C. STOCKHOLDERS EQUITY (Tables)

6 Months Ended

Mar. 31, 2017

C. Stockholders Equity Tables

Stock options, stock bonuses and compensation granted by the Company

Stock options, stock bonuses and compensation granted by the Company as of March 31, 2017 are as follows:

Name of Plan	Total Shares Reserved Under Plans		Shares Reserved for Outstanding Options		Shares Issued		Remaining Options/Shares Under Plans
Incentive Stock Options Plans		3,460,000		1,648,966		N/A		1,511,334
Non-Qualified Stock Option Plans		9,680,000		6,531,752		N/A		2,420,630
Stock Bonus Plans		5,594,000		N/A		4,448,479		1,144,694
Stock Compensation Plan		3,350,000		N/A		2,189,749		1,127,200
Incentive Stock Bonus Plan		16,000,000		N/A		15,600,000		400,000

Stock options, stock bonuses and compensation granted by the Company as of September 30, 2016 are as follows:

Name of Plan	Total Shares Reserved Under Plans		Shares Reserved for Outstanding Options		Shares Issued		Remaining Options/Shares Under Plans
Incentive Stock Option Plans		3,460,000		1,648,966		N/A		1,511,334
Non-Qualified Stock Option Plans		9,680,000		6,940,321		N/A		2,059,261
Bonus Plans		5,594,000		N/A		3,161,211		2,431,962
Stock Compensation Plan		3,350,000		N/A		1,985,037		1,331,912
Incentive Stock Bonus Plan		16,000,000		N/A		15,600,000		400,000

Stock option activity:

	Six Months Ended March 31,
	2017		2016
Granted		—		210,000
Expired		382,037		—
Forfeited		26,532		50,998

	Three Months Ended March 31,
	2017		2016
Granted		—		60,000
Expired		5,000		—
Forfeited		26,532		28,032

Schedule of employees and non-employees stock compensation

Stock-Based Compensation Expense

	Six Months Ended March 31,
	2017		2016
Employees	$	677,755	$	845,100
Non-employees	$	112,778	$	472,061

	Three Months Ended March 31,
	2017		2016
Employees	$	365,380	$	417,190
Non-employees	$	34,225	$	142,866

Derivative Liabilities, Warrants and Other Options

The following chart presents the outstanding warrants and non-employee options, listed by expiration date at March 31, 2017:

Warrant	Issue Date	Shares Issuable upon Exercise of Warrant		Exercise Price		Expiration Date	Reference
Series DD	12/8/16		34,024,000	$	0.18	6/8/17		1
Series N	8/18/08		2,844,627	$	0.53	8/18/17
Series EE	12/8/16		34,024,000	$	0.18	9/8/17		1
Series U	4/17/14		445,514	$	1.75	10/17/17		1
Series S	10/11/13- 10/24/14		25,928,010	$	1.25	10/11/18		1
Series V	5/28/15		20,253,164	$	0.79	5/28/20		1
Series W	10/28/15		17,223,248	$	0.67	10/28/20		1
Series X	1/13/16		3,000,000	$	0.37	1/13/21
Series Y	2/15/16		650,000	$	0.48	2/15/21
Series ZZ	5/23/16		500,000	$	0.55	5/18/21		1
Series BB	8/26/16		400,000	$	0.55	8/22/21		1
Series Z	5/23/16		6,600,000	$	0.55	11/23/21		1
Series FF	12/8/16		1,701,200	$	0.16	12/1/21		1
Series CC	12/8/16		17,012,000	$	0.20	12/8/21		1
Series HH	2/23/17		500,000	$	0.13	2/16/22		1
Series AA	8/26/16		5,000,000	$	0.55	2/22/22		1
Series JJ	3/14/17		750,000	$	0.13	3/8/22		1
Series GG	2/23/17		10,000,000	$	0.12	8/23/22		1
Series II	3/14/17		15,000,000	$	0.12	9/14/22		1
Consultants	12/28/12- 7/1/16		570,000	$	0.37- $2.80	4/24/17- 6/30/19		2

Tabular disclosure of derivative liabilities at fair value

The table below presents the warrant liabilities and their respective balances at the balance sheet dates:

	March 31, 2017		September 30, 2016
Series S warrants	$	531,525	$	3,111,361
Series U warrants		—		—
Series V warrants		202,532		1,620,253
Series W warrants		190,443		1,799,858
Series Z warrants		142,341		970,604
Series ZZ warrants		9,414		70,609
Series AA warrants		116,996		763,661
Series BB warrants		8,250		58,588
Series CC warrants		630,554		—
Series DD warrants		29,324		—
Series EE warrants		179,169		—
Series FF warrants		73,816		—
Series GG warrants		506,426		—
Series HH warrants		24,290		—
Series II warrants		755,040		—
Series JJ warrants		36,625		—
Total warrant liabilities	$	3,436,745	$	8,394,934

Schedule Of Gains and (Losses) on Derivative Liabilities

The table below presents the gains on the warrant liabilities for the six months ended March 31:

	2017		2016
Series S warrants	$	2,579,836	$	3,147,660
Series U warrants		—		26,731
Series V warrants		1,417,721		1,822,785
Series W warrants		1,609,415		532,054
Series Z warrants		828,263		—
Series ZZ warrants		61,195		—
Series AA warrants		646,665		—
Series BB warrants		50,338		—
Series CC warrants		429,869		—
Series DD warrants		413,948		—
Series EE warrants		512,238		—
Series FF warrants		47,166		—
Series GG warrants		108,211		—
Series HH warrants		5,340		—
Series II warrants		161,419		—
Series JJ warrants		7,988		—
Net gain on warrant liabilities	$	8,879,612	$	5,529,230

The table below presents the gains and (losses) on the warrant liabilities for the three months ended March 31:

	2017			2016
Series S warrants	$	(41,485	)	$	321,507
Series U warrants		—			(4,455	)
Series V warrants		—			(1,417,721	)
Series W warrants		(58,189	)		(1,493,061	)
Series Z warrants		(40,524	)		—
Series ZZ warrants		(2,689	)		—
Series AA warrants		(32,904	)		—
Series BB warrants		(2,334	)		—
Series CC warrants		(174,623	)		—
Series DD warrants		43,029			—
Series EE warrants		(2,365	)		—
Series FF warrants		(19,574	)		—
Series GG warrants		108,211			—
Series HH warrants		5,340			—
Series II warrants		161,419			—
Series JJ warrants		7,988			—
Net loss on warrant liabilities	$	(48,700	)	$	(2,593,730	)