0001654954-23-004529.txt : 20230410 0001654954-23-004529.hdr.sgml : 20230410 20230410100205 ACCESSION NUMBER: 0001654954-23-004529 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20230410 DATE AS OF CHANGE: 20230410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CEL SCI CORP CENTRAL INDEX KEY: 0000725363 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 840916344 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11889 FILM NUMBER: 23809957 BUSINESS ADDRESS: STREET 1: 8229 BOONE BLVD . STREET 2: SUITE 802 CITY: VIENNA STATE: VA ZIP: 22182 BUSINESS PHONE: 7035069460 MAIL ADDRESS: STREET 1: 8229 BOONE BLVD. STREET 2: SUITE 802 CITY: VIENNA STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: INTERLEUKIN 2 INC DATE OF NAME CHANGE: 19880317 DEFA14A 1 cvm_def14a.htm DEFA14A cvm_def14a.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 14A INFORMATION

 

Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

 

Filed by the Registrant ☒

Filed by a Party other than the Registrant ☐

 

Check the appropriate box:

 

☐     Preliminary Proxy Statement

☐     Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2))

☐     Definitive Proxy Statement

☒     Definitive Additional Materials

☐     Soliciting Material under Rule 14a-12

 

CEL-SCI CORPORATION

(Name of Registrant as Specified In Its Charter)

 

_________________________________

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

 

Payment of Filing Fee (Check the appropriate box):

 

No fee required

 

 

Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

 

 

(1)

Title of each class of securities to which transaction applies:

 

(2)

Aggregate number of securities to which transaction applies:

 

(3)

Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

(4)

Proposed maximum aggregate value of transaction:

 

(5)

Total fee paid:

 

 

 

Fee paid previously with preliminary materials.

 

 

Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing.

 

 

 

(1)

Amount Previously Paid:

 

(2)

Form, Schedule or Registration Statement No.:

 

(3)

Filing Party:

 

(4)

Date Filed:

 

 

 

 

CEL-SCI CORPORATION

8229 Boone Blvd., Suite 802

Vienna, Virginia 22l82

(703) 506-9460

 

 

April 2023

 

Dear CEL-SCI Shareholders:

 

Over the past year we have been focused on preparing for the next steps necessary to make Multikine®* (Leukocyte Interleukin, Injection) commercially available for people living with head and neck cancer, including analyzing the copious data that came out of our vast 928-person global study of squamous cell carcinoma of the head and neck (SCCHN) which spanned over 20 countries. The results, we believe, are unprecedented, and will set a new framework for treating cancer by boosting a patient’s natural immune mechanisms before standard-of-care treatments severely weaken the patient’s immune system and diminish quality of life.

 

Positive data continue to emerge from our pivotal Phase 3 study supporting our vision that Multikine offers those diagnosed with head and neck cancer a significant improvement in both overall survival and other important clinical measures.

 

Last year we presented some of our data at two highly regarded peer-reviewed medical conferences: the American Society of Clinical Oncology (ASCO) Annual Meeting in June 2022 and the European Society for Medical Oncology (ESMO) Annual Congress in September 2022.

 

In March 2023 we presented new data at the 10th European Congress on Head & Neck Oncology (ECHNO) showing that Multikine prolongs median survival by 43% in a cancer population which has not had new therapy options in decades. These new data focus exclusively on the patient population for which we are seeking regulatory marketing approval, locally advanced primary head and neck cancer patients scheduled to receive radiotherapy, but not chemotherapy, after surgery.

 

Having thoroughly examined all the data, and as we prepare to file for marketing approval, we expect to be much more active with peer-reviewed publications and presentations this year.

 

Sharing our clinical results with head and neck cancer doctors is one of our main priorities at this time. We believe that these oncologists will be the ones to drive the adoption of Multikine and be the ones to integrate Multikine into the current standard of care following regulatory approval.

 

We are also putting particular emphasis on finishing the validations of our Multikine manufacturing facility as they are required for filing for approval in the US and other countries. The validations would have been completed by now if it were not for the US government invoking the Defense Production Act (DPA) in response to the COVID-19 pandemic. The Defense Production Act gave priority for supplies to COVID product manufacturers over our cancer product until May 2023, which made it impossible for us to get essential parts for our manufacturing process in a timely manner. For complete information on the requirements of the Defense Production Act check the following link https://www.cfr.org/in-brief/what-defense-production-act. Regardless of the delays caused by the Act, our validation work is continuing and should be completed soon.

 

 

2

 

 

The entire CEL-SCI team, including our scientists, manufacturing experts, and regulatory consultants, are working every day to advance Multikine toward commercial availability for people living with head and neck cancer. Our mission is to prolong and improve quality of life for a population that has not benefited from a new FDA drug in many decades.

 

We thank our shareholders for joining and supporting us in this mission.

 

Sincerely,

 

Geert Kersten

Chief Executive Officer

 

Forward-Looking Statements

 

This press release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. When used in this press release, the words "intends," "believes," "anticipated," "plans" and "expects," and similar expressions, are intended to identify forward-looking statements. Such statements are subject to risks and uncertainties that could cause actual results to differ materially from those projected. Such statements include, but are not limited to, statements about the terms, expected proceeds, use of proceeds and closing of the offering. Factors that could cause or contribute to such differences include an inability to duplicate the clinical results demonstrated in clinical studies, timely development of any potential products that can be shown to be safe and effective, receiving necessary regulatory approvals, difficulties in manufacturing any of the Company's potential products, inability to raise the necessary capital and the risk factors set forth from time to time in CEL-SCI's filings with the Securities and Exchange Commission, including but not limited to its report on Form 10-K for the year ended September 30, 2022. The Company undertakes no obligation to publicly release the result of any revision to these forward-looking statements which may be made to reflect the events or circumstances after the date hereof or to reflect the occurrence of unanticipated events.

 

* Multikine (Leukocyte Interleukin, Injection) is the trademark that CEL-SCI has registered for this investigational therapy. This proprietary name is subject to FDA review in connection with the Company's future anticipated regulatory submission for approval. Multikine has not been licensed or approved for sale, barter or exchange by the FDA or any other regulatory agency. Similarly, its safety or efficacy has not been established for any use.

 

 

3

 

GRAPHIC 2 cvm_def14aimg1.jpg begin 644 cvm_def14aimg1.jpg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end