0000724743-24-000004.txt : 20240206
0000724743-24-000004.hdr.sgml : 20240206
20240206145242
ACCESSION NUMBER: 0000724743-24-000004
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240131
DATE AS OF CHANGE: 20240206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
ORGANIZATION NAME:
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01336
FILM NUMBER: 24599719
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-8946
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA/A
1
primary_doc.xml
MA/A
0000724743
XXXXXXXX
Tracey Czopek
727-567-8346
tracey.czopkerollins@raymondjames.com
elaine.battagliola@raymondjames.com
Alena.Barlow@RaymondJames.com
Casey.Bradford@RaymondJames.com
tracey.czopekrollins@raymondjames.com
RAYMOND JAMES & ASSOCIATES, INC.
705
59-1237041
866-00139-00
867-01336
008-10999
705
801-10418
705
SEC REGISTERED INVESTMENT ADVISER
801-10418
0000724743
NATIONAL FUTURES ASSOCIATION
0087425
CHICAGO STOCK EXCHANGE (CHX)
705
FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA)
705
INTERNATIONAL SECURITIES EXCHANGE (ISE)
705
NASDAQ OMX PHLX
705
NASDAQ STOCK EXCHANGE (NQX)
705
NYSE ARCA, INC.
705
NYSE-AMER (FORMERLY KNOW AS NYSE-MKT)
705
NEW YORK STOCK EXCHANGE (NYSE)
705
ALABAMA
705
ALASKA
705
GUAM (BROKER DEALER)
10054
GUAM (INVESTMENT ADVISOR)
0029
ARKANSAS
705
CALIFORNIA
705
COLORADO
705
CONNECTICUT
705
DELAWARE
705
DISTRICT OF COLUMBIA
705
FLORIDA
705
GEORGIA
705
HAWAII
705
IDAHO
705
ILLINOIS
705
INDIANA
705
IOWA
705
KANSAS
705
KENTUCKY
705
LOUISIANA
705
MAINE
705
MARYLAND
705
MASSACHUSETTS
705
MICHIGAN
705
MINNESOTA
705
MISSISSIPPI
705
MISSOURI
705
MONTANA
705
NEBRASKA
705
NEVADA
705
NEW HAMPSHIRE
705
NEW JERSEY
705
NEW MEXICO
705
NEW YORK
705
NORTH CAROLINA
705
NORTH DAKOTA
705
OHIO
705
OKLAHOMA
705
OREGON
705
PENNSYLVANIA
705
PUERTO RICO
705
RHODE ISLAND
705
SOUTH CAROLINA
705
SOUTH DAKOTA
705
TENNESSEE
705
TEXAS
705
UTAH
705
VERMONT
705
VIRGIN ISLANDS
705
VIRGINIA
705
WASHINGTON
705
WEST VIRGINIA
705
WISCONSIN
705
WYOMING
705
MARIANA ISLANDS (CNMI) - BROKER DEALER
NONE
MARIANA ISLANDS (CNMI) - INVESTMENT ADVISOR
NONE
IEX
705
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
727-567-1000
Add
1100 RIDGEWAY LOOP ROAD
MEMPHIS
TN
38120
901-524-4100
Add
535 Madison Avenue
10th Floor
New York
NY
10022
212-508-7590
Add
ONE BURTON HILLS BLVD., #225
NASHVILLE
TN
37215
615-665-6929
615-665-6931
Add
5820 PATTERSON AVENUE
SUITE 100
RICHMOND
VA
23226
804-225-1150
Add
3050 PEACHTREE ROAD
ATLANTA
GA
30305
404-231-5033
404-231-5228
N
raymondjames.com
SHAWN
JOSEPH
BARKO
SVP, CHIEF COMPLIANCE OFFICER - PCG
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
727-567-1000
727-567-5609
shawn.barko@raymondjames.com
Alena
Joy
Barlow
Director, REGISTRATIONS
880 Carillon Pkwy
St. Petersburg
FL
33716
727-567-2085
alena.barlow@raymondjames.com
Add
ISRAEL SECURITIES AUTHORITY
NOT APPLICABLE
L3
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
SEC
6694
EAGLE ASSET MANAGEMENT, INC.
Y
SEC
110653
RAYMOND JAMES (USA) LTD.
Y
SEC
25853
RAYMOND JAMES GLOBAL SECURITIES, LTD.
Y
BRITISH VIRGIN ISLANDS FINANCIAL SERVICES COMMISSION
None
D8
RAYMOND JAMES LTD. (CANADA)
Y
IIROC
None
Z4
RAYMOND JAMES TRUST COMPANY
Y
COMPTROLLER OF THE CURRENCY (OCC)
24771
CARILLON FUND DISTRIBUTORS, INC. (FORMERLY KNOWN AS EAGLE FUND DISTRIBUTORS, INC)
Y
SEC
139749
CARILLON FUND SERVICES, INC.
Y
SEC
None
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
Y
SEC
149018
RAYMOND JAMES EURO EQUITIES SAS
Y
FRENCH PRUDENTIAL SUPERVISORY AUTHORITY AND AUTHORITY OF FINANCIAL MARKETS
None
I0
MK HOLDING
N
RAYMOND JAMES FINANCIAL, INC.
Y
SEC
Unknown
RAYMOND JAMES BANK N.A.
Y
OCC
None
RAYMOND JAMES FINANCIAL INTERNATIONAL, LTD. (UK)
Y
FINANCIAL CONDUCT AUTHORITY (FCA)
188244
X0
RAYMOND JAMES INVESTMENT SERVICES, LTD.
Y
FINANCIAL CONDUCT AUTHORITY (FCA)
194713
X0
COUGAR GLOBAL INVESTMENTS LTD
Y
ONTARIO SECURITIES COMMISSION
109439
Z4
CLARIVEST ASSET MANAGEMENT LLC
Y
SEC
139785
CARILLON TOWER ADVISERS, INC.
Y
FINRA
174904
SCOUT TRADING, LLC
Y
SEC
8-68420
SUMRIDGE PARTNERS, LLC
Y
SEC
8-68454
CHARTWELL INVESTMENTS
Y
SEC
802-73238
CHARTWELL TSC SECURITIES CORP.
Y
SEC
8-69502
TRISTATE CAPITAL BANK
Y
SEC
unknown
September
FL
02-19-1969
N
9340
82
82
11
0
100
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Brokerage Of MEI
Y
Y
Y
Y
N
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
0
N
N
N
N
Y
N
N
N
N
N
N
N
N
RAYMOND JAMES FINANCIAL INC
0000720005
Schedule A
N
N
N
N
Y
Y
N
Y
Y
Y
Y
N
Y
Y
Y
Y
N
N
N
N
N
Y
N
Y
N
N
RAYMOND JAMES FINANCIAL, INC.
Y
59-1517485
HOLDING COMPANY
01-01-1980
E
Y
TASHTEGO
SPRING
ELWYN
PRESIDENT & CHIEF EXECUTIVE OFFICER
06-28-2018
NA
Y
2319098
JONATHAN
NMN
SANTELLI
CHIEF LEGAL OFFICER / SECRETARY
05-01-2016
NA
N
6306997
MARSHALL
FARROKH
OLLIA
PRINCIPAL FINANCIAL OFFICER / FINOP
04-01-2018
NA
Y
3195972
PAUL
MARONE
SHOUKRY
DIRECTOR'; TREASURER
04-01-2018
NA
Y
5804809
SHAWN
JOSEPH
BARKO
CHIEF COMPLIANCE OFFICER
12-01-2017
NA
Y
2690394
VINCENT
JOHN
CAMPAGNOLI
CHIEF INFORMATION OFFICER
06-01-2016
NA
N
1421076
JAMES
EDWARD
BUNN
DIRECTOR
03-01-2019
NA
Y
3130320
SCOTT
NMN
CURTIS
DIRECTOR
03-01-2019
NA
Y
1707935
TAREK
NMN
HELAL
DIRECTOR
03-01-2019
NA
Y
4240999
JAMES
PHILIP
SICKLING
DIRECTOR
03-01-2019
NA
Y
1240810
KIM
RACHELLE
JENSON
CHIEF OPERATING OFFICER
07-01-2017
NA
Y
2155447
Suzanne
Elizabeth
Auletta
Director
08-03-2021
NA
Y
1418817
Keith
Gregory
Rust
Principal Operations Officer
10-01-2021
NA
Y
5915636
RAYMOND JAMES FINANCIAL, INC.
Y
59-1517485
HOLDING COMPANY
01-01-1980
E
Y
TASHTEGO
SPRING
ELWYN
PRESIDENT & CHIEF EXECUTIVE OFFICER
06-28-2018
NA
Y
2319098
JONATHAN
NMN
SANTELLI
CHIEF LEGAL OFFICER / SECRETARY
05-01-2016
NA
N
6306997
MARSHALL
FARROKH
OLLIA
PRINCIPAL FINANCIAL OFFICER / FINOP
04-01-2018
NA
Y
3195972
PAUL
MARONE
SHOUKRY
DIRECTOR'; TREASURER
04-01-2018
NA
Y
5804809
SHAWN
JOSEPH
BARKO
CHIEF COMPLIANCE OFFICER
12-01-2017
NA
Y
2690394
VINCENT
JOHN
CAMPAGNOLI
CHIEF INFORMATION OFFICER
06-01-2016
NA
N
1421076
JAMES
EDWARD
BUNN
DIRECTOR
03-01-2019
NA
Y
3130320
SCOTT
NMN
CURTIS
DIRECTOR
03-01-2019
NA
Y
1707935
TAREK
NMN
HELAL
DIRECTOR
03-01-2019
NA
Y
4240999
JAMES
PHILIP
SICKLING
DIRECTOR
03-01-2019
NA
Y
1240810
KIM
RACHELLE
JENSON
CHIEF OPERATING OFFICER
07-01-2017
NA
Y
2155447
Suzanne
Elizabeth
Auletta
Director
08-03-2021
NA
Y
1418817
Keith
Gregory
Rust
Principal Operations Officer
10-01-2021
NA
Y
5915636
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1683512
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1676515
9-G
RAYMOND JAMES & ASSOCIATES, INC.
705
1667255
9-E2
9-E3
RAYMOND JAMES & ASSOCIATES, INC.
705
1656050
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1650419
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1649357
1
9-D1
RAYMOND JAMES & ASSOCIATES, INC.
705
1629743
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1627692
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1629742
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1629340
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1629741
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1629341
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1626821
1
9-D1
9-D2
9-D5
RAYMOND JAMES & ASSOCIATES, INC.
705
1621952
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1621963
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1621679
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1621017
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1617069
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
16166921
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1614489
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND FINANCIAL SERVICES, INC.
6694
1613931
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1614488
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1615007
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1614485
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1651006
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1608620
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1608512
1
9-C1
9-C2
9-C4
9-C5
9-D1
9-D2
9-D4
9-E1
RAYMOND JAMES & ASSOCIATES, INC.
705
1605093
MORGAN KEEGAN & COMPANY, LLC
Y
008-15001
MORGAN KEEGAN & COMPANY, LLC.
4161
1605110
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1602774
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1602262
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1597587
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1597459
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1597586
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1597461
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1594867
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1595640
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1594866
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1594673
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1593352
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1593746
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1591778
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1592688
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1591777
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1590894
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1591776
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1590893
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1589608
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1590892
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1588794
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1588790
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1587231
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1588004
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1587230
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1588013
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1586775
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1587131
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1586766
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1587132
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1586763
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1584691
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1586761
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1584690
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1586760
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1583036
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1583285
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1582577
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1583284
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1580844
1
9-D1
9-D2
RAYMOND JAMES & ASSOCIATES, INC.
705
1583273
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1580845
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1581098
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1580773
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1580599
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1580590
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1580838
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1580589
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1580839
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1580588
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1580573
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1580587
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1580572
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1580586
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1578781
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1580585
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1578685
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1580584
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1579904
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1577948
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1577142
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1577947
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1577941
1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1573230
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1573278
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1573229
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1573277
1
9-C2
9-C4
RAYMOND JAMES & ASSOCIATES, INC.
705
1569837
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1569860
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1493081
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1491906
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1443717
1
9-D4
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
Y
801-69815
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
149018
1443321
1
9-D5
RAYMOND JAMES JATIRIM MENKUL KIYMETLER, A.S.
N
RAYMOND JAMES & ASSOCIATES, INC.
705
1427700
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1420826
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1397139
1
9-D2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1359208
1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1581100
1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1347542
1
9-E2
RAYMOND JAMES (USA) LTD.
Y
008-42071
RAYMOND JAMES (USA) LTD.
25853
1304708
1
9-D4
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
866829
1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1135075
1
9-D4
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1276597
9-D2
RAYMOND JAMES & ASSOCIATES, INC.
705
1273156
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1260564
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1255116
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1244163
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1238490
1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1219139
1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1231698
1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1340889
1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1231698
1
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1231988
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1281730
1
9-E1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1180776
1
9-C1
9-C2
9-C4
9-C5
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1135075
1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1094242
1
9-D2
9-D4
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1090882
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1059792
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1039099
1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1209728
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1011337
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
999375
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
735848
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
702000
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
661644
1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1180776
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
594371
1
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
594368
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
567338
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
594365
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
594344
9-D2
RAYMOND JAMES & ASSOCIATES, INC.
705
594105
9-D2
RAYMOND JAMES & ASSOCIATES, INC.
705
594092
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
556195
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
321693
9-C3
9-C5
RAYMOND JAMES & ASSOCIATES, INC.
705
320333
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
301703
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
264404
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
257019
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
252892
9-D2
RAYMOND JAMES & ASSOCIATES, INC.
705
163953
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
113877
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
113876
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
113875
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
113873
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
113872
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
113870
9-D2
RAYMOND JAMES & ASSOCIATES, INC.
705
113869
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
113868
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
113867
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
113866
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
113865
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
113864
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
113863
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
113862
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
113861
1
9-D2
RAYMOND JAMES & ASSOCIATES, INC.
705
113874
ROBERT THOMAS SECURITIES, INC.
N
10147
ROBERT THOMAS SECURITIES, INC.
10147
UNKNOWN
1
9-D2
LYNN
POUNDS
PIPPENGER
N
363987
LYNN POUNDS PIPPENGER
363987
334156
1
9-E2
ROBERT
FLETCHER
SHUCK
III
N
422862
ROBERT FLETCHER SHUCK III
422862
45203
1
9-D2
LYNN
POUNDS
PIPPENGER
N
363987
LYNN POUNDS PIPPENGER
363987
334156
1
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
594183
ROBERT
FLETCHER
SHUCK
III
N
422862
ROBERT FLETCHER SHUCK III
422862
45203
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1739100
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1718786
1
9-D1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1584787
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1584782
1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1209728
1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
00000
9-C2
9-C4
9-C5
RAYMOND JAMES & ASSOCIATES, INC.
705
1786589
1
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1793953
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1793957
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1739011
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1801844
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1871171
1
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1882216
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-10999
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1882215
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
UNKNOWN
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1927000
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1924490
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1891236
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
1893511
9-C2
9-C4
9-C5
RAYMOND JAMES & ASSOCIATES, INC.
705
1899016
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1899342
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1900328
1
9-D2
RAYMOND JAMES INVESTMENT COUNSEL LTD.
Y
008-10999
RAYMOND JAMES & ASSOCIATES, INC.
705
1904746
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1942245
1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1962859
1
9-D2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
1966056
9-E1
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1978680
9-E1
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
1979340
1
9-D2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES & ASSOCIATES, INC.
705
1967224
1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES & ASSOCIATES, INC.
705
1966428
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2004850
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
2006571
1
9-C1
9-C2
9-C4
9-C5
RAYMOND JAMES & ASSOCIATES, INC.
705
2046098
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
2046115
1
9-D1
9-D2
9-D4
Raymond James Financial Services,Inc
Y
008-17983
Raymond James Financial Services,Inc
6694
2050897
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
53429752
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
2059002
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
2059002
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
2058951
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
2058899
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2051262
9-D1
9-D2
9-D4
9-G
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
2050897
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
2090408
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2230619
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2234280
9-E2
RAYMOND JAMES & ASSOCIATES, INC.
705
2235512
9-E2
9-E4
RAYMOND JAMES & ASSOCIATES, INC.
705
2246150
1
9-E2
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
2237103
9-E2
Raymond James & Associates, Inc.
705
2254117
9-D2
9-D4
Raymond James & Associates, Inc.
705
2283793
1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2306307
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
2306311
1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2307389
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
2307414
1
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2307388
RAYMOND JAMES FINANCIAL SERVICES, INC.
Y
008-17983
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
2307413
9-D3
9-D4
Raymond James & Associates, Inc.
705
2311634
9-E2
9-E4
Raymond James & Associates, Inc.
705
2311632
9-E2
9-E4
Raymond James & Associates, Inc.
705
2311631
9-E2
9-E4
Raymond James & Associates, Inc.
705
2311629
9-E2
9-E4
Raymond James & Associates, Inc.
705
2311630
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2306307
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2307388
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2307389
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2311629
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2311630
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2311631
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2311632
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2311634
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2313738
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2314441
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2316481
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2316482
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2316483
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2316484
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2316485
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2316486
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2316487
9-D2
9-D4
RAYMOND JAMES & ASSOCIATES, INC.
705
2318865
1
9-H1b
RAYMOND JAMES & ASSOCIATES, INC.
705
1605092
MORGAN KEEGAN & COMPANY, LLC.
Y
008-15001
MORGAN KEEGAN & COMPANY, LLC.
4161
1465983
Alena Barlow
Alena Barlow
Director, Registrations
01-31-2024
N
N
N
N
N
Y
Y
Y
N
N
N
Y
Y
N
N
N
N
Y
N
N
N