-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RIi9VZtp8P9Xzi7HwmMQmVyHY9PUf/dSIvsWjU1TLiWW9T9Iq9c1rKgefiwxb9eW iuOtzfvbe5lVJz1izoOwTw== 0000901581-96-000004.txt : 19960624 0000901581-96-000004.hdr.sgml : 19960624 ACCESSION NUMBER: 0000901581-96-000004 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AST RESEARCH INC /DE/ CENTRAL INDEX KEY: 0000725182 STANDARD INDUSTRIAL CLASSIFICATION: 3571 IRS NUMBER: 953525565 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35964 FILM NUMBER: 96517964 BUSINESS ADDRESS: STREET 1: 16215 ALTON PKWY CITY: IRVINE STATE: CA ZIP: 92718 BUSINESS PHONE: 7147274141 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: QURESHEY SAFI U CENTRAL INDEX KEY: 0000901581 STANDARD INDUSTRIAL CLASSIFICATION: FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 16215 ALTON PARKWAY CITY: IRVINE STATE: CA ZIP: 09278 BUSINESS PHONE: 7147277757 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 10 )* AST RESEARCH, INC. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 001907 10 4 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP NO. 001907 10 4 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Safi U. Qureshey ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA 5 SOLE VOTING POWER NUMBER OF 2,761,769 (See Notes (1) and (2) on the SHARES attached addendum) BENEFICIALLY OWNED BY EACH 6 SHARED VOTING POWER REPORTING PERSON N/A WITH 7 SOLE DISPOSITIVE POWER 2,761,769 (See Notes (1) and (2) on the attached Addendum) 8 SHARED DISPOSITIVE POWER N/A 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,761,769 (See Notes (1) and (2) on the attached Addendum) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES See Note (2) on the attached Addendum 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.09 % 12 TYPE OF REPORTING PERSON IN ITEM 1. (a) Name of Issuer: AST Research, Inc. (b) Address of Issuer's Principal Executive Offices: 16215 Alton Parkway Irvine, California 92718 ITEM 2. (a) Name of Person Filing: Safi U. Qureshey (b) Address of Principal Business Office: 16215 Alton Parkway Irvine, California 92718 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock, $.01 par value (e) CUSIP Number: 001907 10 4 ITEM 3. If this statement is filed pursuant Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Act; (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act; (d) [ ] Investment company registered under Section 8 of the Investment Company Act; (e) [ ] Investment advisor registered under Section 203 of the Investment Advisors Act of 1940; (f) [ ] Employee benefit plan, pension fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or endowment fund; (g) [ ] Parent holding company, in accordance with Section 240.13d-1(b)(ii)(G); (h) [ ] A group, in accordance with Section 240.13d- 1(b)(1)(2)(H). ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 2,761,769 (b) Percent of class: 6.09 % (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 2,761,769 (See Notes (1) and (2) on the attached Addendum) (ii) Shared power to vote or to direct the vote: N/A (iii) Sole power to dispose or to direct the disposition of: 2,761,769 (See Notes (1) and (2) on the attached Addendum) (iv) Shared power to dispose or to direct the disposition of: N/A (See Notes (1) and (2) on the attached Addendum) ITEM 5. OWNERSHIP OF 5% OR LESS OF CLASS. If this statement is being filed to report the fact that as of the date hereof the reported person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following: [ ] Inapplicable. ITEM 6. OWNERSHIP OF MORE THAN 5% ON BEHALF OF ANOTHER PERSON. Inapplicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Inapplicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Inapplicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Inapplicable. ITEM 10. CERTIFICATION. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1996 By: Safi U. Qureshey ADDENDUM TO AMENDMENT NO. 10 TO SCHEDULE 13G Issuer: AST Research, Inc. Reporting Person: Safi U. Qureshey Footnotes to Schedule 13G (1) Includes an aggregate of 695,000 shares which may be acquired by Mr. Qureshey within 60 days of December 31, 1995, on exercise of stock options. (2) Excludes (a) an aggregate of 104,812 shares held by Nancy Marshall as Custodian for minor children of Mr. Qureshey under the California Uniform Transfers to Minors Act, and (b) an aggregate of 3,289 shares held by Nancy Marshall, Ishrat Qureshey and Lubna Bokhari, Co-Trustees of Irrevocable Trusts established for the benefit of Mr. Qureshey's minor children, to which Mr. Qureshey claims no beneficial interest. -----END PRIVACY-ENHANCED MESSAGE-----