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C. STOCKHOLDERS EQUITY (Tables)
3 Months Ended
Dec. 31, 2019
Equity [Abstract]  
Stock options, stock bonuses and compensation granted by the Company
Name of Plan   Total Shares Reserved Under Plans     Shares Reserved for Outstanding Options     Shares Issued    

Remaining Options/Shares

Under Plans

 
                         
Incentive Stock Options Plans     138,400       89,895       N/A       213  
Non-Qualified Stock Option Plans     6,387,200       6,129,285       N/A       111,170  
Stock Bonus Plans     783,760       N/A       335,700       448,027  
Stock Compensation Plan     634,000       N/A       133,908       481,682  
Incentive Stock Bonus Plan     640,000       N/A       616,500       23,500  

 

Underlying share information for equity compensation plans as of September 30, 2019 is as follows:

 

Name of Plan   Total Shares Reserved Under Plans     Shares Reserved for Outstanding Options     Shares Issued     Remaining Options/Shares Under Plans  
                         
Incentive Stock Option Plans     138,400       89,895       N/A       213  
Non-Qualified Stock Option Plans     6,387,200       6,128,321       N/A       112,166  
Stock Bonus Plans     783,760       N/A       331,226       452,501  
Stock Compensation Plan     634,000       N/A       130,183       485,407  
Incentive Stock Bonus Plan     640,000       N/A       616,500       23,500  
Stock option activity
    Three Months Ended December 31,  
    2019     2018  
Options granted     1,000       500  
Options expired     36       2,400  
Stock-based compensation expense
    Three months Ended December 31,  
    2019     2018  
Employees   $ 1,800,225     $ 573,660  
Non-employees   $ 155,740     $ 238,904  
Derivative liabilities, warrants and other options
Warrant/options Issue Date  

Shares Issuable upon Exercise

of Warrants/ Options

    Exercise Price   Expiration Date      Reference  
Series N 8/18/2008     85,339     $ 3.00   2/18/2020     *  
Series V 5/28/2015     810,127     $ 19.75   5/28/2020     *  
Series UU 6/11/2018     154,810     $ 2.80   6/11/2020     *  
Series W 10/28/2015     688,930     $ 16.75   10/28/2020     *  
Series X 1/13/2016     120,000     $ 9.25   1/13/2021     *  
Series Y 2/15/2016     26,000     $ 12.00   2/15/2021     *  
Series ZZ 5/23/2016     20,000     $ 13.75   5/18/2021     *  
Series BB 8/26/2016     16,000     $ 13.75   8/22/2021     *  
Series Z 5/23/2016     264,000     $ 13.75   11/23/2021     *  
Series FF 12/8/2016     68,048     $ 3.91   12/1/2021     *  
Series CC 12/8/2016     277,463     $ 5.00   12/8/2021     *  
Series HH 2/23/2017     6,500     $ 3.13   2/16/2022     *  
Series AA 8/26/2016     200,000     $ 13.75   2/22/2022     *  
Series JJ 3/14/2017     9,450     $ 3.13   3/8/2022     *  
Series LL 4/30/2017     26,398     $ 3.59   4/30/2022     *  
Series MM 6/22/2017     893,491     $ 1.86   6/22/2022     *  
Series NN 7/24/2017     473,798     $ 2.52   7/24/2022     *  
Series OO 7/31/2017     40,000     $ 2.52   7/31/2022     *  
Series RR 10/30/2017     457,116     $ 1.65   10/30/2022     *  
Series SS 12/19/2017     460,012     $ 2.09   12/18/2022     2  
Series TT 2/5/2018     459,421     $ 2.24   2/5/2023     2  
Series VV 7/2/2018     82,500     $ 1.75   1/2/2024     *  
Consultants 7/28/17           10,000     $ 2.18   7/27/2027     3  
Tabular disclosure of derivative liabilities at fair value
   

December 31,

2019

   

September 30,

2019

 
Series V warrants   $ 119,411     $ 674,442  
Series W warrants     1,042,133       1,193,507  
Series Z warrants     1,098,996       1,109,545  
Series ZZ warrants     62,791       77,638  
Series AA warrants     851,930       916,908  
Series BB warrants     64,397       63,966  
Series CC warrants     1,733,579       1,710,898  
Series FF warrants     453,374       446,185  
Series HH warrants     45,739       45,657  
Series JJ warrants     66,729       66,599  
Series LL warrants     182,722       182,965  
Total warrant liabilities   $ 5,721,801     $ 6,488,310  
                 
Schedule of gains and (losses) on derivative liabilities
    2019       2018  
Series S warrants   $ -     $ 33  
Series V warrants     555,031       556,332  
Series W warrants     151,374       626,850  
Series Z warrants     10,549       204,121  
Series ZZ warrants     14,847       14,323  
Series AA warrants     64,978       157,219  
Series BB warrants     (431 )     12,110  
Series CC warrants     (22,681 )     665,606  
Series DD warrants     -       1,249,287  
Series EE warrants     -       1,249,287  
Series FF warrants     (7,189 )     69,062  
Series GG warrants     -       212,782  
Series HH warrants     (82 )     20,951  
Series II warrants     -       230,589  
Series JJ warrants     (130 )     31,462  
Series KK warrants     -       228,095  
Series LL warrants     243       28,197  
Net gain on warrant liabilities   $ 766,509     $ 5,556,306  
Warrants recorded as equity exercised
Warrants   Warrants Exercised     Exercise Price    

 

Proceeds

 
Series OO     10,000     $ 2.52     $ 25,200  
Series SS     22,632     $ 2.09       47,301  
Series TT     100,628     $ 2.24       224,600  
      132,900             $ 297,101  

 

 

The following warrants recorded as equity were exercised during the three months ended December 31, 2018

 

Warrants   Warrants Exercised     Exercise Price    

 

Proceeds

 
Series PP     60,000     $ 2.30     $ 138,000  
Series SS     152,632     $ 2.09       319,001  
Series TT     86,050     $ 2.24       192,752  
      298,682             $ 649,753