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4. WARRANTS AND NON-EMPLOYEE OPTIONS (Tables)
12 Months Ended
Sep. 30, 2018
Derivative Instruments and Hedging Activities Disclosure [Abstract]  
Derivative liabilities, warrants and other options outstanding

The following chart represents the warrants and non-employee options outstanding at September 30, 2018:

 

Warrant

Issue Date

  Shares Issuable upon Exercise of Warrants     Exercise Price   Expiration Date   Reference  
Series S 10/11/13- 10/24/14     327,729     $ 31.25   10/11/2018     1  
Series DD 12/8/2016     1,360,960     $ 4.50   12/10/2018     1  
Series EE 12/8/2016     1,360,960     $ 4.50   12/10/2018     1  
Series N 8/18/2008     85,339     $ 3.00   2/18/2020     2  
Series V 5/28/2015     810,127     $ 19.75   5/28/2020     *  
Series UU 6/11/2018     187,562     $ 2.80   6/11/2020     2  
Series W 10/28/2015     688,930     $ 16.75   10/28/2020     *  
Series X 1/13/2016     120,000     $ 9.25   1/13/2021     *  
Series Y 2/15/2016     26,000     $ 12.00   2/15/2021     *  
Series ZZ 5/23/2016     20,000     $ 13.75   5/18/2021     *  
Series BB 8/26/2016     16,000     $ 13.75   8/22/2021     *  
Series Z 5/23/2016     264,000     $ 13.75   11/23/2021     *  
Series FF 12/8/2016     68,048     $ 3.91   12/1/2021     1  
Series CC 12/8/2016     680,480     $ 5.00   12/8/2021     1  
Series HH 2/23/2017     20,000     $ 3.13   2/16/2022     1  
Series AA 8/26/2016     200,000     $ 13.75   2/22/2022     *  
Series JJ 3/14/2017     30,000     $ 3.13   3/8/2022     1  
Series LL 4/30/2017     26,398     $ 3.59   4/30/2022     1  
Series MM 6/22/2017     893,491     $ 1.86   6/22/2022     2  
Series NN 7/24/2017     539,300     $ 2.52   7/24/2022     2  
Series OO 7/31/2017     60,000     $ 2.52   7/31/2022     2  
Series QQ 8/22/2017     3,500     $ 2.50   8/22/2022     2  
Series GG 2/23/2017     200,000     $ 3.00   8/23/2022     1  
Series II 3/14/2017     216,500     $ 3.00   9/14/2022     1  
Series RR 10/30/2017     555,370     $ 1.65   10/30/2022     2  
Series KK 5/3/2017     213,870     $ 3.04   11/3/2022     1  
Series SS 12/19/2017     960,530     $ 2.09   12/18/2022     2  
Series TT 2/5/2018     1,296,877     $ 2.24   2/5/2023     2  
Series PP 8/28/2017     172,500     $ 2.30   2/28/2023     2  
Series WW 7/2/2018     195,000     $ 1.63   6/28/2023     2  
Series VV 7/2/2018     3,900,000     $ 1.75   1/2/2024     2  
Consultants 1/1/16 - 7/28/17     30,400     $ 2.18- $11.50   12/31/18- 7/27/27     3  

 

*No current period changes to these warrants.

 

The following chart represents the warrants and non-employee options outstanding at September 30, 2017:

 

Warrant Issue Date   Shares Issuable upon Exercise of Warrants     Exercise Price  
               
Series U 4/17/2014     17,821     $ 43.75  
Series DD 12/8/2016     1,360,960     $ 4.50  
Series EE 12/8/2016     1,360,960     $ 4.50  
Series N 8/18/2008     85,339     $ 3.00  
Series S 10/11/13- 10/24/14     1,037,120     $ 31.25  
Series V 5/28/2015     810,127     $ 19.75  
Series W 10/28/2015     688,930     $ 16.75  
Series X 1/13/2016     120,000     $ 9.25  
Series Y 2/15/2016     26,000     $ 12.00  
Series ZZ 5/23/2016     20,000     $ 13.75  
Series BB 8/26/2016     16,000     $ 13.75  
Series Z 5/23/2016     264,000     $ 13.75  
Series FF 12/8/2016     68,048     $ 3.91  
Series CC 12/8/2016     680,480     $ 5.00  
Series HH 2/23/2017     20,000     $ 3.13  
Series AA 8/26/2016     200,000     $ 13.75  
Series JJ 3/14/2017     30,000     $ 3.13  
Series LL 4/30/2017     26,398     $ 3.59  
Series MM 6/22/2017     893,491     $ 1.86  
Series NN 7/24/2017     539,300     $ 2.52  
Series OO 7/31/2017     60,000     $ 2.52  
Series QQ 8/22/2017     87,500     $ 2.50  
Series GG 2/23/2017     400,000     $ 3.00  
Series II 3/14/2017     600,000     $ 3.00  
Series KK 5/3/2017     395,970     $ 3.04  
Series PP 8/28/2017     1,750,000     $ 2.30  
Consultants 12/28/12- 7/28/17     42,000     $ 2.18- $70.00  

 

*No current period changes to these warrants.

Derivative Liabilities

The table below presents the warrant liabilities and their respective balances at September 30:

 

    2018     2017  
Series S warrants   $ 33     $ 32,773  
Series V warrants     770,436       72,912  
Series W warrants     999,081       83,754  
Series Z warrants     487,767       77,216  
Series ZZ warrants     34,215       4,753  
Series AA warrants     380,474       65,087  
Series BB warrants     28,456       4,322  
Series CC warrants     1,779,724       394,220  
Series DD warrants     1,249,287       5,492  
Series EE warrants     1,249,287       5,492  
Series FF warrants     188,921       47,154  
Series GG warrants     607,228       342,173  
Series HH warrants     58,816       16,014  
Series II warrants     660,135       511,636  
Series JJ warrants     88,642       24,203  
Series KK warrants     656,930       345,720  
Series LL warrants     77,632       20,481  
                 
Total warrant liabilities   $ 9,317,064     $ 2,053,402  
                 

 

The table below presents the (losses)/gains on the warrant liabilities for the years ended September 30:

 

    2018      2017  
Series S Warrants   $ (751,378 )   $ 3,078,588  
Series V warrants     (697,526 )     1,547,341  
Series W warrants     (915,327 )     1,716,104  
Series Z warrants     (410,551 )     893,388  
Series ZZ warrants     (29,461 )     65,856  
Series AA warrants     (315,387 )     698,574  
Series BB warrants     (24,134 )     54,266  
Series CC warrants     (1,385,504 )     666,203  
Series DD warrants     (1,243,795 )     437,780  
Series EE warrants     (1,243,795 )     685,915  
Series FF warrants     (141,767 )     73,828  
Series GG warrants     (408,555 )     272,464  
Series HH warrants     (42,802 )     13,616  
Series II warrants     (462,519 )     404,823  
Series JJ warrants     (64,439 )     20,410  
Series KK warrants     (449,470 )     25,564  
Series LL warrants     (57,151 )     352,495  
Net (loss) gain on warrant liabilities   $ (8,643,561 )   $ 11,007,215  
Exercise of Warrant Liabilities
Warrants   Warrants Exercised     Exercise Price    

 

Proceeds

 
Series S     709,391     $ 1.75     $ 1,241,434  
Series GG     200,000     $ 3.00       600,000  
Series II     383,500     $ 3.00       1,150,500  
Series KK     182,100     $ 3.04       552,674  
      1,474,991             $ 3,544,608  
Exercise of Equity Warrants
Warrants   Warrants Exercised     Exercise Price    

 

Proceeds

 
Series PP     1,577,500     $ 2.30     $ 3,628,250  
Series QQ     84,000     $ 2.50       210,000  
Series RR     27,687     $ 1.65       45,684  
Series SS     328,948     $ 2.09       687,500  
Series TT     578,983     $ 2.24       1,296,922  
      2,597,118             $ 5,868,356