0000724743-21-000002.txt : 20210205
0000724743-21-000002.hdr.sgml : 20210205
20210205175555
ACCESSION NUMBER: 0000724743-21-000002
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
SOMA,PAUL,ARTHUR,
FILED AS OF DATE: 20210205
DATE AS OF CHANGE: 20210205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 21597616
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-8946
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
BETH BATES
9017662156
BETH.BATES@RAYMONDJAMES.COM
BETH.BATES@RAYMONDJAMES.COM
TRISHA.CRAM@RAYMONDJAMES.COM
LORI.MAHONEY@RAYMONDJAMES.COM
N
N
PAUL
ARTHUR
SOMA
7184406
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
09-30-2019
N
867-01336
LOCATED
09-30-2019
13818 S WEST BAY SHORE DRIVE
TRAVERSE CITY
MI
49684
SUPERVISED
09-30-2019
550 WEST WASHINGTON BLVD
#1650
CHICAGO
IL
60661
09-2019
RAYMOND JAMES & ASSOCIATES
TRAVERSE CITY
MI
49684
Y
Y
REGISTERED ASSOCIATE
02-2002
07-2019
Traverse City Area Public Schools
TRAVERS CITY
MI
00000
N
N
Superintendent and Associate Superintendent
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-03-2021
TRISHA CRAM
VP - COMPLIANCE