0000724743-15-000101.txt : 20151103 0000724743-15-000101.hdr.sgml : 20151103 20151103164120 ACCESSION NUMBER: 0000724743-15-000101 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20151103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 151194237 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-4712 MAIL ADDRESS: STREET 1: P.O. BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33733-2749 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I/A 1 primary_doc.xml MA-I/A 0000724743 XXXXXXXX Clarissa Nichelle Kerr 901-680-8474 clarissa.kerr@raymondjames.com Diane.Anderson@RaymondJames.com Clarissa.Kerr@RaymondJames.com N N WILLIAM HARRY FUSSELL 002859328 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 08-20-2012 N FORM MA WILL BE FILED SHORTLY SUPERVISED 08-20-2012 50 NORTH FRONT STREET MEMPHIS TN 38103 LOCATED 04-22-2013 3050 PEACHTREE ROAD NW SUITE 703 ATLANTA GA 30305 08-2012 RAYMOND JAMES & ASSOCIATES ATLANTA GA 30305 Y Y REGISTERED ASSOCIATE 08-1997 08-2012 MORGAN KEEGAN & COMPANY INC MEMPHIS TN 38103 Y Y REGISTERED REPRESENTATIVE Y 04-2012 NOT APPLICABLE 50 NORTH FRONT STREET MEMPHIS TN 38103 Y Y THE FIRM HAS APPROVED THIS INDIVIDUAL TO BE INVOLVED AS AN OFFICER/DIRECTOR OF ONE OR MORE AFFILIATES AS NEEDED. THIS IS DONE CONCURRENTLY AND AS A PART OF NORMAL ROUTINE WITH THE BROKER/DEALER. OFFICER/DIRECTOR 3 THE FIRM HAS APPROVED THIS INDIVIDUAL TO BE INVOLVED AS AN OFFICER/DIRECTOR OF ONE OR MORE AFFILIATES AS NEEDED. THIS IS DONE CONCURRENTLY AND AS A PART OF NORMAL ROUTINE WITH THE BROKER/DEALER. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-03-2015 DIANE ANDERSON COMPLIANCE MANAGER - PCG