0000000000-20-002261.txt : 20200415 0000000000-20-002261.hdr.sgml : 20200415 20200312163557 ACCESSION NUMBER: 0000000000-20-002261 CONFORMED SUBMISSION TYPE: UPLOAD PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20200312 FILED FOR: COMPANY DATA: COMPANY CONFORMED NAME: CEL SCI CORP CENTRAL INDEX KEY: 0000725363 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 840916344 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: UPLOAD BUSINESS ADDRESS: STREET 1: 8229 BOONE BLVD . STREET 2: SUITE 802 CITY: VIENNA STATE: VA ZIP: 22182 BUSINESS PHONE: 7035069460 MAIL ADDRESS: STREET 1: 8229 BOONE BLVD. STREET 2: SUITE 802 CITY: VIENNA STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: INTERLEUKIN 2 INC DATE OF NAME CHANGE: 19880317 PUBLIC REFERENCE ACCESSION NUMBER: 0001654954-20-002336 LETTER 1 filename1.pdf begin 644 filename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T*96YD TEXT-EXTRACT 2 filename2.txt March 12, 2020 Geert Kersten Chief Executive Officer CEL-SCI Corporation 8229 Boone Blvd., Suite 802 Vienna, Virginia 22182 Re: CEL-SCI Corporation Post-Effective Amendment No. 2 to Registration Statement on Form S-1 Filed March 6, 2020 File No. 333-229295 Dear Mr. Kersten: We have reviewed your amended registration statement and have the following comments. In some of our comments, we may ask you to provide us with information so we may better understand your disclosure. Please respond to this letter by amending your registration statement and providing the requested information. If you do not believe our comments apply to your facts and circumstances or do not believe an amendment is appropriate, please tell us why in your response. After reviewing any amendment to your registration statement and the information you provide in response to these comments, we may have additional comments. Unless we note otherwise, our references to prior comments are to comments in our March 4, 2020 letter. Post-Effective Amendment No. 2 to Registration Statement on Form S-1 filed March 6, 2020 Description of Common Stock, page 5 1. We note your revisions in response to our prior comment 1. Please revise the last sentence in this section to clarify that there is uncertainty as to whether any court, not only the U.S. District Court for the District of Delaware, would enforce your exclusive forum provision. In addition, as requested previously, please include risk factor disclosure regarding this provision to update the risk factor disclosure provided in your annual report on Form 10-K that is incorporated by reference. Finally, please file your amended bylaws as an exhibit to this registration statement. Geert Kersten CEL-SCI Corporation March 12, 2020 Page 2 General 2. We note your revisions in response to our prior comment 3. However, you continue to state throughout the prospectus that the warrants were issued at various dates between February 2016 and July 2018 even though the Form S-1 that was declared effective on February 13, 2019 indicates that the warrants were issued at various dates between February 2017 and July 2018. Please revise your prospectus to reconcile this discrepancy or advise. Please contact Irene Paik at 202-551-6553 or Celeste Murphy at 202-551-3257 with any questions. Sincerely, FirstName LastNameGeert Kersten Division of Corporation Finance Comapany NameCEL-SCI Corporation Office of Life Sciences March 12, 2020 Page 2 cc: William T. Hart, Esq. FirstName LastName