0000724743-19-000021.txt : 20190716 0000724743-19-000021.hdr.sgml : 20190716 20190716161734 ACCESSION NUMBER: 0000724743-19-000021 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 VERA,JOSE,ANTONIO, FILED AS OF DATE: 20190716 DATE AS OF CHANGE: 20190716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 19957368 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-5812 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX BETH BATES 901761 beth.bates@raymondjames.com beth.bates@raymondjames.com rob.pellati@raymondjames.com trisha.cram@raymondjames.com N N JOSE ANTONIO VERA 4069206 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 07-01-2019 N 867-01336 LOCATED 07-01-2019 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 SUPERVISED 07-01-2019 ONE EMBARCADERO CENTER, #650 SAN FRANCISCO CA 94111 LOCATED 07-01-2019 10250 CONSTELLATION BLVD, 8TH FLOOR LOS ANGELES CA 90067 07-2019 RAYMOND JAMES & ASSOCIATES PASEDENA CA 91103 Y Y MANAGING DIRECTOR 10-2011 06-2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED LOS ANGELES CA 90071 Y Y MANAGING DIRECTOR 10-1999 09-2011 STONE & YOUNGBERG LLC SHERMAN OAKS CA 90071 Y Y DIRECTOR Y 01-2018 INFRASTRUCTURE FUNDING ALLIANCE 2241 SHADETREE CIRCLE BREA CA 92821 N N NATIONAL INITIATIVE TO MEET OUR FUTURE INFRASTRUCTURE NEEDS BOARD MEMEBER 4 BOARD MEMBER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-08-2019 TRISHA CRAM VP- COMPLIANCE