XML 36 R24.htm IDEA: XBRL DOCUMENT v3.8.0.1
4. WARRANTS AND NON-EMPLOYEE OPTIONS (Tables)
12 Months Ended
Sep. 30, 2017
Derivative Instruments and Hedging Activities Disclosure [Abstract]  
Derivative liabilities, warrants and other options outstanding

The following chart represents the warrants and non-employee options outstanding at September 30, 2017:

 

Warrant Issue Date Shares Issuable upon Exercise of Warrants Exercise Price Expiration Date Refer-ence
           
Series U 4/17/2014 17,821 $43.75 10/17/2017 1
Series DD 12/8/2016 1,360,960 $4.50 12/1/2017 1
Series EE 12/8/2016 1,360,960 $4.50 12/1/2017 1
Series N 8/18/2008 85,339 $3.00 8/18/2018 2
Series S 10/11/13- 10/24/14 1,037,120 $31.25 10/11/2018 1
Series V 5/28/2015 810,127 $19.75 5/28/2020 1
Series W 10/28/2015 688,930 $16.75 10/28/2020 1
Series X 1/13/2016 120,000 $9.25 1/13/2021 2
Series Y 2/15/2016 26,000 $12.00 2/15/2021 2
Series ZZ 5/23/2016 20,000 $13.75 5/18/2021 1
Series BB 8/26/2016 16,000 $13.75 8/22/2021 1
Series Z 5/23/2016 264,000 $13.75 11/23/2021 1
Series FF 12/8/2016 68,048 $3.91 12/1/2021 1
Series CC 12/8/2016 680,480 $5.00 12/8/2021 1
Series HH 2/23/2017 20,000 $3.13 2/16/2022 1
Series AA 8/26/2016 200,000 $13.75 2/22/2022 1
Series JJ 3/14/2017 30,000 $3.13 3/8/2022 1
Series LL 4/30/2017 26,398 $3.59 4/30/2022 1
Series MM 6/22/2017 893,491 $1.86 6/22/2022 2
Series NN 7/24/2017 539,300 $2.52 7/24/2022 2
Series OO 7/31/2017 60,000 $2.52 7/31/2022 2
Series QQ 8/22/2017 87,500 $2.50 8/22/2022 2
Series GG 2/23/2017 400,000 $3.00 8/23/2022 1
Series II 3/14/2017 600,000 $3.00 9/14/2022 1
Series KK 5/3/2017 395,970 $3.04 11/3/2022 1
Series PP 8/28/2017 1,750,000 $2.30 2/28/2023 2
Consultants 12/28/12- 7/28/17 42,000 $2.18- $70.00 12/27/17- 7/27/27 3

 

The following chart represents the warrants and non-employee options outstanding at September 30, 2016:

 

Warrant Issue Date Shares Issuable upon Exercise of Warrants Exercise Price Expiration Date Refer-ence
           
Series N 8/18/08 113,785 $13.18 8/18/17 2
Series R 12/6/12 105,000 $100.00 12/6/16 1
Series U 4/17/14 17,821 $43.75 10/17/17 1
Series S 10/11/13 -10/24/14 1,037,120 $31.25 10/11/18 1
Series V 5/28/15 810,127 $19.75 5/28/20 1
Series W 10/28/15 688,930 $16.75 10/28/20 1
Series X 1/13/16 120,000 $9.25 1/13/21 2
Series Y 2/15/16 26,000 $12.00 2/15/21 2
Series ZZ 5/23/16 20,000 $13.75 5/18/21 1
Series Z 5/23/16 264,000 $13.75 11/23/21 1
Series AA 8/26/16 200,000 $13.75 2/22/22 1
Series BB 8/26/16 16,000 $13.75 8/22/21 1
           
Series P 2/10/12 23,600 $112.50 3/6/17 2
Consultants 12/2/11- 7/1/16 25,600 $9.25- $87.50 10/27/16- 6/30/19 3

 

 

Derivative Liabilities

The table below presents the warrant liabilities and their respective balances at September 30:

 

    2017     2016  
Series S warrants   $ 32,773     $ 3,111,361  
Series U warrants     -       -  
Series V warrants     72,912       1,620,253  
Series W warrants     83,754       1,799,858  
Series Z warrants     77,216       970,604  
Series ZZ warrants     4,753       70,609  
Series AA warrants     65,087       763,661  
Series BB warrants     4,322       58,588  
Series CC warrants     394,220       -  
Series DD warrants     5,492       -  
Series EE warrants     5,492       -  
Series FF warrants     47,154       -  
Series GG warrants     342,173       -  
Series HH warrants     16,014       -  
Series II warrants     511,636       -  
Series JJ warrants     24,203       -  
Series KK warrants     345,720       -  
Series LL warrants     20,481       -  
                 
Total warrant liabilities   $ 2,053,402     $ 8,394,934  

 

The table below presents the gains on the warrant liabilities for the years ended September 30:

 

    2017     2016  
Series S Warrants   $ 3,078,588     $ 4,252,193  
Series U warrants     -       44,552  
Series V warrants     1,547,341       4,658,228  
Series W warrants     1,716,104       3,260,913  
Series Z warrants     893,388       997,226  
Series ZZ warrants     65,856       75,229  
Series AA warrants     698,574       672,246  
Series BB warrants     54,266       53,139  
Series CC warrants     666,203       -  
Series DD warrants     437,780       -  
Series EE warrants     685,915       -  
Series FF warrants     73,828       -  
Series GG warrants     272,464       -  
Series HH warrants     13,616       -  
Series II warrants     404,823       -  
Series JJ warrants     20,410       -  
Series KK warrants     25,564       -  
Series LL warrants     352,495       -  
Net gain on warrant liabilities   $ 11,007,215     $ 14,013,726