0000724743-23-000027.txt : 20230815
0000724743-23-000027.hdr.sgml : 20230815
20230815135035
ACCESSION NUMBER: 0000724743-23-000027
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: APPELT,JASON,JAMES,
FILED AS OF DATE: 20230815
DATE AS OF CHANGE: 20230815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 231174279
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-8946
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
Dushundra Barnes
9016808482
Dushundra.Barnes@raymondJames.com
Lenora.Lovett@RaymondJames.com
Casey.Bradford@RaymondJames.com
ShaVeata.Frazier@Raymondjames.com
N
N
Jason
James
Appelt
4038258
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
05-24-2022
N
867-01336
LOCATED
05-24-2022
SUPERVISED
05-24-2022
1100 Ridgeway Loop Road
Memphis
TN
38120
Jason
J
Appelt
Jason
James
Appelt
05-2022
RAYMOND JAMES & ASSOCIATES, INC.
PITTSBURGH
PA
15243
Y
Y
REGISTERED REPRESENTATIVE
08-2020
05-2022
TRUIST SECURITIES, INC
PITTSBURGH
PA
15222
Y
Y
MASS TRANSFER
06-2018
08-2020
BB&T SECURITIES
PITTSBURGH
PA
15219
Y
Y
SR INVESTMENT BANKER
04-2013
06-2018
GEORGE K. BAUM & COMPANY
PITTSBURGH
PA
15220
Y
Y
MUNICIPAL INVESTMENT BANKER - SVP
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-15-2023
Lenora Lovett
Manager, Registrations