0000724743-19-000021.txt : 20190716
0000724743-19-000021.hdr.sgml : 20190716
20190716161734
ACCESSION NUMBER: 0000724743-19-000021
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
VERA,JOSE,ANTONIO,
FILED AS OF DATE: 20190716
DATE AS OF CHANGE: 20190716
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 19957368
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-5812
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
BETH BATES
901761
beth.bates@raymondjames.com
beth.bates@raymondjames.com
rob.pellati@raymondjames.com
trisha.cram@raymondjames.com
N
N
JOSE
ANTONIO
VERA
4069206
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
07-01-2019
N
867-01336
LOCATED
07-01-2019
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
SUPERVISED
07-01-2019
ONE EMBARCADERO CENTER, #650
SAN FRANCISCO
CA
94111
LOCATED
07-01-2019
10250 CONSTELLATION BLVD, 8TH FLOOR
LOS ANGELES
CA
90067
07-2019
RAYMOND JAMES & ASSOCIATES
PASEDENA
CA
91103
Y
Y
MANAGING DIRECTOR
10-2011
06-2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
LOS ANGELES
CA
90071
Y
Y
MANAGING DIRECTOR
10-1999
09-2011
STONE & YOUNGBERG LLC
SHERMAN OAKS
CA
90071
Y
Y
DIRECTOR
Y
01-2018
INFRASTRUCTURE FUNDING ALLIANCE
2241 SHADETREE CIRCLE
BREA
CA
92821
N
N
NATIONAL INITIATIVE TO MEET OUR FUTURE INFRASTRUCTURE NEEDS
BOARD MEMEBER
4
BOARD MEMBER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-08-2019
TRISHA CRAM
VP- COMPLIANCE