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C. STOCKHOLDERS EQUITY (Tables)
9 Months Ended
Jun. 30, 2013
C. Stockholders Equity Tables  
Stock options, stock bonuses and compensation granted by the Company
Name of Plan  

Total

Shares

Reserved

Under Plans

   

Shares

Reserved for

Outstanding

Options

   

Shares

Issued as

Stock Bonus

Compensation

   

Remaining

Options/Shares

Under Plans

 
                         
Incentive Stock Option Plans     21,100,000       13,898,275       N/A       3,245,225  
Non-Qualified Stock Option                                
   Plans     57,760,000       34,476,781       N/A       16,761,069  
Stock Bonus Plans     15,940,000       N/A       8,707,753       7,224,685  
Stock Compensation Plan     13,500,000       N/A       6,886,531       6,613,469  
Schedule of employees and non-employees stock compensation

Stock-Based Compensation Expense

 

    Nine months Ended June 30,  
    2013     2012  
             
Employees   $ 2,087,718     $ 1,761,365  
 Non-employees   $ 364,318     $ 457,497  

 

    Three months Ended June 30,  
    2013     2012  
             
Employees   $ 564,369     $ 463,314  
 Non-employees   $ 155,963     $ 213,789  
Derivative Liabilities, Warrants and Other Options

Below is a chart showing the derivative liabilities and the number of warrants outstanding at June 30, 2013:

 

Warrant Issue Date   Shares Issuable upon Exercise of Warrant     Exercise Price   Expiration Date   Reference  
                       
Series N 8/18/08     5,187,709       0.30   8/18/14     1  
Series A 6/24/09     1,303,472       0.50   12/24/14     1  
C. Schleuning (Series A) 7/8/09     167,500       0.50   1/8/15     1  
Series B 9/4/09     500,000       0.68   9/4/14     1  
Series C 8/20/09 - 8/26/09     4,634,886       0.55   2/20/15     1  
Series E 9/21/09     714,286       1.75   8/12/14     1  
Series F 10/6/11     12,000,000       0.40   10/6/14     1  
Series G 10/6/11     666,667       0.40   8/12/14     1  
Series H 1/26/12     12,000,000       0.50   8/1/15     1  
Series Q 6/21/12     12,000,000       0.50   12/22/15     1  
Series R 12/6/12     26,250,000       0.40   12/6/16     1  
                             
Series L 4/18/07     250,000       0.75   4/17/14     2  
Series L (repriced) 4/18/07     700,000       0.25   4/2/15     2  
Series M (modified) 4/18/07     6,000,000       0.34   7/31/14     2  
                             
Series P 2/10/12     5,900,000       0.45   3/6/17     3  
                             
Private Investors 7//18/05- 6/30/09     7,409,375       0.56 - 0.82       1/26/14 - 7/18/14     4  
                             

Warrants held by

Officer and Director

6/24/09- 7/6/09     3,497,539       0.40 - 0.50   12/24/14 - 1/6/15     5  
Consultants 2/15/05 - 12/28/12     1,407,500       0.28 - 2.00   5/20/14 – 12/27/17     6  
                             

 

Tabular disclosure of derivative liabilities at fair value

See below for details of the balances of derivative instruments at June 30, 2013 and September 30, 2012.

 

    June 30,
2013
    September 30,
2012
 
Series A through E warrants   $ 127,118     $ 786,989  
Series N warrants     259,385       830,034  
Series F and G warrants     253,333       1,646,667  
Series H warrants     480,000       1,800,000  
Series Q warrants     600,000       1,920,000  
Series R warrants     2,100,000       -  
                 
Total derivative liabilities   $ 3,819,836     $ 6,983,690