-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PhDtAb9hDmdCoLDuhmYPLTaR0tASHbV1m2KSZzMuttTHHyrcTIATOBSsKd4xRIE0 IXXtkU18PJhSoq3rsu0xFA== 0001004878-96-000080.txt : 19960826 0001004878-96-000080.hdr.sgml : 19960826 ACCESSION NUMBER: 0001004878-96-000080 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19950930 FILED AS OF DATE: 19960823 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: CEL SCI CORP CENTRAL INDEX KEY: 0000725363 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 840916344 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11889 FILM NUMBER: 96619733 BUSINESS ADDRESS: STREET 1: 66 CANAL CENTER PLZ STE 510 CITY: ALEXANDRIA STATE: VA ZIP: 22314 BUSINESS PHONE: 7035495293 MAIL ADDRESS: STREET 1: 66 CANAL CENTER PLAZA SUITE 510 CITY: ALEXANDRIA STATE: VA ZIP: 22314 FORMER COMPANY: FORMER CONFORMED NAME: INTERLEUKIN 2 INC DATE OF NAME CHANGE: 19880317 10-K/A 1 FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) (X) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 1995. OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 0-11503 CEL-SCI CORPORATION (Exact name of registrant as specified in its charter) COLORADO 84- 0916344 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 66 Canal Center Plaza, Suite 510 Alexandria, Virginia 22314 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (703) 549 5293 Securities registered pursuant to Section 12(b) of the Act: None Securities registered pursuant to Section 12(g) of the Act: Common Stock, $.001 par value (Title of Class) Indicate by check mark whether the registrant (1) has filed all reports to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No The aggregate market value of the voting stock held by non-affiliates of the Registrant, based upon the closing sale price of the Common Stock on December 22, 1995, as quoted on the NASDAQ System, was approximately $13,910,000. Shares of Common Stock held by each officer, director and principal shareholder have been excluded in that such persons may be deemed to be affiliates of the Registrant. Documents Incorporated by Reference: None Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [X] As of December 22, 1995, the Registrant had 5,338,244 shares of Common Stock issued and outstanding. PAGE 1 OF PAGES EXHIBIT INDEX BEGINS ON PAGE ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES, AND REPORTS ON FORM 8K (a) See the Financial Statements attached to this Report. (b) The Company did not file any reports on Form 8-K during the quarter ended September 30, 1995. (c) Exhibits EX-27 SIGNATURES Pursuant to the requirements of Section 13 of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. CEL-SCI CORPORATION Dated: August 22, 1996 By: /s/ Maximilian de Clara Maximilian de Clara, President By: /s/ Geert R. Kersten Geert R. Kersten, Chief Operating Officer Pursuant to the requirements of the Securities Act of l934, this Report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated. Signature Title Date /s/ Maximilian de Clara Director and Principal August 22,1996 MAXIMILIAN DE CLARA Executive Officer /s/ Geert R. Kersten Director, Principal August 22, 1996 GEERT R. KERSTEN Financial Officer and Chief Executive Officer Director MARK V. SORESI /s/ F. Donald Hudson Director August 22, 1996 F. DONALD HUDSON /s/ Edwin A. Shalloway Director August 22, 1996 EDWIN A. SHALLOWAY EX-27 2
5 0000725363 CEL SCI CORPORATION 12-MOS SEP-30-1995 SEP-30-1995 3,886,950 170,000 77,314 0 0 4,475,559 1,691,935 589,897 6,359,011 491,860 0 0 0 53,382 28,799,198 6,359,011 0 423,765 0 3,801,278 501,125 0 0 (3,878,638) 0 (3,878,638) 0 0 0 (3,878,638) (0.89) (0.89)
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