0000724743-23-000041.txt : 20231018 0000724743-23-000041.hdr.sgml : 20231018 20231018095838 ACCESSION NUMBER: 0000724743-23-000041 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: DODD,NICHOLAS,J, FILED AS OF DATE: 20231017 DATE AS OF CHANGE: 20231018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 231331107 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-8946 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I/A 1 primary_doc.xml MA-I/A 0000724743 XXXXXXXX Dushundra Barnes 9016808482 Dushundra.Barnes@raymondJames.com Lenora.Lovett@RaymondJames.com Casey.Bradford@RaymondJames.com Dushundra.Barnes@Raymondjames.com N 0000724743-23-000017 N Nicholas J Dodd 4313726 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 05-22-2023 N 867-01336 LOCATED 05-22-2023 8501 N SCOTTSDALE RD SCOTTSDALE AZ 85253 SUPERVISED 05-22-2023 300 Conshohocken State Rd Ste 400 Conshohocken PA 19428 Nick J Dodd 05-2023 RAYMOND JAMES & ASSOCIATES SCOTTSDALE AZ 85253 Y Y REGISTERED ASSOCIATE 06-2018 05-2023 Piper Jaffray Phoenix AZ 85016 Y Y Municipal Finance Managing Director 03-2008 06-2018 RBC CAPITAL MARKETS, LLC PHOENIX AZ 85016 Y Y MUNICIPAL FINANCE DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-17-2023 Lenora Lovett Manager, Registrations