0000724743-15-000052.txt : 20150430 0000724743-15-000052.hdr.sgml : 20150430 20150430075852 ACCESSION NUMBER: 0000724743-15-000052 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 15815280 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-4712 MAIL ADDRESS: STREET 1: P.O. BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33733-2749 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I/A 1 primary_doc.xml MA-I/A 0000724743 XXXXXXXX CLARISSA NICHELLE KERR 901-680-8474 clarissa.kerr@raymondjames.com Diane.Anderson@raymondjames.com Minnie.Whitmire@raymondjames.com N N JOSEPH GERARD BECK 001608980 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 01-02-2013 N 867-01336 LOCATED 01-02-2013 630 FIFTH AVENUE 29TH FLOOR NEW YORK NY 10111 01-2013 RAYMOND JAMES & ASSOCIATES, INC. New York NY 10111 Y Y REGISTERED ASSOCIATE 06-2007 01-2013 MORGAN KEEGAN AND COMPANY, INC NEW YORK NY 10111 N Y REGISTERED REPRESENTATIVE 05-2001 05-2007 SHATTUCK HAMMOND PARTNERS LLC New York NY 10111 N Y DIRECTOR, MUNICIPAL SECURITIES PRINCIPAL, GENERAL SECURITIES REPRESENTATIVE Y 06-2008 CARDIOVASCULAR RESEARCH FOUNDATION Unknown New York NY 10022 N N NOT FOR PROFIT INTERVENTIONAL CARDIOLOGY RESEARCH, EDUCATION AND TRAINING ORGANIZATION DIRECTOR/ OFFICER/MEMBER-BOARD OR COMMITTEE 5 BOARD MEMBER AND CHAIR OF FINANCE COMMITTEE 03-2010 THE WILD CENTER unknown TUPPER LAKE NY 12986 N N TRUSTEE INVESTMENT BOARD MEMBER/OFFICER/DIRECTOR 3 BOARD MEMBER AND CHAIR OF AUDIT COMMITTEE 06-2013 ARCHCARE FOUNDATION (CATHOLIC HEALTH CARE SERVICES FOUNDATION OF THE ARCHDIOCESE OF NEW YORK) unknown NEW YORK NY 10016 N N BOARD MEMBER/OFFICER/DIRECTOR DIRECTOR INVESTMENT 5 BOARD MEMBER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-29-2015 DIANE ANDERSON COMPLIANCE MANAGER - PCG