C. STOCKHOLDERS EQUITY (Tables)

9 Months Ended

Jun. 30, 2017

C. Stockholders Equity Tables

Stock options, stock bonuses and compensation granted by the Company

Stock options, stock bonuses and compensation granted by the Company as of June 30, 2017 are as follows:

Name of Plan	Total Shares Reserved Under Plans		Shares Reserved for Outstanding Options		Shares Issued		Remaining Options/Shares Under Plans
Incentive Stock Options Plans		138,400		65,958		N/A		60,454
Non-Qualified Stock Option Plans		1,187,200		298,783		N/A		859,313
Stock Bonus Plans		383,760		N/A		189,940		193,787
Stock Compensation Plan		134,000		N/A		87,590		46,410
Incentive Stock Bonus Plan		640,000		N/A		624,000		16,000

Stock options, stock bonuses and compensation granted by the Company as of September 30, 2016 are as follows:

Name of Plan	Total Shares Reserved Under Plans		Shares Reserved for Outstanding Options		Shares Issued		Remaining Options/Shares Under Plans
Incentive Stock Option Plans		138,400		65,958		N/A		60,453
Non-Qualified Stock Option Plans		387,200		277,613		N/A		82,370
Bonus Plans		223,760		N/A		126,448		97,278
Stock Compensation Plan		134,000		N/A		79,401		53,276
Incentive Stock Bonus Plan		640,000		N/A		624,000		16,000

Stock option activity:

	Nine Months Ended June30,
	2017		2016
Granted		39,225		8,400
Expired		16,081		-
Forfeited		1,980		2,240

	Three Months Ended June 30,
	2017		2016
Granted		39,225		-
Expired		800		-
Forfeited		919		200

Schedule of employees and non-employees stock compensation

	Nine Months Ended June 30,
	2017		2016
Employees	$	1,002,923	$	1,263,662
Non-employees	$	151,611	$	618,890

	Three Months Ended June 30,
	2017		2016
Employees	$	325,168	$	418,562
Non-employees	$	38,833	$	146,830

Derivative Liabilities, Warrants and Other Options

Warrant	Issue Date	Shares Issuable upon Exercise of Warrant		Exercise Price		Expiration Date	Reference
Series DD	12/8/2016		1,360,960	$	4.50	8/10/2017		1
Series N	8/18/2008		113,785	$	13.18	8/18/2017
Series EE	12/8/2016		1,360,960	$	4.50	9/8/2017		1
Series U	4/17/2014		17,821	$	43.75	10/17/2017		1
Series S	10/11/13- 10/24/14		1,037,120	$	31.25	10/11/2018		1
Series V	5/28/2015		810,127	$	19.75	5/28/2020		1
Series W	10/28/2015		688,930	$	16.75	10/28/2020		1
Series X	1/13/2016		120,000	$	9.25	1/13/2021
Series Y	2/15/2016		26,000	$	12.00	2/15/2021
Series ZZ	5/23/2016		20,000	$	13.75	5/18/2021		1
Series BB	8/26/2016		16,000	$	13.75	8/22/2021		1
Series Z	5/23/2016		264,000	$	13.75	11/23/2021		1
Series FF	12/8/2016		68,048	$	3.91	12/1/2021		1
Series CC	12/8/2016		680,480	$	5.00	12/8/2021		1
Series HH	2/23/2017		20,000	$	3.13	2/16/2022		1
Series AA	8/26/2016		200,000	$	13.75	2/22/2022		1
Series JJ	3/14/2017		30,000	$	3.13	3/8/2022		1
Series LL	4/30/2017		26,398	$	3.59	4/30/2022		1
Series MM	6/22/2017		893,491	$	1.86	6/22/2022		2
Series GG	2/23/2017		400,000	$	3.00	8/23/2022		1
Series II	3/14/2017		600,000	$	3.00	9/14/2022		1
Series KK	5/3/2017		395,970	$	3.04	11/3/2022		1
Consultants	12/28/12- 7/1/16		22,000	$	9.25-$70.00	12/27/17- 6/30/19		3

Tabular disclosure of derivative liabilities at fair value

	June 30, 2017		September 30, 2016
Series S warrants	$	74,673	$	3,111,361
Series U warrants		-		-
Series V warrants		170,127		1,620,253
Series W warrants		181,303		1,799,858
Series Z warrants		141,325		970,604
Series ZZ warrants		9,227		70,609
Series AA warrants		116,651		763,661
Series BB warrants		8,140		58,588
Series CC warrants		643,824		-
Series DD warrants		8,009		-
Series EE warrants		39,885		-
Series FF warrants		75,579		-
Series GG warrants		522,459		-
Series HH warrants		24,977		-
Series II warrants		779,415		-
Series JJ warrants		37,670		-
Series KK warrants		525,332		-
Series LL warrants		32,044		-
Total warrant liabilities	$	3,390,640	$	8,394,934

Schedule Of Gains and (Losses) on Derivative Liabilities

The table below presents the gains on the warrant liabilities for the nine months ended June 30:

	2017		2016
Series S warrants	$	3,036,688	$	3,432,869
Series U warrants		-		40,096
Series V warrants		1,450,126		2,835,443
Series W warrants		1,618,555		1,502,800
Series Z warrants		829,279		210,848
Series ZZ warrants		61,382		15,918
Series AA warrants		647,010		-
Series BB warrants		50,448		-
Series CC warrants		416,599		-
Series DD warrants		435,263		-
Series EE warrants		651,522		-
Series FF warrants		45,403		-
Series GG warrants		92,178		-
Series HH warrants		4,653		-
Series II warrants		137,044		-
Series JJ warrants		6,943		-
Series KK warrants		172,883		-
Series LL warrants		14,001		-
Net gain on warrant liabilities	$	9,669,977	$	8,037,974

The table below presents the gains and (losses) on the warrant liabilities for the three months ended June 30:

	2017			2016
Series S warrants	$	456,852		$	285,208
Series U warrants		-			13,366
Series V warrants		32,405			1,012,658
Series W warrants		9,140			970,746
Series Z warrants		1,016			210,848
Series ZZ warrants		187			15,918
Series AA warrants		345			-
Series BB warrants		110			-
Series CC warrants		(13,270	)		-
Series DD warrants		21,315			-
Series EE warrants		139,284			-
Series FF warrants		(1,763	)		-
Series GG warrants		(16,033	)		-
Series HH warrants		(687	)		-
Series II warrants		(24,375	)		-
Series JJ warrants		(1,045	)		-
Series KK warrants		172,883			-
Series LL warrants		14,001			-
Net gain on warrant liabilities	$	790,365		$	2,508,744