0000724743-15-000052.txt : 20150430
0000724743-15-000052.hdr.sgml : 20150430
20150430075852
ACCESSION NUMBER: 0000724743-15-000052
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150429
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 15815280
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4712
MAIL ADDRESS:
STREET 1: P.O. BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33733-2749
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I/A
1
primary_doc.xml
MA-I/A
0000724743
XXXXXXXX
CLARISSA NICHELLE KERR
901-680-8474
clarissa.kerr@raymondjames.com
Diane.Anderson@raymondjames.com
Minnie.Whitmire@raymondjames.com
N
N
JOSEPH
GERARD
BECK
001608980
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
01-02-2013
N
867-01336
LOCATED
01-02-2013
630 FIFTH AVENUE 29TH FLOOR
NEW YORK
NY
10111
01-2013
RAYMOND JAMES & ASSOCIATES, INC.
New York
NY
10111
Y
Y
REGISTERED ASSOCIATE
06-2007
01-2013
MORGAN KEEGAN AND COMPANY, INC
NEW YORK
NY
10111
N
Y
REGISTERED REPRESENTATIVE
05-2001
05-2007
SHATTUCK HAMMOND PARTNERS LLC
New York
NY
10111
N
Y
DIRECTOR, MUNICIPAL SECURITIES PRINCIPAL, GENERAL SECURITIES REPRESENTATIVE
Y
06-2008
CARDIOVASCULAR RESEARCH FOUNDATION
Unknown
New York
NY
10022
N
N
NOT FOR PROFIT INTERVENTIONAL CARDIOLOGY RESEARCH, EDUCATION AND TRAINING ORGANIZATION
DIRECTOR/ OFFICER/MEMBER-BOARD OR COMMITTEE
5
BOARD MEMBER AND CHAIR OF FINANCE COMMITTEE
03-2010
THE WILD CENTER
unknown
TUPPER LAKE
NY
12986
N
N
TRUSTEE INVESTMENT
BOARD MEMBER/OFFICER/DIRECTOR
3
BOARD MEMBER AND CHAIR OF AUDIT COMMITTEE
06-2013
ARCHCARE FOUNDATION (CATHOLIC HEALTH CARE SERVICES FOUNDATION OF THE ARCHDIOCESE OF NEW YORK)
unknown
NEW YORK
NY
10016
N
N
BOARD MEMBER/OFFICER/DIRECTOR
DIRECTOR INVESTMENT
5
BOARD MEMBER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-29-2015
DIANE ANDERSON
COMPLIANCE MANAGER - PCG