0000724743-24-000008.txt : 20240307
0000724743-24-000008.hdr.sgml : 20240307
20240307074120
ACCESSION NUMBER: 0000724743-24-000008
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: BARACY,JOHN,RAYMOND,
FILED AS OF DATE: 20240306
DATE AS OF CHANGE: 20240307
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
ORGANIZATION NAME:
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 24728171
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-8946
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I/A
1
primary_doc.xml
MA-I/A
0000724743
XXXXXXXX
SHAVEATA FRAZIER
901-582-3044
SHAVEATA.FRAZIER@RAYMONDJAMES.COM
SHAVEATA.FRAZIER@RAYMONDJAMES.COM
PHAY.BOUNHEUANGVILAY@RAYMONDJAMES.COM
CASEY.BRADFORD@RAYMONDJAMES.COM
N
0000724743-19-000002
Y
JOHN
RAYMOND
BARACY
2558741
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
06-06-2018
N
867-01336
LOCATED
06-06-2018
10250 Constellation Blvd. 8th Floor
Los Angeles
CA
90067
06-2018
RAYMOND JAMES & ASSOCIATES, INC.
Los Angeles
CA
90067
Y
Y
Registered Associate
09-2011
06-2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
LOS ANGELES
CA
90071
Y
Y
REGISTERED REPRESENTATIVE
03-2007
09-2011
STONE & YOUNGBERG LLC
LOS ANGELES
CA
90071
Y
Y
REGISTERED REPRESENTATIVE
04-2001
02-2007
RBC DAIN RAUSCHER INC.
LOS ANGELES
CA
90017
Y
Y
INVESTMENT BANKER
Y
07-2016
SANTA MONICA- MALIBU EDUCATION FOUNDATION
1645 16TH STREET
SANTA MONICA
CA
90404
N
N
EDUCATION
BOARD MEMBER
5
RAISING MONEY TO BENEFIT THE SANTA MONICA-MALIBU UNIFIED SCHOOL DISTRICT
01-2017
Coalition for Adequate School Housing
1303 J Street, Suite 250
Sacramento
CA
95814
N
N
Education
Board Member
8
Provide information and leadership to California School District Facilities Administrators
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-06-2024
LENORA LOVETT
REGISTRATIONS MANAGER