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STOCKHOLDERS EQUITY (Tables)
3 Months Ended
Dec. 31, 2021
STOCKHOLDERS EQUITY  
Stock options, stock bonuses and compensation granted by the Company

Name of Plan

 

Total Shares Reserved
Under Plans

 

 

Shares Reserved for Outstanding Options

 

 

Shares
Issued

 

 

Remaining Options/Shares

Under Plans

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Incentive Stock Option Plans

 

 

138,400

 

 

 

76,829

 

 

 

N/A

 

 

 

213

 

Non-Qualified Stock Option Plans

 

 

11,787,200

 

 

 

11,204,380

 

 

 

N/A

 

 

 

172,592

 

Stock Bonus Plans

 

 

783,760

 

 

 

N/A

 

 

 

370,691

 

 

 

413,036

 

Stock Compensation Plans

 

 

634,000

 

 

 

N/A

 

 

 

153,195

 

 

 

462,395

 

Incentive Stock Bonus Plan

 

 

640,000

 

 

 

N/A

 

 

 

614,500

 

 

 

25,500

 

Name of Plan

 

Total Shares Reserved
Under Plans

 

 

Shares Reserved for Outstanding Options

 

 

Shares
Issued

 

 

Remaining Options/Shares

Under Plans

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Incentive Stock Option Plans

 

 

138,400

 

 

 

76,829

 

 

 

N/A

 

 

 

213

 

Non-Qualified Stock Option Plans

 

 

11,787,200

 

 

 

10,972,880

 

 

 

N/A

 

 

 

410,592

 

Stock Bonus Plans

 

 

783,760

 

 

 

N/A

 

 

 

363,086

 

 

 

420,641

 

Stock Compensation Plans

 

 

634,000

 

 

 

N/A

 

 

 

153,195

 

 

 

462,395

 

Incentive Stock Bonus Plan

 

 

640,000

 

 

 

N/A

 

 

 

614,500

 

 

 

25,500

 

Stock option activity

Stock option activity:

 

 

 

 

Three Months Ended December31,

 

 

 

 2021

 

 

 2020

 

 

 

 

 

 

 

 

Options granted

 

 

251,000

 

 

 

7,500

 

Options exercised

 

 

6,500

 

 

 

5,300

 

Options forfeited

 

 

13,000

 

 

 

42,166

 

Options expired

 

 

-

 

 

 

55

 

Stock-based compensation expense

Stock-Based Compensation Expense

 

 

 

 

Three months Ended December 31,

 

 

 

2021

 

 

2020

 

 

 

 

 

 

 

 

Employees

 

$3,262,296

 

 

$3,296,309

 

Non-employees

 

$218,318

 

 

$248,660

 

Derivative liabilities, warrants and other options

Warrant/Options

 

Issue Date

 

Shares Issuable upon Exercise

of Warrants/ Options

 

 

Exercise Price

 

 

Expiration Date

 

Reference

 

Series N

 

8/18/2008

 

 

85,339

 

 

$3.00

 

 

8/18/2022 

 

*

 

Series UU

 

6/11/2018

 

 

93,603

 

 

$2.80

 

 

6/30/2022

 

*

 

Series X

 

1/13/2016

 

 

120,000

 

 

$9.25

 

 

7/13/2022

 

*

 

Series Y

 

2/15/2016

 

 

26,000

 

 

$12.00

 

 

8/15/2022

 

*

 

Series HH

 

2/23/2017

 

 

200

 

 

$3.13

 

 

2/16/2022

 

*

 

Series AA

 

8/26/2016

 

 

100,000

 

 

$13.75

 

 

2/22/2022

 

*

 

Series MM

 

6/22/2017

 

 

333,432

 

 

$1.86

 

 

6/22/2022

 

*

 

Series NN

 

7/24/2017

 

 

205,587

 

 

$2.52

 

 

7/24/2022

 

2

 

Series RR

 

10/30/2017

 

 

251,761

 

 

$1.65

 

 

10/30/2022

 

*

 

Series SS

 

12/19/2017

 

 

200,000

 

 

$2.09

 

 

12/18/2022

 

*

 

Series TT

 

2/5/2018

 

 

600

 

 

$2.24

 

 

2/5/2023

 

*

 

Consultants

 

7/28/2017 - 11/18/2020

 

 

15,000

 

 

$2.18 $11.61

 

 

11/17/2022 - 7/27/2027

 

*

 

Schedule of fair value of warrant liabilites

 

 

December 31,

2021

 

 

September 30,

2021

 

Series Z warrants 

 

$-

 

 

$64,787

 

Series AA warrants 

 

 

1,400

 

 

 

276,035

 

Series CC warrants 

 

 

-

 

 

 

94,961

 

Series HH warrants

 

 

795

 

 

 

1,597

 

Total warrant liabilities

 

$2,195

 

 

$437,380

 

Schedule of gain and (losses) on derivative liabilities

 

 

2021

 

 

2020

 

Series W warrants 

 

$-

 

 

$73,570

 

Series Z warrants 

 

 

64,787

 

 

 

278,363

 

Series ZZ warrants 

 

 

-

 

 

 

51,867

 

Series AA warrants 

 

 

274,635

 

 

 

333,808

 

Series BB warrants 

 

 

-

 

 

 

30,632

 

Series CC warrants 

 

 

24,372

 

 

 

164,345

 

Series HH warrants

 

 

802

 

 

 

251

 

Net gain on warrant liabilities

 

$364,596

 

 

$932,836