0000724743-21-000016.txt : 20210505 0000724743-21-000016.hdr.sgml : 20210505 20210505110050 ACCESSION NUMBER: 0000724743-21-000016 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 GLENN,GOUGH,P, FILED AS OF DATE: 20210505 DATE AS OF CHANGE: 20210505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 21891749 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-8946 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX BETH BATES 9013590990 BETH.BATES@RAYMONDJAMES.COM BETH.BATES@RAYMONDJAMES.COM LORI.MAHONEY@RAYMONDJAMES.COM TRISHA.CRAM@RAYMONDJAMES.CM N N GOUGH P GLENN 5077603 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 06-24-2019 N 867-01336 LOCATED SUPERVISED 06-24-2019 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 GLEN P GOUGH 06-2019 RAYMOND JAMES ST PETERSBURG FL 33716 Y Y Director 04-2009 04-2019 WELLS FARGO SECURITIES, LLC ST PETERSBURG FL 33761 Y Y ASSOCIATE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-04-2021 TRISHA CRAM VP - COMPLIANCE