0000724743-24-000008.txt : 20240307 0000724743-24-000008.hdr.sgml : 20240307 20240307074120 ACCESSION NUMBER: 0000724743-24-000008 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: BARACY,JOHN,RAYMOND, FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240307 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 ORGANIZATION NAME: IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 24728171 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-8946 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I/A 1 primary_doc.xml MA-I/A 0000724743 XXXXXXXX SHAVEATA FRAZIER 901-582-3044 SHAVEATA.FRAZIER@RAYMONDJAMES.COM SHAVEATA.FRAZIER@RAYMONDJAMES.COM PHAY.BOUNHEUANGVILAY@RAYMONDJAMES.COM CASEY.BRADFORD@RAYMONDJAMES.COM N 0000724743-19-000002 Y JOHN RAYMOND BARACY 2558741 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 06-06-2018 N 867-01336 LOCATED 06-06-2018 10250 Constellation Blvd. 8th Floor Los Angeles CA 90067 06-2018 RAYMOND JAMES & ASSOCIATES, INC. Los Angeles CA 90067 Y Y Registered Associate 09-2011 06-2018 STIFEL, NICOLAUS & COMPANY, INCORPORATED LOS ANGELES CA 90071 Y Y REGISTERED REPRESENTATIVE 03-2007 09-2011 STONE & YOUNGBERG LLC LOS ANGELES CA 90071 Y Y REGISTERED REPRESENTATIVE 04-2001 02-2007 RBC DAIN RAUSCHER INC. LOS ANGELES CA 90017 Y Y INVESTMENT BANKER Y 07-2016 SANTA MONICA- MALIBU EDUCATION FOUNDATION 1645 16TH STREET SANTA MONICA CA 90404 N N EDUCATION BOARD MEMBER 5 RAISING MONEY TO BENEFIT THE SANTA MONICA-MALIBU UNIFIED SCHOOL DISTRICT 01-2017 Coalition for Adequate School Housing 1303 J Street, Suite 250 Sacramento CA 95814 N N Education Board Member 8 Provide information and leadership to California School District Facilities Administrators N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-06-2024 LENORA LOVETT REGISTRATIONS MANAGER