0000724743-23-000041.txt : 20231018
0000724743-23-000041.hdr.sgml : 20231018
20231018095838
ACCESSION NUMBER: 0000724743-23-000041
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: DODD,NICHOLAS,J,
FILED AS OF DATE: 20231017
DATE AS OF CHANGE: 20231018
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 231331107
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-8946
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I/A
1
primary_doc.xml
MA-I/A
0000724743
XXXXXXXX
Dushundra Barnes
9016808482
Dushundra.Barnes@raymondJames.com
Lenora.Lovett@RaymondJames.com
Casey.Bradford@RaymondJames.com
Dushundra.Barnes@Raymondjames.com
N
0000724743-23-000017
N
Nicholas
J
Dodd
4313726
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
05-22-2023
N
867-01336
LOCATED
05-22-2023
8501 N SCOTTSDALE RD
SCOTTSDALE
AZ
85253
SUPERVISED
05-22-2023
300 Conshohocken State Rd Ste 400
Conshohocken
PA
19428
Nick
J
Dodd
05-2023
RAYMOND JAMES & ASSOCIATES
SCOTTSDALE
AZ
85253
Y
Y
REGISTERED ASSOCIATE
06-2018
05-2023
Piper Jaffray
Phoenix
AZ
85016
Y
Y
Municipal Finance Managing Director
03-2008
06-2018
RBC CAPITAL MARKETS, LLC
PHOENIX
AZ
85016
Y
Y
MUNICIPAL FINANCE DIRECTOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-17-2023
Lenora Lovett
Manager, Registrations