XML 14 R5.htm IDEA: XBRL DOCUMENT v3.20.4
STATEMENTS OF STOCKHOLDERS' EQUITY - USD ($)
Total
Common Stock
Additional Paid-In Capital
Accumulated Deficit
Balance, shares at Sep. 30, 2018   28,034,487    
Balance, amount at Sep. 30, 2018 $ 916 $ 280,346 $ 331,312,184 $ (331,591,614)
Warrant exercises, shares   298,682    
Warrant exercises, amount 649,753 $ 2,987 646,766  
401(k) contributions paid in common stock, shares   12,279    
401(k) contributions paid in common stock, amount 35,241 $ 123 35,118 0
Stock issued to nonemployees for service, shares   62,784    
Stock issued to nonemployees for service, amount 202,380 $ 628 201,752 0
Shares returned for settlement of clinical research costs, shares   (564,905)    
Shares returned for settlement of clinical research costs, amount 0 $ (5,649) 5,649 0
Equity based compensation - employees, shares   0    
Equity based compensation - employees, amount 573,660 0 573,660 0
Net income 1,245,902 $ 0 0 1,245,902
Balance, shares at Dec. 31, 2018   27,843,327    
Balance, amount at Dec. 31, 2018 2,707,852 $ 278,435 332,775,129 (330,345,712)
Balance, shares at Sep. 30, 2018   28,034,487    
Balance, amount at Sep. 30, 2018 916 $ 280,346 331,312,184 (331,591,614)
Net income $ (17,286,547)      
Option exercises, shares 42,770      
Balance, shares at Jun. 30, 2019   34,066,914    
Balance, amount at Jun. 30, 2019 $ 1,146,304 $ 340,669 349,683,796 (348,878,161)
Balance, shares at Dec. 31, 2018   27,843,327    
Balance, amount at Dec. 31, 2018 2,707,852 $ 278,435 332,775,129 (330,345,712)
Warrant exercises, shares   1,523,933    
Warrant exercises, amount 2,655,634 $ 15,239 2,640,395 0
401(k) contributions paid in common stock, shares   10,419    
401(k) contributions paid in common stock, amount 36,883 $ 104 36,779 0
Stock issued to nonemployees for service, shares   77,449    
Stock issued to nonemployees for service, amount 225,629 $ 774 224,855 0
Shares returned for settlement of clinical research costs, shares   500,000    
Shares returned for settlement of clinical research costs, amount 1,290,000 $ 5,000 1,285,000 0
Equity based compensation - employees, shares   (3,500)    
Equity based compensation - employees, amount 530,830 (35) 530,865 0
Net income (6,447,681) 0 0 (6,447,681)
Share issuance costs (43,625) $ 0 (43,625) 0
Balance, shares at Mar. 31, 2019   29,951,628    
Balance, amount at Mar. 31, 2019 955,522 $ 299,517 337,449,398 (336,793,393)
Warrant exercises, shares   4,014,109    
Warrant exercises, amount 10,252,821 $ 40,141 10,212,680 0
401(k) contributions paid in common stock, shares   4,339    
401(k) contributions paid in common stock, amount 36,361 $ 43 36,318 0
Stock issued to nonemployees for service, shares   20,825    
Stock issued to nonemployees for service, amount 140,270 $ 208 140,062 0
Equity based compensation - employees, amount 1,521,821 (40) 1,521,861 0
Net income (12,084,768) 0 0 (12,084,768)
Share issuance costs (8,010) $ 0 (8,010) 0
Purchase of stock by officers and directors, shares   37,243    
Purchase of stock by officers and directors, amount $ 234,997 $ 372 234,625 0
Option exercises, shares 42,770 42,770    
Option exercises, amount $ 97,290 $ 428 96,862 0
Balance, shares at Jun. 30, 2019   34,066,914    
Balance, amount at Jun. 30, 2019 1,146,304 $ 340,669 349,683,796 (348,878,161)
Balance, shares at Sep. 30, 2019   35,231,776    
Balance, amount at Sep. 30, 2019 5,133,667 $ 352,318 358,507,603 (353,726,254)
Warrant exercises, shares   132,900    
Warrant exercises, amount 297,101 $ 1,329 295,772 0
401(k) contributions paid in common stock, shares   4,474    
401(k) contributions paid in common stock, amount 40,937 $ 45 40,892 0
Stock issued to nonemployees for service, shares   15,819    
Stock issued to nonemployees for service, amount 84,447 $ 158 84,289 0
Equity based compensation - employees, shares   0    
Net income (5,531,360) 0 0 (5,531,360)
Share issuance costs (92,150) $ 0 (92,150) 0
Adoption of new accounting standard 2,146,195     2,146,195
Issuance of common stock, shares   606,395    
Issuance of common stock, amount 5,050,003 $ 6,064 5,043,939 0
Equity based compensation - employees, amount 1,800,225 $ 0 1,800,225  
Purchase of stock by officer, shares   3,725    
Purchase of stock by officer, amount 25,000 $ 37 24,963 0
Balance, shares at Dec. 31, 2019   35,995,089    
Balance, amount at Dec. 31, 2019 8,954,065 $ 359,951 365,705,533 (357,111,419)
Balance, shares at Sep. 30, 2019   35,231,776    
Balance, amount at Sep. 30, 2019 5,133,667 $ 352,318 358,507,603 (353,726,254)
Net income $ (24,876,157)      
Option exercises, shares 94,199      
Balance, shares at Jun. 30, 2020   38,522,236    
Balance, amount at Jun. 30, 2020 $ 20,888,291 $ 385,223 396,959,284 (376,456,216)
Balance, shares at Dec. 31, 2019   35,995,089    
Balance, amount at Dec. 31, 2019 8,954,065 $ 359,951 365,705,533 (357,111,419)
Warrant exercises, shares   562,100    
Warrant exercises, amount 4,318,706 $ 5,621 4,313,085 0
401(k) contributions paid in common stock, shares   3,376    
401(k) contributions paid in common stock, amount 38,959 $ 34 38,925 0
Stock issued to nonemployees for service, shares   17,120    
Stock issued to nonemployees for service, amount 235,024 $ 171 234,853 0
Equity based compensation - employees, shares   0    
Net income (9,067,818) 0 0 (9,067,818)
Share issuance costs (199,372) $ 0 (199,372) 0
Purchase of stock by officers and directors, shares   16,787    
Option exercises, shares   20,480    
Option exercises, amount 49,898 $ 205 49,693 0
Equity based compensation - employees, amount 1,780,979 $ 0 1,780,979 0
Proceeds from the sale of common stock, shares   721,459    
Proceeds from the sale of common stock, amount 7,867,629 $ 7,215 7,860,414 0
Purchase of stock by officers and directors, amount 159,990 $ 168 159,822 0
Balance, shares at Mar. 31, 2020   37,336,411    
Balance, amount at Mar. 31, 2020 14,138,060 $ 373,365 379,943,932 (366,179,237)
Warrant exercises, shares   849,845    
Warrant exercises, amount 10,156,275 $ 8,498 10,147,777 0
401(k) contributions paid in common stock, shares   2,875    
401(k) contributions paid in common stock, amount 42,895 $ 29 42,866 0
Stock issued to nonemployees for service, shares   14,811    
Stock issued to nonemployees for service, amount 205,381 $ 148 205,233 0
Net income (10,276,979) 0 0 (10,276,979)
Share issuance costs $ (418,497) $ 0 (418,497) 0
Option exercises, shares 73,719 73,719    
Option exercises, amount $ 276,415 $ 737 275,678 0
Equity based compensation - employees, amount 3,109,127 $ 0 3,109,127 0
Proceeds from the sale of common stock, shares   94,575    
Proceeds from the sale of common stock, amount 1,074,807 $ 946 1,073,861 0
Shares issued for settlement of clinical research costs, shares   150,000    
Shares issued for settlement of clinical research costs, amount 1,769,500 $ 1,500 1,768,000 0
Modification of warrants, amount 5,554 0 5,554 0
Warrant issuances, amount 805,753 $ 0 805,753 0
Balance, shares at Jun. 30, 2020   38,522,236    
Balance, amount at Jun. 30, 2020 $ 20,888,291 $ 385,223 $ 396,959,284 $ (376,456,216)