STOCKHOLDERS EQUITY (Tables)

9 Months Ended

Jun. 30, 2020

STOCKHOLDERS EQUITY

Stock options, stock bonuses and compensation granted by the Company

Underlying share information for equity compensation plans as of June 30, 2020 is as follows:

Name of Plan	Total Shares Reserved Under Plans		Shares Reserved for Outstanding Options		Shares Issued		Remaining Options/Shares Under Plans
Incentive Stock Options Plans		138,400		89,895		N/A		213
Non-Qualified Stock Option Plans		9,987,200		8,593,438		N/A		1,151,666
Stock Bonus Plans		783,760		N/A		341,951		441,776
Stock Compensation Plans		634,000		N/A		150,695		464,895
Incentive Stock Bonus Plan		640,000		N/A		616,500		23,500

Underlying share information for equity compensation plans as of September 30, 2019 is as follows:

Name of Plan	Total Shares Reserved Under Plans		Shares Reserved for Outstanding Options		Shares Issued		Remaining Options/Shares Under Plans
Incentive Stock Option Plans		138,400		89,895		N/A		213
Non-Qualified Stock Option Plans		6,387,200		6,128,321		N/A		112,166
Stock Bonus Plans		783,760		N/A		331,226		452,501
Stock Compensation Plans		634,000		N/A		130,183		485,407
Incentive Stock Bonus Plan		640,000		N/A		616,500		23,500

Stock option activity

	Nine Months Ended June 30,
	2020		2019
Granted		2,561,500		3,268,862
Exercised		94,199		42,770
Expired		1,000		29,322
Forfeited		1,180		63,698

	Three Months Ended June 30,
	2020		2019
Granted		2,559,000		3,268,362
Exercised		73,719		42,770
Expired		16		26,922
Forfeited		-		39,505

Stock-based compensation expense

	Nine months Ended June 30,
	2020		2019
Employees	$	6,690,331	$	2,626,311
Non-employees	$	623,146	$	688,070

	Three months Ended June 30,
	2020		2019
Employees	$	3,109,127	$	1,521,821
Non-employees	$	275,919	$	176,646

Derivative liabilities, warrants and other options

Warrant/Options	Issue Date	Shares Issuable upon Exercise of Warrants/ Options		Exercise Price		Expiration Date	Reference
Series N	8/18/2008		85,339	$	3.00	2/18/2021		2
Series XX	6/11/2020		461,953	$	18.00	9/10/2020		2
Series YY	6/26/2020		101,839	$	20.00	9/25/2020		2
Series UU	6/11/2018		93,603	$	2.80	12/31/2020		2
Series W	10/28/2015		688,930	$	16.75	10/28/2020		1
Series X	1/13/2016		120,000	$	9.25	1/13/2021	*
Series Y	2/15/2016		26,000	$	12.00	2/15/2021	*
Series ZZ	5/23/2016		20,000	$	13.75	5/18/2021		1
Series BB	8/26/2016		16,000	$	13.75	8/22/2021		1
Series Z	5/23/2016		264,000	$	13.75	11/23/2021		1
Series CC	12/8/2016		153,643	$	5.00	12/8/2021		1
Series HH	2/23/2017		200	$	3.13	2/16/2022		1
Series AA	8/26/2016		200,000	$	13.75	2/22/2022		1
Series MM	6/22/2017		893,491	$	1.86	6/22/2022	*
Series NN	7/24/2017		375,545	$	2.52	7/24/2022		2
Series OO	7/31/2017		-	$	2.52	7/31/2022		2
Series RR	10/30/2017		457,116	$	1.65	10/30/2022		2
Series SS	12/19/2017		326,064	$	2.09	12/18/2022		2
Series TT	2/5/2018		371,564	$	2.24	2/5/2023		2
Series VV	7/2/2018		-	$	1.75	1/2/2024		2
Consultants	7/28/17		10,000	$	2.18	7/27/2027	*

Tabular disclosure of derivative liabilities at fair value

	June 30, 2020		September 30, 2019
Series V warrants	$	-	$	674,442
Series W warrants		1,808,203		1,193,507
Series Z warrants		1,852,040		1,109,545
Series ZZ warrants		115,957		77,638
Series AA warrants		1,464,362		916,908
Series BB warrants		108,586		63,966
Series CC warrants		1,666,749		1,710,898
Series FF warrants		-		446,185
Series HH warrants		2,435		45,657
Series JJ warrants		-		66,599
Series LL warrants		-		182,965
Total warrant liabilities	$	7,018,332	$	6,488,310

Schedule of gains and (losses) on derivative liabilities

	2020			2019
Series S warrants	$	-		$	33
Series V warrants		185,652			(479,399	)
Series W warrants		(614,696	)		(1,132,156	)
Series Z warrants		(742,495	)		(684,859	)
Series ZZ warrants		(38,319	)		(37,970	)
Series AA warrants		(547,454	)		(583,516	)
Series BB warrants		(44,620	)		(35,800	)
Series CC warrants		(1,245,627	)		(2,007,287	)
Series DD warrants		-			1,249,287
Series EE warrants		-			1,249,287
Series FF warrants		(319,706	)		(244,170	)
Series GG warrants		-			195,228
Series HH warrants		(35,024	)		(22,859	)
Series II warrants		-			(593,960	)
Series JJ warrants		(64,992	)		(32,954	)
Series KK warrants		-			(55,622	)
Series LL warrants		(98,066	)		(99,667	)
Net loss on warrant liabilities	$	(3,565,347	)	$	(3,316,384	)

The table below presents the gains/(losses) on the warrant liabilities for the three months ended June 30:

	2020			2019
Series V warrants	$	107,191		$	(974,251	)
Series W warrants		(247,327	)		(1,748,184	)
Series Z warrants		(430,619	)		(799,690	)
Series ZZ warrants		(33,734	)		(50,608	)
Series AA warrants		(220,831	)		(676,784	)
Series BB warrants		(37,592	)		(43,536	)
Series CC warrants		(419,350	)		(2,346,985	)
Series FF warrants		-			(278,773	)
Series GG warrants		-			88,478
Series HH warrants		(567	)		(33,501	)
Series II warrants		-			(709,303	)
Series JJ warrants		-			(48,880	)
Series KK warrants		-			(169,089	)
Series LL warrants		-			(114,413	)
Net loss on warrant liabilities	$	(1,282,829	)	$	(7,905,519	)

Warrants recorded as liabilities exercised

The following warrants recorded as liabilities were exercised during the periods ended June 30, 2020.

	Three Months						Nine Months
Warrants	Warrants Exercised		Exercise Price		Proceeds		Warrants Exercised		Exercise Price		Proceeds
Series V		674,164	$	13.75	$	9,269,755		674,164	$	13.75	$	9,269,755
Series CC		-		-		-		123,820	$	5.00		619,100
Series FF		-		-		-		68,048	$	3.91		265,812
Series HH		-		-		-		6,300	$	3.13		19,687
Series JJ		-		-		-		9,450	$	3.13		29,531
Series LL		-		-		-		26,398	$	3.59		94,867
		674,164			$	9,269,755		908,180			$	10,298,752

The following warrants recorded as liabilities were exercised during the periods ended June 30, 2019.

	Three Months						Nine Months
	Warrants		Exercise				Warrants		Exercise
Warrants	Exercised		Price		Proceeds		Exercised		Price		Proceeds
Series CC		69,017	$	5.00	$	345,085		69,017	$	5.00	$	345,085
Series GG		200,000	$	3.00		600,000		200,000	$	3.00		600,000
Series HH		13,500	$	3.13		42,188		13,500	$	3.13		42,188
Series II		121,500	$	3.00		364,500		121,500	$	3.00		364,500
Series JJ		20,550	$	3.13		64,219		20,550	$	3.13		64,219
Series KK		213,870	$	3.04		649,095		213,870	$	3.04		649,095
		638,437			$	2,065,087		638,437			$	2,065,087

Warrants recorded as equity exercised

The following warrants recorded as equity were exercised during the periods ended June 30, 2020.

	Three Months						Nine Months
Warrants	Warrants Exercised		Exercise Price		Proceeds		Warrants Exercised		Exercise Price		Proceeds
Series NN		-		-	$	-		98,253	$	2.52	$	247,598
Series OO		10,000	$	2.52		25,200		50,000	$	2.52		126,000
Series SS		39,474	$	2.09		82,500		156,580	$	2.09		327,252
Series TT		10,000	$	2.24		22,400		188,125	$	2.24		421,400
Series UU		61,207	$	2.80		171,380		61,207	$	2.80		171,380
Series VV		55,000	$	1.75		96,250		82,500	$	1.75		144,375
		175,681			$	397,730		636,665			$	1,438,005

The following warrants recorded as equity were exercised during the periods ended June 30, 2019.

	Three Months						Nine Months
Warrants	Warrants Exercised		Exercise Price		Proceeds		Warrants Exercised		Exercise Price		Proceeds
Series NN		65,502	$	2.52	$	165,065		65,502	$	2.52	$	165,065
Series PP		-		-		-		60,000	$	2.30		138,000
Series QQ		3,500	$	2.50		8,750		3,500	$	2.50		8,750
Series RR		60,044	$	1.65		99,073		60,044	$	1.65		99,073
Series SS		280,264	$	2.09		585,752		446,054	$	2.09		932,253
Series TT		450,069	$	2.24		1,008,155		536,119	$	2.24		1,200,907
Series UU		24,018	$	2.80		67,250		24,018	$	2.80		67,250
Series VV		2,425,000	$	1.75		4,243,750		3,810,000	$	1.75		6,667,500
Series WW		67,275	$	1.63		109,321		193,050	$	1.63		313,705
		3,375,672			$	6,287,116		5,198,287			$	9,592,503

Other non-operating gains and (losses) on securities purchase agreements

	Nine Months Ended				Three Months Ended
	June 30,2020		June 30, 2019		June 30, 2020			June 30, 2019
Amount realized through the resale of shares	$	2,539,245	$	3,167,197	$	818,565		$	1,455,844
Fair value of shares upon issuance		1,769,500		1,290,000		1,769,500			-
Other non-operating gain (loss)	$	769,745	$	1,877,197	$	(950,935	)	$	1,455,844