0001236031-11-000034.txt : 20111207 0001236031-11-000034.hdr.sgml : 20111207 20111207172438 ACCESSION NUMBER: 0001236031-11-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111205 FILED AS OF DATE: 20111207 DATE AS OF CHANGE: 20111207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESTERHAZY ALEXANDER G CENTRAL INDEX KEY: 0001238026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11889 FILM NUMBER: 111249357 MAIL ADDRESS: STREET 1: 8229 BOONE BLVD STREET 2: STE 802 CITY: VIENNA STATE: VA ZIP: 22182 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CEL SCI CORP CENTRAL INDEX KEY: 0000725363 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 840916344 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8229 BOONE BLVD . STREET 2: SUITE 802 CITY: VIENNA STATE: VA ZIP: 22182 BUSINESS PHONE: 7035069460 MAIL ADDRESS: STREET 1: 8229 BOONE BLVD. STREET 2: SUITE 802 CITY: VIENNA STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: INTERLEUKIN 2 INC DATE OF NAME CHANGE: 19880317 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-12-05 0 0000725363 CEL SCI CORP cvm 0001238026 ESTERHAZY ALEXANDER G 8229 BOONE BLVD STE 802 VIENNA VA 22182 1 0 0 0 Options 2011-12-05 4 D 0 105000 0 D Common Stock 105000 903332 D Options 0.32 2011-12-05 4 A 0 84000 0 A 2011-12-05 2016-12-01 Common Stock 84000 987332 D Multiple option grants with exercise prices between $0.54 and $1.38 Agreed to reduction of shares of common stock issuable upon exercise of options in return for a reduction in the exercise price. Multiple option grants exercisable between 4/12/00 and 9/2/05 Multiple option grants with expiration dates between 4/11/12 and 9/2/14 Alexander Esterhazy 2011-12-07