0000724743-19-000006.txt : 20190205 0000724743-19-000006.hdr.sgml : 20190205 20190205093630 ACCESSION NUMBER: 0000724743-19-000006 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 YANDEL,GUY,EDWARD, FILED AS OF DATE: 20190204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 19566509 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1321 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX Dushundra Barnes 901-680-8482 dushundra.barnes@raymondjames.com Clarissa.Kerr@raymondjames.com Alyssa.Meyers@raymondjames.com rob.pellati@raymondjames.com dushundra.barnes@raymondjames.com N N Guy Edward Yandel 001383066 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 09-13-2018 N 867-01336 LOCATED 01-15-2019 4643 South Ulster Street Suite 1350 Denver CO 80237 SUPERVISED 09-17-2018 5O NORTH FRONT STREET MEMPHIS TN 38103 09-2018 Raymond James & Associates, Inc. Denver CO 80237 Y Y Managing Director 09-1991 09-2018 GEORGE K. BAUM & COMPANY Dallas TX 75225 Y Y MUNICIPAL INVESTMENT BANKING PRINCIPAL - EVP Y 09-2018 Make Some Noise 9 Campus Dr. Parsippany NJ 07054 N N Pediatric Cancer Research Foundation Board Member 1 Approve Board issues at the national organization associated with how to raise money and which pediatric cancer research to invest in. N N N N N N N N N N N N N N N N N N N Y N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-31-2019 Alyssa Meyer VP - Compliance Guy E. Yandel 001383066 96790 6E(2)