-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D4NAFG9uwT57r1g611kMhqg2K4cXqYdc4mBLWygW11ZT9yZDiI8P+VvHgnnbY9sX rgS0CgHXqZlb2dlT+76/og== 0001017062-97-001293.txt : 19970703 0001017062-97-001293.hdr.sgml : 19970703 ACCESSION NUMBER: 0001017062-97-001293 CONFORMED SUBMISSION TYPE: SC 14D1/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970702 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AST RESEARCH INC /DE/ CENTRAL INDEX KEY: 0000725182 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 953525565 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35964 FILM NUMBER: 97635374 BUSINESS ADDRESS: STREET 1: 16215 ALTON PKWY CITY: IRVINE STATE: CA ZIP: 92718 BUSINESS PHONE: 7147274141 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SAMSUNG ELECTRONICS CO LTD /FI CENTRAL INDEX KEY: 0000879316 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 953170778 STATE OF INCORPORATION: M5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: 250 2 KA TAEPYUNG RO CHUNG KU STREET 2: SEOUL CITY: KOREA STATE: M5 ZIP: 100742 BUSINESS PHONE: 8227277020 MAIL ADDRESS: STREET 1: 250 2 KA TAEPYUNG RO CHUNG KU STREET 2: SEOUL CITY: KOREA STATE: M5 ZIP: 100742 FORMER COMPANY: FORMER CONFORMED NAME: SAMSUNG ELECTRONICS CO LTD /FI DATE OF NAME CHANGE: 19950302 SC 14D1/A 1 SCHEDULE 14D-1/A AMENDMENT #5 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ____________ AMENDMENT NO. 5 TO SCHEDULE 14D-1 TENDER OFFER STATEMENT PURSUANT TO SECTION 14(d)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 13D (Rule 13d-101) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 19) AST RESEARCH, INC. (Name of Subject Company) SAMSUNG ELECTRONICS CO., LTD. (Bidder) Common Stock, par value $0.01 per share (including the Associated Rights) (Title of Class of Securities) 001907104 (CUSIP Number of Class of Securities) Jae Chang Lee, Esq. Samsung Electronics Co., Ltd. Samsung Main Building 250, 2-Ka, Taepyung-Ro, Chung-Ku Seoul, Korea 100-742 011-82-2-727-7100 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Bidder) COPIES TO: Thomas D. Magill, Esq. Henry Lesser, Esq. Gibson, Dunn & Crutcher LLP Irell & Manella LLP Jamboree Center, 4 Park Plaza 333 South Hope Street, Suite 3300 Irvine, California 92614 Los Angeles, California 90071 (714) 451-3800 (213) 620-1555 This Amendment No. 5 to the Tender Offer Statement on Schedule 14D-1 (the "Schedule 14D-1") dated April 21, 1997 and Amendment No. 19 to the Schedule 13D dated March 6, 1995, as amended, of Samsung Electronics Co., Ltd., a Korean corporation ("Purchaser"), amends and supplements the tender offer by Purchaser to purchase all outstanding shares of common stock, par value $.01 per share (the "Common Stock"), of AST Research, Inc., a Delaware corporation (the "Company") and the associated preferred stock purchase rights (the "Rights" and together with the Common Stock, the "Shares") issued pursuant to the Company's Amended and Restated Rights Agreement, dated January 28, 1994, between the Company and American Stock Transfer and Trust Company, as Successor Rights Agent, as amended by the First Amendment to Rights Agreement, dated as of March 1, 1995, and the Second Amendment to Rights Agreement, dated as of April 15, 1997, not owned by Samsung or its affiliates at $5.40 per Share, net to the Seller in cash, as set forth in the Offer to Purchase dated April 21, 1997 (the "Offer to Purchase") and the related Letter of Transmittal. Capitalized terms used and not otherwise defined herein shall have the meanings given such terms in the Schedule 14D-1. Item 10. ADDITIONAL INFORMATION Item 10(b) is hereby amended and supplemented by addition of the following information thereto: On July 2, 1997, Purchaser issued a press release announcing that the Offer has been extended in order to allow additional time for the receipt of the required approvals by the government of the Republic of Korea. All other government approvals have been obtained. The Offer and withdrawal rights will now expire at 5:00 p.m., New York City time, on Monday, July 21, 1997, unless further extended. A copy of the press release issued by Purchaser is filed as Exhibit (a)(12) to the Schedule 14D-1 and is incorporated herein by reference. Item 11. MATERIAL TO BE FILED AS EXHIBITS Item 11 is hereby amended and supplemented by addition of the following exhibit thereto: (a)(12) Press release dated July 2, 1997, issued by Purchaser. SIGNATURES After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. SAMSUNG ELECTRONICS CO., LTD. By: /s/ JAE CHANG LEE ------------------------------ Name: Jae Chang Lee Title: Director/General Legal Counsel Dated: July 2, 1997 EXHIBIT INDEX ------------- Exhibit No. Description of Exhibit - ----------- ---------------------- (a)(12) Press release dated July 2, 1997, issued by Purchaser. EX-99.(A)(12) 2 PRESS RELEASE DATED JULY 2, 1997 EXHIBIT 99 Exhibit (a)(12) SAMSUNG ELECTRONICS CO., LTD. ANNOUNCES EXTENSION OF AST TENDER OFFER IRVINE, CA., July 2, 1997 - Samsung Electronics Co., Ltd. announced today that it has extended its cash tender offer to acquire all of the outstanding shares of AST Research, Inc. (NASDAQ: ASTA) not currently owned by Samsung for $5.40 per share. The offer is being extended to allow additional time for the receipt of the required approvals by the government of the Republic of Korea. All other government approvals have been obtained. The tender offer and withdrawal rights will now expire at 5:00 p.m., New York City time, on Monday, July 21, 1997, unless further extended. Samsung has been informed by the Depositary that 27,891,897 shares (or approximately 88% of the outstanding shares not owned by Samsung) had been tendered as of July 1, 1997. Samsung stated that it believes it has provided all information required by the Korean governmental authorities; and that it has no reason to believe that the required approvals from the requisite Korean governmental authorities will not be obtained. -----END PRIVACY-ENHANCED MESSAGE-----