0000724743-15-000101.txt : 20151103
0000724743-15-000101.hdr.sgml : 20151103
20151103164120
ACCESSION NUMBER: 0000724743-15-000101
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20151103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 151194237
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4712
MAIL ADDRESS:
STREET 1: P.O. BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33733-2749
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I/A
1
primary_doc.xml
MA-I/A
0000724743
XXXXXXXX
Clarissa Nichelle Kerr
901-680-8474
clarissa.kerr@raymondjames.com
Diane.Anderson@RaymondJames.com
Clarissa.Kerr@RaymondJames.com
N
N
WILLIAM
HARRY
FUSSELL
002859328
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
08-20-2012
N
FORM MA WILL BE FILED SHORTLY
SUPERVISED
08-20-2012
50 NORTH FRONT STREET
MEMPHIS
TN
38103
LOCATED
04-22-2013
3050 PEACHTREE ROAD NW
SUITE 703
ATLANTA
GA
30305
08-2012
RAYMOND JAMES & ASSOCIATES
ATLANTA
GA
30305
Y
Y
REGISTERED ASSOCIATE
08-1997
08-2012
MORGAN KEEGAN & COMPANY INC
MEMPHIS
TN
38103
Y
Y
REGISTERED REPRESENTATIVE
Y
04-2012
NOT APPLICABLE
50 NORTH FRONT STREET
MEMPHIS
TN
38103
Y
Y
THE FIRM HAS APPROVED THIS INDIVIDUAL TO BE INVOLVED AS AN OFFICER/DIRECTOR OF ONE OR MORE AFFILIATES AS NEEDED. THIS IS DONE CONCURRENTLY AND AS A PART OF NORMAL ROUTINE WITH THE BROKER/DEALER.
OFFICER/DIRECTOR
3
THE FIRM HAS APPROVED THIS INDIVIDUAL TO BE INVOLVED AS AN OFFICER/DIRECTOR OF ONE OR MORE AFFILIATES AS NEEDED. THIS IS DONE CONCURRENTLY AND AS A PART OF NORMAL ROUTINE WITH THE BROKER/DEALER.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
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N
N
11-03-2015
DIANE ANDERSON
COMPLIANCE MANAGER - PCG