0000724743-19-000023.txt : 20190801 0000724743-19-000023.hdr.sgml : 20190801 20190801170248 ACCESSION NUMBER: 0000724743-19-000023 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 ALLEN,BENJAMIN,J, FILED AS OF DATE: 20190801 DATE AS OF CHANGE: 20190801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 19993461 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-5812 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX Dushundra Barnes 901-680-8482 dushundra.barnes@raymondjames.com beth.bates@raymondjames.com rob.pellati@raymondjames.com trisha.cram@raymondjames.com N N Benjamin J Allen 7131204 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 06-07-2019 N 867-01336 LOCATED 06-07-2019 SUPERVISED 06-07-2019 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 06-2019 Raymond James and Associates Inc. Lewis Center OH 43035 Y Y Vice President, Continuing Disclosure 01-2015 06-2019 Disclosure Advisors LLC. Columbus OH 43231 Y Y Owner / Managing Director 07-2012 12-2014 Manifest Solutions, Inc. Columbus OH 43221 N N Consultant for Nationwide Insurance - Data Architect - Application Developer 07-2004 07-2012 JPMorganChase, Inc. Columbus OH 43219 Y Y VP- Senior Technology Y 01-1999 One Last Time Around 2616 Hollenback Road Lewis Center OH 43035 N N Rock and Roll Music Group General Partner 15 Track expenses N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-01-2019 Trisah Cram VP - Compliance