 2009, with respect to Van Kampen American Franchise Fund, Van Kampen International Advantage Fund, Van Kampen Equity Premium Income Fund, Van Kampen International Growth Fund, and Van Kampen Technology Fund (filed via EDGAR on October 29, 2009, Accession No. 0000950123-09-054753). | |
3. | Statement of Additional Information dated October 30, 2009, for Van Kampen Series Fund, Inc. with respect to Van Kampen American Value Fund, Van Kampen Emerging Markets Fund, Van Kampen Global Equity Allocation Fund, and Van Kampen Global Franchise Fund (filed via EDGAR on October 27, 2009, Accession No. 0000950123-09-053725). | |
4. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Series Fund, Inc. Annual Report to Shareholders for the fiscal year ended June 30, 2009, with respect to Van Kampen American Value Fund, Van Kampen Emerging Markets Fund, Van Kampen Global Equity Allocation Fund, and Van Kampen Global Franchise Fund (filed via EDGAR on August 28, 2009, Accession No. 0001104659-09-052297). | |
5. | Statement of Additional Information dated July 31, 2009, for Van Kampen Equity Trust with respect to Van Kampen Asset Allocation Conservative Fund, Van Kampen Asset Allocation Growth Fund, Van Kampen Asset Allocation Moderate Fund, Van Kampen Core Equity Fund, Van Kampen Leaders Fund, Van Kampen Mid Cap Growth Fund, Van Kampen Small Cap Growth Fund, Van Kampen Small Cap Value Fund, Van Kampen Utility Fund, and Van Kampen Value Opportunities Fund (filed via EDGAR on July 29, 2009, Accession No. 0000950123-09-027055). | |
6. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Equity Trust Annual Report to Shareholders for the fiscal year ended March 31, 2009, with respect to Van Kampen Asset Allocation Conservative Fund, Van Kampen Asset Allocation Growth Fund, Van Kampen Asset Allocation Moderate Fund, Van Kampen Core Equity Fund, Van Kampen Leaders Fund, Van Kampen Mid Cap Growth Fund, Van Kampen Small Cap Growth Fund, Van Kampen Small Cap Value Fund, Van Kampen Utility Fund, and Van Kampen Value Opportunities Fund (filed via EDGAR on May 28, 2009, Accession No. 0000950137-09-004138). | |
7. | The unaudited financial statements included in the Van Kampen Equity Trust Semi-Annual Report to Shareholders for the fiscal period ended September 30, 2009, with respect to Van Kampen Asset Allocation Conservative Fund, Van Kampen Asset Allocation Growth Fund, Van Kampen Asset Allocation Moderate Fund, Van Kampen Core Equity Fund, Van Kampen Leaders Fund, Van Kampen Mid Cap Growth Fund, Van Kampen Small Cap Growth Fund, Van Kampen Small Cap Value Fund, Van Kampen Utility Fund, and Van Kampen Value Opportunities Fund (filed via EDGAR on November 25, 2009, Accession No. 0000950123-09-066384). | |
8. | Statement of Additional Information dated January 30, 2010, for Van Kampen Tax Free Trust with respect to Van Kampen California Insured Tax Free Fund, Van Kampen Insured Tax Free |
4
Income Fund, Van Kampen Intermediate Term Municipal Income Fund, Van Kampen Municipal Income Fund, and Van Kampen New York Tax Free Income Fund (filed via EDGAR on [_____], Accession No. [_____]). | ||
9. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Tax Free Trust Annual Report to Shareholders for the fiscal year ended September 30, 2009, with respect to Van Kampen California Insured Tax Free Fund, Van Kampen Insured Tax Free Income Fund, Van Kampen Intermediate Term Municipal Income Fund, Van Kampen Municipal Income Fund, and Van Kampen New York Tax Free Income Fund (filed via EDGAR on November 25, 2009, Accession No. 0000950123-09-066382). | |
10. | Statement of Additional Information dated October 30, 2009, for Van Kampen Capital Growth Fund (filed via EDGAR on October 27, 2009, Accession No. 0000950123-09-053726). | |
11. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Capital Growth Fund Annual Report to Shareholders for the fiscal year ended June 30, 2009 (filed via EDGAR on August 27, 2009, Accession No. 0000950123-09-038596). | |
12. | Statement of Additional Information dated April 30, 2009, for Van Kampen Comstock Fund (filed via EDGAR on April 27, 2009, Accession No. 0000950137-09-003266). | |
13. | The unaudited financial statements included in Van Kampen Comstock Fund Semi-Annual Report to Shareholders for the period ended June 30, 2009 (filed via EDGAR on August 27, 2009, Accession No. 0000950123-09-038594). | |
14. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Comstock Fund Annual Report to Shareholders for the fiscal year ended December 31, 2008 (filed via EDGAR on February 27, 2009, Accession No. 0000950137-09-001349). | |
15. | Statement of Additional Information dated December 30, 2009, for Van Kampen Trust with respect to Van Kampen Core Plus Fixed Income Fund (filed via EDGAR on December 22, 2009, Accession No. 0000950123-09-072728). | |
16. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Trust Annual Report to Shareholders for the fiscal year ended August 31, 2009 with respect to Van Kampen Core Plus Fixed Income Fund (filed via EDGAR on October 29, 2009, Accession No. 0000950123-09-054750). | |
17. | Statement of Additional Information dated December 30, 2009, for Van Kampen Corporate Bond Fund (filed via EDGAR on December 22, 2009, Accession No. 0000950123-09-072720). | |
18. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Corporate Bond Fund Annual Report to Shareholders for the |
5
fiscal year ended August 31, 2009 (filed via EDGAR on October 29, 2009, Accession No. 0000950123-09-054741). | ||
19. | Statement of Additional Information dated April 30, 2009, for Van Kampen Enterprise Fund (filed via EDGAR on April 27, 2009, Accession No. 0000950137-09-003267). | |
20. | The unaudited financial statements included in the Van Kampen Enterprise Fund Semi-Annual Report to Shareholders for the fiscal period ended June 30, 2009 (filed via EDGAR on August 27, 2009, Accession No. 0000950123-09-038592). | |
21. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Enterprise Fund annual Report to Shareholders for the fiscal year ended December 31, 2008 (filed via EDGAR on February 27, 2009, Accession No. 0000950137-09-001350). | |
22. | Statement of Additional Information dated April 30, 2009, for Van Kampen Equity and Income Fund (filed via EDGAR on April 27, 2009, Accession No. 0000950137-09-003268). | |
23. | The unaudited financial statements included in the Van Kampen Equity and Income Fund Semi-Annual Report to Shareholders for the fiscal period ended June 30, 2009 (filed via EDGAR on August 27, 2009, Accession No. 0000950123-09-038593). | |
24. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Equity and Income Fund annual Report to Shareholders for the fiscal year ended December 31, 2008 (filed via EDGAR on February 27, 2009, Accession No. 0000950137-09-001348). | |
25. | Statement of Additional Information dated August 31, 2009, for Van Kampen Trust II with respect to Global Bond Fund, Global Tactical Asset Allocation Fund, and Flexible Opportunities Fund (filed via EDGAR on August 31, 2009, Accession No. 0000950123-09-039777). | |
26. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Trust II annual Report to Shareholders for the fiscal year ended October 31, 2009, with respect to Global Bond Fund, Global Tactical Asset Allocation Fund, and Flexible Opportunities Fund (filed via EDGAR on [___], Accession No. [___]). | |
27. | Statement of Additional Information dated January 30, 2010, for Van Kampen Government Securities Fund (filed via EDGAR on [ ], Accession No. [___]). | |
28. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Government Securities Fund annual Report to Shareholders for the fiscal year ended September 30, 2009 (filed via EDGAR on November 25, 2009, Accession No. 0000950123-09-066378). | |
29. | Statement of Additional Information dated March 31, 2009, for Van Kampen Growth & Income Fund (filed via EDGAR on March 27, 2009, Accession No. 0000950137-09-002296). |
6
30. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Growth & Income Fund annual Report to Shareholders for the fiscal year ended November 30, 2009 (filed via EDGAR on [_____], Accession No. [_____]). | |
31. | Statement of Additional Information dated April 30, 2009, for Van Kampen Harbor Fund (filed via EDGAR on April 27, 2009, Accession No. 0000950137-09-003269). | |
32. | The unaudited financial statements included in the Van Kampen Harbor Fund Semi-Annual Report to Shareholders for the fiscal period ended June 30, 2009 (filed via EDGAR on August 27, 2009, Accession No. 0000950123-09-038595). | |
33. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Harbor Fund annual Report to Shareholders for the fiscal year ended December 31, 2008 (filed via EDGAR on February 27, 2009, Accession No. 0000950137-09-001351). | |
34. | Statement of Additional Information dated December 31, 2009, for Van Kampen High Yield Fund (filed via EDGAR on December 22, 2009, Accession No. 0000950123-09-072726). | |
35. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen High Yield Fund annual Report to Shareholders for the fiscal year ended August 30, 2009 (filed via EDGAR on October 29, 2009, Accession No. 0000950123-09-054745). | |
36. | Statement of Additional Information dated March 31, 2009, for Van Kampen Tax-Exempt Trust with respect to Van Kampen High Yield Municipal Fund (filed via EDGAR on March 27, 2009, Accession No. 0000950137-09-002297). | |
37. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Tax-Exempt Trust annual Report to Shareholders for the fiscal year ended November 30, 2009 with respect to Van Kampen High Yield Municipal Fund (filed via EDGAR on [_____], Accession No. [_____]). | |
38. | Statement of Additional Information dated January 30, 2010, for Van Kampen Pennsylvania Tax Free Income Fund (filed via EDGAR on [_____], Accession No. [_____]). | |
39. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Pennsylvania Tax Free Income Fund annual Report to Shareholders for the fiscal year ended September 30, 2009 (filed via EDGAR on November 25, 2009, Accession No. 0001104659-09-067180). | |
40. | Statement of Additional Information dated April 30, 2009, for Van Kampen Real Estate Securities Fund (filed via EDGAR on April 27, 2009, Accession No. 0000950137-09-003270). | |
41. | The unaudited financial statements included in the Van Kampen Real Estate Securities Fund Semi-Annual Report to Shareholders for the fiscal period ended June 30, 2009 (filed via EDGAR on August 27, 2009, Accession No. 0000950123-09-038584). |
7
42. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Real Estate Securities Fund annual Report to Shareholders for the fiscal year ended December 31, 2008 (filed via EDGAR on February 27, 2009, Accession No. 0000950137-09-001357). | |
43. | Statement of Additional Information dated April 30, 2009, for Van Kampen Limited Duration Fund (filed via EDGAR on April 27, 2009, Accession No. 0000950137-09-003272). | |
44. | The unaudited financial statements included in the Van Kampen Limited Duration Fund Semi-Annual Report to Shareholders for the fiscal period ended June 30, 2009 (filed via EDGAR on August 27, 2009, Accession No. 0000950123-09-038587). | |
45. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen Limited Duration Fund annual Report to Shareholders for the fiscal year ended December 31, 2008 (filed via EDGAR on February 27, 2009, Accession No. 0000950137-09-001346). | |
46. | Statement of Additional Information dated April 30, 2009, for Van Kampen U.S. Government Trust with respect to Van Kampen U.S. Mortgage Fund (filed via EDGAR on April 27, 2009, Accession No. 0000950137-09-003271). | |
47. | The unaudited financial statements included in the Van Kampen U.S. Government Trust Semi-Annual Report to Shareholders for the fiscal period ended June 30, 2009, with respect to Van Kampen U.S. Mortgage Fund (filed via EDGAR on August 27, 2009, Accession No. 0000950123-09-038590). | |
48. | The audited financial statements and related report of the independent public accounting firm included in the Van Kampen U.S. Government Trust annual Report to Shareholders for the fiscal year ended December 31, 2008, with respect to Van Kampen U.S. Mortgage Fund (filed via EDGAR on February 27, 2009, Accession No. 0000950137-09-001347). | |
49. | Statement of Additional Information dated [___] for AIM Counselor Series Trust with respect to Van Kampen American Franchise Fund, Van Kampen Core Equity Fund, Van Kampen Equity and Income Fund, Van Kampen Equity Premium Income Fund, Van Kampen Growth and Income Fund, Van Kampen Pennsylvania Tax Free Income Fund, and Van Kampen Small Cap Growth Fund (filed via EDGAR on November 25, 2009, Accession No. 0000950123-09-066174). | |
50. | Statement of Additional Information dated [___] for AIM Sector Funds with respect to Van Kampen American Value Fund, Van Kampen Capital Growth Fund, Van Kampen Comstock Fund, Van Kampen Enterprise Fund, Van Kampen Mid Cap Growth Fund, Van Kampen Small Cap Value Fund, Van Kampen Technology Fund, Van Kampen Utility Fund, and Van Kampen Value Opportunities Fund (filed via EDGAR on November 25, 2009, Accession No. 0000950123-09-066179). | |
51. | Statement of Additional Information dated [___] for AIM Investment Securities Funds with respect to Van Kampen Core Plus Fixed Income Fund, Van Kampen Corporate Bond Fund, Van Kampen Government Securities Fund, Van Kampen High Yield Fund, and Van Kampen |
8
Limited Duration Fund (filed via EDGAR on November 25, 2009, Accession No. 0000950123-09-066181). | ||
52. | Statement of Additional Information dated [___] for AIM Growth Series with respect to Van Kampen Asset Allocation Conservative Fund, Van Kampen Asset Allocation Growth Fund, Van Kampen Asset Allocation Moderate Fund, Van Kampen Harbor Fund, Van Kampen Leaders Fund, Van Kampen Real Estate Securities Fund, and Van Kampen U.S. Mortgage Fund (filed via EDGAR on November 25, 2009, Accession No. 0000950123-09-066182). | |
53. | Statement of Additional Information dated [___] for AIM Investment Funds with respect to Van Kampen Emerging Markets Fund, Van Kampen Global Bond Fund, Van Kampen Global Equity Allocation Fund, Van Kampen Global Franchise Fund, Van Kampen Global Tactical Asset Allocation Fund, Van Kampen International Advantage Fund, and Van Kampen International Growth Fund (filed via EDGAR on November 25, 2009, Accession No. 0000950123-09-066206). | |
54. | Statement of Additional Information dated [___] for AIM Tax-Exempt Funds with respect to Van Kampen California Insured Tax Free Fund, Van Kampen High Yield Municipal Fund, Van Kampen Insured Tax Free Income Fund, Van Kampen Intermediate Term Municipal Income Fund, Van Kampen Municipal Income Fund, and Van Kampen New York Tax Free Income Fund (filed via EDGAR on November 25, 2009, Accession No. 0000950123-09-066183). |
9
AIM Investment Funds | AIM Investment Securities Fund | |
AIM Counselor Series Trust | AIM Sector Funds | |
AIM Growth Series | AIM Tax-Exempt Funds |
Morgan Stanley Alternative Opportunities Fund | Morgan Stanley Mid-Cap Value Fund | |
Morgan Stanley Balanced Fund | Municipal Portfolio | |
Morgan Stanley California Tax-Free Income Fund | Morgan Stanley New York Tax-Free Income Fund | |
Morgan Stanley Commodities Alpha Fund | Morgan Stanley Pacific Growth Fund Inc. | |
Morgan Stanley Convertible Securities Trust | Morgan Stanley S&P 500 Index Fund | |
Morgan Stanley Dividend Growth Securities Inc. | Morgan Stanley Small-Mid Special Value Fund | |
Morgan Stanley Equally-Weighted S&P 500 Fund | Morgan Stanley Special Value Fund | |
Morgan Stanley Fundamental Value Fund | Morgan Stanley Tax-Exempt Securities Trust | |
The FX Alpha Plus Strategy Portfolio | Morgan Stanley Technology Fund | |
The FX Alpha Strategy Portfolio | U.S. Mid Cap Value Portfolio | |
Morgan Stanley Global Advantage Fund | U.S. Small Cap Value Portfolio | |
Morgan Stanley Global Dividend Growth Securities | U.S. Small/Mid Cap Value Portfolio | |
Morgan Stanley Health Sciences Trust | Morgan Stanley Value Fund | |
Morgan Stanley High Yield Securities Inc. | Value Portfolio | |
International Growth Equity Portfolio | ||
Large Cap Relative Value Portfolio |
Page | ||||
General Information |
3 | |||
Incorporation by Reference |
3 |
2
Morgan Stanley Funds | Invesco Funds | |
Morgan Stanley Alternative Opportunities Fund
|
Invesco Alternative Opportunities Fund | |
Morgan Stanley Balanced Fund
|
Invesco Balanced Fund | |
Morgan Stanley California Tax-Free Income Fund
|
Invesco California Tax-Free Income Fund | |
Morgan Stanley Commodities Alpha Fund
|
Invesco Commodities Alpha Fund | |
Morgan Stanley Convertible Securities Trust
|
Invesco Convertible Securities Fund | |
Morgan Stanley Dividend Growth Securities Inc.
|
Invesco Dividend Growth Securities Fund | |
Morgan Stanley Equally-Weighted S&P 500 Fund
|
Invesco Equally-Weighted S&P 500 Fund | |
Morgan Stanley Fundamental Value Fund
|
Invesco Fundamental Value Fund | |
The FX Alpha Plus Strategy Portfolio
|
Invesco FX Alpha Plus Strategy Fund | |
The FX Alpha Strategy Portfolio
|
Invesco FX Alpha Strategy Fund | |
Morgan Stanley Global Advantage Fund
|
Invesco Global Advantage Fund | |
Morgan Stanley Global Dividend Growth Securities
|
Invesco Global Dividend Growth Securities Fund | |
Morgan Stanley Health Sciences Trust
|
Invesco Health Sciences Fund | |
Morgan Stanley High Yield Securities Inc.
|
Invesco High Yield Securities Fund | |
International Growth Equity Portfolio
|
Invesco International Growth Equity Fund | |
Large Cap Relative Value Portfolio
|
Invesco Large Cap Relative Value Fund | |
Morgan Stanley Mid-Cap Value Fund
|
Invesco Mid-Cap Value Fund | |
Municipal Portfolio
|
Invesco Municipal Fund | |
Morgan Stanley New York Tax-Free Income Fund
|
Invesco New York Tax-Free Income Fund | |
Morgan Stanley Pacific Growth Fund Inc.
|
Invesco Pacific Growth Fund | |
Morgan Stanley S&P 500 Index Fund
|
Invesco S&P 500 Index Fund | |
Morgan Stanley Small-Mid Special Value Fund
|
Invesco Small-Mid Special Value Fund | |
Morgan Stanley Special Value Fund
|
Invesco Special Value Fund | |
Morgan Stanley Tax-Exempt Securities Trust
|
Invesco Tax-Exempt Securities Fund | |
Morgan Stanley Technology Fund
|
Invesco Technology Fund | |
U.S. Mid Cap Value Portfolio
|
Invesco U.S. Mid Cap Value Fund | |
U.S. Small Cap Value Portfolio
|
Invesco U.S. Small Cap Value Fund | |
U.S. Small/Mid Cap Value Portfolio
|
Invesco U.S. Small/Mid Cap Value Fund | |
Morgan Stanley Value Fund
|
Invesco Value Fund | |
Value Portfolio
|
Invesco Value II Fund |
3
1. | Statement of Additional Information dated November 30, 2009, for Morgan Stanley Series Funds with respect to Morgan Stanley Alternative Opportunities Fund (filed via EDGAR on November 30, 2009, Accession No. 0000950123-09-066955). | |
2. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Series Funds Annual Report to Shareholders for the fiscal year ended July 31, 2009, with respect to Morgan Stanley Alternative Opportunities Fund (filed via EDGAR on October 8, 2009, Accession No. 0000950123-09-049205). | |
3. | Statement of Additional Information dated November 30, 2009, for Morgan Stanley Series Funds with respect to Morgan Stanley Commodities Alpha Fund (filed via EDGAR on December 4, 2009, Accession No. 0000950123-09-068600). | |
4. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Series Funds Annual Report to Shareholders for the fiscal year ended July 31, 2009, with respect to Morgan Stanley Commodities Alpha Fund (filed via EDGAR on October 8, 2009, Accession No. 0000950123-09-049206). | |
5. | Statement of Additional Information dated May 29, 2009, for Morgan Stanley Balanced Fund (filed via EDGAR on May 28, 2009, Accession No. 0000950123-09-009636). | |
6. | The unaudited financial statements included in the Morgan Stanley Balanced Fund Semi-Annual Report to Shareholders for the fiscal period ended July 31, 2009 (filed via EDGAR on October 8, 2009, Accession No. 0000950123-09-049186). | |
7. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Balanced Fund Annual Report to Shareholders for the fiscal year ended January 31, 2009 (filed via EDGAR on April 9, 2009, Accession No. 0000950123-09-006357). | |
8. | Statement of Additional Information dated April 30, 2009, for Morgan Stanley California Tax-Free Income Fund (filed via EDGAR on April 28, 2009, Accession No. 0001104659-09-026671). | |
9. | The unaudited financial statements included in the Morgan Stanley California Tax-Free Income Fund Semi-Annual Report to Shareholders for the fiscal period ended June 30, 2009 (filed via EDGAR on September 8, 2009, Accession No. 0000950123-09-041613). | |
10. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley California Tax-Free Income Fund Annual Report to Shareholders for the fiscal year ended December 31, 2008 (filed via EDGAR on March 10, 2009, Accession No. 0001104659-09-016114). | |
11. | Statement of Additional Information dated January 29, 2010, for Morgan Stanley Convertible Securities Trust (filed via EDGAR on November 23, 2009, Accession No. 0001104659-09-066512). |
4
12. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Convertible Securities Trust Annual Report to Shareholders for the fiscal year ended September 30, 2009 (filed via EDGAR on December 9, 2009, Accession No. 0001104659-09-069136). | |
13. | Statement of Additional Information dated June 30, 2009, for Morgan Stanley Dividend Growth Securities Inc. (filed via EDGAR on June 30, 2009, Accession No. 0000950123-09-019125). | |
14. | The unaudited financial statements included in the Morgan Stanley Dividend Growth Securities Inc. Semi-Annual Report to Shareholders for the fiscal period ended August 31, 2009 (filed via EDGAR on November 9, 2009, Accession No. 0000950123-09-059976). | |
15. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Dividend Growth Securities Inc. Annual Report to Shareholders for the fiscal year ended February 28, 2009 (filed via EDGAR on May 7, 2009, Accession No. 0000950123-09-008293). | |
16. | Statement of Additional Information dated October 30, 2009 , for Morgan Stanley Equally-Weighted S&P 500 Fund (filed via EDGAR on October 28, 2009, Accession No. 0001104659-09-060831). | |
17. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Equally-Weighted S&P 500 Fund Annual Report to Shareholders for the fiscal year ended June 30, 2009 (filed via EDGAR on September 8, 2009, Accession No. 0001104659-09-053675). | |
18. | Statement of Additional Information dated January 29, 2010, for Morgan Stanley Fundamental Value Fund (filed via EDGAR on November 23, 2009, Accession No. 0000950123-09-065113). | |
19. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Fundamental Value Fund Annual Report to Shareholders for the fiscal year ended September 30, 2009 (filed via EDGAR on December 9, 2009, Accession No. 0000950123-09-069478). | |
20. | Statement of Additional Information dated February 27, 2009, for Morgan Stanley FX Series Funds with respect to The FX Alpha Strategy Portfolio and The FX Alpha Plus Strategy Portfolio (filed via EDGAR on March 4, 2009, Accession No. 0000950123-09-003982). | |
21. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley FX Series Funds Annual Report to Shareholders for the fiscal year ended October 31, 2009 , with respect to The FX Alpha Strategy Portfolio and The FX Alpha Plus Strategy Portfolio (filed via EDGAR on [________], Accession No. [________] ). |
5
22. | Statement of Additional Information dated September 30, 2009, for Morgan Stanley Global Advantage Fund (filed via EDGAR on October 1, 2009, Accession No. 0001104659-09-057301). | |
23. | The unaudited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Global Advantage Fund Semi-Annual Report to Shareholders for the fiscal year ended November 30, 2009 (filed via EDGAR on [_____], Accession No. [_____]). | |
24. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Global Advantage Fund Annual Report to Shareholders for the fiscal year ended May 31, 2009 (filed via EDGAR on August 7, 2009, Accession No. 0001104659-09-048091). | |
25. | Statement of Additional Information dated July 31, 2009, for Morgan Stanley Global Dividend Growth Securities (filed via EDGAR on July 30, 2009, Accession No. 0001104659-09-046051). | |
26. | The unaudited financial statements included in the Morgan Stanley Global Dividend Growth Securities Semi-Annual Report to Shareholders for the fiscal period ended September 30, 2009 (filed via EDGAR on December 9, 2009, Accession No. 0001104659-09-069135). | |
27. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Global Dividend Growth Securities Annual Report to Shareholders for the fiscal year ended March 31, 2009 (filed via EDGAR on June 9, 2009, Accession No. 0001104659-09-037392). | |
28. | Statement of Additional Information dated November 30, 2009, for Morgan Stanley Health Sciences Trust (filed via EDGAR on November 24, 2009, Accession No. 0000950123-09-065591). | |
29. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Health Sciences Trust Annual Report to Shareholders for the fiscal year ended July 31, 2009 (filed via EDGAR on October 8, 2009, Accession No. 0000950123-09-049189). | |
30. | Statement of Additional Information dated December 31, 2009, for Morgan Stanley High Yield Securities Inc. (filed via EDGAR on December 22, 2009, Accession No. 0001104659-09-071083). | |
31. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley High Yield Securities Inc. Annual Report to Shareholders for the fiscal year ended August 31, 2009 (filed via EDGAR on November 9, 2009, Accession No. 0001104659-09-063698). | |
32. | Statement of Additional Information dated May 1, 2009, for Morgan Stanley Institutional Fund, Inc. with respect to Large Cap Relative Value Portfolio, U.S. Small/Mid Cap Value |
6
Portfolio, and International Growth Equity Portfolio (filed via EDGAR on April 28, 2009, Accession No. 0001104659-09-026859). | ||
33. | The unaudited financial statements included in the Morgan Stanley Institutional Fund, Inc. Semi-Annual Report to Shareholders for the fiscal period ended June 30, 2009, with respect to Large Cap Relative Value Portfolio, U.S. Small/Mid Cap Value Portfolio, and International Growth Equity Portfolio (filed via EDGAR on September 4, 2009, Accession No. 0001104659-09-053376). | |
34. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Institutional Fund, Inc. Annual Report to Shareholders for the fiscal year ended December 31, 2008, with respect to Large Cap Relative Value Portfolio, U.S. Small/Mid Cap Value Portfolio, and International Growth Equity Portfolio (filed via EDGAR on March 10, 2009, Accession No. 0001104659-09-016173). | |
35. | Statement of Additional Information dated December 31, 2009, for Morgan Stanley Mid Cap Value Fund (filed via EDGAR on December 21, 2009 , Accession No. 0001104659-09-070861). | |
36. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Mid Cap Value Fund Annual Report to Shareholders for the fiscal year ended August 31, 2009 (filed via EDGAR on November 9, 2009, Accession No. 0001104659-09-063708). | |
37. | Statement of Additional Information dated April 30, 2009, for Morgan Stanley New York Tax-Free Income Fund (filed via EDGAR on April 27, 2009, Accession No. 0001104659-09-026431). |
7
38. | The unaudited financial statements included in the Morgan Stanley New York Tax-Free Income Fund Semi-Annual Report to Shareholders for the fiscal period ended June 30, 2009 (filed via EDGAR on September 8, 2009, Accession No. 0000950123-09-041611). | |
39. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley New York Tax-Free Income Fund Annual Report to Shareholders for the fiscal year ended December 31, 2009 (filed via EDGAR on March 10, 2009, Accession No. 0001104659-09-016142). | |
40. | Statement of Additional Information dated February 27, 2009, for Morgan Stanley Pacific Growth Fund Inc. (filed via EDGAR on March 4, 2009, Accession No. 0001104659-09-014171). | |
41. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Pacific Growth Fund Inc. Annual Report to Shareholders for the fiscal year ended October 30, 2009 (filed via EDGAR on [________], Accession No. [________] ). | |
42. | Statement of Additional Information dated December 31, 2009, for Morgan Stanley S&P 500 Index Fund (filed via EDGAR on December 21, 2009 Accession No. 0000950123-09-072379). | |
43. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley S&P 500 Index Fund Annual Report to Shareholders for the fiscal year ended August 31, 2009 (filed via EDGAR on November 19, 2009, Accession No. 0000950123-09-060605). | |
44. | Statement of Additional Information dated August 31, 2009, for Morgan Stanley Small-Mid Special Value Fund (filed via EDGAR on August 27, 2009, Accession No. 0000950123-09-038758). | |
45. | The unaudited financial statements included in the Morgan Stanley Small-Mid Special Value Fund Semi-Annual Report to Shareholders for the fiscal period ended October 31, 2009 (filed via EDGAR on [________], Accession No. [________]). | |
46. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Small-Mid Special Value Fund Annual Report to Shareholders for the fiscal year ended April 30, 2009 (filed via EDGAR on July 9, 2009, Accession No. 0000950123-09-021171). | |
47. | Statement of Additional Information dated November 30, 2009, for Morgan Stanley Special Value Fund (filed via EDGAR on November 24, 2009, Accession No. 0000950123-09-065785). | |
48. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Special Value Fund Annual Report to Shareholders for the fiscal year ended July 31, 2009 (filed via EDGAR on October 8, 2009, Accession No. 0000950123-09-049207). |
8
49. | Statement of Additional Information dated April 30, 2009, for Morgan Stanley Tax Exempt Securities Trust (filed via EDGAR on April 28, 2009, Accession No. 0000930413-09-002230). | |
50. | The unaudited financial statements included in the Morgan Stanley Tax Exempt Securities Trust Semi-Annual Report to Shareholders for the fiscal period ended June 30, 2009 (filed via EDGAR on September 8, 2009, Accession No. 0000950123-09-041633). | |
51. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Tax Exempt Securities Trust Annual Report to Shareholders for the fiscal year ended December 31, 2008 (filed via EDGAR on March 10, 2009, Accession No. 0000950123-09-004385). | |
52. | Statement of Additional Information dated July 31, 2009, for Morgan Stanley Technology Fund (filed via EDGAR on July 30, 2009, Accession No. 0000950123-09-027813). | |
53. | The unaudited financial statements included in the Morgan Stanley Technology Fund Semi-Annual Report to Shareholders for the fiscal period ended September 30, 2009 (filed via EDGAR on December 9, 2009, Accession No. 0000950123-09-069477). | |
54. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Technology Fund Annual Report to Shareholders for the fiscal year ended March 31, 2009 (filed via EDGAR on June 9, 2009, Accession No. 0000950123-09-012528). | |
55. | Statement of Additional Information dated January 29, 2010 , for Morgan Stanley Value Fund (filed via EDGAR on November 23, 2009, Accession No. 0000950123-09-065119). | |
56. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Value Fund Annual Report to Shareholders for the fiscal year ended September 30, 2009 (filed via EDGAR on December 9, 2009, Accession No. 0000950123-09-069480). | |
57. | Statement of Additional Information dated January 29, 2010, for Morgan Stanley Institutional Fund Trust with respect to Municipal Portfolio, U.S. Mid Cap Value Portfolio, U.S. Small Cap Value Portfolio, and Value Portfolio (filed via EDGAR on November 25, 2009, Accession No. 0000930413-09-006005). | |
58. | The audited financial statements and related report of the independent public accounting firm included in the Morgan Stanley Institutional Fund Trust Annual Report to Shareholders for the fiscal year ended September 30, 2009, with respect to Municipal Portfolio, U.S. Mid Cap Value Portfolio, U.S. Small Cap Value Portfolio, and Value Portfolio (filed via EDGAR on December 7, 2009 , Accession No. 0001104659-09-068744). | |
59. | Supplement dated March 18, 2009 to the Statement of Additional Information of Morgan Stanley FX Alpha Plus Strategy Portfolio, dated February 27, 2009, Morgan Stanley FX Alpha Strategy Portfolio, dated February 27, 2009, and Morgan Stanley Pacific Growth Fund Inc., dated February 27, 2009 (filed via EDGAR on March 18, 2009, SEC Accession No. 0001104659-09-018460). |
9
60. | Statement of Additional Information dated [________], 2010, for AIM Investment Funds with respect to Invesco Alternative Opportunities Fund, Invesco Commodities Alpha Fund, Invesco FX Alpha Plus Strategy Fund, Invesco FX Alpha Strategy Fund, Invesco Global Advantage Fund, Invesco Global Dividend Growth Securities Fund, Invesco Health Sciences Fund, Invesco International Growth Equity Fund, and Invesco Pacific Growth Fund (filed via EDGAR on November 25, 2009, Accession No. 0000950123-09-066206). | |
61. | Statement of Additional Information dated [________], 2010, for AIM Investment Securities Fund with respect to Invesco High Yield Securities Fund (filed via EDGAR on November 25, 2009, Accession No. 0000950123-09-066181). | |
62. | Statement of Additional Information dated [________], 2010, for AIM Counselor Series Trust with respect to Invesco Balanced Fund, Invesco California Tax-Free Income Fund, Invesco Dividend Growth Securities Fund, Invesco Equally-Weighted S&P 500 Fund, Invesco Fundamental Value Fund, Invesco Large Cap Relative Value Fund, Invesco New York Tax-Free Income Fund, and Invesco S&P 500 Index Fund (filed via EDGAR on November 25, 2009, Accession No. 0000950123-09-066174). | |
63. | Statement of Additional Information dated [________], 2010, for AIM Sector Funds with respect to Invesco Mid-Cap Value Fund, Invesco Small-Mid Special Value Fund, Invesco Special Value Fund, Invesco Technology Fund, Invesco U.S. Mid Cap Value Fund, Invesco U.S. Small Cap Value Fund, Invesco U.S. Small/Mid Cap Value Fund, Invesco Value Fund, and Invesco Value II Fund (filed via EDGAR on November 25, 2009, Accession No. 0000950123-09-066179). | |
64. | Statement of Additional Information dated [________], 2010, for AIM Growth Series with respect to Invesco Convertible Securities Fund (filed via EDGAR on November 25, 2009, Accession No. 0000950123-09-066182). | |
65. | Statement of Additional Information dated [________], 2010, for AIM Tax-Exempt Funds with respect to Invesco Municipal Fund and Invesco Tax-Exempt Securities Fund (filed via EDGAR on November 25, 2009, Accession No. 0000950123-09-066183). |
10
Indemnification provisions for officers, trustees, and employees of the Registrant are set forth in Article VIII of the Registrants Amended and Restated Agreement and Declaration of Trust and Article VIII of its Amended and Restated Bylaws, and are hereby incorporated by reference. See Item 16(1) and (2) below. Under the Amended and Restated Agreement and Declaration of Trust dated September 14, 2005, as amended (i) Trustees or officers, when acting in such capacity, shall not be personally liable for any act, omission or obligation of the Registrant or any Trustee or officer except by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his office with the Trust; (ii) every Trustee, officer, employee or agent of the Registrant shall be indemnified to the fullest extent permitted under the Delaware Statutory Trust Act, the Registrants Bylaws and other applicable law; and (iii) in case any shareholder or former shareholder of the Registrant shall be held to be personally liable solely by reason of his being or having been a shareholder of the Registrant or any portfolio or class and not because of his acts or omissions or for some other reason, the shareholder or former shareholder (or his heirs, executors, administrators or other legal representatives, or, in the case of a corporation or other entity, its corporate or general successor) shall be entitled, out of the assets belonging to the applicable portfolio (or allocable to the applicable class), to be held harmless from and indemnified against all loss and expense arising from such liability in accordance with the Bylaws and applicable law. The Registrant, on behalf of the affected portfolio (or class), shall upon request by the shareholder, assume the defense of any such claim made against the shareholder for any act or obligation of that portfolio (or class). | ||
The Registrant and other investment companies and their respective officers and trustees are insured under a joint Mutual Fund Directors and Officers Liability Policy, issued by ICI Mutual Insurance Company and certain other domestic insurers, with limits up to $60,000,000 (plus an additional $20,000,000 limit that applies to independent directors/trustees only). | ||
Section 16 of the Master Investment Advisory Agreement between the Registrant and Invesco Advisers, Inc. (Invesco) provides that in the absence of willful misfeasance, bad faith, gross negligence or reckless disregard of obligations or duties hereunder on the part of Invesco or any of its officers, directors or employees, that Invesco shall not be subject to liability to the Registrant or to any series of the Registrant, or to any shareholder of any series of the Registrant for any act or omission in the course of, or connected with, rendering services hereunder or for any losses that may be sustained in the purchase, holding or sale of any security. Any liability of Invesco to any series of the Registrant shall not automatically impart liability on the part of Invesco to any other series of the Registrant. No series of the Registrant shall be liable for the obligations of any other series of the Registrant. |
C-1
Section 9 of the Master Intergroup Sub-Advisory Contract for Mutual Funds (the Sub-Advisory Contract) between Invesco Advisers, Inc., on behalf of Registrant, and each of Invesco Asset Management Deutschland GmbH, Invesco Asset Management Ltd., Invesco Asset Management (Japan) Limited, Invesco Australia Limited, Invesco Hong Kong Limited, Invesco Senior Secured Management, Inc. and Invesco Trimark Ltd. (each a Sub-Adviser, collectively the Sub-Advisers) provides that the Sub-Adviser shall not be liable for any costs or liabilities arising from any error of judgment or mistake of law or any loss, suffered by any series of the Registrant or the Registrant in connection with the matters to which the Sub-Advisory Contract relates except a loss resulting from willful misfeasance, bad faith or gross negligence on the part of the Sub-Adviser in the performance by the Sub-Adviser of its duties or from reckless disregard by the Sub-Adviser of its obligations and duties under the Sub-Advisory Contract. | ||
Insofar as indemnification for liabilities arising under the Securities Act of 1933 (the Act) may be permitted to trustees, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a trustee, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such trustee, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act will be governed by the final adjudication of such issue. |
(1)(a)
|
| (1) Amended and Restated Agreement and Declaration of Trust of Registrant dated September 14, 2005, incorporated herein by reference to Registrants PEA No. 46 on Form N-1A, filed on December 1, 2005. | ||
| (2) Amendment No. 1, dated May 24, 2006, to Amended and Restated Agreement and Declaration of Trust of Registrant, dated September 14, 2005, incorporated herein by reference to Registrants PEA No. 48 on Form N-1A, filed on July 25, 2006. | |||
| (3) Amendment No. 2, dated July 5, 2006, to Amended and Restated Agreement and Declaration of Trust of Registrant, dated September 14, 2005, incorporated herein by reference to Registrants PEA No. 48 on Form N-1A, filed on July 25, 2006. | |||
| (4) Amendment No. 3, dated May 1, 2008, to Amended and Restated Agreement and Declaration of Trust of Registrant, adopted effective September 14, 2005, incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | |||
| (5) Amendment No. 4, dated June 19, 2008, to Amended and Restated Agreement and Declaration of Trust of Registrant, adopted effective September 14, 2005, incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. |
C-2
| (6) Amendment No. 5, dated November 12, 2009, to Amended and Restated Agreement and Declaration of Trust of Registrant, adopted effective September 14, 2005, incorporated herein by reference to Registrants PEA No. 54 on Form N-1A, filed on November 25, 2009. | |||
(2)(a)
|
| (1) Amended and Restated Bylaws dated September 14, 2005 incorporated herein by reference to Registrants PEA No. 46 on Form N-1A, filed on December 1, 2005. | ||
| (2) Amendment dated, August 1, 2006, to the Amended and Restated Bylaws of Registrant, adopted effective September 14, 2005 incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (3) Amendment No. 2, dated March 23, 2007, to the Amended and Restated Bylaws of Registrant, adopted effective September 14, 2005 incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (4) Amendment No. 3, dated January 1, 2008, to the Amended and Restated Bylaws of Registrant, adopted effective September 14, 2005 incorporated herein by reference to Registrants PEA No. 50 on Form N-1A, filed on February 14, 2008. | |||
(3)
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| Voting Trust Agreements None. | ||
(4)
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| Form of Agreement and Plan of Reorganization by and among the Registrant, on behalf of certain series portfolios, is attached to the Joint Proxy Statement Prospectus contained in this Registration Statement. | ||
(5)
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| Articles II, VI, VII, VIII and IX of the Amended and Restated Agreement and Declaration of Trust, as amended, and Articles IV, V and VI of the Amended and Restated Bylaws, as amended, define rights of holders of shares. | ||
(6)(a)
|
| (1) Master Investment Advisory Agreement dated November 25, 2003 between Registrant and A I M Advisors, Inc. incorporated herein by reference to Registrants PEA No. 42 on Form N-1A, filed on July 28, 2004. | ||
| (2) Amendment No. 1, dated October 15, 2004, to Master Investment Advisory Agreement between Registrant and A I M Advisors, Inc. incorporated herein by reference to Registrants PEA No. 43 on Form N-1A, filed on May 27, 2005. | |||
| (3) Amendment No. 2, dated July 18, 2005, to Master Investment Advisory Agreement between Registrant and A I M Advisors, Inc. incorporated herein by reference to Registrants PEA No. 45 on Form N-1A, filed on August 22, 2005. | |||
| (4) Form of Amendment No. [ ], dated [ ], to Master Investment Advisory Agreement between Registrant and Invesco Advisers, Inc., successor by merger to Invesco Aim Advisors, Inc. will be filed by Post-Effective Amendment. |
C-3
(b)
|
| (1) Master Intergroup Sub-Advisory Contract for Mutual Funds, dated May 1, 2008, between Invesco Aim Advisors, Inc. on behalf of Registrant, and each of Invesco Asset Management Deutschland GmbH, Invesco Asset Management Ltd., Invesco Asset Management (Japan) Limited, Invesco Australia Limited, Invesco Global Asset Management (N.A.), Inc., Invesco Hong Kong Limited, Invesco Institutional (N.A.), Inc., Invesco Senior Secured Management, Inc. and Invesco Trimark Ltd., incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | ||
| (2) Form of Amendment No. [ ], dated [ ]. to Master Intergroup Sub-Advisory Contract for Mutual Funds between Invesco Advisers, Inc., successor by merger to Invesco Advisers, Inc., on behalf of Registrant, and each of Invesco Asset Management Deutschland GmbH, Invesco Asset Management Ltd., Invesco Asset Management (Japan) Limited, Invesco Australia Limited, Invesco Hong Kong Limited, Invesco Senior Secured Management, Inc. and Invesco Trimark Ltd will be filed by Post-Effective Amendment. | |||
(c)
|
| Form of Temporary Sub-Advisory Agreement between Invesco Advisers, Inc. and Morgan Stanley Investment Management and affiliates will be filed by Post-Effective Amendment. | ||
7 (a)
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| (1) First Restated Master Distribution Agreement (all classes except Class B shares), made as of August 18, 2003, as subsequently amended, and as restated September 20, 2006, by and between Registrant and A I M Distributors. Inc. incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | ||
| (2) Amendment No. 1, dated December 8, 2006, to the First Restated Master Distribution Agreement (all classes except Class B shares), between Registrant and A I M Distributors. Inc., incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (3) Amendment No. 2, dated January 31, 2007, to the First Restated Master Distribution Agreement (all classes of shares except Class B shares), between Registrant and A I M Distributors, Inc., incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (4) Amendment No. 3, dated February 28, 2007, to the First Restated Master Distribution Agreement (all classes of shares except Class B shares), between Registrant and A I M Distributors, Inc., incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (5) Amendment No. 4, dated March 9, 2007, to the First Restated Master Distribution Agreement (all classes of shares except Class B shares), between Registrant and A I M Distributors, Inc., incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (6) Amendment No. 5, dated April 23, 2007, to the First Restated Master Distribution Agreement (all classes of shares except Class B shares), between Registrant and A I M Distributors, Inc., incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. |
C-4
| (7) Amendment No. 6, dated September 28, 2007, to the First Restated Master Distribution Agreement (all classes of shares except Class B shares), between Registrant and A I M Distributors, Inc., incorporated herein by reference to Registrants PEA No. 50 on Form N-1A, filed on February 14, 2008. | |||
| (8) Amendment No. 7, dated December 20, 2007, to the First Restated Master Distribution Agreement (all classes of shares except Class B shares), between Registrant and A I M Distributors, Inc., incorporated herein by reference to Registrants PEA No. 50 on Form N-1A, filed on February 14, 2008. | |||
| (9) Amendment No. 8, dated April 28, 2008, to the First Restated Master Distribution Agreement (all classes of shares except Class B shares), between Registrant and Invesco Aim Distributors, Inc., incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | |||
| (10) Amendment No. 9, dated April 30, 2008, to the First Restated Master Distribution Agreement (all classes of shares except Class B shares), between Registrant and Invesco Aim Distributors, Inc., incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | |||
| (11) Amendment No. 10, dated May 1, 2008, to the First Restated Master Distribution Agreement (all classes of shares except Class B shares), between Registrant and Invesco Aim Distributors, Inc., incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | |||
| (12) Amendment No. 11, dated July 24, 2008, to the First Restated Master Distribution Agreement (all classes of shares except Class B shares), between Registrant and Invesco Aim Distributors, Inc., incorporated herein by reference to Registrants PEA No. 52 on Form N-1A, filed on September 23, 2008. | |||
| (13) Amendment No. 12, dated October 3, 2008, to the First Restated Master Distribution Agreement (all classes of shares except Class B shares), between Registrant and Invesco Aim Distributors, Inc., incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (14) Amendment No. 13, dated May 29, 2009, to the First Restated Master Distribution Agreement (all classes of shares except Class B shares), between Registrant and Invesco Aim Distributors, Inc., incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (15) Amendment No. 14, dated June 2, 2009, to the First Restated Master Distribution Agreement (all classes of shares except Class B shares), between Registrant and Invesco Aim Distributors, Inc., incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (16) Amendment No. 15, dated July 14, 2009, to the First Restated Master Distribution Agreement (all classes of shares except Class B shares), between Registrant and Invesco Aim Distributors, Inc., incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (17) Form of Amendment No. [ ], dated [ ], to the First Restated Master Distribution Agreement (all classes of shares except Class B and Class B5 shares), will be filed by Post-Effective Amendment. |
C-5
(b)
|
| (1) First Master Related Distribution Agreement, made as of August 18, 2003, as subsequently amended, and as restated September 20, 2006, by and between Registrant (Class B shares) and A I M Distributors, Inc. incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | ||
| (2) Amendment No. 1, dated January 31, 2007, to the First Restated Master Distribution Agreement (Class B shares)(Securitization Feature) between Registrant and A I M Distributors, Inc., incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (3) Amendment No. 2, dated February 28, 2007, to the First Restated Master Distribution Agreement (Class B shares)(Securitization Feature), between Registrant and A I M Distributors, Inc., incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (4) Amendment No. 3, dated March 9, 2007, to the First Restated Master Distribution Agreement (Class B shares) (Securitization Feature) between Registrant and A I M Distributors, Inc., incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (5) Amendment No. 4, dated April 23, 2007, to the First Restated Master Distribution Agreement (Class B shares) (Securitization Feature) between Registrant and A I M Distributors, Inc., incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (6) Amendment No. 5, dated April 30, 2008, to the First Restated Master Distribution Agreement (Class B shares) (Securitization Feature) between Registrant and Invesco Aim Distributors, Inc., incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | |||
| (7) Amendment No. 6, dated May 1, 2008, to the First Restated Master Distribution Agreement (Class B shares) (Securitization Feature) between Registrant and Invesco Aim Distributors, Inc., incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | |||
| (8) Amendment No. 7, dated July 24, 2008, to the First Restated Master Distribution Agreement (Class B shares) (Securitization Feature) between Registrant and Invesco Aim Distributors, Inc., incorporated herein by reference to Registrants PEA No. 52 on Form N-1A, filed on September 23, 2008. | |||
| (9) Amendment No. 8, dated May 29, 2009, to the First Restated Master Distribution Agreement (Class B shares) (Securitization Feature) between Registrant and Invesco Aim Distributors, Inc., incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (10) Amendment No. 9, dated June 2, 2009, to the First Restated Master Distribution Agreement (Class B shares) (Securitization Feature) between Registrant and Invesco Aim Distributors, Inc., incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (11) Form of Amendment No. [ ], dated [ ], to the First Restated Master Distribution Agreement (Class B and Class B5 shares), will be filed by Post-Effective Amendment. |
C-6
(c)
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| Form of Selected Dealer Agreement between A I M Distributors, Inc. and selected dealers incorporated herein by reference to Registrants PEA No. 35 on Form N-1A, filed on March 11, 2009. | ||
(d)
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| Form of Bank Selling Group Agreement between A I M Distributors, Inc. and banks incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | ||
(8)(a)
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| Form of AIM Funds Retirement Plan for Eligible Directors/Trustees, as restated January 1, 2008 incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | ||
(b)
|
| (1) Form of AIM Funds Director Deferred Compensation Agreement incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | ||
(9)(a)
|
| (1) Master Custodian Agreement between Registrant and State Street Bank and Trust Company dated May 8, 2001, incorporated herein by reference to PEA No. 38 on Form N-1A, filed on July 15, 2003. (Identical except for the name of Registrant (AIM Sector Funds) and the date of the Agreement). | ||
| (2) Amendment No. 1, dated May 10, 2002, to the Master Custodian Agreement between Registrant and State Street Bank and Trust Company dated May 8, 2001, incorporated herein by reference to PEA No. 38 on Form N-1A, filed on July 15, 2003. (Identical except for the name of Registrant (AIM Sector Funds) and the date of the Agreement). | |||
| (3) Amendment No. 2, dated December 8, 2003, to the Master Custodian Agreement between Registrant and State Street Bank and Trust Company dated May 8, 2001, incorporated herein by reference to Registrants PEA No. 43 on Form N-1A, filed on May 27, 2005. | |||
| (4) Amendment No. 3, dated April 30, 2004, to the Master Custodian Agreement between Registrant and State Street Bank and Trust Company dated May 8, 2001, incorporated herein by reference to Registrants PEA No. 43 on Form N-1A, filed on May 27, 2005. | |||
| (5) Amendment No. 4, dated September 8, 2004, to the Master Custodian Agreement between Registrant and State Street Bank and Trust Company dated May 8, 2001, incorporated herein by reference to Registrants PEA No. 43 on Form N-1A, filed on May 27, 2005. | |||
| (6) Amendment, dated as of January 31, 2007, to Master Custodian Agreement between Registrant and State Street Bank and Trust Company, incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 12, 2007. | |||
(b)
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| Form of Master Custodian Agreement between Registrant and JP Morgan will be filed by Post-Effective Amendment. | ||
(10)(a)
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| (1) First Restated Master Distribution Plan effective as of August 18, 2003 and as subsequently amended, and as restated September 20, 2006 (Class A shares), incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. |
C-7
| (2) Amendment No. 1, dated January 31, 2007, to the First Restated Master Distribution Plan (Class A shares), incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (3) Amendment No. 2, dated February 28, 2007, to the Registrants First Restated Master Distribution Plan (Class A shares), incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (4) Amendment No. 3, dated March 9, 2007, to the Registrants First Restated Master Distribution Plan (Class A shares), incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (5) Amendment No. 4, dated April 23, 2007, to the Registrants First Restated Master Distribution Plan (Class A shares), incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (6) Amendment No. 5, dated April 30, 2008, to the First Restated Master Distribution Plan (Class A shares), incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | |||
| (7) Amendment No. 6, dated May 1, 2008, to the First Restated Master Distribution Plan (Class A shares), incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | |||
| (8) Amendment No. 7, dated July 24, 2008, to the First Restated Master Distribution Plan (Class A shares), incorporated herein by reference to Registrants PEA No. 52 on Form N-1A, filed on September 23, 2008. | |||
| (9) Amendment No. 8, dated May 29, 2009, to the First Restated Master Distribution Plan (Class A shares), incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (10) Amendment No. 9, dated June 2, 2009, to the First Restated Master Distribution Plan (Class A shares), incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (11) Amendment No. 10, dated July 1, 2009, to the First Restated Master Distribution Plan (Class A shares), incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (12) Form of Amendment No. [ ], dated [ ], to the First Restated Master Distribution Plan (Class A shares), will be filed by Post-Effective Amendment. | |||
(b)
|
| (1) First Restated Master Distribution Plan effective as of August 18, 2003 and as restated September 20, 2006 (Class B shares) (Securitization Feature), incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | ||
| (2) Amendment No. 1, dated January 31, 2007, to the First Restated Master Distribution Plan (Class B shares) (Securitization Feature), incorporated herein be reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (3) Amendment No. 2, dated February 28, 2007, to the Registrants First Restated Master Distribution Plan (Class B shares) (Securitization Feature), incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. |
C-8
| (4) Amendment No. 3, dated March 9, 2007, to the Registrants First Restated Master Distribution Plan (Class B shares) (Securitization Feature), incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (5) Amendment No. 4, dated April 23, 2007, to the Registrants First Restated Master Distribution Plan (Class B shares) (Securitization Feature), incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (6) Amendment No. 5, dated April 30, 2008, to the Registrants First Restated Master Distribution Plan (Class B shares) (Securitization Feature), incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | |||
| (7) Amendment No. 6, dated May 1, 2008, to the Registrants First Restated Master Distribution Plan (Class B shares) (Securitization Feature), incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | |||
| (8) Amendment No. 7, dated July 24, 2008, to the Registrants First Restated Master Distribution Plan (Class B shares) (Securitization Feature), incorporated herein by reference to Registrants PEA No. 52 on Form N-1A, filed on September 23, 2008. | |||
| (9) Amendment No. 8, dated May 29, 2009, to the Registrants First Restated Master Distribution Plan (Class B shares) (Securitization Feature), incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (10) Amendment No. 9, dated June 2, 2009, to the Registrants First Restated Master Distribution Plan (Class B shares) (Securitization Feature), incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (11) Amendment No. 10, dated July 1, 2009, to the Registrants First Restated Master Distribution Plan (Class B shares) (Securitization Feature), incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (12) Form of Amendment No. [ ], dated [ ], to the Registrants First Restated Master Distribution Plan (Class B shares) (Securitization Feature), will be filed by Post-Effective Amendment. | |||
(c)
|
| (1) First Restated Master Distribution Plan effective as of August 18, 2003 and as subsequently amended, and as restated September 20, 2006 (Class C shares) incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | ||
| (2) Amendment No. 1, dated January 31, 2007, to the First Restated Master Distribution Plan (Class C shares), incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. |
C-9
| (3) Amendment No. 2, dated February 28, 2007, to the Registrants First Restated Master Distribution Plan (Class C shares), incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (4) Amendment No. 3, dated March 9, 2007, to the Registrants First Restated Master Distribution Plan (Class C shares), incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (5) Amendment No. 4, dated April 23, 2007, to the Registrants First Restated Master Distribution Plan (Class C shares), incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (6) Amendment No. 5, dated April 30, 2008, to the Registrants First Restated Master Distribution Plan (Class C shares) incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | |||
| (7) Amendment No. 6, dated May 1, 2008, to the Registrants First Restated Master Distribution Plan (Class C shares) incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | |||
| (8) Amendment No. 7, dated July 24, 2008, to the Registrants First Restated Master Distribution Plan (Class C shares) incorporated herein by reference to Registrants PEA No. 52 on Form N-1A, filed on September 23, 2008. | |||
| (9) Amendment No. 8, dated May 29, 2009, to the Registrants First Restated Master Distribution Plan (Class C shares) incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (10) Amendment No. 9, dated June 2, 2009, to the Registrants First Restated Master Distribution Plan (Class C shares) incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (11) Amendment No. 10, dated July 1, 2009, to the Registrants First Restated Master Distribution Plan (Class C shares) incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (12) Form of Amendment No. [ ], dated [ ], to the Registrants First Restated Master Distribution Plan (Class C shares), will be filed by Post-Effective Amendment. | |||
(d)
|
| (1) First Restated Master Distribution Plan effective as of August 18, 2003 and as subsequently amended, and as restated September 20, 2006 (Class R shares) incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | ||
| (2) Amendment No. 1, dated January 31, 2007, to the Registrants First Restated Master Distribution Plan (Class R shares), incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (3) Amendment No. 2, dated February 28, 2007, to the Registrants First Restated Master Distribution Plan (Class R shares), incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (4) Amendment No. 3, dated April 30, 2008, to the Registrants First Restated Master Distribution Plan (Class R shares), incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. |
C-10
| (5) Amendment No. 4, dated May 29, 2009, to the Registrants First Restated Master Distribution Plan (Class R shares), incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (6) Amendment No. 5, dated June 2, 2009, to the Registrants First Restated Master Distribution Plan (Class R shares), incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (7) Amendment No. 6, dated July 1, 2009, to the Registrants First Restated Master Distribution Plan (Class R shares), incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | |||
| (8) Amendment No. 7, dated November 4, 2009, to the Registrants First Restated Master Distribution Plan (Class R shares), will be filed by Post-Effective Amendment. | |||
(e)
|
| (1) First Restated Master Distribution Plan (Reimbursement) (Investor Class shares), effective July 1, 2004 and as subsequently amended, incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | ||
| (2) Amendment No. 1, dated April 30, 2008, to the Registrants First Restated Master Distribution Plan (Reimbursement) (Investor Class shares), effective July 1, 2004 and as subsequently amended, incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | |||
(f)
|
| (1) First Restated Master Distribution Plan (Compensation) (Investor Class shares), effective July 1, 2004 and as subsequently amended, incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | ||
| (2) Amendment No. 1, dated December 20, 2007, to the Registrants First Restated Master Distribution Plan (Compensation) (Investor Class shares), effective July 1, 2004 and as subsequently amended, incorporated herein by reference to Registrants PEA No. 50 on Form N-1A, filed on February 14, 2008. | |||
| (3) Amendment No. 2, dated April 28, 2008, to the Registrants First Restated Master Distribution Plan (Compensation) (Investor Class shares), effective July 1, 2004 and as subsequently amended, incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | |||
(g)
|
| Form of Master Distribution Plan (Class A, Class B, and Class C shares) (Reimbursement) for certain Invesco Funds, will be filed by Post-Effective Amendment. | ||
(h)
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| Form of Master Distribution Plan (Class R shares) (Reimbursement) for certain Invesco Funds, will be filed by Post-Effective Amendment. | ||
(i)
|
| Form of Master Distribution Plan (Class A, Class A5, Class B, Class B5, Class C, Class C5, Class R and Class R5 shares) (Reimbursement) for certain AIM and Van Kampen Funds, will be filed by Post-Effective Amendment. |
C-11
(j)
|
| Master Related Agreement to the First Restated Master Distribution Plan (Class A shares) incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | ||
(k)
|
| Master Related Agreement to the First Restated Master Distribution Plan (Class C shares) incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | ||
(l)
|
| Master Related Agreement to the First Restated Master Distribution Plan (Class R shares) incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | ||
(m)
|
| Master Related Agreement to First Restated Master Distribution Plan (Compensation) (Investor Class shares), incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | ||
(n)
|
| Master Related Agreement to First Restated Master Distribution Plan (Reimbursement) (Investor Class shares), incorporated herein by reference to Registrants PEA No. 51 on Form N-1A, filed on July 23, 2008. | ||
(o)
|
| Form of Service Plan (Class R shares) (Reimbursement) for certain Invesco Funds, will be filed by Post-Effective Amendment. | ||
(p)
|
| Form of Service Plan (Class A, Class A5, Class B, Class B5, Class C, Class C5, Class R and Class R5 shares)(Reimbursement) for certain AIM and Van Kampen Funds will be filed by Post-Effective Amendment. | ||
(11)
|
| Opinion and Consent of Stradley Ronon Stevens & Young, LLP, as to the legality of the securities being registered is filed herewith. | ||
(12)
|
| Opinion of Stradley Ronon Stevens & Young, LLP, supporting the tax matters and consequences to shareholders will be filed by Post-Effective Amendment. | ||
(13)(a)
|
| (1) Third Amended and Restated Transfer Agency and Service Agreement between Registrant and AIM Investment Services, Inc. dated July 1, 2006 incorporated herein by reference to Registrants PEA No. 48 on Form N-1A, filed on July 25, 2006. | ||
| (2) Amendment No. 1, dated July 1, 2007, to the Third Amended and Restated Transfer Agency and Service Agreement, between Registrant and AIM Investment Services, Inc., incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | |||
| (3) Amendment No. 2, dated October 3, 2008, to the Third Amended and Restated Transfer Agency and Service Agreement, between Registrant and Invesco Aim Investment Services, Inc., incorporated herein by reference to Registrants PEA No. 53 filed on July 23, 2009. | |||
| (4) Amendment No. 3, dated June 2, 2009, to the Third Amended and Restated Transfer Agency and Service Agreement, between Registrant and Invesco Aim Investment Services, Inc., incorporated herein by reference to Registrants PEA No. 53 filed on July 23, 2009. |
C-12
(b)
|
| (1) Second Amended and Restated Master Administrative Services Agreement dated July 1, 2006 between Registrant and A I M Advisors, Inc. incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | ||
| (2) Form of Amendment No. [ ], dated [ ], to the Second Amended and Restated Master Administrative Services Agreement, will be filed by Post-Effective Amendment. | |||
(c)
|
| Fourth Amended and Restated Memorandum of Agreement, regarding securities lending, dated May 29, 2009, between Registrant and Invesco Aim Advisors, Inc., incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | ||
(d)
|
| Memorandum of Agreement, regarding advisory fee waivers and affiliated money market fee waivers, dated July 1, 2009, between Registrant and Invesco Aim Advisors, Inc,. incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | ||
(e)
|
| Third Amended and Restated Interfund Loan Agreement dated December 30, 2005, between Registrant and A I M Advisors, Inc., incorporated herein by reference to Registrants PEA No. 49 on Form N-1A, filed on July 18, 2007. | ||
(f)
|
| Fourteenth Amended and Restated Multiple Class Plan of The AIM Family of Funds®, effective December 12, 2001, as amended and restated October 3, 2008, incorporated herein by reference to Registrants PEA No. 53 on Form N-1A, filed on July 23, 2009. | ||
(14)(a)
|
| Consent of Ernst & Young LLP is filed herewith. | ||
(14)(b)
|
| Consent of Deloitte & Touche LLP is filed herewith. | ||
(15)
|
| Omitted Financial Statements None. | ||
(16)(a)
|
| Powers of Attorney for Baker, Bayley, Bunch, Crockett, Dowden, Fields, Flanagan, Mathai-Davis, Pennock, Soll, Stickel and Taylor is filed herewith. | ||
(b)
|
| Power of Attorney for Mr. Frischling is filed herewith. | ||
(17)
|
| Form of Proxy Cards relating to the Special Meeting of Shareholders is filed herewith. |
(1)
|
The undersigned Registrant agrees that prior to any public reoffering of the securities registered through the use of a prospectus which is a part of this registration statement by any person or party who is deemed to be an underwriter within the meaning of Rule 145(c) of the Securities Act [17 CRF 203.145c], the reoffering prospectus will contain the information called for by the applicable registration form for reofferings by persons who may be deemed underwriters, in addition to the information called for by the other items of the applicable form. |
C-13
(2)
|
The undersigned Registrant agrees that every prospectus that is filed under paragraph (1) above will be filed as a part of an amendment to the registration statement and will not be used until the amendment is effective, and that, in determining any liability under the 1933 Act, each post-effective amendment shall be deemed to be a new registration statement for the securities offered therein, and the offering of the securities at that time shall be deemed to be the initial bona fide offering of them. | |||
(3)
|
The undersigned Registrant undertakes to file an opinion of counsel supporting the tax matters and consequences to shareholders discussed in the prospectus will be filed by Post-Effective Amendment. |
C-14
Registrant: AIM SECTOR FUNDS |
||||
By: | /s/ Philip A. Taylor | |||
Philip A. Taylor, President | ||||
SIGNATURES | TITLE | DATE | ||
/s/ Philip A. Taylor |
Trustee & President (Principal Executive Officer) |
January 8, 2010 | ||
/s/ Bob R. Baker*
|
Trustee | January 8, 2010 | ||
/s/ Frank S. Bayley*
|
Trustee | January 8, 2010 | ||
/s/ James T. Bunch*
|
Trustee | January 8, 2010 | ||
/s/ Bruce L. Crockett*
|
Chair & Trustee | January 8, 2010 | ||
/s/ Albert R. Dowden*
|
Trustee | January 8, 2010 | ||
/s/ Jack M. Fields*
|
Trustee | January 8, 2010 | ||
/s/ Martin L. Flanagan*
|
Trustee | January 8, 2010 | ||
/s/ Carl Frischling*
|
Trustee | January 8, 2010 | ||
/s/ Prema Mathai-Davis*
|
Trustee | January 8, 2010 | ||
/s/ Lewis F. Pennock*
|
Trustee | January 8, 2010 | ||
/s/ Larry Soll*
|
Trustee | January 8, 2010 | ||
/s/ Raymond Stickel, Jr.*
|
Trustee | January 8, 2010 |
SIGNATURES | TITLE | DATE | ||
/s/ Sheri
Morris
|
Vice President & Treasurer (Principal Financial and Accounting Officer) | January 8, 2010 | ||
By /s/ Philip A. Taylor
Attorney-in-Fact |
January 8, 2010 |
* | Philip A. Taylor, pursuant to powers of attorney dated December 23 and 28, 2009, filed herewith. |
Exhibit | ||
Number | Description | |
11
|
Opinion and Consent of Stradley Ronon Stevens & Young, LLP as to the legality of the securities being registered | |
14(a)
|
Consent of Ernst & Young LLP | |
14(b)
|
Consent of Deloitte & Touche LLP | |
16(a)
|
Powers of Attorney for Baker, Bayley, Bunch, Crockett, Dowden, Fields, Flanagan, Mathai-Davis, Pennock, Soll, Stickel and Taylor | |
16(b)
|
Power of Attorney for Mr. Frischling | |
17
|
Form of Proxy Cards |
Re: | Registration Statement on Form N-14 |
Sincerely yours, STRADLEY RONON STEVENS & YOUNG, LLP |
||||
By: | /s/ Matthew R. DiClemente | |||
Matthew R. DiClemente, Esq., a Partner | ||||
Acquiring Fund (and share classes) and | Corresponding Acquired Fund (and share | |
Acquiring Entity | classes) and Acquired Entity | |
AIM Sector Funds |
||
Invesco Mid-Cap Value Fund, a
series of AIM Sector Funds
|
Morgan Stanley Mid-Cap Value Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Small-Mid Special
Value Fund, a series of AIM
Sector Funds
|
Morgan Stanley Small-Mid Special Value Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Special Value Fund, a
series of AIM Sector Funds
|
Morgan Stanley Special Value Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class A
|
Class W | |
Invesco Technology Fund, a
series of AIM Sector Funds
|
Morgan Stanley Technology Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco U.S. Mid Cap Value
Fund, a series of AIM Sector
Funds
|
U.S. Mid Cap Value Portfolio, a series of Morgan Stanley Institutional Fund Trust | |
Class Y
|
Class I | |
Class Y
|
Investment Class | |
Class A
|
Class P |
A-1
Acquiring Fund (and share classes) and | Corresponding Acquired Fund (and share | |
Acquiring Entity | classes) and Acquired Entity | |
Invesco U.S. Small Cap Value
Fund, a series of AIM Sector
Funds
|
U.S. Small Cap Value Portfolio, a series of Morgan Stanley Institutional Fund Trust | |
Class Y
|
Class I | |
Class A
|
Class P | |
Invesco U.S. Small/Mid Cap
Value Fund, a series of AIM
Sector Funds
|
U.S. Small/Mid Cap Value Portfolio, a series of Morgan Stanley Institutional Fund, Inc. | |
Class Y
|
Class I | |
Class A
|
Class P | |
Invesco Value Fund, a series
of AIM Sector Funds
|
Morgan Stanley Value Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Invesco Value II Fund, a
series of AIM Sector Funds
|
Value Portfolio, a series of Morgan Stanley Institutional Fund Trust | |
Class Y
|
Class I | |
Class A
|
Class P | |
Class Y
|
Investment Class | |
Van Kampen American Value
Fund, a series of AIM Sector
Funds
|
Van Kampen American Value Fund, a series of Van Kampen Series Fund, Inc. | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Capital Growth
Fund, a series of AIM Sector
Funds
|
Van Kampen Capital Growth Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Comstock Fund, a
series of AIM Sector Funds
|
Van Kampen Comstock Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R |
A-2
Acquiring Fund (and share classes) and | Corresponding Acquired Fund (and share | |
Acquiring Entity | classes) and Acquired Entity | |
Van Kampen Enterprise Fund, a
series of AIM Sector Funds
|
Van Kampen Enterprise Fund | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Mid Cap Growth
Fund, a series of AIM Sector
Funds
|
Van Kampen Mid Cap Growth Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Class R
|
Class R | |
Van Kampen Small Cap Value
Fund, a series of AIM Sector
Funds
|
Van Kampen Small Cap Value Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Technology Fund, a
series of AIM Sector Funds
|
Van Kampen Technology Fund, a series of Van Kampen Equity Trust II | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Utility Fund, a
series of AIM Sector Funds
|
Van Kampen Utility Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I | |
Van Kampen Value
Opportunities Fund, a series
of AIM Sector Funds
|
Van Kampen Value Opportunities Fund, a series of Van Kampen Equity Trust | |
Class A
|
Class A | |
Class B
|
Class B | |
Class C
|
Class C | |
Class Y
|
Class I |
A-3
/s/ Ernst & Young LLP | ||||
ERNST & YOUNG LLP |
Prospectus | ||||
Fund | Report Date | and SAI Date | ||
Van Kampen Growth and Income Fund
|
January 16, 2009 | March 31, 2009 | ||
Van Kampen High Yield Municipal Fund
|
January 16, 2009 | March 31, 2009 | ||
Van Kampen Harbor Fund
|
February 19, 2009 | April 30, 2009 | ||
Van Kampen Real Estate Securities Fund
|
February 19, 2009 | April 30, 2009 | ||
Van Kampen U.S. Mortgage Fund
|
February 19, 2009 | April 30, 2009 | ||
Van Kampen Limited Duration Fund
|
February 19, 2009 | April 30, 2009 | ||
Van Kampen Comstock Fund
|
February 19, 2009 | April 30, 2009 | ||
Van Kampen Enterprise Fund
|
February 19, 2009 | April 30, 2009 | ||
Van Kampen Equity and Income Fund
|
February 19, 2009 | April 30, 2009 | ||
Van Kampen Core Equity Fund
|
May 15, 2009 | July 31, 2009 | ||
Van Kampen Small Cap Growth Fund
|
May 15, 2009 | July 31, 2009 | ||
Van Kampen Asset Allocation Conservative Fund
|
May 15, 2009 | July 31, 2009 | ||
Van Kampen Asset Allocation Growth Fund
|
May 15, 2009 | July 31, 2009 | ||
Van Kampen Asset Allocation Moderate Fund
|
May 15, 2009 | July 31, 2009 | ||
Van Kampen Leaders Fund
|
May 15, 2009 | July 31, 2009 | ||
Van Kampen Mid Cap Growth Fund
|
May 15, 2009 | July 31, 2009 | ||
Van Kampen Small Cap Value Fund
|
May 15, 2009 | July 31, 2009 | ||
Van Kampen Utility Fund
|
May 15, 2009 | July 31, 2009 | ||
Van Kampen Value Opportunities Fund
|
May 15, 2009 | July 31, 2009 | ||
Van Kampen Capital Growth Fund
|
August 21, 2009 | October 30, 2009 | ||
Van Kampen American Franchise Fund
|
October 26, 2009 | December 30, 2009 | ||
Van Kampen Equity Premium Income Fund
|
October 26, 2009 | December 30, 2009 | ||
Van Kampen International Advantage Fund
|
October 26, 2009 | December 30, 2009 | ||
Van Kampen International Growth Fund
|
October 26, 2009 | December 30, 2009 | ||
Van Kampen Core Plus Fixed Income Fund
|
October 26, 2009 | December 30, 2009 | ||
Van Kampen Corporate Bond Fund
|
October 26, 2009 | December 30, 2009 | ||
Van Kampen High Yield Fund
|
October 26, 2009 | December 30, 2009 | ||
Van Kampen Technology Fund
|
October 26, 2009 | December 30, 2009 | ||
Van Kampen Pennsylvania Tax Free Income Fund
|
November 20, 2009 | Not yet filed | ||
Van Kampen Government Securities Fund
|
November 20, 2009 | Not yet filed | ||
Van Kampen California Insured Tax Free Fund
|
November 20, 2009 | Not yet filed | ||
Van Kampen Insured Tax Free Income Fund
|
November 20, 2009 | Not yet filed | ||
Van Kampen Intermediate Term Municipal
Income Fund
|
November 20, 2009 | Not yet filed | ||
Van Kampen Municipal Income Fund
|
November 20, 2009 | Not yet filed | ||
Van Kampen New York Tax Free Income Fund
|
November 20, 2009 | Not yet filed |
/s/ ERNST & YOUNG LLP | ||||
/s/ DELOITTE & TOUCHE LLP | ||||
Chicago, Illinois January 6, 2010 |
||||
/s/ Bob R. Baker
|
/s/ Prema Mathai-Davis | |||||
Bob R. Baker
|
Prema Mathai-Davis | |||||
/s/ Frank S. Bayley
|
/s/ Lewis F. Pennock | |||||
Frank S. Bayley
|
Lewis F. Pennock | |||||
/s/ James T. Bunch
|
/s/ Larry Soll | |||||
James T. Bunch
|
Larry Soll | |||||
/s/ Bruce L. Crockett
|
/s/ Raymond Stickel, Jr. | |||||
Bruce L. Crockett
|
Raymond Stickel, Jr. | |||||
/s/ Albert R. Dowden
|
/s/ Philip A. Taylor | |||||
Albert R. Dowden
|
Philip A. Taylor | |||||
/s/ Jack M. Fields
|
||||||
/s/ Martin L. Flanagan
|
(Acquired Funds)
|
(Acquiring Funds) | |
Morgan Stanley Balanced Fund
|
Invesco Balanced Fund | |
Morgan Stanley California Tax-Free Income
Fund
|
Invesco California Tax-Free Income Fund | |
Morgan Stanley Dividend Growth Securities
Fund
|
Invesco Dividend Growth Securities Fund | |
Morgan Stanley Equally-Weighted S&P 500 Fund
|
Invesco Equally-Weighted S&P 500 Fund | |
Morgan Stanley Fundamental Value Fund
|
Invesco Fundamental Value Fund | |
Morgan Stanley Large Cap Relative Value Fund
|
Invesco Large Cap Relative Value Fund | |
Morgan Stanley New York Tax-Free Income Fund
|
Invesco New York Tax-Free Income Fund | |
Morgan Stanley S&P 500 Index Fund
|
Invesco S&P 500 Index | |
Van Kampen American Franchise Fund
|
Van Kampen American Franchise Fund | |
Van Kampen Core Equity Fund
|
Van Kampen Core Equity Fund | |
Van Kampen Equity and Income Fund
|
Van Kampen Equity and Income Fund | |
Van Kampen Equity Premium Income Fund
|
Van Kampen Equity Premium Income Fund | |
Van Kampen Growth and Income Fund
|
Van Kampen Growth and Income Fund | |
Van Kampen Pennsylvania Tax Free Income Fund
|
Van Kampen Pennsylvania Tax Free Income Fund | |
Van Kampen Small Cap Growth Fund
|
Van Kampen Small Cap Growth Fund |
(Acquired Funds)
|
(Acquiring Funds) | |
Morgan Stanley Convertible Securities Trust
|
Invesco Convertible Securities Fund | |
Van Kampen Asset Allocation Conservative
Fund
|
Van Kampen Asset Allocation Conservative Fund | |
Van Kampen Asset Allocation Growth Fund
|
Van Kampen Asset Allocation Growth Fund | |
Van Kampen Asset Allocation Moderate Fund
|
Van Kampen Asset Allocation Moderate Fund | |
Van Kampen Harbor Fund
|
Van Kampen Harbor Fund | |
Van Kampen Leaders Fund
|
Van Kampen Leaders Fund | |
Van Kampen Real Estate Securities Fund
|
Van Kampen Real Estate Securities Fund | |
Van Kampen U.S. Mortgage Fund
|
Van Kampen U.S. Mortgage Fund | |
Van Kampen In Retirement Strategy Fund
|
AIM Balanced-Risk Retirement Now Fund | |
Van Kampen Retirement 2010 Strategy Fund
|
AIM Balanced-Risk Retirement 2010 Fund | |
Van Kampen Retirement 2015 Strategy Fund
|
AIM Balanced-Risk Retirement 2010 Fund | |
Van Kampen Retirement 2020 Strategy Fund
|
AIM Balanced-Risk Retirement 2020 Fund | |
Van Kampen Retirement 2025 Strategy Fund
|
AIM Balanced-Risk Retirement 2020 Fund | |
Van Kampen Retirement 2030 Strategy Fund
|
AIM Balanced-Risk Retirement 2030 Fund | |
Van Kampen Retirement 2035 Strategy Fund
|
AIM Balanced-Risk Retirement 2030 Fund | |
Van Kampen Retirement 2040 Strategy Fund
|
AIM Balanced-Risk Retirement 2040 Fund | |
Van Kampen Retirement 2045 Strategy Fund
|
AIM Balanced-Risk Retirement 2040 Fund | |
Van Kampen Retirement 2050 Strategy Fund
|
AIM Balanced-Risk Retirement 2050 Fund |
(Acquired Funds)
|
(Acquiring Funds) | |
Morgan Stanley Alternative Opportunities Fund
|
Invesco Alternative Opportunities Fund | |
Morgan Stanley Commodities Alpha Fund
|
Invesco Commodities Alpha Fund |
Morgan Stanley FX Alpha Plus Strategy Fund
|
Invesco FX Alpha Plus Strategy Fund | |
Morgan Stanley FX Alpha Strategy Fund
|
Invesco FX Alpha Strategy Fund | |
Morgan Stanley Global Advantage Fund
|
Invesco Global Advantage Fund | |
Morgan Stanley Global Dividend Growth
Securities Fund
|
Invesco Global Dividend Growth Securities Fund | |
Morgan Stanley Health Sciences Trust
|
Invesco Health Sciences Fund | |
Morgan Stanley International Growth Equity
Fund
|
Invesco International Growth Equity Fund | |
Morgan Stanley Pacific Growth Fund
|
Invesco Pacific Growth Fund | |
Van Kampen Emerging Markets Fund
|
Van Kampen Emerging Markets Fund | |
Van Kampen Global Bond Fund
|
Van Kampen Global Bond Fund | |
Van Kampen Global Equity Allocation Fund
|
Van Kampen Global Equity Allocation Fund | |
Van Kampen Global Franchise Fund
|
Van Kampen Global Franchise Fund | |
Van Kampen Global Tactical Asset Allocation
Fund
|
Van Kampen Global Tactical Asset Allocation Fund | |
Van Kampen International Advantage Fund
|
Van Kampen International Advantage Fund | |
Van Kampen International Growth Fund
|
Van Kampen International Growth Fund |
(Acquired Funds)
|
(Acquiring Funds) | |
Morgan Stanley High Yield Securities Fund
|
Invesco High Yield Securities Fund | |
Van Kampen Core Plus Fixed Income Fund
|
Van Kampen Core Plus Fixed Income Fund | |
Van Kampen Corporate Bond Fund
|
Van Kampen Corporate Bond Fund | |
Van Kampen Government Securities Fund
|
Van Kampen Government Securities Fund | |
Van Kampen High Yield Fund
|
Van Kampen High Yield Fund | |
Van Kampen Limited Duration Fund
|
Van Kampen Limited Duration Fund | |
Van Kampen Money Market Fund
|
AIM Money Market Fund |
(Acquired Funds)
|
(Acquiring Funds) | |
Morgan Stanley Mid-Cap Value Fund
|
Invesco Mid-Cap Value Fund | |
Morgan Stanley Small-Mid Special Value Fund
|
Invesco Small-Mid Special Value Fund | |
Morgan Stanley Special Value Fund
|
Invesco Special Value Fund | |
Morgan Stanley Technology Fund
|
Invesco Technology Fund | |
Morgan Stanley U.S. Mid Cap Value Fund
|
Invesco U.S. Mid Cap Value Fund | |
Morgan Stanley U.S. Small Cap Value Fund
|
Invesco U.S. Small Cap Value Fund | |
Morgan Stanley U.S. Small/Mid Cap Value
Fund
|
Invesco U.S. Small/Mid Cap Value Fund | |
Morgan Stanley Value Fund
|
Invesco Value Fund | |
Morgan Stanley Value Fund
|
Invesco Value II Fund | |
Van Kampen American Value Fund
|
Van Kampen American Value Fund | |
Van Kampen Capital Growth Fund
|
Van Kampen Capital Growth Fund | |
Van Kampen Comstock Fund
|
Van Kampen Comstock Fund | |
Van Kampen Enterprise Fund
|
Van Kampen Enterprise Fund | |
Van Kampen Mid Cap Growth Fund
|
Van Kampen Mid Cap Growth Fund | |
Van Kampen Small Cap Value Fund
|
Van Kampen Small Cap Value Fund | |
Van Kampen Technology Fund
|
Van Kampen Technology Fund | |
Van Kampen Utility Fund
|
Van Kampen Utility Fund | |
Van Kampen Value Opportunities Fund
|
Van Kampen Value Opportunities Fund |
(Acquired Funds)
|
(Acquiring Funds) | |
Morgan Stanley Municipal Fund
|
Invesco Municipal Fund | |
Morgan Stanley Tax-Exempt Securities Trust
|
Invesco Tax-Exempt Securities Fund | |
Van Kampen California Insured Tax Free Fund
|
Van Kampen California Insured Tax Free Fund | |
Van Kampen High Yield Municipal Fund
|
Van Kampen High Yield Municipal Fund | |
Van Kampen Insured Tax Free Income Fund
|
Van Kampen Insured Tax Free Income Fund | |
Van Kampen Intermediate Term Municipal
Income Fund
|
Van Kampen Intermediate Term Municipal Income Fund | |
Van Kampen Municipal Income Fund
|
Van Kampen Municipal Income Fund | |
Van Kampen New York Tax Free Income Fund
|
Van Kampen New York Tax Free Income Fund | |
Van Kampen Tax Free Money Fund
|
AIM Tax-Exempt Cash Fund |
(Acquired Funds)
|
(Acquiring Funds) | |
Morgan Stanley Select Dimensions Balanced
Portfolio
|
Invesco V.I. Select Dimensions Balanced Fund | |
Morgan Stanley Select Dimensions Dividend
Growth Portfolio
|
Invesco V.I. Select Dimensions Dividend Growth Fund | |
Morgan Stanley Select Dimensions Equally-
Weighted S&P 500 Portfolio
|
Invesco V.I. Select Dimensions Equally-Weighted S&P 500 Fund | |
Morgan Stanley Variable Investment Series
Dividend Growth Portfolio
|
Invesco V.I. Dividend Growth Fund | |
Morgan Stanley Variable Investment Series
Global Dividend Growth Portfolio
|
Invesco V.I. Global Dividend Growth Fund | |
Morgan Stanley Variable Investment Series
High Yield Portfolio
|
Invesco V.I. High Yield Fund | |
Morgan Stanley Variable Investment Series
Income Builder Portfolio
|
Invesco V.I. Income Builder Fund | |
Morgan Stanley Variable Investment Series
S&P 500 Index Portfolio
|
Invesco V.I. S&P 500 Index Fund | |
Van Kampen UIF Equity and Income Portfolio
|
Van Kampen V.I. Equity and Income Fund | |
Van Kampen UIF Global Value Equity Portfolio
|
Van Kampen V.I. Global Value Equity Fund | |
Van Kampen UIF High Yield Portfolio
|
Van Kampen V.I. High Yield Fund | |
Van Kampen UIF International Growth Equity
Portfolio
|
Van Kampen V.I. International Growth Equity Fund | |
Van Kampen UIF U.S. Mid Cap Value Portfolio
|
Van Kampen V.I. Mid Cap Value Fund | |
Van Kampen UIF Value Portfolio
|
Van Kampen V.I. Value Fund | |
Van Kampen LIT Capital Growth Portfolio
|
Van Kampen V.I. Capital Growth Fund | |
Van Kampen LIT Comstock Portfolio
|
Van Kampen V.I. Comstock Fund | |
Van Kampen LIT Global Tactical Asset
Allocation Portfolio
|
Van Kampen V.I. Global Tactical Asset Allocation Fund | |
Van Kampen LIT Government Portfolio
|
Van Kampen V.I. Government Fund | |
Van Kampen LIT Growth and Income Portfolio
|
Van Kampen V.I. Growth and Income Fund | |
Van Kampen LIT Mid Cap Growth Portfolio
|
Van Kampen V.I. Mid Cap Growth Fund |
/s/ Carl Frischling | ||||
Carl Frischling | ||||
(Acquired Funds)
|
(Acquiring Funds) | |
Morgan Stanley Balanced Fund
|
Invesco Balanced Fund | |
Morgan Stanley California Tax-Free Income
Fund
|
Invesco California Tax-Free Income Fund | |
Morgan Stanley Dividend Growth Securities
Fund
|
Invesco Dividend Growth Securities Fund | |
Morgan Stanley Equally-Weighted S&P 500 Fund
|
Invesco Equally-Weighted S&P 500 Fund | |
Morgan Stanley Fundamental Value Fund
|
Invesco Fundamental Value Fund | |
Morgan Stanley Large Cap Relative Value Fund
|
Invesco Large Cap Relative Value Fund | |
Morgan Stanley New York Tax-Free Income Fund
|
Invesco New York Tax-Free Income Fund | |
Morgan Stanley S&P 500 Index Fund
|
Invesco S&P 500 Index | |
Van Kampen American Franchise Fund
|
Van Kampen American Franchise Fund | |
Van Kampen Core Equity Fund
|
Van Kampen Core Equity Fund | |
Van Kampen Equity and Income Fund
|
Van Kampen Equity and Income Fund | |
Van Kampen Equity Premium Income Fund
|
Van Kampen Equity Premium Income Fund | |
Van Kampen Growth and Income Fund
|
Van Kampen Growth and Income Fund | |
Van Kampen Pennsylvania Tax Free Income Fund
|
Van Kampen Pennsylvania Tax Free Income Fund | |
Van Kampen Small Cap Growth Fund
|
Van Kampen Small Cap Growth Fund |
(Acquired Funds)
|
(Acquiring Funds) | |
Morgan Stanley Convertible Securities Trust
|
Invesco Convertible Securities Fund | |
Van Kampen Asset Allocation Conservative
Fund
|
Van Kampen Asset Allocation Conservative Fund | |
Van Kampen Asset Allocation Growth Fund
|
Van Kampen Asset Allocation Growth Fund | |
Van Kampen Asset Allocation Moderate Fund
|
Van Kampen Asset Allocation Moderate Fund | |
Van Kampen Harbor Fund
|
Van Kampen Harbor Fund | |
Van Kampen Leaders Fund
|
Van Kampen Leaders Fund | |
Van Kampen Real Estate Securities Fund
|
Van Kampen Real Estate Securities Fund | |
Van Kampen U.S. Mortgage Fund
|
Van Kampen U.S. Mortgage Fund | |
Van Kampen In Retirement Strategy Fund
|
AIM Balanced-Risk Retirement Now Fund | |
Van Kampen Retirement 2010 Strategy Fund
|
AIM Balanced-Risk Retirement 2010 Fund | |
Van Kampen Retirement 2015 Strategy Fund
|
AIM Balanced-Risk Retirement 2010 Fund | |
Van Kampen Retirement 2020 Strategy Fund
|
AIM Balanced-Risk Retirement 2020 Fund | |
Van Kampen Retirement 2025 Strategy Fund
|
AIM Balanced-Risk Retirement 2020 Fund | |
Van Kampen Retirement 2030 Strategy Fund
|
AIM Balanced-Risk Retirement 2030 Fund | |
Van Kampen Retirement 2035 Strategy Fund
|
AIM Balanced-Risk Retirement 2030 Fund |
Van Kampen Retirement 2040 Strategy Fund
|
AIM Balanced-Risk Retirement 2040 Fund | |
Van Kampen Retirement 2045 Strategy Fund
|
AIM Balanced-Risk Retirement 2040 Fund | |
Van Kampen Retirement 2050 Strategy Fund
|
AIM Balanced-Risk Retirement 2050 Fund |
(Acquired Funds)
|
(Acquiring Funds) | |
Morgan Stanley Alternative Opportunities Fund
|
Invesco Alternative Opportunities Fund | |
Morgan Stanley Commodities Alpha Fund
|
Invesco Commodities Alpha Fund | |
Morgan Stanley FX Alpha Plus Strategy Fund
|
Invesco FX Alpha Plus Strategy Fund | |
Morgan Stanley FX Alpha Strategy Fund
|
Invesco FX Alpha Strategy Fund | |
Morgan Stanley Global Advantage Fund
|
Invesco Global Advantage Fund | |
Morgan Stanley Global Dividend Growth
Securities Fund
|
Invesco Global Dividend Growth Securities Fund | |
Morgan Stanley Health Sciences Trust
|
Invesco Health Sciences Fund | |
Morgan Stanley International Growth Equity
Fund
|
Invesco International Growth Equity Fund | |
Morgan Stanley Pacific Growth Fund
|
Invesco Pacific Growth Fund | |
Van Kampen Emerging Markets Fund
|
Van Kampen Emerging Markets Fund | |
Van Kampen Global Bond Fund
|
Van Kampen Global Bond Fund | |
Van Kampen Global Equity Allocation Fund
|
Van Kampen Global Equity Allocation Fund | |
Van Kampen Global Franchise Fund
|
Van Kampen Global Franchise Fund | |
Van Kampen Global Tactical Asset Allocation
Fund
|
Van Kampen Global Tactical Asset Allocation Fund | |
Van Kampen International Advantage Fund
|
Van Kampen International Advantage Fund | |
Van Kampen International Growth Fund
|
Van Kampen International Growth Fund |
(Acquired Funds)
|
(Acquiring Funds) | |
Morgan Stanley High Yield Securities Fund
|
Invesco High Yield Securities Fund | |
Van Kampen Core Plus Fixed Income Fund
|
Van Kampen Core Plus Fixed Income Fund | |
Van Kampen Corporate Bond Fund
|
Van Kampen Corporate Bond Fund | |
Van Kampen Government Securities Fund
|
Van Kampen Government Securities Fund | |
Van Kampen High Yield Fund
|
Van Kampen High Yield Fund | |
Van Kampen Limited Duration Fund
|
Van Kampen Limited Duration Fund | |
Van Kampen Money Market Fund
|
AIM Money Market Fund |
(Acquired Funds)
|
(Acquiring Funds) | |
Morgan Stanley Mid-Cap Value Fund
|
Invesco Mid-Cap Value Fund | |
Morgan Stanley Small-Mid Special Value Fund
|
Invesco Small-Mid Special Value Fund | |
Morgan Stanley Special Value Fund
|
Invesco Special Value Fund | |
Morgan Stanley Technology Fund
|
Invesco Technology Fund |
Morgan Stanley U.S. Mid Cap Value Fund
|
Invesco U.S. Mid Cap Value Fund | |
Morgan Stanley U.S. Small Cap Value Fund
|
Invesco U.S. Small Cap Value Fund | |
Morgan Stanley U.S. Small/Mid Cap Value
Fund
|
Invesco U.S. Small/Mid Cap Value Fund | |
Morgan Stanley Value Fund
|
Invesco Value Fund | |
Morgan Stanley Value Fund
|
Invesco Value II Fund | |
Van Kampen American Value Fund
|
Van Kampen American Value Fund | |
Van Kampen Capital Growth Fund
|
Van Kampen Capital Growth Fund | |
Van Kampen Comstock Fund
|
Van Kampen Comstock Fund | |
Van Kampen Enterprise Fund
|
Van Kampen Enterprise Fund | |
Van Kampen Mid Cap Growth Fund
|
Van Kampen Mid Cap Growth Fund | |
Van Kampen Small Cap Value Fund
|
Van Kampen Small Cap Value Fund | |
Van Kampen Technology Fund
|
Van Kampen Technology Fund | |
Van Kampen Utility Fund
|
Van Kampen Utility Fund | |
Van Kampen Value Opportunities Fund
|
Van Kampen Value Opportunities Fund |
(Acquired Funds)
|
(Acquiring Funds) | |
Morgan Stanley Municipal Fund
|
Invesco Municipal Fund | |
Morgan Stanley Tax-Exempt Securities Trust
|
Invesco Tax-Exempt Securities Fund | |
Van Kampen California Insured Tax Free Fund
|
Van Kampen California Insured Tax Free Fund | |
Van Kampen High Yield Municipal Fund
|
Van Kampen High Yield Municipal Fund | |
Van Kampen Insured Tax Free Income Fund
|
Van Kampen Insured Tax Free Income Fund | |
Van Kampen Intermediate Term Municipal
Income Fund
|
Van Kampen Intermediate Term Municipal Income Fund | |
Van Kampen Municipal Income Fund
|
Van Kampen Municipal Income Fund | |
Van Kampen New York Tax Free Income Fund
|
Van Kampen New York Tax Free Income Fund | |
Van Kampen Tax Free Money Fund
|
AIM Tax-Exempt Cash Fund |
(Acquired Funds)
|
(Acquiring Funds) | |
Morgan Stanley Select Dimensions Balanced
Portfolio
|
Invesco V.I. Select Dimensions Balanced Fund | |
Morgan Stanley Select Dimensions Dividend
Growth Portfolio
|
Invesco V.I. Select Dimensions Dividend Growth Fund | |
Morgan Stanley Select Dimensions Equally-
Weighted S&P 500 Portfolio
|
Invesco V.I. Select Dimensions Equally-Weighted S&P 500 Fund | |
Morgan Stanley Variable Investment Series
Dividend Growth Portfolio
|
Invesco V.I. Dividend Growth Fund | |
Morgan Stanley Variable Investment Series
Global Dividend Growth Portfolio
|
Invesco V.I. Global Dividend Growth Fund | |
Morgan Stanley Variable Investment Series
High Yield Portfolio
|
Invesco V.I. High Yield Fund |
Morgan Stanley Variable Investment Series
Income Builder Portfolio
|
Invesco V.I. Income Builder Fund | |
Morgan Stanley Variable Investment Series
S&P 500 Index Portfolio
|
Invesco V.I. S&P 500 Index Fund | |
Van Kampen UIF Equity and Income Portfolio
|
Van Kampen V.I. Equity and Income Fund | |
Van Kampen UIF Global Value Equity Portfolio
|
Van Kampen V.I. Global Value Equity Fund | |
Van Kampen UIF High Yield Portfolio
|
Van Kampen V.I. High Yield Fund | |
Van Kampen UIF International Growth Equity
Portfolio
|
Van Kampen V.I. International Growth Equity Fund | |
Van Kampen UIF U.S. Mid Cap Value Portfolio
|
Van Kampen V.I. Mid Cap Value Fund | |
Van Kampen UIF Value Portfolio
|
Van Kampen V.I. Value Fund | |
Van Kampen LIT Capital Growth Portfolio
|
Van Kampen V.I. Capital Growth Fund | |
Van Kampen LIT Comstock Portfolio
|
Van Kampen V.I. Comstock Fund | |
Van Kampen LIT Global Tactical Asset
Allocation Portfolio
|
Van Kampen V.I. Global Tactical Asset Allocation Fund | |
Van Kampen LIT Government Portfolio
|
Van Kampen V.I. Government Fund | |
Van Kampen LIT Growth and Income Portfolio
|
Van Kampen V.I. Growth and Income Fund | |
Van Kampen LIT Mid Cap Growth Portfolio
|
Van Kampen V.I. Mid Cap Growth Fund |
PROXY
|
VAN KAMPEN FUNDS NOTICE OF JOINT SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON , 2010 |
PROXY |
Date
|
VKF_XXXXX_122209 |
VAN KAMPEN FUNDS
|
VAN KAMPEN FUNDS | |
American Franchise
|
American Value | |
Asset Allocation Conservative
|
Asset Allocation Growth | |
Asset Allocation Moderate
|
California Insured Tax Free | |
Capital Growth
|
Comstock | |
Core Equity
|
Core Plus Fixed Income | |
Corporate Bond
|
Emerging Markets | |
Enterprise
|
Equity and Income | |
Equity Premium Income
|
Global Bond | |
Global Equity Allocation
|
Global Franchise | |
Global Tactical Asset Allocation
|
Government Securities | |
Growth and Income
|
Harbor | |
High Yield
|
High Yield Municipal | |
Insured Tax Free Income
|
Intermediate Term Municipal Income | |
International Advantage
|
International Growth | |
Leaders
|
Limited Duration | |
Mid Cap Growth
|
Municipal Income | |
New York Tax Free Income
|
Pennsylvania Tax Free Income | |
Real Estate Securities
|
Small Cap Growth | |
Small Cap Value
|
Technology | |
U.S. Mortgage
|
Utility | |
Value Opportunities |
1. | To approve an Agreement and Plan of Reorganization under which the assets and liabilities of each VK Fund identified below will be transferred to a corresponding Invesco Fund that has the same name as the VK Fund (the Reorganization). |
FOR | AGAINST | ABSTAIN | FOR | AGAINST | ABSTAIN | |||||||||
American Franchise
|
o | o | o | American Value | o | o | o | |||||||
Asset Allocation Conservative
|
o | o | o | Asset Allocation Growth | o | o | o | |||||||
Asset Allocation Moderate
|
o | o | o | California Insured Tax Free | o | o | o | |||||||
Capital Growth
|
o | o | o | Comstock | o | o | o | |||||||
Core Equity
|
o | o | o | Core Plus Fixed Income | o | o | o | |||||||
Corporate Bond
|
o | o | o | Emerging Markets | o | o | o | |||||||
Enterprise
|
o | o | o | Equity and Income | o | o | o | |||||||
Equity Premium Income
|
o | o | o | Global Bond | o | o | o | |||||||
Global Equity Allocation
|
o | o | o | Global Franchise | o | o | o | |||||||
Global Tactical Asset Allocation
|
o | o | o | Government Securities | o | o | o | |||||||
Growth and Income
|
o | o | o | Harbor | o | o | o | |||||||
High Yield
|
o | o | o | High Yield Municipal | o | o | o | |||||||
Insured Tax Free Income
|
o | o | o | Intermediate Term Municipal Income | o | o | o | |||||||
International Advantage
|
o | o | o | International Growth | o | o | o | |||||||
Leaders
|
o | o | o | Limited Duration | o | o | o | |||||||
Mid Cap Growth
|
o | o | o | Municipal Income | o | o | o | |||||||
New York Tax Free Income
|
o | o | o | Pennsylvania Tax Free Income | o | o | o | |||||||
Real Estate Securities
|
o | o | o | Small Cap Growth | o | o | o | |||||||
Small Cap Value
|
o | o | o | Technology | o | o | o | |||||||
U.S. Mortgage
|
o | o | o | Utility | o | o | o | |||||||
Value Opportunities
|
o | o | o | o | o | o |
PROXY
|
MORGAN STANLEY FUNDS | PROXY | ||
NOTICE OF JOINT SPECIAL MEETING OF SHAREHOLDERS | ||||
TO BE HELD ON , 2010 |
Date
|
MFS_XXXXX_122209 |
MORGAN STANLEY FUNDS
|
ACQUIRING INVESCO FUNDS | |
Alternative Opportunities
|
Alternative Opportunities | |
Balanced
|
Balanced | |
California Tax-Free Income
|
California Tax-Free Income | |
Commodities Alpha
|
Commodities Alpha | |
Convertible Securities Trust
|
Convertible Securities | |
Dividend Growth Securities Inc.
|
Dividend Growth Securities | |
Equally- Weighted S&P 500
|
Equally-Weighted S&P 500 | |
Fundamental Value
|
Fundamental Value | |
FX Alpha Plus Strategy Portfolio
|
FX Alpha Plus Strategy | |
FX Alpha Strategy Portfolio
|
FX Alpha Strategy | |
Global Advantage
|
Global Advantage | |
Global Dividend Growth Securities
|
Global Dividend Growth Securities | |
Health Sciences Trust
|
Health Sciences | |
High Yield Securities Inc.
|
High Yield Securities | |
International Growth Equity Portfolio
|
International Growth Equity | |
Large Cap Relative Value Portfolio
|
Large Cap Relative Value | |
Mid-Cap Value
|
Mid-Cap Value | |
Municipal Portfolio
|
Municipal | |
New York Tax-Free Income
|
New York Tax-Free Income | |
Pacific Growth Fund Inc.
|
Pacific Growth | |
S&P 500 Index
|
S&P 500 Index | |
Small-Mid Special Value
|
Small-Mid Special Value | |
Special Value
|
Special Value | |
Tax-Exempt Securities Trust
|
Tax-Exempt Securities | |
Technology
|
Technology | |
U.S. Mid Cap Value Portfolio
|
U.S. Mid Cap Value | |
U.S. Small Cap Value Portfolio
|
U.S. Small Cap Value | |
U.S. Small/Mid Cap Value Portfolio
|
U.S. Small/Mid Cap Value | |
Value Fund
|
Value Fund | |
Value Portfolio
|
Value Portfolio |
1. | To approve an Agreement and Plan of Reorganization under which the assets and liabilities of each MS Fund identified below will be transferred to a corresponding Invesco Fund (each, an Acquiring Fund). |
MORGAN STANLEY FUNDS | ACQUIRING INVESCO FUNDS | |||||||
FOR | AGAINST | ABSTAIN | ||||||
Alternative Opportunities
|
Alternative Opportunities | o | o | o | ||||
Balanced
|
Balanced | o | o | o | ||||
California Tax-Free Income
|
California Tax-Free Income | o | o | o | ||||
Commodities Alpha
|
Commodities Alpha | o | o | o | ||||
Convertible Securities Trust
|
Convertible Securities | o | o | o | ||||
Dividend Growth Securities Inc.
|
Dividend Growth Securities | o | o | o | ||||
Equally- Weighted S&P 500
|
Equally-Weighted S&P 500 | o | o | o | ||||
Fundamental Value
|
Fundamental Value | o | o | o | ||||
FX Alpha Plus Strategy Portfolio
|
FX Alpha Plus Strategy | o | o | o | ||||
FX Alpha Strategy Portfolio
|
FX Alpha Strategy | o | o | o | ||||
Global Advantage
|
Global Advantage | o | o | o | ||||
Global Dividend Growth Securities
|
Global Dividend Growth Securities | o | o | o | ||||
Health Sciences Trust
|
Health Sciences | o | o | o | ||||
High Yield Securities Inc.
|
High Yield Securities | o | o | o | ||||
International Growth Equity Portfolio
|
International Growth Equity | o | o | o | ||||
Large Cap Relative Value Portfolio
|
Large Cap Relative Value | o | o | o | ||||
Mid-Cap Value
|
Mid-Cap Value | o | o | o | ||||
Municipal Portfolio
|
Municipal | o | o | o | ||||
New York Tax-Free Income
|
New York Tax-Free Income | o | o | o | ||||
Pacific Growth Fund Inc.
|
Pacific Growth | o | o | o | ||||
S&P 500 Index
|
S&P 500 Index | o | o | o | ||||
Small-Mid Special Value
|
Small-Mid Special Value | o | o | o | ||||
Special Value
|
Special Value | o | o | o | ||||
Tax-Exempt Securities Trust
|
Tax-Exempt Securities | o | o | o | ||||
Technology
|
Technology | o | o | o | ||||
U.S. Mid Cap Value Portfolio
|
U.S. Mid Cap Value | o | o | o | ||||
U.S. Small Cap Value Portfolio
|
U.S. Small Cap Value | o | o | o | ||||
U.S. Small/Mid Cap Value Portfolio
|
U.S. Small/Mid Cap Value | o | o | o | ||||
Value Fund |
Value Fund | o | o | o | ||||
Value Portfolio |
Value Portfolio | o | o | o |
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Re: | AIM Sector Funds CIK No. 0000725781 |
| The title of the securities being registered are Class A, Class B, Class C, and Class Y shares of Invesco Mid-Cap Value Fund, Invesco Small-Mid Special Value Fund, Invesco Special Value Fund, Invesco Technology Fund, and Invesco Value Fund; Class A and Class Y shares of Invesco U.S. Mid Cap Value Fund, Invesco U.S. Small Cap Value Fund, Invesco U.S. Small/Mid Cap Value Fund and Invesco Value Fund II; and | ||
| Class A, Class B, Class C, and Class Y shares of Van Kampen Enterprise Fund, Van Kampen Small Cap Value Fund, Van Kampen Technology Fund, Van Kampen Utility Fund and Van Kampen Value Opportunities Fund and Class A, Class B, Class C, Class R and Class Y shares of Van Kampen American Value Fund, Van Kampen Capital Growth Fund, Van Kampen Comstock Fund and Van Kampen Mid Cap Growth Fund. |
Very truly yours, |
||||
/s/ Melanie Ringold | ||||
Melanie Ringold | ||||
Counsel | ||||