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5. WARRANTS AND NON-EMPLOYEE OPTIONS (Tables)
12 Months Ended
Sep. 30, 2019
Derivative Instruments and Hedging Activities Disclosure [Abstract]  
Derivative liabilities, warrants and other options outstanding

The following warrants and non-employee options are outstanding at September 30, 2019:

 

Warrant Issue Date  

Shares Issuable upon Exercise

of Warrants

    Exercise Price  

Expiration Date

Series N 8/18/2008   $ 85,339     $ 3.00   2/18/2020
Series V 5/28/2015     810,127     $ 19.75   5/28/2020
Series UU 6/11/2018     154,810     $ 2.80   6/11/2020
Series W 10/28/2015     688,930     $ 16.75   10/28/2020
Series X 1/13/2016     120,000     $ 9.25   1/13/2021
Series Y 2/15/2016     26,000     $ 12.00   2/15/2021
Series ZZ 5/23/2016     20,000     $ 13.75   5/18/2021
Series BB 8/26/2016     16,000     $ 13.75   8/22/2021
Series Z 5/23/2016     264,000     $ 13.75   11/23/2021
Series FF 12/8/2016     68,048     $ 3.91   12/1/2021
Series CC 12/8/2016     277,463     $ 5.00   12/8/2021
Series HH 2/23/2017     6,500     $ 3.13   2/16/2022
Series AA 8/26/2016     200,000     $ 13.75   2/22/2022
Series JJ 3/14/2017     9,450     $ 3.13   3/8/2022
Series LL 4/30/2017     26,398     $ 3.59   4/30/2022
Series MM 6/22/2017     893,491     $ 1.86   6/22/2022
Series NN 7/24/2017     473,798     $ 2.52   7/24/2022
Series OO 7/31/2017     50,000     $ 2.52   7/31/2022
Series RR 10/30/2017     457,116     $ 1.65   10/30/2022
Series SS 12/19/2017     482,644     $ 2.09   12/18/2022
Series TT 2/5/2018     559,689     $ 2.24   2/5/2023
Series VV 7/2/2018     82,500     $ 1.75   1/2/2024
Consultants 7/28/17     10,000     $ 2.18   7/27/2027

 

The following warrants and non-employee options were outstanding at September 30, 2018:

 

Warrant Issue Date   Shares Issuable upon Exercise of Warrants     Exercise Price  

Expiration Date

Series S 10/11/13- 10/24/14     327,729     $ 31.25   10/11/2018
Series DD 12/8/2016     1,360,960     $ 4.50   12/10/2018
Series EE 12/8/2016     1,360,960     $ 4.50   12/10/2018
Series N 8/18/2008     85,339     $ 3.00   2/18/2020
Series V 5/28/2015     810,127     $ 19.75   5/28/2020
Series UU 6/11/2018     187,562     $ 2.80   6/11/2020
Series W 10/28/2015     688,930     $ 16.75   10/28/2020
Series X 1/13/2016     120,000     $ 9.25   1/13/2021
Series Y 2/15/2016     26,000     $ 12.00   2/15/2021
Series ZZ 5/23/2016     20,000     $ 13.75   5/18/2021
Series BB 8/26/2016     16,000     $ 13.75   8/22/2021
Series Z 5/23/2016     264,000     $ 13.75   11/23/2021
Series FF 12/8/2016     68,048     $ 3.91   12/1/2021
Series CC 12/8/2016     680,480     $ 5.00   12/8/2021
Series HH 2/23/2017     20,000     $ 3.13   2/16/2022
Series AA 8/26/2016     200,000     $ 13.75   2/22/2022
Series JJ 3/14/2017     30,000     $ 3.13   3/8/2022
Series LL 4/30/2017     26,398     $ 3.59   4/30/2022
Series MM 6/22/2017     893,491     $ 1.86   6/22/2022
Series NN 7/24/2017     539,300     $ 2.52   7/24/2022
Series OO 7/31/2017     60,000     $ 2.52   7/31/2022
Series QQ 8/22/2017     3,500     $ 2.50   8/22/2022
Series GG 2/23/2017     200,000     $ 3.00   8/23/2022
Series II 3/14/2017     216,500     $ 3.00   9/14/2022
Series RR 10/30/2017     555,370     $ 1.65   10/30/2022
Series KK 5/3/2017     213,870     $ 3.04   11/3/2022
Series SS 12/19/2017     960,530     $ 2.09   12/18/2022
Series TT 2/5/2018     1,296,877     $ 2.24   2/5/2023
Series PP 8/28/2017     172,500     $ 2.30   2/28/2023
Series WW 7/2/2018     195,000     $ 1.63   6/28/2023
Series VV 7/2/2018     3,900,000     $ 1.75   1/2/2024
Consultants 1/1/16 - 7/28/17     30,400     $ 2.18- $11.50   12/31/18- 7/27/27

 

Derivative Liabilities

Warrant liabilities outstanding at September 30 are as follows:

 

    2019     2018  
Series S warrants   $ -     $ 33  
Series V warrants     674,442       770,436  
Series W warrants     1,193,507       999,081  
Series Z warrants     1,109,545       487,767  
Series ZZ warrants     77,638       34,215  
Series AA warrants     916,908       380,474  
Series BB warrants     63,966       28,456  
Series CC warrants     1,710,898       1,779,724  
Series DD warrants     -       1,249,287  
Series EE warrants     -       1,249,287  
Series FF warrants     446,185       188,921  
Series GG warrants     -       607,228  
Series HH warrants     45,657       58,816  
Series II warrants     -       660,135  
Series JJ warrants     66,599       88,642  
Series KK warrants     -       656,930  
Series LL warrants     182,965       77,632  
                 
Total warrant liabilities   $ 6,488,310     $ 9,317,064  
                 

The (losses)/gains on the warrant liabilities for the years ended September 30 are as follows:

 

    2019     2018  
Series S Warrants   $ 33     $ (751,378 )
Series V warrants     95,994       (697,526 )
Series W warrants     (194,426 )     (915,327 )
Series Z warrants     (621,778 )     (410,551 )
Series ZZ warrants     (43,423 )     (29,461 )
Series AA warrants     (536,434 )     (315,387 )
Series BB warrants     (35,510 )     (24,134 )
Series CC warrants     (1,198,836 )     (1,385,504 )
Series DD warrants     1,249,287       (1,243,795 )
Series EE warrants     1,249,287       (1,243,795 )
Series FF warrants     (257,264 )     (141,767 )
Series GG warrants     195,228       (408,555 )
Series HH warrants     (24,465 )     (42,802 )
Series II warrants     (442,040 )     (462,519 )
Series JJ warrants     (35,301 )     (64,439 )
Series KK warrants     (55,622 )     (449,470 )
Series LL warrants     (105,333 )     (57,151 )
Net loss on warrant liabilities   $ (760,603 )   $ (8,643,561 )

 

Exercise of Warrant Liabilities

The following warrants recorded as liabilities were exercised during the year ended September 30, 2019:

 

Warrants   Warrants Exercised     Exercise Price    

 

Proceeds

 
Series CC     403,017     $ 5.00     $ 2,015,085  
Series GG     200,000     $ 3.00       600,000  
Series HH     13,500     $ 3.13       42,188  
Series II     216,500     $ 3.00       649,500  
Series JJ     20,550     $ 3.13       64,219  
Series KK     213,870     $ 3.04       649,095  
      1,067,437             $ 4,020,087  

 

The following warrants recorded as liabilities were exercised during the year ended September 30, 2018:

 

Warrants   Warrants Exercised     Exercise Price    

 

Proceeds

 
Series S     709,391     $ 1.75     $ 1,241,434  
Series GG     200,000     $ 3.00       600,000  
Series II     383,500     $ 3.00       1,150,500  
Series KK     182,100     $ 3.04       552,674  
      1,474,991             $ 3,544,608  

 

Exercise of Equity Warrants

The following equity warrants were exercised during the year ended September 30, 2019.

 

Warrants   Warrants Exercised     Exercise Price    

 

 Proceeds

 
Series NN     65,502     $ 2.52     $ 165,065  
Series OO     10,000     $ 2.52       25,200  
Series PP     172,500     $ 2.30       396,750  
Series QQ     3,500     $ 2.50       8,750  
Series RR     98,254     $ 1.65       162,119  
Series SS     477,886     $ 2.09       998,782  
Series TT     737,188     $ 2.24       1,651,301  
Series UU     32,752     $ 2.80       91,706  
Series VV     3,817,500     $ 1.75       6,680,625  
Series WW     195,000     $ 1.63       316,875  
      5,610,082             $ 10,497,173  

 

The following equity warrants were exercised during the year ended September 30, 2018.

 

Warrants   Warrants Exercised     Exercise Price    

 

Proceeds

 
Series PP     1,577,500     $ 2.30     $ 3,628,250  
Series QQ     84,000     $ 2.50       210,000  
Series RR     27,687     $ 1.65       45,684  
Series SS     328,948     $ 2.09       687,500  
Series TT     578,983     $ 2.24       1,296,922  
      2,597,118             $ 5,868,356