0000724743-15-000032.txt : 20150218
0000724743-15-000032.hdr.sgml : 20150216
20150217091846
ACCESSION NUMBER: 0000724743-15-000032
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 15618385
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4712
MAIL ADDRESS:
STREET 1: P.O. BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33733-2749
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I/A
1
primary_doc.xml
MA-I/A
0000724743
XXXXXXXX
CLARISSA N. KERR
901-680-8474
clarissa.kerr@raymondjames.com
Diane.anderson@raymondjames.com
Minnie.whitmire@raymondjames.com
N
N
VINTON
LEE
ROLLINS
000403264
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
01-02-2013
N
FORM MA WILL BE FILED SHORTLY
LOCATED
01-02-2013
630 FIFTH AVENUE, 29TH FLOOR
NEW YORK
NY
10111
01-2013
RAYMOND JAMES & ASSOCIATES, INC.
NEW YORK
NY
10111
Y
Y
REGISTERED ASSOCIATE
06-2007
01-2013
MORGAN KEEGAN & COMPANY, INC.
NEW YORK
NY
10111
Y
Y
BANKER
05-2001
06-2007
SHATTUCK HAMMOND PARTNERS LLC
NEW YORK
NY
10111
Y
Y
MEMBER, MUNICIPAL SECURITIES PRINCIPAL, GENERAL SECURITIES REPRESENTATIVE
Y
09-1998
XINTEK, INC.
7020 KIT CREEK ROAD, #210
RESEARCH TRIANGLE PARK
NC
27709
N
N
THE COMPANY DEVELOPS AND MANUFACTURES NANOMATERIAL-BASED FIELD EMISSION TECHNOLOGIES AND PRODUCTS FOR A BROAD RANGE OF APPLICATIONS INCLUDING DIAGNOSTIC MEDICAL IMAGING, HOMELAND SECURITY, AND INFORMATION DISPLAY.
DIRECTOR/ OFFICER/MEMBER
0
AS BOARD MEMBER: PARTICIPATE IN ANNUAL SHAREHOLDERS MEETING BY CONFERENCE CALL; BE AVAILABLE FROM TIME TO TIME FOR CALLS WITH MANAGEMENT AND MEETING THEM WHEN THEY COME TO NEW YORK
09-2014
SCIENTIFIC INTAKE LTD
2859 PACES FERRY ROAD, #1710
ATLANTA
GA
30339
N
N
HEALTH CARE
PERSONAL / PRIVATE INVESTMENT
0
INVESTOR
09-2014
PHYSICIANS RECOMMENDED NUTRICEUTICALS
N/A
NEW YORK
NY
10075
N
N
HEALTH CARE
PERSONAL / PRIVATE INVESTMENT
0
INVESTOR
09-2014
ROYAL STERLING DEVELOPMENT LLC
N/A
NEW YORK
NY
10075
N
N
INVESTMENT
PERSONAL / PRIVATE INVESTMENT
0
INVESTOR
09-2014
GLACIA NOVA LLC
1520 15TH STREET, NW #120
AUBURN
WA
98001
N
N
WATER PRODUCTS
PERSONAL / PRIVATE INVESTMENT
2
LISTEN IN ON BOARD AND INTERNAL MANAGEMENT CALLS
09-2014
PREFERRED PET CARE, INC.
233 RUTGERS STREET
MAPLEWOOD
NJ
07040
N
N
PET CARE
PERSONAL / PRIVATE INVESTMENT
1
INVESTOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-12-2015
DIANE ANDERSON
COMPLIANCE MANAGER - PCG