0000724743-21-000002.txt : 20210205 0000724743-21-000002.hdr.sgml : 20210205 20210205175555 ACCESSION NUMBER: 0000724743-21-000002 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 SOMA,PAUL,ARTHUR, FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 21597616 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-8946 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX BETH BATES 9017662156 BETH.BATES@RAYMONDJAMES.COM BETH.BATES@RAYMONDJAMES.COM TRISHA.CRAM@RAYMONDJAMES.COM LORI.MAHONEY@RAYMONDJAMES.COM N N PAUL ARTHUR SOMA 7184406 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 09-30-2019 N 867-01336 LOCATED 09-30-2019 13818 S WEST BAY SHORE DRIVE TRAVERSE CITY MI 49684 SUPERVISED 09-30-2019 550 WEST WASHINGTON BLVD #1650 CHICAGO IL 60661 09-2019 RAYMOND JAMES & ASSOCIATES TRAVERSE CITY MI 49684 Y Y REGISTERED ASSOCIATE 02-2002 07-2019 Traverse City Area Public Schools TRAVERS CITY MI 00000 N N Superintendent and Associate Superintendent N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-03-2021 TRISHA CRAM VP - COMPLIANCE