-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, jhMYmNW3EtEo/tnGtqxfGE8KOqACKJsJUi/lhQBcX5Fh5IhQdTYsaXa3YgKZE0IN cy3l9a7NJl9kp1hLMQhB6A== 0000725182-94-000008.txt : 19940214 0000725182-94-000008.hdr.sgml : 19940214 ACCESSION NUMBER: 0000725182-94-000008 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AST RESEARCH INC /DE/ CENTRAL INDEX KEY: 0000725182 STANDARD INDUSTRIAL CLASSIFICATION: 3571 IRS NUMBER: 953525565 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 34 SEC FILE NUMBER: 005-35964 FILM NUMBER: 94506674 BUSINESS ADDRESS: STREET 1: 16215 ALTON PKWY CITY: IRVINE STATE: CA ZIP: 92713 BUSINESS PHONE: 7147274141 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: YUEN THOMAS C K CENTRAL INDEX KEY: 0000902630 STANDARD INDUSTRIAL CLASSIFICATION: 0000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 16 GENEVE DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 7144421081 SC 13G 1 SCHEDULE 13G DATED 2/11/94 THOMAS C.K. YUEN SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 25049 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8) AST RESEARCH, INC. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 001907 10 4 (CUSIP Number) CUSIP No. 001907 10 4 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Thomas C.K. Yuen ###-##-#### 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3) SEC Use Only 4) Citizenship or Place of Organization USA Number of (5) Sole Voting Power - 730,000 (See Notes (1) and (2) on the Shares Bene- attached Addendum) ficially Owned by Each Report- (6) Shared Voting Power -0- ing Person With (7) Sole Dispositive Power - 730,000 (See Notes (1) and (2) on the attached Addendum) (8) Shared Dispositive Power -0- 9) Aggregate Amount Beneficially Owned by Each Reporting Person - 730,000(See Notes (1) and (2) on the attached Addendum) 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) 11) Percent of Class Represented by Amount in Row 9 2.3% 12) Type of Reporting Person (See Instructions) IN Item 1(a) Name of Issuer: AST Research, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 16215 Alton Parkway Irvine, California 92713-9656 Item 2(a) Name of Person Filing: Thomas C.K. Yuen Item 2(b) Address of Principal Business Office or, if none, Residence: c/o Atlantis Computers, Inc. 1000 Quail Street, Suite 160 Newport Beach, CA 92660 Item 2(c) Citizenship: United States Item 2(d) Title of Class of Securities: Common Stock, $.01 par value Item 2(e) CUSIP Number: 001907 10 4 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d- 2(b), check whether the person filing is a(n): Inapplicable. (a) [] Broker or Dealer registered under Section 15 of the Act (b) [] Bank as defined in Section 3(a)(6) of the Act (c) [] Insurance Company registered under Section 3(a)(19) of the Act (d) [] Investment Company registered under Section 8 of the Investment Company Act (e) [] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) [] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) (g) [] Parent Holding Company, in accordance with Rule 13d- 1(b)(1)(ii)(G). (Note: See Item 7) (h) [] Group, in accordance with Rule 13d-1(b)(1)(ii)(H) Item 4. Ownership Inapplicable. Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] Item 6. Ownership of More than Five Percent on Behalf of Another Person Inapplicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Inapplicable Item 8. Identification and Classification of Members of the Group Inapplicable Item 9. Notice of Dissolution of Group Inapplicable Item 10. Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 1994 Signature: Thomas C.K. Yuen ADDENDUM TO AMENDMENT NO. 8 TO SCHEDULE 13G Issuer: AST Research, Inc. Reporting Person: Thomas C.K. Yuen Footnotes to Schedule 13G: (1) Includes an aggregate of 60,000 shares which may be acquired by Mr. Yuen within 60 days of December 31, 1993 on exercise of nonqualified stock options. (2) Includes shares which are subject to applicable community property law and 670,000 shares which are held in a trust in which Mr. Yuen, as co-trustor and co-trustee, exercises sole voting and dispositive power with respect to such shares pursuant to a delegation of power executed by the other co-trustor and other co-trustee with respect to such shares. All share data is as of December 31, 1993. -----END PRIVACY-ENHANCED MESSAGE-----