0000724743-21-000016.txt : 20210505
0000724743-21-000016.hdr.sgml : 20210505
20210505110050
ACCESSION NUMBER: 0000724743-21-000016
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
GLENN,GOUGH,P,
FILED AS OF DATE: 20210505
DATE AS OF CHANGE: 20210505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 21891749
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-8946
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
BETH BATES
9013590990
BETH.BATES@RAYMONDJAMES.COM
BETH.BATES@RAYMONDJAMES.COM
LORI.MAHONEY@RAYMONDJAMES.COM
TRISHA.CRAM@RAYMONDJAMES.CM
N
N
GOUGH
P
GLENN
5077603
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
06-24-2019
N
867-01336
LOCATED
SUPERVISED
06-24-2019
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
GLEN
P
GOUGH
06-2019
RAYMOND JAMES
ST PETERSBURG
FL
33716
Y
Y
Director
04-2009
04-2019
WELLS FARGO SECURITIES, LLC
ST PETERSBURG
FL
33761
Y
Y
ASSOCIATE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-04-2021
TRISHA CRAM
VP - COMPLIANCE